Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $14,456,223,000 across 5,501 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-12. Its ten largest share positions make up 19.48% of the portfolio.

Filed 2020-02-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001681115-20-000002

Period: 2019-12-31
Reported value: $14.5B
Holdings: 5,501
Top 10 weight: 19.48%
New: 308
Sold out: 259

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QUALadded	+1,278,132	$129M
SPYVadded	+2,216,348	$77.4M
GOVTadded	+1,690,891	$43.9M
SIZEadded	+431,852	$42.1M
PKWadded	+488,227	$33.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
USMVreduced	-845,476	-$55.5M
IJSreduced	-314,709	-$50.6M
MTUMreduced	-228,070	-$28.6M
ITOTreduced	-379,699	-$27.6M
VTIreduced	-150,998	-$24.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001681115-20-000002, largest first. % of portfolio is the value over $14,454,745,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ADVISORSHARES TRADVISORSHARES TR	6,635	$321K	<0.01%	-102
PLNTPLANET FITNESS MASTER ISSUER	4,290	$320K	<0.01%	-3,456	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	29,553	$319K	<0.01%	+10,890
KTOSKRATOS DEFENSE & SEC SOLUTIO	17,598	$318K	<0.01%	-6,477	Timeline
UNMUNUM GROUP	10,853	$317K	<0.01%	-1,536	Timeline
VACMARRIOTT VACATIONS WORLDWIDE	2,469	$317K	<0.01%	-442	Timeline
IHGINTERCONTINENTAL HOTELS GROU	4,621	$317K	<0.01%	+79	Timeline
KBWBINVESCO EXCH TRADED FD TR II	5,435	$317K	<0.01%	-339	Timeline
REALTHE REALREAL INC	16,842	$317K	<0.01%	+16,667	Timeline
IYZISHARES TR	10,598	$317K	<0.01%	-2,299	Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	30,121	$317K	<0.01%	-5,890
PSLVSPROTT ASSET MANAGEMENT LP	48,316	$316K	<0.01%	+10,183	Timeline
BANCOLOMBIA S ABANCOLOMBIA S A	5,776	$316K	<0.01%	-304
BNOVINNOVATOR ETFS TRUST	11,866	$316K	<0.01%	new	Timeline
PFIINVESCO EXCHANGE TRADED FD T	8,158	$316K	<0.01%	-376	Timeline
BUIBLACKROCK UTILS INFRASTRUCTU	14,121	$315K	<0.01%	-591	Timeline
VECTOR GROUP LTDVECTOR GROUP LTD	23,533	$315K	<0.01%	-35,785
HEEMISHARES INC	11,897	$315K	<0.01%	+279	Timeline
AYIACUITY INC	2,270	$313K	<0.01%	-160	Timeline
HLHECLA MINING COMPANY	92,304	$313K	<0.01%	+5,925	Timeline
NSPINSPERITY INC	3,623	$313K	<0.01%	-963	Timeline
CALYCALLAWAY GOLF CO	14,735	$313K	<0.01%	+3,873	Timeline
ONBOLD NATL BANCORP IND	17,121	$313K	<0.01%	-168	Timeline
ENVESTNET INCENVESTNET INC	4,507	$313K	<0.01%	+820
PBEINVESCO EXCHANGE TRADED FD T	5,579	$313K	<0.01%	-925	Timeline
AEGION CORPAEGION CORP	14,000	$313K	<0.01%	0
ISHARES TRISHARES TR	11,951	$313K	<0.01%	+4,107
UDRUDR INC	6,694	$312K	<0.01%	+1,659	Timeline
ACGLARCH CAP GROUP LTD	7,279	$312K	<0.01%	-48,445	Timeline
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OP	31,161	$312K	<0.01%	-4,936
IYMISHARES TR	3,169	$311K	<0.01%	-1,818	Timeline
NKSHNATIONAL BANKSHARES INC VA	6,912	$311K	<0.01%	new	Timeline
TRGPTARGA RES CORP	7,597	$310K	<0.01%	-149	Timeline
IHEISHARES TR	1,928	$309K	<0.01%	-244	Timeline
SouthState CorpSouthState Corp	3,553	$309K	<0.01%	+373
AAALCOA CORP	14,226	$307K	<0.01%	+4,764	Timeline
TILRAY INCTILRAY INC	17,864	$307K	<0.01%	+2,368
IGEISHARES TR	10,172	$307K	<0.01%	-1,466	Timeline
IEOISHARES TR	5,491	$306K	<0.01%	-664	Timeline
ZIONZIONS BANCORPORATION NATL AS	5,900	$306K	<0.01%	-63	Timeline
COHERENT INCCOHERENT INC	1,838	$306K	<0.01%	-246
EXLSEXLSERVICE HLDGS INC	4,383	$305K	<0.01%	-33	Timeline
MUFGMITSUBISHI UFJ FINANCIAL GRO	56,262	$305K	<0.01%	+1,455	Timeline
WTWWILLIS TOWERS WATSON PLC LTD	1,513	$305K	<0.01%	+428	Timeline
SERVICEMASTER GLOBAL HOLDINGSERVICEMASTER GLOBAL HOLDING	7,881	$305K	<0.01%	+6,733
NAVINAVIENT CORPORATION	22,141	$304K	<0.01%	-361	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	18,959	$304K	<0.01%	+2,467
EATON VANCE HIGH INCOME 2021EATON VANCE HIGH INCOME 2021	30,135	$304K	<0.01%	-8,296
SIGISELECTIVE INS GROUP INC	4,644	$303K	<0.01%	+79	Timeline
UEURBAN EDGE PPTYS	15,825	$303K	<0.01%	+6,545	Timeline
AGGMISHARES TR	2,571	$303K	<0.01%	+1,379	Timeline
ESMLISHARES TR	10,433	$302K	<0.01%	+10,375	Timeline
CVNACARVANA CO	3,273	$302K	<0.01%	-22,420	Timeline
BMABANCO MACRO S A	8,323	$302K	<0.01%	-99	Timeline
NMMNAVIOS MARITIME PARTNERS LP	16,182	$302K	<0.01%	+14,562	Timeline
GIISPDR INDEX SHS FDS	5,488	$302K	<0.01%	+3	Timeline
J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED F	11,397	$302K	<0.01%	+6,987
BCPCBALCHEM CORP	2,975	$301K	<0.01%	+603	Timeline
SYLDCAMBRIA ETF TR	7,444	$300K	<0.01%	+2,294	Timeline
RWTREDWOOD TRUST INC	18,162	$300K	<0.01%	+1,656	Timeline
MXIISHARES TR	4,419	$300K	<0.01%	+3,362	Timeline
ISHARESISHARES	11,663	$300K	<0.01%	+859
CNSCOHEN & STEERS INC	4,742	$298K	<0.01%	-514	Timeline
CPKCHESAPEAKE UTILS CORP	3,113	$298K	<0.01%	+761	Timeline
BOHBANK OF HI CORP	3,141	$298K	<0.01%	-347	Timeline
WBSWEBSTER FINL CORP	5,578	$298K	<0.01%	+623	Timeline
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	7,441	$298K	<0.01%	-11,082
DEEPETF SER SOLUTIONS	9,129	$298K	<0.01%	-1,382	Timeline
FLY LEASING LTDFLY LEASING LTD	15,180	$297K	<0.01%	-587
ARWARROW ELECTRS INC	3,495	$296K	<0.01%	+603	Timeline
MACMACERICH CO	10,995	$296K	<0.01%	+2,734	Timeline
TORTOISE PWR & ENERGY INFRA…TORTOISE PWR & ENERGY INFRASTR	17,418	$296K	<0.01%	-1,996
ALVAUTOLIV INC	3,514	$296K	<0.01%	-33	Timeline
PFLPIMCO INCOME STRATEGY FD	24,921	$296K	<0.01%	-3,125	Timeline
SMPSTANDARD MTR PRODS INC	5,523	$295K	<0.01%	+582	Timeline
GRXGABELLI HEALTHCARE & WELLNES	25,610	$295K	<0.01%	+15,164	Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	5,027	$294K	<0.01%	+2,265	Timeline
ELSEQUITY LIFESTYLE PROPERTIES	4,188	$294K	<0.01%	+1,792	Timeline
KAIKADANT INC	2,794	$294K	<0.01%	-5	Timeline
ISHARES TRISHARES TR	11,306	$294K	<0.01%	-1,276
EMEEMCOR GROUP INC	3,400	$293K	<0.01%	-66	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	13,421	$293K	<0.01%	-5,045	Timeline
NUVEEN CR OPPORTUNITIES 2022NUVEEN CR OPPORTUNITIES 2022	29,200	$293K	<0.01%	-19,500
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	12,519	$292K	<0.01%	-10,279
RSXVANECK RUSSIA ETF	11,711	$292K	<0.01%	+3,751	Timeline
