Forty4 Asset Management LLC
Follow13F filer, CIK 1561322, CHICAGO, IL
Forty4 Asset Management LLC reported $29,557,000 across 8 holdings for the quarter ended 2014-06-30, in a 13F-HR filed 2014-08-14.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-14-001789
- Period
- 2014-06-30
- Reported value
- $29.6M
- Holdings
- 8
- Top 10 weight
- 100%
- New
- 0
- Sold out
- 75
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ALBERTSONS CO SHS CL A CLAS…added | +1,281,475 | $4.68M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPROTT PHYSICAL GOLD SILVERreduced | -2,961,391 | -$43.1M |
| OCWEN FINL CORPreduced | -250,900 | -$9.3M |
| ALPHA NATURAL RESOURCES INCexited | -2,166,222 | -$9.21M |
| SPYexited | -23,250 | -$4.35M |
| PBRexited | -262,048 | -$3.45M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q2 2014
Share positions as resolved from 13F-HR 0001085146-14-001789, largest first. % of portfolio is the value over $25,948,000, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD SILVERSPROTT PHYSICAL GOLD SILVER | 1,274,393 | $18.5M | 71.41% | -2,961,391 | |||
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… | 1,952,758 | $7.13M | 27.47% | +1,281,475 | |||
| OCWEN FINL CORPOCWEN FINL CORP | 4,156 | $154K | 0.59% | -250,900 | |||
| Walter Energy IncWalter Energy Inc | 24,893 | $136K | 0.52% | -628,914 |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| Walter Energy IncWalter Energy Inc COM | put | 484,400 | $2.16M | -1,251,100 |
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… COM | put | 3,306,300 | $1.16M | -1,854,200 |
| Walter Energy IncWalter Energy Inc COM | call | 899,900 | $275K | +491,500 |
| HDBHDFC BANK LTD ADR | put | 100,000 | $13K | 0 |
Sold out in Q2 2014
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC | 2,166,222 | $9.21M | shares |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC | 3,909,200 | $6.24M | put |
| SPYSTATE STR SPDR S&P 500 ETF T | 23,250 | $4.35M | shares |
| PBRPETROLEO BRASILEIRO S A | 262,048 | $3.45M | shares |
| OCWEN FINL CORPOCWEN FINL CORP | 252,000 | $2.79M | put |
| MSMORGAN STANLEY | 63,900 | $1.99M | shares |
| XLFSELECT SECTOR SPDR TR | 70,293 | $1.57M | shares |
| ALCOA INCALCOA INC | 245,000 | $1.19M | call |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR | 24,515 | $1.04M | shares |
| PENNEY J C INCPENNEY J C INC | 105,800 | $912K | shares |
| DELEK US HOLDINGS INCDELEK US HOLDINGS INC | 30,000 | $871K | shares |
| ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS… | 707,700 | $649K | call |
| EEMISHARES TR | 15,118 | $620K | shares |
| IWMISHARES TR | 5,215 | $607K | shares |
| PBRPETROLEO BRASILEIRO S A | 400,000 | $452K | put |
| ANR 4.875 12/20ANR 4.875 12/20 | 500,000 | $411K | principal |
| PEABODY ENERGY CORPPEABODY ENERGY CORP | 22,950 | $375K | shares |
| VODVODAFONE GROUP PLC | 9,373 | $345K | shares |
| HDBHDFC BANK LTD | 6,900 | $283K | shares |
| ZIONZIONS BANCORPORATION NATL AS | 8,917 | $276K | shares |
| MASMASCO CORP | 8,800 | $195K | shares |
| XOMEXXON MOBIL CORP | 1,799 | $176K | shares |
