Forty4 Asset Management LLC
Follow13F filer, CIK 1561322, CHICAGO, IL
Forty4 Asset Management LLC reported $313,276,000 across 203 holdings for the quarter ended 2013-12-31, in a 13F-HR/A filed 2014-03-18. Its ten largest share positions make up 72.53% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR/A 0001085146-14-000778
- Period
- 2013-12-31
- Reported value
- $313M
- Holdings
- 203
- Top 10 weight
- 72.53%
- New
- 103
- Sold out
- 179
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| TLTadded | +286,200 | $29.2M |
| SPROTT PHYSICAL GOLD SILVERadded | +1,483,622 | $19.7M |
| SPYadded | +106,370 | $19.6M |
| XLEadded | +148,400 | $13.1M |
| CRMnew | +117,600 | $6.49M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| CENTRAL GOLDTRUSTreduced | -205,516 | -$8.53M |
| MSexited | -281,200 | -$7.58M |
| IWMreduced | -65,000 | -$7.5M |
| MARKET VECTORS ETF TRreduced | -242,558 | -$6.96M |
| Creduced | -113,700 | -$5.93M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q4 2013
Share positions as resolved from 13F-HR/A 0001085146-14-000778, largest first. % of portfolio is the value over $285,666,000, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER | 6,091,129 | $80.7M | 28.25% | +1,483,622 | |||
| TLTISHARES TR | 290,100 | $29.6M | 10.34% | +286,200 | Timeline | ||
| SPYSTATE STR SPDR S&P 500 ETF T | 139,320 | $25.7M | 9.01% | +106,370 | Timeline | ||
| CENTRAL GOLDTRUSTCENTRAL GOLDTRUST | 452,477 | $18.8M | 6.57% | -205,516 | |||
| XLESELECT SECTOR SPDR TR | 156,300 | $13.8M | 4.84% | +148,400 | Timeline | ||
| PENNEY J C INCPENNEY J C INC | 1,165,556 | $10.7M | 3.73% | +685,056 | |||
| CRMSALESFORCE INC | 117,600 | $6.49M | 2.27% | new | Timeline | ||
| XLKSELECT SECTOR SPDR TR | 142,335 | $5.09M | 1.78% | new | Timeline | ||
| IWMISHARES TR | 41,500 | $4.79M | 1.68% | -65,000 | Timeline | ||
| AAPLAPPLE INC | 8,475 | $4.75M | 1.66% | new | Timeline | ||
| KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC | 87,514 | $4.72M | 1.65% | new | |||
| CCITIGROUP INC | 79,500 | $4.14M | 1.45% | -113,700 | Timeline | ||
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC | 510,312 | $3.64M | 1.28% | +496,977 | |||
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF | 167,415 | $3.54M | 1.24% | -199,000 | |||
| COPCONOCOPHILLIPS | 39,649 | $2.8M | 0.98% | new | Timeline | ||
| GSGOLDMAN SACHS GROUP INC | 15,800 | $2.8M | 0.98% | new | Timeline | ||
| SPDR SERIES TRUSTSPDR SERIES TRUST | 36,200 | $2.48M | 0.87% | new | |||
| COACH INCCOACH INC | 37,851 | $2.12M | 0.74% | new | |||
| PBRPETROLEO BRASILEIRO S A | 125,098 | $1.72M | 0.6% | +43,500 | Timeline | ||
| KMIKINDER MORGAN INC DEL | 40,100 | $1.44M | 0.51% | +12,000 | Timeline | ||
| CMCSACOMCAST CORP NEW | 25,300 | $1.31M | 0.46% | new | Timeline | ||
| SPRSPIRIT AEROSYSTEMS HLDGS INC | 38,000 | $1.29M | 0.45% | new | Timeline | ||
| TWITTER INCTWITTER INC | 18,100 | $1.15M | 0.4% | new | |||
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP | 53,226 | $1.03M | 0.36% | +45,826 | |||