WISDOMTREE FLOATING RATETRE…WISDOMTREE FLOATING RATETREASURY …	11,672	$292K	<0.01%	-3,067
J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED F	4,690	$292K	<0.01%	0
KBHKB HOME	8,524	$291K	<0.01%	+4,792	Timeline
FRMEFIRST MERCHANTS CORP	7,005	$291K	<0.01%	+555	Timeline
POWIPOWER INTEGRATIONS INC	2,937	$291K	<0.01%	+273	Timeline
BCBRUNSWICK CORP	4,840	$291K	<0.01%	-194	Timeline
ENSGENSIGN GROUP INC	6,427	$291K	<0.01%	-5,874	Timeline
KWRQUAKER HOUGHTON	1,773	$291K	<0.01%	+70	Timeline
NUVEEN TAX-ADVANTAGED DIVIDNUVEEN TAX-ADVANTAGED DIVID	16,817	$291K	<0.01%	-1,015
RGENREPLIGEN CORP	3,125	$290K	<0.01%	-17,235	Timeline
DPZDOMINOS PIZZA INC	984	$290K	<0.01%	+123	Timeline
PRINCIPAL CONTRARIAN VALUE …PRINCIPAL CONTRARIAN VALUE INDEX …	10,165	$290K	<0.01%	+3,035
BBVABANCO BILBAO VIZCAYA ARGENTA	51,840	$289K	<0.01%	-31,225	Timeline
ZENDESK INCZENDESK INC	3,773	$289K	<0.01%	+489
Whiting Petroleum CorporaWhiting Petroleum Corpora	39,258	$289K	<0.01%	+15,939
QQQEDIREXION SHARES ETF TRUST	5,264	$289K	<0.01%	-4,592	Timeline
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	5,843	$289K	<0.01%	+330
BAPCREDICORP LTD	1,344	$288K	<0.01%	-205	Timeline
EMDVPROSHARES TR	4,782	$287K	<0.01%	-150	Timeline
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023	11,068	$286K	<0.01%	+4,076
ATHMAUTOHOME INC	3,564	$285K	<0.01%	+330	Timeline
NXENEXGEN ENERGY LTD	222,841	$285K	<0.01%	+4,970	Timeline
CMRECOSTAMARE INC	29,932	$285K	<0.01%	+26,592	Timeline
MRGRPROSHARES TR	7,429	$285K	<0.01%	-269	Timeline
APERGY CORPAPERGY CORP	8,437	$284K	<0.01%	+624
IPATH DJ-UBS COCOA SUBINDEXIPATH DJ-UBS COCOA SUBINDEX	9,692	$284K	<0.01%	new
CNNECANNAE HLDGS INC	7,590	$283K	<0.01%	-190	Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT I	33,250	$283K	<0.01%	0	Timeline
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I	30,943	$283K	<0.01%	-650
SPHBINVESCO EXCH TRADED FD TR II	6,060	$283K	<0.01%	+2,714	Timeline
GENGEN DIGITAL INC	11,049	$282K	<0.01%	new	Timeline
EBSEMERGENT BIOSOLUTIONS INC	5,238	$282K	<0.01%	-766	Timeline
ABMABM INDS INC	7,485	$282K	<0.01%	+4,988	Timeline
PORPORTLAND GEN ELEC CO	5,052	$282K	<0.01%	+185	Timeline
CVICVR ENERGY INC	6,948	$282K	<0.01%	-960	Timeline
CLLSCELLECTIS S A	16,477	$282K	<0.01%	+2,704	Timeline
FOXAFOX CORP	7,588	$281K	<0.01%	+1,050	Timeline
PPCPILGRIMS PRIDE CORP	8,589	$281K	<0.01%	-5,950	Timeline
PSKSPDR SERIES TRUST	6,379	$281K	<0.01%	-64	Timeline
ONON SEMICONDUCTOR CORP	11,523	$280K	<0.01%	-2,476	Timeline
GRFSGRIFOLS S A	12,019	$280K	<0.01%	-7,178	Timeline
NUAGNUSHARES ETF TR	11,386	$280K	<0.01%	+1,471	Timeline
SL GREEN REALTY CORPSL GREEN REALTY CORP	3,018	$279K	<0.01%	-226
THGHANOVER INS GROUP INC	2,026	$278K	<0.01%	+1,525	Timeline
BRKRBRUKER CORP	5,449	$278K	<0.01%	+1,456	Timeline
KNGZFIRST TR EXCHANGE TRADED FD	11,586	$278K	<0.01%	-2,172	Timeline
TALTAL ED GROUP	5,752	$277K	<0.01%	-239	Timeline
NTESNETEASE COM INC	901	$276K	<0.01%	-1,913	Timeline
OLNOLIN CORP	16,014	$276K	<0.01%	-15,353	Timeline
TAILCAMBRIA ETF TR	14,290	$276K	<0.01%	+270	Timeline
FLIR SYS INCFLIR SYS INC	5,284	$275K	<0.01%	-1,814
ARGO GROUP INTERNATIONALARGO GROUP INTERNATIONAL	4,191	$275K	<0.01%	-2,232
MKSIMKS INC.	2,490	$274K	<0.01%	+214	Timeline
AHRTAH RLTY TR INC	14,863	$274K	<0.01%	-85	Timeline
KBESPDR SERIES TRUST	5,778	$274K	<0.01%	-645	Timeline
RSPFINVESCO EXCHANGE TRADED FD T	5,846	$274K	<0.01%	-177	Timeline
MTDRMATADOR RES CO	15,203	$273K	<0.01%	-1,106	Timeline
SANBANCO SANTANDER SA	66,102	$273K	<0.01%	-3,751	Timeline
MOSMOSAIC CO	12,562	$273K	<0.01%	-1,270	Timeline
EXIISHARES TR	2,800	$273K	<0.01%	-764	Timeline
OPITQOFFICE PPTYS INCOME TR COM SHS	8,497	$273K	<0.01%	-3,452	Timeline
PGHYINVESCO EXCH TRADED FD TR II	12,002	$273K	<0.01%	-1,039	Timeline
GGTGABELLI MULTIMEDIA TR INC	34,009	$273K	<0.01%	-3,200	Timeline
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	4,943	$273K	<0.01%	-66
BMIBADGER METER INC	4,177	$272K	<0.01%	+390	Timeline
NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD…	19,320	$272K	<0.01%	+5
SUNSUNOCO LP/SUNOCO FIN CORP	8,868	$271K	<0.01%	-747	Timeline
COVANTA HLDG CORPCOVANTA HLDG CORP	18,226	$271K	<0.01%	-2,077
JGHNUVEEN GLOBAL HIGH INCOME FD	16,524	$271K	<0.01%	+1,902	Timeline
FPIFARMLAND PARTNERS INC	39,925	$271K	<0.01%	+2,103	Timeline
EMGFISHARES INC	5,927	$270K	<0.01%	+1,473	Timeline
PVHPVH CORPORATION	2,559	$270K	<0.01%	+85	Timeline
PSIINVESCO EXCHANGE TRADED FD T	4,013	$270K	<0.01%	-1,835	Timeline
EMQQEXCHANGE TRADED CONCEPTS TRU	7,636	$270K	<0.01%	+490	Timeline
SAILPOINT TECHNOLOGIES HOLD…SAILPOINT TECHNOLOGIES HOLDING	11,427	$270K	<0.01%	-6,565
DISCOVERY INCDISCOVERY INC	8,838	$270K	<0.01%	+2,332
ROMPROSHARES TR	1,699	$270K	<0.01%	-46	Timeline
VFFVILLAGE FARMS INTL INC	43,162	$270K	<0.01%	+36,765	Timeline
XSCDXLMP CAP & INCOME FD INC	17,288	$269K	<0.01%	0	Timeline
FORWARD AIR CORPFORWARD AIR CORP	3,812	$268K	<0.01%	+36
EXELEXELIXIS INC	15,225	$267K	<0.01%	-1,000	Timeline
WYNNWYNN RESORTS LTD	1,915	$267K	<0.01%	-108	Timeline
DSGXDESCARTES SYS GROUP INC	6,226	$266K	<0.01%	+328	Timeline
CWTCALIFORNIA WTR SVC GROUP	5,174	$266K	<0.01%	-3,634	Timeline
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	7,494	$266K	<0.01%	-536
HUBSHUBSPOT INC	1,664	$265K	<0.01%	+709	Timeline
TRMBTRIMBLE INC	6,352	$265K	<0.01%	+816	Timeline
UALUNITED AIRLS HLDGS INC	3,008	$265K	<0.01%	-1,011	Timeline
NIONIO INC	65,825	$265K	<0.01%	-10,323	Timeline
MTRNMATERION CORP	4,474	$265K	<0.01%	-27,656	Timeline
TIPXSPDR SERIES TRUST	13,472	$265K	<0.01%	+775	Timeline
MEDPMEDPACE HLDGS INC	3,149	$264K	<0.01%	-13,534	Timeline
XFRAXBLACKROCK FLOATING RATE INCO	19,568	$263K	<0.01%	-3,537	Timeline
XEMDXWESTERN ASSET EMERGING MKTS	18,528	$263K	<0.01%	+7,463	Timeline
FLQLFRANKLIN TEMPLETON ETF TR	7,527	$263K	<0.01%	+2,705	Timeline
PFGCPERFORMANCE FOOD GROUP CO	5,068	$262K	<0.01%	-329	Timeline
SWXSOUTHWEST GAS HLDGS INC	3,445	$262K	<0.01%	+21	Timeline
SIDCOMPANHIA SIDERURGICA NACION	76,112	$262K	<0.01%	+46,288	Timeline
IBKRINTERACTIVE BROKERS GROUP IN	5,612	$261K	<0.01%	+1,563	Timeline
PSOPEARSON PLC	30,954	$261K	<0.01%	+43	Timeline
