13F-HR filed by Forty4 Asset Management LLC
Forty4 Asset Management LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 279 holding rows worth $267,078,000.
- Accession
- 0001085146-13-001882
- Filer
- CIK 1561322
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 279 entries on the cover page, a total value of $267,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,078,000 with VALUE read as thousands by filing date, 13F file number 028-15463. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 4,607,507 | $67,730,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 657,993 | $30,386,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 106,500 | $11,354,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 193,200 | $9,372,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 366,415 | $9,169,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 281,200 | $7,578,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 245,276 | $6,912,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,218,900 | $5,859,000 | thousands by filing date | put |
| EQUINIX INC | 29444UAH9 | CNV | 2,500,000 | $5,619,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 32,950 | $5,536,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 3,500,000 | $5,320,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 480,500 | $4,231,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 99,400 | $3,663,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 1,500,000 | $3,649,000 | thousands by filing date | principal |
| US STEEL CORP | 912909AE8 | NOTE | 3,149,000 | $3,222,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 2,500,000 | $3,168,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 48,197 | $3,100,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 62,714 | $2,805,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 58,750 | $2,720,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 51,500 | $2,467,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 39,200 | $2,423,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 687,000 | $2,236,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 32,001 | $2,104,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 29,982 | $2,088,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,276,900 | $2,059,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 57,398 | $1,972,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 28,500 | $1,962,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 115,800 | $1,598,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 22,602 | $1,503,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 392,800 | $1,399,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 44,200 | $1,352,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 66,318 | $1,289,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 81,598 | $1,264,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 5,898 | $1,190,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 335,000 | $1,175,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,283,200 | $1,133,000 | thousands by filing date | call |
| 38259p508 | COM | 1,200 | $1,051,000 | thousands by filing date | ||
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 31,612 | $1,046,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 61,295 | $1,034,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 28,100 | $1,000,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,500 | $914,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 33,290 | $820,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 9,000 | $815,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 99,858 | $810,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,220,300 | $725,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 1,580,800 | $724,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 284,400 | $700,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 169,100 | $695,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 168,976 | $679,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 32,100 | $658,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,900 | $655,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,001 | $636,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,082,200 | $632,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 13,200 | $628,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,547,200 | $612,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 33,100 | $601,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 501,900 | $595,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 170,000 | $587,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 622,800 | $584,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,200 | $580,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 9,500 | $579,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 23,625 | $564,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,900 | $542,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 14,299 | $536,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 12,800 | $531,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,800 | $509,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 9,498 | $502,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,700 | $486,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 26,146 | $481,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 46,202 | $481,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 306,000 | $443,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 648,600 | $442,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 32,150 | $439,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 48,400 | $435,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 12,089 | $428,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 70,500 | $422,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 250,000 | $421,000 | thousands by filing date | principal |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 31,188 | $418,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,900 | $415,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 106,100 | $411,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 50,000 | $408,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 32,599 | $393,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,599 | $377,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,200 | $371,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 37,719 | $369,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,000 | $367,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 76,793 | $366,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 23,601 | $364,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 11,100 | $360,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 7,500 | $345,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 552,100 | $333,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 11,100 | $329,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 14,201 | $322,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,701 | $314,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 10,300 | $309,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 37,200 | $301,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 51,150 | $300,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 21,146 | $299,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,233,300 | $297,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 7,500 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 335,000 | $294,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,608 | $283,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 156,500 | $278,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 7,100 | $273,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 496,300 | $264,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 18,801 | $263,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,212 | $254,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,800 | $252,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 21,700 | $251,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 3,451 | $249,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,787 | $243,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,500 | $242,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 56,100 | $236,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520102 | COM | 21,399 | $218,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 18,186 | $207,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,900 | $204,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,400 | $202,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 73,500 | $194,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 87,600 | $186,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 108,500 | $185,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 117,000 | $184,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 45,000 | $167,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 7,400 | $167,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 345,200 | $165,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 51,400 | $163,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 2,413 | $159,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 52,700 | $156,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 283,300 | $152,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 124,000 | $146,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 9,400 | $144,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 484,100 | $144,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 302,600 | $141,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 1,318 | $138,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,300 | $137,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 457,800 | $136,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,003 | $130,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 64,900 | $125,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 3,910 | $121,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 72,900 | $120,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 50,400 | $115,000 | thousands by filing date | put |