| PMPHILIP MORRIS INTL INC | 11,500 | $1M | 0.35% | new | Timeline | ||
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP | 29,600 | $803K | 0.28% | new | |||
| RYLAND GROUP INCRYLAND GROUP INC | 18,500 | $803K | 0.28% | +17,400 | |||
| METAMETA PLATFORMS INC | 14,400 | $787K | 0.28% | new | Timeline | ||
| ETNEATON CORP PLC | 9,800 | $746K | 0.26% | -18,700 | Timeline | ||
| TAT&T INC | 19,800 | $696K | 0.24% | new | Timeline | ||
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP | 19,000 | $671K | 0.23% | -80,400 | |||
| EEMISHARES TR | 14,800 | $618K | 0.22% | new | Timeline | ||
| XLFSELECT SECTOR SPDR TR | 26,100 | $571K | 0.2% | new | Timeline | ||
| BB & T CORPBB & T CORP | 14,500 | $541K | 0.19% | new | |||
| Dow Chemical CompanyDow Chemical Company | 11,800 | $524K | 0.18% | +4,700 | |||
| COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INC | 26,633 | $487K | 0.17% | new | |||
| AMATAPPLIED MATLS INC | 25,921 | $458K | 0.16% | new | Timeline | ||
| FNVFRANCO NEV CORP | 11,100 | $452K | 0.16% | new | Timeline | ||
| DXJWISDOMTREE TR | 8,533 | $434K | 0.15% | new | Timeline | ||
| BLACKROCK REAL ASSET EQUITYBLACKROCK REAL ASSET EQUITY | 48,400 | $422K | 0.15% | 0 | |||
| Walter Energy IncWalter Energy Inc | 24,676 | $410K | 0.14% | new | |||
| ING ASIA PAC HGH DIVID EQ INING ASIA PAC HGH DIVID EQ IN | 31,188 | $397K | 0.14% | 0 | |||
| MDLZMONDELEZ INTL INC | 11,100 | $392K | 0.14% | new | Timeline | ||
| TATA MTRS LTDTATA MTRS LTD | 12,700 | $391K | 0.14% | new | |||
| OREXIGEN THERAPEUTICS INCOREXIGEN THERAPEUTICS INC | 66,225 | $373K | 0.13% | new | |||
| BCSBARCLAYS PLC | 19,785 | $359K | 0.13% | +3,177 | Timeline | ||
| RQICOHEN & STEERS QUALITY INCOM | 37,719 | $358K | 0.13% | 0 | Timeline | ||
| WMBWILLIAMS COS INC | 9,200 | $355K | 0.12% | new | Timeline | ||
| BGRBLACKROCK ENERGY & RES TR | 14,599 | $355K | 0.12% | 0 | Timeline | ||
| OXYOCCIDENTAL PETE CORP | 3,500 | $333K | 0.12% | -2,700 | Timeline | ||
| ENERPLUS CORPENERPLUS CORP | 17,700 | $322K | 0.11% | new | |||
| EFAISHARES TR | 4,600 | $309K | 0.11% | new | Timeline | ||
| DENBURY RES INCDENBURY RES INC | 18,796 | $309K | 0.11% | -7,350 | |||
| DWS HIGH INCOME OPPORT FD INDWS HIGH INCOME OPPORT FD IN | 21,146 | $305K | 0.11% | 0 | |||
| IGRCBRE GBL REAL ESTATE INC FD | 37,200 | $295K | 0.1% | 0 | Timeline | ||
| JKSJINKOSOLAR HLDG CO LTD | 9,900 | $290K | 0.1% | -887 | Timeline | ||
| AEMAGNICO EAGLE MINES LTD | 9,900 | $261K | 0.09% | new | Timeline | ||
| BCXBLACKROCK RES & COMMODITIES | 21,700 | $252K | 0.09% | 0 | Timeline | ||
| IVZINVESCO LTD | 6,700 | $244K | 0.09% | new | Timeline | ||
| DPGDUFF & PHELPS UTLITY AND INF | 10,900 | $208K | 0.07% | 0 | Timeline | ||
| ABERDEEN GTR CHINA FD INCABERDEEN GTR CHINA FD INC | 18,186 | $185K | 0.06% | new | |||
| AVON PRODS INCAVON PRODS INC | 8,900 | $153K | 0.05% | new | |||
| GENCO SHIPPING + TRADING LTDGENCO SHIPPING + TRADING LTD | 58,900 | $147K | 0.05% | new | |||
| MUMICRON TECHNOLOGY INC | 6,050 | $132K | 0.05% | new | Timeline | ||