LBRDKLIBERTY BROADBAND CORP	2,082	$261K	<0.01%	+686	Timeline
EPIWISDOMTREE TR	10,476	$261K	<0.01%	-656	Timeline
FANFIRST TR EXCHANGE-TRADED FD	17,800	$261K	<0.01%	+450	Timeline
XMCRXMFS CHARTER INCOME TR	30,843	$260K	<0.01%	-1,769	Timeline
AIZASSURANT INC	1,980	$260K	<0.01%	-1,604	Timeline
ESGVVANGUARD WORLD FD	4,555	$258K	<0.01%	+1,504	Timeline
VMRKVIVMARK RESIDENTIAL	3,198	$258K	<0.01%	-245	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	5,329	$257K	<0.01%	-37
OASIS MIDSTREAM PARTNERS LPOASIS MIDSTREAM PARTNERS LP	15,500	$257K	<0.01%	+15,300
EWGISHARES INC	8,728	$256K	<0.01%	+3,667	Timeline
ABEVAMBEV SA	54,645	$255K	<0.01%	-3,273	Timeline
UAUGINNOVATOR ETFS TRUST	9,825	$255K	<0.01%	+3,970	Timeline
MFDXPIMCO EQUITY SER	9,770	$255K	<0.01%	-1,959	Timeline
PCMPCM FD INC	22,312	$255K	<0.01%	+2,221	Timeline
GAINGLADSTONE INVT CORP	19,070	$254K	<0.01%	+4,923	Timeline
CNOOC LIMITEDCNOOC LIMITED	1,523	$254K	<0.01%	+179
JOHN HANCOCK MULTIFACTOR IN…JOHN HANCOCK MULTIFACTOR INDUSTRI…	6,400	$254K	<0.01%	0
PMLPIMCO MUN INCOME FD II	15,958	$253K	<0.01%	+169	Timeline
PETSPETMED EXPRESS INC	10,714	$252K	<0.01%	-2,607	Timeline
IWXISHARES TR	4,282	$251K	<0.01%	-3,462	Timeline
NMIHNMI HLDGS INC	7,543	$251K	<0.01%	-398	Timeline
SCLSTEPAN CO	2,454	$251K	<0.01%	+1,582	Timeline
BLUEBIRD BIO INCBLUEBIRD BIO INC	2,871	$251K	<0.01%	+1,694
PCGPG&E CORP	22,914	$250K	<0.01%	+9,028	Timeline
AZTAAZENTA INC	5,968	$250K	<0.01%	+563	Timeline
XEADXALLSPRING INCOME OPPORTUNIT	29,599	$250K	<0.01%	-4,699	Timeline
CGOCALAMOS GLOBAL TOTAL RETURN	18,686	$250K	<0.01%	+102	Timeline
XPHSPDR SERIES TRUST	5,450	$249K	<0.01%	-307	Timeline
FPEIFIRST TR EXCH TRADED FD III	12,388	$249K	<0.01%	-5,568	Timeline
FTSDFRANKLIN ETF TR	2,640	$249K	<0.01%	+299	Timeline
BLACKROCK MUNIYIELD ARIZ FDBLACKROCK MUNIYIELD ARIZ FD	18,275	$249K	<0.01%	-700
HPHELMERICH & PAYNE INC	5,471	$248K	<0.01%	-1,430	Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	13,845	$248K	<0.01%	-3,088
PBWINVESCO EXCHANGE TRADED FD T	7,202	$247K	<0.01%	-296	Timeline
ALEALLETE INC	3,040	$247K	<0.01%	-566	Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	13,748	$247K	<0.01%	-1,564
RHPRYMAN HOSPITALITY PPTYS INC	2,832	$246K	<0.01%	+466	Timeline
FOXFFOX FACTORY HLDG CORP	3,521	$246K	<0.01%	-1,113	Timeline
GBCIGLACIER BANCORP INC NEW	5,332	$246K	<0.01%	-1,405	Timeline
ZSZSCALER INC	5,286	$245K	<0.01%	+76	Timeline
DBOINVESCO DB MULTI-SECTOR COMM	22,963	$245K	<0.01%	-1,794	Timeline
MEREDITH CORPMEREDITH CORP	7,546	$245K	<0.01%	+342
EVREVERCORE INC	3,275	$244K	<0.01%	-705	Timeline
IMMUNOMEDICS INCIMMUNOMEDICS INC	11,534	$244K	<0.01%	-903
XLGIXLAZARD GLOBAL TOTAL RETURN &	14,786	$244K	<0.01%	+3,686	Timeline
ENZLISHARES TR	4,225	$244K	<0.01%	-2,708	Timeline
AVAAVISTA CORP	5,071	$243K	<0.01%	-1,542	Timeline
PVIINVESCO EXCH TRADED FD TR II	9,733	$243K	<0.01%	0	Timeline
TOLTOLL BROTHERS INC	6,097	$242K	<0.01%	-666	Timeline
ITUBITAU UNIBANCO HLDG S A	26,407	$242K	<0.01%	-458	Timeline
WHFWHITEHORSE FIN INC	17,636	$242K	<0.01%	+1,707	Timeline
BP MIDSTREAM PARTNERS LPBP MIDSTREAM PARTNERS LP	15,500	$242K	<0.01%	+14,771
FMNFEDERATED HERMES PREM MUNI I	17,130	$242K	<0.01%	+7,030	Timeline
NACNUVEEN CA DIVI ADV MUN	16,166	$241K	<0.01%	-5,546	Timeline
BOOTBOOT BARN HLDGS INC	5,389	$241K	<0.01%	-51,473	Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	21,990	$241K	<0.01%	-5,067
BARNES GROUP INCBARNES GROUP INC	3,884	$241K	<0.01%	-523
GLOBAL X FDSGLOBAL X FDS	19,666	$241K	<0.01%	-5,830
SQMSOCIEDAD QUIMICA Y MINERA DE	9,002	$240K	<0.01%	-1,051	Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	41,876	$240K	<0.01%	-2,132
RFCIALPS ETF TR	9,565	$240K	<0.01%	-139	Timeline
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED	1,633	$239K	<0.01%	-5,959
NETLETF SER SOLUTIONS	8,724	$239K	<0.01%	-1,406	Timeline
BARCLAYS BANK PLCBARCLAYS BANK PLC	15,851	$239K	<0.01%	+11,596
GLOBAL X FDSGLOBAL X FDS	9,775	$239K	<0.01%	new
QEFASPDR INDEX SHS FDS	3,565	$238K	<0.01%	+155	Timeline
BLACKROCK MUNIHOLDINGS FD IIBLACKROCK MUNIHOLDINGS FD II	15,657	$238K	<0.01%	+5,200
CCKCROWN HLDGS INC	3,265	$237K	<0.01%	-447	Timeline
CALCALERES INC	10,004	$237K	<0.01%	-674	Timeline
FTFRANKLIN UNVL TR	30,362	$237K	<0.01%	-11,688	Timeline
RGRSTURM RUGER & CO INC	5,031	$237K	<0.01%	-3,838	Timeline
PFDFLAHERTY & CRUMRINE PFD INCO	15,257	$237K	<0.01%	+1,762	Timeline
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE	7,927	$237K	<0.01%	-611
BHKBLACKROCK CORE BD TR	16,114	$235K	<0.01%	-6,145	Timeline
IOSPINNOSPEC INC	2,265	$235K	<0.01%	+1,900	Timeline
VLYVALLEY NATL BANCORP	20,586	$235K	<0.01%	+3,531	Timeline
HESS CORPHESS CORP	3,503	$235K	<0.01%	-698
JJSFJ & J SNACK FOODS CORP	1,268	$234K	<0.01%	+180	Timeline
NGNOVAGOLD RESOURCES INC	26,042	$234K	<0.01%	-2,818	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	19,361	$234K	<0.01%	+3,006
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIES	4,958	$234K	<0.01%	+111
UNIVERSAL FST PRODS INCUNIVERSAL FST PRODS INC	4,894	$234K	<0.01%	-3,245
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	4,535	$234K	<0.01%	-32
DUSADAVIS FUNDAMENTAL ETF TR	9,000	$233K	<0.01%	0	Timeline
NBIXNEUROCRINE BIOSCIENCES INC	2,171	$233K	<0.01%	-306	Timeline
PERFICIENT INCPERFICIENT INC	5,066	$233K	<0.01%	-838
FBNCFIRST BANCORP N C	5,844	$233K	<0.01%	-232	Timeline
TEXAS PACIFIC LAND TRUSTTEXAS PACIFIC LAND TRUST	297	$233K	<0.01%	+29
EQLALPS ETF TR	2,901	$232K	<0.01%	+700	Timeline
WDIVSPDR INDEX SHS FDS	3,253	$232K	<0.01%	+1,136	Timeline
KOCTINNOVATOR ETFS TRUST	9,203	$232K	<0.01%	new	Timeline
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS	10,731	$232K	<0.01%	+132
PGPPIMCO GLOBAL STOCKPLUS INCOM	19,448	$232K	<0.01%	+3,595	Timeline
MPABLACKROCK MUNIYIELD PA QUALI	16,247	$232K	<0.01%	+1,358	Timeline
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPI	11,925	$232K	<0.01%	-1,354
TFXTELEFLEX INCORPORATED	613	$231K	<0.01%	+106	Timeline
WEAWESTERN ASSET PREMIER BD FD	15,786	$231K	<0.01%	+6,390	Timeline
AADRADVISORSHARES TR	4,266	$231K	<0.01%	-2,099	Timeline
VALEVALE S A	17,439	$230K	<0.01%	-3,168	Timeline