| FERRO CORPFERRO CORP | 12,800 | $175K | shares |
| RITEAID CORPRITEAID CORP | 23,500 | $147K | shares |
| DELEK US HOLDINGS INCDELEK US HOLDINGS INC | 37,800 | $140K | put |
| COBALT INTL ENERGY INCCOBALT INTL ENERGY INC | 7,467 | $137K | shares |
| GOLDCORP INC NEWGOLDCORP INC NEW | 5,298 | $130K | shares |
| RADIOSHACK CORPRADIOSHACK CORP | 46,166 | $98K | shares |
| CARBO CERAMICS INCCARBO CERAMICS INC | 700 | $97K | shares |
| PEABODY ENERGY CORPPEABODY ENERGY CORP | 42,400 | $89K | put |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR | 31,300 | $87K | put |
| TATA MTRS LTDTATA MTRS LTD | 20,000 | $87K | call |
| PENNEY J C INCPENNEY J C INC | 443,200 | $61K | put |
| COACH INCCOACH INC | 1,200 | $60K | shares |
| ENERPLUS CORPENERPLUS CORP | 2,700 | $54K | shares |
| CROXCROCS INC | 3,300 | $51K | shares |
| MSMORGAN STANLEY | 89,700 | $48K | put |
| FNVFRANCO NEV CORP | 900 | $41K | shares |
| MASMASCO CORP | 40,000 | $39K | put |
| YAMANA GOLD INCYAMANA GOLD INC | 4,100 | $36K | shares |
| COBALT INTL ENERGY INCCOBALT INTL ENERGY INC | 100,000 | $35K | put |
| XLFSELECT SECTOR SPDR TR | 260,700 | $31K | put |
| GOLDCORP INC NEWGOLDCORP INC NEW | 64,500 | $31K | put |
| ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC | 798,300 | $31K | call |
| POLYCOMPOLYCOM | 50,000 | $28K | call |
| GOLDCORP INC NEWGOLDCORP INC NEW | 24,900 | $24K | call |
| JDS UNIPHASE CORPJDS UNIPHASE CORP | 1,600 | $22K | shares |
| GENCO SHIPPING + TRADING LTDGENCO SHIPPING + TRADING LTD | 12,300 | $22K | shares |
| ADBEADOBE INC | 6,000 | $21K | call |
| XOMEXXON MOBIL CORP | 15,200 | $20K | call |
| CARBO CERAMICS INCCARBO CERAMICS INC | 10,000 | $20K | put |
| XOMEXXON MOBIL CORP | 16,400 | $18K | put |
| ZIONZIONS BANCORPORATION NATL AS | 26,200 | $17K | put |
| RITEAID CORPRITEAID CORP | 200,000 | $15K | put |
| KSSKOHLS CORP | 3,500 | $15K | call |
| COACH INCCOACH INC | 10,000 | $13K | put |
| BASIC ENERGY SERVICES INCBASIC ENERGY SERVICES INC | 76,400 | $9K | put |
| JDS UNIPHASE CORPJDS UNIPHASE CORP | 119,700 | $8K | put |
| ZIONZIONS BANCORPORATION NATL AS | 14,700 | $7K | call |
| TATA MTRS LTDTATA MTRS LTD | 56,800 | $7K | put |
| CROXCROCS INC | 46,600 | $5K | put |
| BASIC ENERGY SERVICES INCBASIC ENERGY SERVICES INC | 400 | $4K | call |
| FNVFRANCO NEV CORP | 25,200 | $3K | put |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR | 12,000 | $3K | call |
| HEWLETT PACKARD COHEWLETT PACKARD CO | 100 | $3K | shares |
| EXPRESS INCEXPRESS INC | 50,000 | $3K | call |
| ADBEADOBE INC | 18,300 | $2K | put |
| PBRPETROLEO BRASILEIRO S A | 86,300 | $2K | call |
| ENERPLUS CORPENERPLUS CORP | 40,000 | $2K | put |
| YAMANA GOLD INCYAMANA GOLD INC | 29,000 | $2K | put |
| RIGTRANSOCEAN LTD | 38,100 | $1K | call |
| KSSKOHLS CORP | 10,800 | $1K | put |
| ALCOA INCALCOA INC | 110,900 | $1K | put |
| HEWLETT PACKARD COHEWLETT PACKARD CO | 14,000 | $0 | put |
| RADIOSHACK CORPRADIOSHACK CORP | 50,000 | $0 | call |
How Q2 2014 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-14-001789 | base | 2014-08-14 | acceptance time not in the bulk data set |