| YAMANA GOLD INCYAMANA GOLD INC | 14,000 | $121K | 0.04% | -32,202 | |||
| ALON USA ENERGY INCALON USA ENERGY INC | 7,000 | $116K | 0.04% | -14,399 | |||
| JOY GLOBAL INCJOY GLOBAL INC | 1,800 | $105K | 0.04% | new | |||
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… | 22,601 | $101K | 0.04% | -146,499 | |||
| ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC | 13,700 | $93K | 0.03% | new | |||
| XRTSPDR SERIES TRUST | 1,000 | $88K | 0.03% | new | Timeline | ||
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR | 2,718 | $78K | 0.03% | -242,558 | |||
| FXIISHARES TR | 2,000 | $77K | 0.03% | new | Timeline | ||
| SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC | 9,350 | $57K | 0.02% | -41,800 | |||
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES | 600 | $27K | 0.01% | new | |||
| JAMES RIVER COAL COJAMES RIVER COAL CO | 10,000 | $14K | <0.01% | new | |||
| EPIWISDOMTREE TR | 100 | $2K | <0.01% | new | Timeline |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 118. All 118
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PENNEY J C INCPENNEY J C INC COM | put | 2,821,500 | $6.52M | +1,602,600 |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | put | 4,676,000 | $3.16M | +2,399,100 |
| ALCOA INCALCOA INC COM | call | 818,100 | $2.17M | -729,100 |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC COM | call | 1,297,300 | $1.78M | +14,100 |
| ORCLORACLE CORP COM | call | 300,000 | $1.29M | new |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF COM | put | 235,900 | $963K | -451,100 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 454,000 | $943K | +404,000 |
| TLTISHARES TR 20 YR TR BD ETF | put | 605,900 | $933K | +321,500 |
| Walter Energy IncWalter Energy Inc COM | put | 245,200 | $776K | new |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 560,900 | $664K | +404,400 |
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… COM | put | 1,559,300 | $663K | +1,007,200 |
| CSCOCISCO SYS INC COM | call | 221,000 | $611K | new |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | put | 526,900 | $528K | +42,800 |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | put | 974,900 | $483K | +668,900 |
| Walter Energy IncWalter Energy Inc COM | call | 100,100 | $447K | new |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | call | 864,800 | $370K | +562,200 |
| XOMEXXON MOBIL CORP COM | call | 54,500 | $353K | new |
| AAPLAPPLE INC COM | put | 32,700 | $311K | new |
| WFCWELLS FARGO & CO COM | call | 100,000 | $270K | new |
| BACBANK OF AMER CORP COM | call | 233,300 | $260K | -50,000 |
| KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC COM | put | 278,600 | $202K | new |
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… COM | call | 275,500 | $200K | +237,200 |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | call | 35,700 | $186K | 0 |
| MSMORGAN STANLEY COM | call | 52,700 | $185K | 0 |
| PENNEY J C INCPENNEY J C INC COM | call | 577,800 | $175K | +120,000 |