WPPWPP PLC NEW	3,265	$230K	<0.01%	-659	Timeline
ENSENERSYS	3,073	$230K	<0.01%	+366	Timeline
VKTXVIKING THERAPEUTICS INC	28,683	$230K	<0.01%	+4,595	Timeline
BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INC	12,489	$230K	<0.01%	+3,021
SPBOSPDR SERIES TRUST	6,780	$229K	<0.01%	+11	Timeline
LADLITHIA MTRS INC	1,552	$229K	<0.01%	-251	Timeline
MGEEMGE ENERGY INC	2,903	$229K	<0.01%	-330	Timeline
FLOFLOWERS FOODS INC	10,493	$228K	<0.01%	-2,351	Timeline
OBDCBLUE OWL CAPITAL CORPORATION	12,755	$228K	<0.01%	+4,910	Timeline
OMABGRUPO AEROPORTUARIO DEL CENT	3,788	$228K	<0.01%	+3,011	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	16,749	$228K	<0.01%	-13,409	Timeline
HEQJOHN HANCOCK DIVERSIFIED INC	15,266	$228K	<0.01%	0	Timeline
GLPIGAMING & LEISURE P	5,256	$227K	<0.01%	-725	Timeline
ASHASHLAND INC	2,966	$227K	<0.01%	-128	Timeline
MMITNYLIM ACTIVE ETF TR	8,767	$227K	<0.01%	new	Timeline
RCIROGERS COMMUNICATIONS INC	4,553	$226K	<0.01%	-630	Timeline
GAPGAP INC	12,776	$226K	<0.01%	-48,632	Timeline
VSTVISTRA CORP	9,770	$226K	<0.01%	+381	Timeline
ITGRINTEGER HLDGS CORP	2,797	$226K	<0.01%	-117	Timeline
JP Morgan Exchange Traded F…JP Morgan Exchange Traded Fund	9,244	$226K	<0.01%	+758
NGVTINGEVITY CORP	2,573	$225K	<0.01%	-72	Timeline
CSWCCAPITAL SOUTHWEST CORP	10,852	$225K	<0.01%	+899	Timeline
UITBVICTORY PORTFOLIOS II	4,339	$225K	<0.01%	-612	Timeline
Anglogold Ashanti PlcAnglogold Ashanti Plc	10,080	$225K	<0.01%	+617
ARGXARGENX SE	1,399	$224K	<0.01%	+203	Timeline
AIRRFIRST TR EXCHANGE TRADED FD	7,720	$224K	<0.01%	-844	Timeline
BSLBLACKSTONE SENI FLTN RAT 202	13,860	$224K	<0.01%	+1,405	Timeline
XEVGXEATON VANCE SHORT DURATION D	16,560	$224K	<0.01%	+4,188	Timeline
AINALBANY INTL CORP	2,922	$223K	<0.01%	+203	Timeline
IQIINVESCO QUALITY MUN INCOME T	17,736	$223K	<0.01%	0	Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM	17,162	$222K	<0.01%	+302
UVEUNIVERSAL INS HLDGS INC	7,935	$222K	<0.01%	+3,695	Timeline
NICNICOLET BANKSHARES INC	3,000	$222K	<0.01%	+944	Timeline
AQNALGONQUIN POWER & UTILITIES	15,634	$221K	<0.01%	+1,431	Timeline
PSEPINNOVATOR ETFS TRUST	8,559	$221K	<0.01%	-647	Timeline
HYIWESTERN ASSET HIGH YIELD OPP	14,131	$221K	<0.01%	-6,876	Timeline
IBERIABANK CORPIBERIABANK CORP	2,967	$221K	<0.01%	+96
MUTUALFIRST FINANCIAL INCMUTUALFIRST FINANCIAL INC	5,577	$221K	<0.01%	-219
LECOLINCOLN ELEC HLDGS INC	2,280	$220K	<0.01%	+407	Timeline
TLTDFLEXSHARES TR	3,388	$220K	<0.01%	+450	Timeline
TANINVESCO EXCH TRADED FD TR II	7,159	$220K	<0.01%	+365	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	15,395	$220K	<0.01%	-7,479
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUND	36,893	$220K	<0.01%	-2,578
EDOWFIRST TR EXCHANGE-TRADED FD	8,423	$220K	<0.01%	+1,242	Timeline
HIXWESTERN ASSET HIGH INCOM FD	32,732	$220K	<0.01%	+381	Timeline
SBRASABRA HEALTH CARE REIT INC	10,171	$219K	<0.01%	+851	Timeline
RRRRED ROCK RESORTS INC	9,158	$219K	<0.01%	-1,581	Timeline
FIXCOMFORT SYS USA INC	4,370	$218K	<0.01%	-592	Timeline
CRSCARPENTER TECHNOLOGY CORP	4,360	$218K	<0.01%	+800	Timeline
MDBMONGODB INC	1,647	$217K	<0.01%	-473	Timeline
PAVEGLOBAL X FDS	12,181	$217K	<0.01%	-39,558	Timeline
PFIGINVESCO EXCH TRADED FD TR II	8,272	$217K	<0.01%	-2,064	Timeline
FDTSFIRST TR EXCH TRD ALPHDX FD	5,617	$217K	<0.01%	-1,316	Timeline
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INC	3,207	$217K	<0.01%	-751
UWMPROSHARES TR	2,801	$216K	<0.01%	+1,504	Timeline
GPKGRAPHIC PACKAGING HLDG CO	12,934	$215K	<0.01%	+1,732	Timeline
WIWWESTERN AST INFL LKD OPP & I	18,609	$215K	<0.01%	-303	Timeline
MHDBLACKROCK MUNIHOLDINGS FD IN	12,615	$214K	<0.01%	+2,690	Timeline
STNESTONECO LTD	5,356	$214K	<0.01%	+626	Timeline
XBMEXBLACKROCK HEALTH SCIENCES TR	5,049	$214K	<0.01%	-480	Timeline
JOHN HANCOCK MULTIFACTOR HE…JOHN HANCOCK MULTIFACTOR HEALTHCA…	5,742	$214K	<0.01%	-688
ONTOONTO INNOVATION INC	5,824	$213K	<0.01%	new	Timeline
CBTCABOT CORP	4,487	$213K	<0.01%	+701	Timeline
GARDNER DENVER HLDGS INCGARDNER DENVER HLDGS INC	5,823	$213K	<0.01%	+456
FMXFOMENTO ECONOMICO MEXICANO S	2,246	$212K	<0.01%	-68	Timeline
FCPTFOUR CORNERS PPTY TR INC	7,542	$212K	<0.01%	-1,797	Timeline
GFIGOLD FIELDS LTD	31,977	$211K	<0.01%	+2,916	Timeline
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORP	2,635	$211K	<0.01%	+554
PARSLEY ENERGY INCPARSLEY ENERGY INC	11,132	$211K	<0.01%	+5,286
INOVALON HLDGS INCINOVALON HLDGS INC	11,201	$211K	<0.01%	+2,180
UMBFUMB FINL CORP	3,052	$210K	<0.01%	+3	Timeline
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR	15,598	$210K	<0.01%	-1,311
WSRWHITESTONE REIT	15,400	$210K	<0.01%	-200	Timeline
OIAINVESCO MUNI INCOME OPP TRST	26,548	$210K	<0.01%	+14,376	Timeline
CALLON PETE CO DELCALLON PETE CO DEL	43,411	$210K	<0.01%	+21,983
DAYDAYFORCE INC	3,089	$209K	<0.01%	+795	Timeline
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	15,809	$209K	<0.01%	-4,351
UPLDUPLAND SOFTWARE INC	5,835	$208K	<0.01%	-653	Timeline
INSIGHT SELECT INCOME FDINSIGHT SELECT INCOME FD	10,400	$208K	<0.01%	+1,752
DKDELEK US HLDGS INC NEW	6,182	$207K	<0.01%	+730	Timeline
CRICARTERS INC	1,897	$207K	<0.01%	+81	Timeline
CANTEL MEDICAL CORPCANTEL MEDICAL CORP	2,930	$207K	<0.01%	+643
STPZPIMCO ETF TR	3,946	$207K	<0.01%	0	Timeline
BLDTOPBUILD COR	1,993	$206K	<0.01%	-7,099	Timeline
CPRICAPRI HOLDINGS LIMITED	5,422	$206K	<0.01%	-54	Timeline
TIFFANY & CO NEWTIFFANY & CO NEW	1,537	$206K	<0.01%	-6,044
RSPGINVESCO EXCHANGE TRADED FD T	4,327	$206K	<0.01%	-52	Timeline
TPICQTPI COMPOSITES INC COM	11,154	$206K	<0.01%	-1,113	Timeline
ISHARES TRISHARES TR	7,836	$206K	<0.01%	+3,211
LIVNLIVANOVA PLC	2,714	$205K	<0.01%	+231	Timeline
ATECALPHATEC HLDGS INC	28,954	$205K	<0.01%	0	Timeline
NINISOURCE INC	7,355	$204K	<0.01%	-1,560	Timeline
OMFONEMAIN HLDGS INC	4,875	$204K	<0.01%	+4,197	Timeline
CTRECARETRUST REIT INC	9,919	$204K	<0.01%	+528	Timeline
FHNFIRST HORIZON CORPORATION	12,345	$203K	<0.01%	+2,728	Timeline
QIAGEN NVQIAGEN NV	5,992	$203K	<0.01%	-1,872
QDIVGLOBAL X FDS	7,501	$203K	<0.01%	+17	Timeline
PORTOLA PHARMACEUTICALS INC…PORTOLA PHARMACEUTICALS INC COM	8,546	$203K	<0.01%	-2,127