| JAMES RIVER COAL CO | 470355207 | COM | 101,900 | $110,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 51,600 | $109,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 28,200 | $102,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 21,100 | $102,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 4,808 | $99,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 51,300 | $94,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 125,300 | $90,000 | thousands by filing date | put |
| PROCERA NETWORKS INC | 74269U203 | COM | 5,800 | $90,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 87,300 | $88,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 108,700 | $87,000 | thousands by filing date | put |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 64,200 | $87,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764103 | COM | 127,900 | $87,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 41,700 | $86,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 101,200 | $85,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 106,000 | $79,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 26,800 | $79,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 13,335 | $79,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 172,500 | $77,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 5,900 | $76,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 22,100 | $75,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 142,000 | $74,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 27,300 | $73,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 127,200 | $72,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 336,600 | $67,000 | thousands by filing date | put |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 119,400 | $64,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 102,400 | $63,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 52,700 | $63,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 77,700 | $62,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 91,300 | $61,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 23,000 | $61,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 20,000 | $60,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 51,900 | $60,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 32,000 | $60,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 999 | $60,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 35,700 | $59,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 4,200 | $54,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,716 | $54,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,200 | $53,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 15,200 | $50,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20,000 | $50,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 5,200 | $48,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 36,100 | $47,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 44,100 | $46,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 1,100 | $45,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 44,600 | $44,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 25,100 | $44,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 37,400 | $42,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 16,200 | $42,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 200,000 | $41,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 20,700 | $39,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 166,200 | $39,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 250,000 | $38,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 183,000 | $37,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 27,500 | $36,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 16,200 | $36,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 23,100 | $35,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 29,400 | $35,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 56,900 | $35,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 44,400 | $34,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 61,900 | $33,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,400 | $32,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 61,400 | $31,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 36,600 | $29,000 | thousands by filing date | put |
| CATAMARAN CORP | 148887102 | COM | 15,900 | $29,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 40,300 | $26,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 88,700 | $25,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 10,000 | $25,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 28,900 | $24,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 28,800 | $24,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,400 | $23,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 32,300 | $23,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 25,000 | $22,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 25,100 | $21,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,500 | $21,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 149,700 | $21,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 119,900 | $20,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 45,000 | $20,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 800 | $20,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 17,000 | $20,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 34,000 | $20,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 21,700 | $19,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 19,100 | $19,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 12,400 | $18,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 38,300 | $18,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 300 | $17,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,500 | $16,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 600 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 13,000 | $16,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 55,700 | $15,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 15,300 | $14,000 | thousands by filing date | call |
| PROCERA NETWORKS INC | 74269U203 | COM | 15,400 | $14,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 35,500 | $13,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,100 | $13,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 30,600 | $11,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 12,600 | $11,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 9,400 | $11,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,300 | $10,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 159,200 | $10,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,400 | $10,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 40,000 | $10,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 42,300 | $9,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,300 | $9,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 12,100 | $9,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 10,000 | $8,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 16,700 | $7,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 15,600 | $7,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 6,200 | $6,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 12,500 | $6,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 45,000 | $5,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,100 | $5,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,500 | $5,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 20,000 | $5,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 15,000 | $5,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,900 | $4,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 27,000 | $4,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,400 | $4,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,300 | $4,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 33,700 | $4,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 50,000 | $4,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 16,400 | $4,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 17,500 | $3,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 2,500 | $3,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 32,200 | $3,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 12,400 | $3,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 4,000 | $2,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 4,000 | $2,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 24,000 | $2,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 26,000 | $2,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 15,400 | $2,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 17,300 | $2,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 21,600 | $1,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,600 | $1,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 11,200 | $1,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 44,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALON USA ENERGY INC | 020520102 | COM | 5,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001882 | this filing | 2013-11-12 | acceptance time not in the bulk data set |