| VALEVALE S A SPONSORED ADS | call | 480,000 | $161K | new |
| JAMES RIVER COAL COJAMES RIVER COAL CO COM | put | 101,900 | $140K | 0 |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | call | 432,300 | $135K | +308,300 |
| KSSKOHLS CORP COM | call | 26,500 | $134K | +3,500 |
| RYLAND GROUP INCRYLAND GROUP INC COM | put | 65,200 | $130K | -62,700 |
| CCITIGROUP INC COM | put | 350,000 | $119K | -42,800 |
| TATA MTRS LTDTATA MTRS LTD SPONSORED ADR | put | 56,800 | $119K | new |
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP COMMON STOCK | put | 80,800 | $100K | -6,500 |
| KMIKINDER MORGAN INC DEL Stock | put | 51,400 | $81K | 0 |
| NEMNEWMONT CORP COM | put | 34,700 | $79K | new |
| FRONTLINE LTDFRONTLINE LTD COM | call | 100,000 | $78K | new |
| FNVFRANCO NEV CORP Stock | put | 25,200 | $77K | new |
| COMSTOCK RESOURCES INCCOMSTOCK RESOURCES INC COM | put | 89,300 | $75K | new |
| COACH INCCOACH INC COM | put | 75,000 | $71K | new |
| NORTHSTAR RLTY FIN CORPNORTHSTAR RLTY FIN CORP COM | call | 50,000 | $71K | new |
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COM | call | 11,100 | $67K | 0 |
| XLFSELECT SECTOR SPDR TR SHS | put | 260,700 | $55K | new |
| MSIMOTOROLA SOLUTIONS INC Stock | call | 5,500 | $55K | 0 |
| TAT&T INC COM | put | 84,000 | $54K | new |
| AEMAGNICO EAGLE MINES LTD Stock | put | 45,700 | $53K | new |
| PMPHILIP MORRIS INTL INC COM | put | 26,400 | $52K | new |
| HEWLETT PACKARD COHEWLETT PACKARD CO COM | call | 26,000 | $52K | new |
| INTCINTEL CORP COM | call | 35,000 | $50K | new |
| DENBURY RES INCDENBURY RES INC COM NEW | put | 25,900 | $50K | -157,100 |
| ENERPLUS CORPENERPLUS CORP COM | put | 45,600 | $49K | new |
| MUMICRON TECHNOLOGY INC COM | call | 10,000 | $48K | new |
| TATA MTRS LTDTATA MTRS LTD SPONSORED ADR | call | 20,000 | $48K | new |
| WFCWELLS FARGO & CO COM | put | 100,000 | $45K | new |
| JKSJINKOSOLAR HLDG CO LTD SPONSORED ADR | put | 31,800 | $41K | -117,900 |
| AVON PRODS INCAVON PRODS INC COM | put | 30,000 | $41K | new |
| AMATAPPLIED MATLS INC COM | put | 75,000 | $40K | new |
| VALEVALE S A SPONSORED ADS | put | 50,000 | $39K | +24,900 |
| RIGTRANSOCEAN LTD Stock | call | 40,000 | $39K | new |
| CSCOCISCO SYS INC COM | put | 216,100 | $38K | new |
| FITBFIFTH THIRD BANCORP Stock | call | 31,300 | $34K | new |
| BB & T CORPBB & T CORP COM | put | 40,000 | $32K | new |
| ALCOA INCALCOA INC COM | put | 1,208,900 | $31K | -371,900 |
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES COMMON STOCK | put | 29,000 | $30K | new |
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES COMMON STOCK | call | 9,600 | $30K | new |
| HEWLETT PACKARD COHEWLETT PACKARD CO COM | put | 25,900 | $26K | new |
| DRIDARDEN RESTAURANTS INC Stock | call | 20,000 | $25K | 0 |
| IVZINVESCO LTD Stock | put | 19,500 | $24K | new |
| MARKET VECTORS ETF TRMARKET VECTORS ETF TR RUSSIA ETF | put | 914,500 | $24K | -167,700 |
| MSMORGAN STANLEY COM | put | 870,600 | $22K | -349,700 |