SXISTANDEX INTL CORP	2,542	$202K	<0.01%	+367	Timeline
DYAIDYADIC INTL INC DEL	39,058	$202K	<0.01%	+3,050	Timeline
NMINUVEEN MUN INCOME FD INC	17,815	$202K	<0.01%	+10,080	Timeline
BLDRBUILDERS FIRSTSOURCE INC	7,902	$201K	<0.01%	+7,358	Timeline
PULSPGIM ETF TR	4,026	$201K	<0.01%	+2,944	Timeline
FEZSPDR INDEX SHS FDS	4,924	$201K	<0.01%	-483	Timeline
RAVIFLEXSHARES TR	2,647	$201K	<0.01%	+998	Timeline
PSNPARSONS CORP DEL	4,845	$200K	<0.01%	+653	Timeline
GEMGOLDMAN SACHS ETF TR	5,830	$200K	<0.01%	-270	Timeline
INKMSSGA ACTIVE ETF TR	5,840	$200K	<0.01%	+155	Timeline
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY	4,422	$200K	<0.01%	+236
FHIFEDERATED HERMES INC	6,109	$199K	<0.01%	-756	Timeline
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.	2,455	$199K	<0.01%	-536
ANDEANDERSONS INC	7,815	$198K	<0.01%	+1,284	Timeline
PAGPPLAINS GP HLDGS L P	10,497	$198K	<0.01%	-310	Timeline
AFBALLIANCEBERNSTEIN NATL MUN I	14,125	$198K	<0.01%	+1,200	Timeline
GUTGABELLI UTIL TR	25,469	$198K	<0.01%	+4,714	Timeline
STONE HBR EMERG MKTS TL INCSTONE HBR EMERG MKTS TL INC	16,560	$197K	<0.01%	+2,115
ITTITT INC	2,673	$196K	<0.01%	+10	Timeline
WLYWILEY JOHN & SONS INC	4,049	$196K	<0.01%	+151	Timeline
TPVGTRIPLEPOINT VENTURE GROWTH B	13,854	$196K	<0.01%	+7,444	Timeline
PUIINVESCO EXCHANGE TRADED FD T	5,677	$196K	<0.01%	-5,758	Timeline
STBAS & T BANCORP INC	4,848	$195K	<0.01%	0	Timeline
TLKTELEKOMUNIKASI IND	6,843	$195K	<0.01%	-78	Timeline
HSCZISHARES TR	6,357	$195K	<0.01%	-67	Timeline
NUSANUSHARES ETF TR	7,816	$195K	<0.01%	-15,753	Timeline
AMWDAMERICAN WOODMARK CORP	1,859	$195K	<0.01%	+133	Timeline
EBIX INCEBIX INC	5,843	$195K	<0.01%	+850
VETVERMILION ENERGY INC	11,936	$194K	<0.01%	+4,801	Timeline
NEWTNEWTEKONE INC	8,557	$194K	<0.01%	+46	Timeline
MMIMARCUS & MILLICHAP INC	5,202	$194K	<0.01%	-456	Timeline
CLOUDERA INCCLOUDERA INC	16,700	$194K	<0.01%	-3,081
PRETIUM RESOURCES INCPRETIUM RESOURCES INC	17,396	$194K	<0.01%	+1,171
NEUNEWMARKET CORP	397	$193K	<0.01%	-103	Timeline
TUTELUS CORPORATION	4,973	$193K	<0.01%	+195	Timeline
RIVRIVERNORTH OPPORTUNITIES FD	11,825	$193K	<0.01%	+6,400	Timeline
PBPROSPERITY BANCSHARES INC	2,685	$193K	<0.01%	-1,144	Timeline
ATHENE HOLDING LTDATHENE HOLDING LTD	4,119	$193K	<0.01%	-808
CETCENTRAL SECS CORP	5,813	$193K	<0.01%	-139	Timeline
ALLIANZGI DIVERSIFIED INCOMEALLIANZGI DIVERSIFIED INCOME	7,825	$193K	<0.01%	+200
LZBLA Z BOY INC	6,129	$193K	<0.01%	+2,237	Timeline
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC	9,006	$193K	<0.01%	-387
NUWNUVEEN AMT-FREE MUN VALUE FD	11,899	$193K	<0.01%	+10,849	Timeline
BOKFBOK FINL CORP	2,199	$192K	<0.01%	-128	Timeline
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC	40,415	$192K	<0.01%	-350
ALPS ETF TRALPS ETF TR	7,495	$192K	<0.01%	+681
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	13,505	$191K	<0.01%	+2,505
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	31,282	$189K	<0.01%	+18,030
DBLDOUBLELINE OPPORTUNISTIC CR	9,146	$189K	<0.01%	-493	Timeline
IRDMIRIDIUM COMMUNICATIONS INC	7,668	$189K	<0.01%	-3,626	Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	10,989	$189K	<0.01%	-139
COUNTY BANCORP INCCOUNTY BANCORP INC	7,360	$189K	<0.01%	-3,400
GOOSCANADA GOOSE HLDGS INC	5,207	$188K	<0.01%	+336	Timeline
GMEDGLOBUS MED INC	3,198	$188K	<0.01%	-929	Timeline
RYNRAYONIER INC	5,701	$188K	<0.01%	+903	Timeline
MNANYLIM ETF TR	5,673	$188K	<0.01%	-131	Timeline
NOBLE ENERGY INCNOBLE ENERGY INC	7,591	$188K	<0.01%	-91
BUSEFIRST BUSEY CORP	6,860	$188K	<0.01%	-20	Timeline
FMNBFARMERS NATIONAL BANC CORP	11,551	$188K	<0.01%	-625	Timeline
GOL LINHAS AEREAS INTELIGENTGOL LINHAS AEREAS INTELIGENT	10,425	$188K	<0.01%	+838
ROGROGERS CORP	1,498	$187K	<0.01%	+64	Timeline
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A	7,811	$187K	<0.01%	-3,895
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	1,486	$187K	<0.01%	+310
BGXBLACKSTONE LONG SHORT CR INC	11,900	$186K	<0.01%	-450	Timeline
CHCTCOMMUNITY HEALTHCARE TR INC	4,337	$186K	<0.01%	+1,009	Timeline
FULTFULTON FINL CORP PA	10,671	$186K	<0.01%	-200	Timeline
MNROMONRO INC	2,369	$186K	<0.01%	+541	Timeline
XNTKSPDR SERIES TRUST	2,287	$186K	<0.01%	-936	Timeline
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	10,722	$186K	<0.01%	-1,600
PBFPBF ENERGY INC	5,906	$185K	<0.01%	+1,751	Timeline
KTBKONTOOR BRANDS INC	4,378	$185K	<0.01%	-735	Timeline
PBRPETROLEO BRASILEIRO S A	11,579	$185K	<0.01%	+812	Timeline
BLACKROCK N Y MUN INCOME TRUBLACKROCK N Y MUN INCOME TRU	13,170	$185K	<0.01%	0
WABCO HLDGS INCWABCO HLDGS INC	1,365	$185K	<0.01%	-41
UAPRINNOVATOR ETFS TRUST	7,050	$185K	<0.01%	-2,795	Timeline
STERLING BANCORP DELSTERLING BANCORP DEL	8,772	$185K	<0.01%	-153
SMMDISHARES TR	3,811	$184K	<0.01%	+122	Timeline
CHEFCHEFS WHSE INC	4,843	$184K	<0.01%	-124	Timeline
IRBTQIROBOT CORP	3,641	$184K	<0.01%	+1,367	Timeline
GLOBAL X FDSGLOBAL X FDS	7,525	$184K	<0.01%	new
KRNTKORNIT DIGITAL LTD	5,356	$183K	<0.01%	-971	Timeline
RYLDGLOBAL X FDS	7,201	$183K	<0.01%	+530	Timeline
TRNTRINITY INDS INC	8,181	$182K	<0.01%	-2,458	Timeline
GTNGRAY MEDIA INC	8,478	$182K	<0.01%	+743	Timeline
ESRTEMPIRE ST RLTY TR INC	13,004	$181K	<0.01%	+3,756	Timeline
BHEBENCHMARK ELECTRS INC	5,267	$181K	<0.01%	+195	Timeline
SCSSTEELCASE INC-CLASS A	8,877	$181K	<0.01%	+1,926	Timeline
LANDGLADSTONE LD CORP	13,900	$181K	<0.01%	+43	Timeline
FSZFIRST TR EXCH TRD ALPHDX FD	3,333	$181K	<0.01%	0	Timeline
INVSC RAFI US 1500 SML MID …INVSC RAFI US 1500 SML MID ETF	4,580	$181K	<0.01%	-100
VVRINVESCO SR INCOME TR	42,012	$180K	<0.01%	-3,129	Timeline
JLSNUVEEN MORTGAGE AND INCOME F	8,195	$180K	<0.01%	+949	Timeline
IDOGALPS ETF TR	6,544	$180K	<0.01%	-475	Timeline
CHIQGLOBAL X FDS	9,703	$180K	<0.01%	+9,417	Timeline
WISDOMTREE TRWISDOMTREE TR	8,993	$180K	<0.01%	-334
NVRNVR INC	47	$179K	<0.01%	+3	Timeline
MOG-AMOOG INC	2,103	$179K	<0.01%	+233	Timeline
SIVRABRDN SILVER ETF TRUST	10,396	$179K	<0.01%	+1,531	Timeline
DXDYNEX CAP INC	10,534	$179K	<0.01%	+5,433	Timeline
NRCNRC HEALTH	2,723	$179K	<0.01%	-112	Timeline
SDCCQSMILEDIRECTCLUB INC CL A	20,435	$179K	<0.01%	+20,035	Timeline