| TLTISHARES TR 20 YR TR BD ETF | call | 278,000 | $21K | +108,000 |
| YAMANA GOLD INCYAMANA GOLD INC COM | put | 40,200 | $21K | -37,500 |
| AEMAGNICO EAGLE MINES LTD Stock | call | 14,200 | $19K | new |
| ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC COM | call | 56,500 | $19K | new |
| EEMISHARES TR MSCI EMG MKT ETF | put | 102,800 | $17K | -97,200 |
| OXYOCCIDENTAL PETE CORP COM | put | 20,000 | $17K | 0 |
| DRIDARDEN RESTAURANTS INC Stock | put | 122,800 | $17K | +16,700 |
| ALON USA ENERGY INCALON USA ENERGY INC COM | put | 23,000 | $17K | -21,400 |
| AMATAPPLIED MATLS INC COM | call | 77,500 | $16K | new |
| TAT&T INC COM | call | 41,700 | $15K | new |
| DXJWISDOMTREE TR JAPN HEDGE EQT | call | 25,000 | $14K | -597,800 |
| RADIOSHACK CORPRADIOSHACK CORP COMMON STOCK | call | 50,000 | $14K | new |
| FXIISHARES TR CHINA LG-CAP ETF | put | 61,200 | $13K | new |
| BCSBARCLAYS PLC ADR | put | 111,100 | $13K | new |
| INTCINTEL CORP COM | put | 35,000 | $12K | new |
| URBNURBAN OUTFITTERS INC COM | call | 11,600 | $12K | new |
| FXIISHARES TR CHINA LG-CAP ETF | call | 11,200 | $11K | new |
| BAXBAXTER INTL INC COM | call | 19,100 | $11K | 0 |
| METAMETA PLATFORMS INC COM | put | 40,000 | $10K | new |
| KSSKOHLS CORP COM | put | 39,100 | $10K | +10,200 |
| ENERPLUS CORPENERPLUS CORP COM | call | 20,200 | $10K | new |
| MARKET VECTORS - COAL ETFMARKET VECTORS - COAL ETF COM | put | 41,000 | $10K | new |
| EFAISHARES TR MSCI EAFE ETF | put | 150,000 | $9K | -185,000 |
| EFAISHARES TR MSCI EAFE ETF | call | 2,200 | $9K | -332,800 |
| DXJWISDOMTREE TR JAPN HEDGE EQT | put | 163,900 | $9K | -484,700 |
| IWMISHARES TR SHS | put | 85,400 | $7K | new |
| AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP COMMON STOCK | call | 10,900 | $7K | -155,300 |
| COOPER TIRE & RUBR COCOOPER TIRE & RUBR CO COM | put | 35,200 | $7K | new |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … COM | put | 108,500 | $6K | 0 |
| RYLAND GROUP INCRYLAND GROUP INC COM | call | 900 | $6K | -21,200 |
| FITBFIFTH THIRD BANCORP Stock | put | 16,100 | $4K | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| GILEAD SCIENCES INCGILEAD SCIENCES INC CORPORATE OBLIG | principal | 3,015,000 | $9.95M | new |
| D.R. HORTON INCD.R. HORTON INC NOTE | principal | 3,500,000 | $6.04M | 0 |
| EQUINIX INCEQUINIX INC CNV | principal | 2,500,000 | $5.46M | 0 |
| SALESFORCE COM INCSALESFORCE COM INC BOND | principal | 2,104,000 | $5.43M | +604,000 |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC NOTE 3.750%12/1 | principal | 2,500,000 | $2.6M | new |
| DRYSHIPS INC.DRYSHIPS INC. NOTE 5.000%12/0 | principal | 2,505,000 | $2.53M | new |
| ANR 4.875 12/20ANR 4.875 12/20 Bond 30/360P2 U | principal | 500,000 | $539K | new |
| TESLA MOTORS INC 1.500TESLA MOTORS INC 1.500 NOTE 1.500% 6/0 | principal | 250,000 | $346K | 0 |
| US STEEL CORPUS STEEL CORP NOTE | principal | 149,000 | $159K | -3,000,000 |
Sold out in Q4 2013
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 179. All 179
| Security | Shares before | Value before | Type |
|---|---|---|---|
| MSMORGAN STANLEY | 281,200 | $7.58M | shares |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC | 2,500,000 | $3.17M | principal |
| MPCMARATHON PETE CORP | 48,197 | $3.1M | shares |
| ABBVABBVIE INC | 62,714 | $2.81M | shares |
| DRIDARDEN RESTAURANTS INC | 58,750 | $2.72M | shares |
| EWZISHARES INC | 51,500 | $2.47M | shares |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO | 39,200 | $2.42M | shares |
| STTSTATE STR CORP | 32,001 | $2.1M | shares |
| EWEDWARDS LIFESCIENCES CORP | 29,982 | $2.09M | shares |
| MOALTRIA GROUP INC | 57,398 | $1.97M | shares |
| BACBANK OF AMER CORP | 115,800 | $1.6M | shares |
| BHPBHP BILLITON LIMITED | 22,602 | $1.5M | shares |
| XHBSPDR SERIES TRUST | 44,200 | $1.35M | shares |
| DHID R HORTON INC | 66,318 | $1.29M | shares |
| CNOOC LIMITEDCNOOC LIMITED | 5,898 | $1.19M | shares |
| GoogleGoogle | 1,200 | $1.05M | shares |
| FCXFREEPORT MCMORAN INC | 31,612 | $1.05M | shares |
| FFORD MTR CO | 61,295 | $1.03M | shares |
| LULULULULEMON ATHLETICA INC | 12,500 | $914K | shares |
| EZCHIP SEMICONDUCTOR LIMITEDEZCHIP SEMICONDUCTOR LIMITED | 33,290 | $820K | shares |
| SWKSTANLEY BLACK & DECKER INC | 9,000 | $815K | shares |
| ALCOA INCALCOA INC | 99,858 | $810K | shares |
| ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F | 168,976 | $679K | shares |
| CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES | 32,100 | $658K | shares |
| PSXPHILLIPS 66 | 11,001 | $636K | shares |
| LOWLOWES COS INC | 13,200 | $628K | shares |
| TTWOTAKE-TWO INTERACTIVE SOFTWAR | 33,100 | $601K | shares |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP | 501,900 | $595K | call |
| WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC | 9,500 | $579K | shares |
| GENERAL ELEC COGENERAL ELEC CO | 23,625 | $564K | shares |
| GMEGAMESTOP CORP | 10,900 | $542K | shares |
| BBYBEST BUY INC | 14,299 | $536K | shares |
| CYHCOMMUNITY HEALTH SYS INC NEW | 12,800 | $531K | shares |
| MPCMARATHON PETE CORP | 50,800 | $509K | put |
| WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P | 9,498 | $502K | shares |
| APACHE CORPAPACHE CORP | 5,700 | $486K | shares |
| ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 … | 32,150 | $439K | shares |
| LENLENNAR CORP | 12,089 | $428K | shares |
| NGDNEW GOLD INC | 70,500 | $422K | shares |
| CDECOEUR MNG INC | 32,599 | $393K | shares |
| NFLXNETFLIX INC. | 1,200 | $371K | shares |
| ROWAN COMPANIES PLCROWAN COMPANIES PLC | 10,000 | $367K | shares |
| ALPINE GLOBAL DYNAMIC DIVD FALPINE GLOBAL DYNAMIC DIVD F | 76,793 | $366K | shares |
| CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG | 23,601 | $364K | shares |
| TOLTOLL BROTHERS INC | 11,100 | $360K | shares |
| CATAMARAN CORPCATAMARAN CORP | 7,500 | $345K | shares |
| EXCEXELON CORP | 11,100 | $329K | shares |
| PMTPENNYMAC MTG INVT TR | 14,201 | $322K | shares |
| TRVTRAVELERS COMPANIES INC | 3,701 | $314K | shares |
| M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC | 10,300 | $309K | shares |