SYKES ENTERPRISES INC COMSYKES ENTERPRISES INC COM	4,834	$179K	<0.01%	+317
CRWDCROWDSTRIKE HLDGS INC	3,570	$178K	<0.01%	+1,653	Timeline
HHYATT HOTELS CORP	1,993	$178K	<0.01%	-84	Timeline
KFRCKFORCE INC	4,481	$178K	<0.01%	+219	Timeline
JBLUJETBLUE AIRWAYS CORP	9,540	$178K	<0.01%	-311	Timeline
CCOICOGENT COMM HOLDINGS INC	2,689	$178K	<0.01%	+252	Timeline
PTEUPACER FDS TR	6,475	$178K	<0.01%	+1,633	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	13,392	$177K	<0.01%	+1,892
SPFISOUTH PLAINS FINANCIAL INC	8,490	$177K	<0.01%	new	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	13,544	$177K	<0.01%	+6,259	Timeline
DERMIRA INCDERMIRA INC	11,623	$177K	<0.01%	-306
IBDRISHARES TR	6,887	$176K	<0.01%	-2,391	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	11,738	$176K	<0.01%	+2,810	Timeline
AVANGRID INCAVANGRID INC	3,424	$176K	<0.01%	-2,197
JHEMJOHN HANCOCK EXCHANGE TRADED	6,598	$176K	<0.01%	+5,792	Timeline
GLOBAL X FTSE GREECE 20 ETFGLOBAL X FTSE GREECE 20 ETF	17,414	$176K	<0.01%	-2,065
BJBJS WHSL CLUB HLDGS INC	7,657	$175K	<0.01%	+1,396	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 121. All 121

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	30	$470K	+3
ROKU INCROKU INC PUT	put	90	$91K	+71
UNITED STS NAT GAS FD LPUNITED STS NAT GAS FD LP COM	call	200	$89K	new
MPLX LPMPLX LP COM UNIT REP LTD	call	1,760	$83K	new
META PLATFORMS INCMETA PLATFORMS INC CALL	call	9	$76K	-47
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	248	$74K	+120
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALL	call	110	$62K	+40
BOEING COBOEING CO CALL	call	69	$51K	+1
MICROSOFT CORPMICROSOFT CORP CALL	call	8	$47K	0
CVS HEALTH CORPCVS HEALTH CORP PUT	put	263	$44K	+169
BAIDU INCBAIDU INC PUT	put	86	$36K	new
GENERAL ELECTRIC COGENERAL ELECTRIC CO COM	call	120	$28K	0
BRIGHTHOUSE FINL INCBRIGHTHOUSE FINL INC COM	put	111	$23K	new
MPLX LPMPLX LP COM UNIT REP LTD	put	394	$21K	new
MARATHON PETE CORPMARATHON PETE CORP PUT	put	65	$16K	+42
APPLE INCAPPLE INC PUT	put	39	$14K	+37
BANK OF AMER CORPBANK OF AMER CORP PUT	put	298	$12K	+210
WELLS FARGO & COWELLS FARGO & CO CALL	put	188	$12K	+162
INVESCO QQQ TRINVESCO QQQ TR PUT	put	39	$11K	new
ISHARES TRISHARES TR PUT	put	76	$11K	new
BERKSHIRE HATHAWAY INC DELBERKSHIRE HATHAWAY INC DEL PUT	put	19	$11K	new
BEYOND MEAT INCBEYOND MEAT INC COM	call	10	$10K	new
OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUT	put	187	$9K	+173
PFIZER INCPFIZER INC PUT	put	241	$8K	+240
ENERGY TRANSFER L PENERGY TRANSFER L P PUT	put	715	$8K	new
NETFLIX INC.NETFLIX INC. CALL	call	2	$8K	0
BLOCK INCBLOCK INC CALL	call	30	$7K	+20
BOEING COBOEING CO PUT	put	2	$7K	new
INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CHS PUT	put	24	$7K	+9
FEDEX CORPFEDEX CORP COM	put	6	$7K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD PUT	put	24	$6K	new
ROKU INCROKU INC CALL	call	1	$6K	-10
TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT COM NEW	put	73	$6K	+63
BROOKFIELD ASSET MANAGE-CL ABROOKFIELD ASSET MANAGE-CL A COM	put	20	$6K	new
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC COM NEW	call	7	$6K	new
AMAZON COM INCAMAZON COM INC PUT	put	1	$5K	0
NEXTERA ENERGY INCNEXTERA ENERGY INC PUT	put	9	$5K	+3
DISNEY WALT CODISNEY WALT CO COM	call	1	$5K	0
GENERAL MTRS COGENERAL MTRS CO PUT	put	400	$4K	new
PEPSICO INCPEPSICO INC PUT	put	14	$4K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	8	$4K	+7
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	call	180	$4K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	1	$3K	-67
VEECO INSTRS INC DELVEECO INSTRS INC DEL COM	call	15	$3K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	call	400	$3K	new
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND COM	put	500	$3K	new
ISHARES TRISHARES TR PUT	put	17	$2K	+14
EXXON MOBIL CORPEXXON MOBIL CORP CALL	put	14	$2K	+8
COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALL	put	3	$2K	0
DISNEY WALT CODISNEY WALT CO PUT	put	5	$2K	new
HALLIBURTON COHALLIBURTON CO PUT	put	25	$2K	new
EOG RES INCEOG RES INC PUT	put	10	$2K	new
CVS HEALTH CORPCVS HEALTH CORP CALL	call	1	$2K	0
DROPBOX INCDROPBOX INC CL A	call	20	$2K	0
VALERO ENERGY CORPVALERO ENERGY CORP COM	put	5	$2K	new
ABBVIE INCABBVIE INC COM	put	6	$2K	0
METLIFE INCMETLIFE INC PUT	put	10	$1K	new
META PLATFORMS INCMETA PLATFORMS INC PUT	put	2	$1K	new
UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC PUT	put	2	$1K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC Option	put	5	$1K	new
JOHNSON & JOHNSONJOHNSON & JOHNSON Option	put	3	$1K	new
BLOCK INCBLOCK INC PUT	put	2	$1K	new
ALTRIA GROUP INCALTRIA GROUP INC PUT	put	3	$1K	0
BLACKSTONE INCBLACKSTONE INC PUT	put	8	$1K	-2
CISCO SYS INCCISCO SYS INC PUT	put	5	$1K	new
EMERSON ELEC COEMERSON ELEC CO PUT	put	2	$1K	new
ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY PUT	put	2	$1K	new
WALMART INCWALMART INC PUT	put	40	$1K	new
THE CIGNA GROUPTHE CIGNA GROUP COM	put	6	$1K	new
BIOGEN INCBIOGEN INC COM	put	1	$1K	new
WP CAREY INCWP CAREY INC COM	put	8	$1K	new
BANK OF NY MELLON CORPBANK OF NY MELLON CORP COM	put	10	$1K	new
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	put	12	$1K	new
PLAINS ALL AMERN PIPELINE LPLAINS ALL AMERN PIPELINE L UNIT LTD PARTN	put	20	$1K	new
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO COM	put	10	$1K	+3
ENERGY TRANSFER L PENERGY TRANSFER L P COM UT LTD PTN	call	20	$1K	new
VANGUARD WORLD FDVANGUARD WORLD FD PUT	put	3	$1K	new
BROOKFIELD INFRASTRUCTURE PABROOKFIELD INFRASTRUCTURE PA PUT	put	6	$1K	new
CHART INDS INCCHART INDS INC PUT	put	9	$1K	-22
VANGUARD INDEX FDSVANGUARD INDEX FDS SMALL CP ETF	put	8	$1K	+6
VANGUARD INDEX FDSVANGUARD INDEX FDS SML CP GRW ETF	put	4	$1K	new
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM	put	5	$1K	new
CERNER CORPCERNER CORP COM	put	21	$1K	0
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	put	155	$1K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	put	40	$1K	-60
UNIVERSAL INS HLDGS INCUNIVERSAL INS HLDGS INC COM	put	35	$1K	+27
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II PUT	put	3	$1K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	5	$1K	new