| WALTER INVT MGMT CORPWALTER INVT MGMT CORP | 7,500 | $297K | shares |
| XBOEXBLACKROCK ENHANCED GLOBAL | 18,801 | $263K | shares |
| REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC | 5,212 | $254K | shares |
| LVSLAS VEGAS SANDS CORP | 3,800 | $252K | shares |
| FAMILY DLR STORES INCFAMILY DLR STORES INC | 3,451 | $249K | shares |
| VALEVALE S A | 15,500 | $242K | shares |
| CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES | 56,100 | $236K | put |
| GREATER CHINA FD INC COMGREATER CHINA FD INC COM | 18,186 | $207K | shares |
| AGRIUM INCAGRIUM INC | 2,400 | $202K | shares |
| NDAQNASDAQ INC | 73,500 | $194K | call |
| EEMISHARES TR | 87,600 | $186K | call |
| ABBVABBVIE INC | 117,000 | $184K | put |
| LYBLYONDELLBASELL INDUSTRIES NV | 45,000 | $167K | call |
| BAXBAXTER INTL INC | 2,413 | $159K | shares |
| EWEDWARDS LIFESCIENCES CORP | 52,700 | $156K | put |
| NFLXNETFLIX INC. | 9,400 | $144K | put |
| MONSANTO CO NEWMONSANTO CO NEW | 1,318 | $138K | shares |
| MSIMOTOROLA SOLUTIONS INC | 2,300 | $137K | shares |
| EMREMERSON ELEC CO | 2,003 | $130K | shares |
| TOLTOLL BROTHERS INC | 64,900 | $125K | put |
| NINISOURCE INC | 3,910 | $121K | shares |
| BHPBHP BILLITON LIMITED | 72,900 | $120K | put |
| STTSTATE STR CORP | 50,400 | $115K | put |
| APACHE CORPAPACHE CORP | 28,200 | $102K | put |
| CNOOC LIMITEDCNOOC LIMITED | 21,100 | $102K | put |
| KKR & CO LPKKR & CO LP | 4,808 | $99K | shares |
| CDECOEUR MNG INC | 51,300 | $94K | put |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO | 125,300 | $90K | put |
| PROCERA NETWORKS INCPROCERA NETWORKS INC | 5,800 | $90K | shares |
| FCXFREEPORT MCMORAN INC | 108,700 | $87K | put |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME | 64,200 | $87K | call |
| SWKSTANLEY BLACK & DECKER INC | 41,700 | $86K | put |
| MOALTRIA GROUP INC | 101,200 | $85K | put |
| LOWLOWES COS INC | 106,000 | $79K | put |
| LENLENNAR CORP | 26,800 | $79K | call |
| FFORD MTR CO | 172,500 | $77K | put |
| BARNES & NOBLE INCBARNES & NOBLE INC | 5,900 | $76K | shares |
| LULULULULEMON ATHLETICA INC | 27,300 | $73K | put |
| NGDNEW GOLD INC | 127,200 | $72K | put |
| COMPANHIA DE BEBIDAS DAS AMECOMPANHIA DE BEBIDAS DAS AME | 119,400 | $64K | put |
| CCITIGROUP INC | 102,400 | $63K | call |
| LENLENNAR CORP | 91,300 | $61K | put |
| TOLTOLL BROTHERS INC | 51,900 | $60K | call |
| GMEGAMESTOP CORP | 32,000 | $60K | put |
| AGCOAGCO CORP | 999 | $60K | shares |
| NFLXNETFLIX INC. | 4,200 | $54K | call |
| CNQCANADIAN NAT RES LTD MED TER | 1,716 | $54K | shares |
| PHMPULTE GROUP INC | 3,200 | $53K | shares |
| SWKSTANLEY BLACK & DECKER INC | 15,200 | $50K | call |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser | 20,000 | $50K | call |
How Q4 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-14-000395 | superseded | 2014-02-11 | acceptance time not in the bulk data set | ||
| 13F-HR/A 0001085146-14-000778 | base | restatement | 2014-03-18 | acceptance time not in the bulk data set |