CITIGROUP INCCITIGROUP INC PUT	put	5	$0	0
TESLA INCTESLA INC PUT	put	1	$0	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC PUT	put	3	$0	0
PHILIP MORRIS INTL INCPHILIP MORRIS INTL INC PUT	put	3	$0	0
BAIDU INCBAIDU INC CALL	call	10	$0	new
HALLIBURTON COHALLIBURTON CO CALL	call	2	$0	0
CHEVRON CORPORATIONCHEVRON CORPORATION CALL	put	1	$0	new
NUTANIX INCNUTANIX INC CALL	call	10	$0	new
QUALCOMM INCQUALCOMM INC PUT	put	1	$0	new
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR PUT	put	1	$0	new
ABBOTT LABORATORIESABBOTT LABORATORIES PUT	put	1	$0	new
HOME DEPOT INCHOME DEPOT INC PUT	put	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	100	$70K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	32	$23K	0
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND	principal	21	$21K	-32
NEMNEM 0.00% 10/30/2023	principal	18	$21K	-44
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$20K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	17	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	16	$19K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	14	$18K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	3	$17K	0
TWITTER INCTWITTER INC NOTE 0.250% 6/1	principal	17	$16K	-25
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	17	$16K	-39
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	15	$16K	0
SPLUNK INCSPLUNK INC BOND	principal	13	$16K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	11	$16K	0
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	17	$16K	-41
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	16	$16K	-48
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$15K	0
RHRH BOND	principal	12	$15K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	14	$15K	-48
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0	principal	13	$14K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	11	$14K	0
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	10	$14K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	10	$14K	-9
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	13	$13K	0
WORKDAY INCWORKDAY INC NOTE 0.250%10/0	principal	10	$13K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$12K	0
ENVESTNET INCENVESTNET INC BOND	principal	10	$12K	new
BLOCK INCBLOCK INC NOTE 0.500% 5/1	principal	10	$11K	0
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1	principal	10	$11K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	5	$11K	0
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1	principal	8	$11K	0
NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0	principal	10	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND	principal	11	$10K	-33
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	10	$10K	0
TESLA INCTESLA INC NOTE 2.000% 5/1	principal	6	$9K	0
PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0	principal	8	$9K	0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0	principal	8	$8K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1	principal	6	$7K	0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$7K	-24
OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0	principal	6	$7K	0
GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0	principal	7	$7K	-30
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	7	$7K	0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	5	$6K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	3	$6K	0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1	principal	6	$6K	0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0	principal	6	$6K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$6K	0
ZENDESK INCZENDESK INC NOTE 0.250% 3/1	principal	4	$5K	0
TWILIO INCTWILIO INC NOTE 0.250% 6/0	principal	3	$5K	new
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	4	$5K	0
II VI INCII VI INC NOTE 0.250% 9/0	principal	5	$5K	-38
REPLIGEN CORPREPLIGEN CORP BOND	principal	5	$5K	0
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3	principal	5	$5K	0
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1	principal	3	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
DEXCOM INCDEXCOM INC NOTE 0.750%12/0	principal	3	$4K	new
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$4K	0
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1	principal	3	$3K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$2K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	1	$1K	-54
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 259. All 259

Security	Shares before	Value before	Type
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	247,233	$5.21M	shares
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	270,345	$4.81M	shares
CELGENE CORPCELGENE CORP	45,514	$4.52M	shares
BB & T CORPBB & T CORP	78,902	$4.21M	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	40,709	$2.8M	shares
HCP INCHCP INC	51,479	$1.83M	shares
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	57,475	$1.38M	shares
CBS CORP NEWCBS CORP NEW	32,168	$1.3M	shares
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	131,108	$1.19M	shares
Natixis Loomis Sayles Short…Natixis Loomis Sayles Short Durat…	27,232	$688K	shares
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC	19,469	$485K	shares
FQF TRFQF TR	20,386	$483K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	21,232	$469K	shares
VIACOM INCVIACOM INC	19,261	$462K	shares
SYMANTEC CORPSYMANTEC CORP	18,765	$445K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	23,360	$421K	shares
Ishares Ibonds DecIshares Ibonds Dec	15,008	$373K	shares
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	31,785	$357K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	8,000	$353K	shares
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	24,792	$349K	shares
DBX ETF TRDBX ETF TR	8,276	$276K	shares
GENESEE & WYOMING INCGENESEE & WYOMING INC	2,458	$271K	shares
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	3,543	$248K	shares
ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 2000	11,541	$225K	shares
ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 2000	10,387	$224K	shares
VERSUM MATLS INCVERSUM MATLS INC	4,113	$217K	shares
ALTABA INCALTABA INC	8,842	$173K	shares
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	10,000	$161K	shares
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC	6,085	$161K	shares
RRBIRED RIVER BANCSHARES INC	3,524	$153K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	3,597	$148K	shares
CAMBRIA ETF TR CORE EQUITYCAMBRIA ETF TR CORE EQUITY	5,088	$139K	shares
OSBCOLD SECOND BANCORP INC DEL	11,157	$136K	shares
CTRIP COM INTL LTDCTRIP COM INTL LTD	4,647	$135K	shares
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	10,030	$135K	shares
PBFSPIONEER BANCORP INC MD	10,000	$125K	shares
NANOMETRICSNANOMETRICS	3,757	$123K	shares
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	13,530	$116K	shares
AIQGLOBAL X FDS	7,007	$112K	shares
NULLNULL	4,195	$110K	shares
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS	4,012	$102K	shares
TRANSENTERIX INCTRANSENTERIX INC	160,622	$99K	shares
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	1,394	$95K	shares
DBJPDBX ETF TR	2,027	$81K	shares
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	1,709	$77K	shares
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	802	$73K	shares
TUESDAY MORNING CORPTUESDAY MORNING CORP	44,300	$70K	shares
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	3,240	$64K	shares
PZTINVESCO EXCH TRADED FD TR II	2,401	$61K	shares
FINISAR CORPFINISAR CORP	57	$57K	principal
CIMPRESS N VCIMPRESS N V	422	$57K	shares
LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME	5,800	$54K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	5,000	$54K	shares
US ECOLOGY INC COMUS ECOLOGY INC COM	828	$53K	shares
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC	52	$53K	principal
BBVA BANCO FRANCES S ABBVA BANCO FRANCES S A	11,948	$52K	shares
BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023	45	$50K	principal
BSRRSIERRA BANCORP	1,800	$48K	shares
DBX ETF TRDBX ETF TR	1,813	$42K	shares
YY INC. ADRYY INC. ADR	735	$41K	shares
CARBONITE INCCARBONITE INC	2,545	$40K	shares
O-I GLASS, INC.O-I GLASS, INC.	3,937	$40K	shares
PACIRA BIOSCIENCESPACIRA BIOSCIENCES	41	$40K	principal
FQF TR AGFIQFQF TR AGFIQ	1,654	$40K	shares
BF-ABROWN FORMAN CORP	630	$38K	shares
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP	5,000	$38K	shares
DBX ETF TRDBX ETF TR	689	$37K	shares
MFA FINL INCMFA FINL INC	35	$36K	principal
PIMCO ETF TRPIMCO ETF TR	715	$36K	shares
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	3,847	$35K	shares
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC	1,244	$35K	shares
KEANE GROUP INCKEANE GROUP INC	5,705	$34K	shares
HALLMARK FINL SERVICES INCHALLMARK FINL SERVICES INC	1,785	$34K	shares
VANECK EGYPT INDEX ETFVANECK EGYPT INDEX ETF	1,000	$31K	shares
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC	2,158	$29K	shares
CHEMOCENTRYX INCCHEMOCENTRYX INC	3,920	$27K	shares
TCXTUCOWS INC	500	$27K	shares
NATRNATURES SUNSHINE PRODS INC	3,200	$27K	shares
QUALCOMM INCQUALCOMM INC	30	$27K	call
SILVERBOW RES INCSILVERBOW RES INC	2,700	$26K	shares
CAMBREX CORPCAMBREX CORP	449	$26K	shares
SOTHEBYSSOTHEBYS	439	$25K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,500	$24K	shares
SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING	23	$24K	principal
ARGTGLOBAL X FDS	1,000	$23K	shares
KARSKRANESHARES TRUST	1,098	$23K	shares
DEAN FOODS CO NEWDEAN FOODS CO NEW	20,138	$23K	shares
GAIAGAIA INC NEW	3,000	$20K	shares
PROVPROVIDENT FINL HLDGS INC	942	$20K	shares
JAKKS PACIFIC INCJAKKS PACIFIC INC	22,455	$19K	shares
CMCOCOLUMBUS MCKINNON CORP N Y	486	$18K	shares
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	1,019	$18K	shares
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC	950	$18K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	595	$18K	shares
DBX ETF TRDBX ETF TR	340	$18K	shares
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP	4,000	$17K	shares
DDLSWISDOMTREE TR	567	$17K	shares
STAGE STORES INCSTAGE STORES INC	8,036	$15K	shares
TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TR	2,900	$15K	shares
MORGAN STANLEYMORGAN STANLEY	40	$14K	call

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	base		2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

Filing	Subject	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	Quarter ended 2019-12-31	2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC
13F-HR 0001681115-19-000015	Quarter ended 2019-09-30	2019-11-13	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC
13F-HR 0001681115-19-000009	Quarter ended 2019-06-30	2019-07-31	acceptance time not in the bulk data set	2026-10-07 18:55:43 UTC
13F-HR 0001681115-19-000003	Quarter ended 2019-03-31	2019-05-09	acceptance time not in the bulk data set	2026-10-07 18:56:23 UTC
13F-HR 0001681115-19-000001	Quarter ended 2018-12-31	2019-02-11	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC
13F-HR 0001681115-18-000009	Quarter ended 2018-09-30	2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC
13F-HR 0001681115-18-000008	Quarter ended 2018-06-30	2018-08-13	acceptance time not in the bulk data set	2026-10-07 19:04:44 UTC
13F-HR 0001681115-18-000006	Quarter ended 2018-03-31	2018-05-15	acceptance time not in the bulk data set	2026-10-07 19:05:42 UTC
13F-HR 0001681115-18-000001	Quarter ended 2017-12-31	2018-02-14	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC
13F-HR 0001681115-17-000014	Quarter ended 2017-09-30	2017-11-06	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000013	Quarter ended 2017-06-30	2017-11-03	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000010	Quarter ended 2016-09-30	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000012	Quarter ended 2017-03-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000011	Quarter ended 2016-12-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR 0001681115-17-000009	Quarter ended 2017-06-30	2017-08-11	acceptance time not in the bulk data set	2026-10-07 19:08:39 UTC
13F-HR 0001681115-17-000008	Quarter ended 2017-03-31	2017-05-15	acceptance time not in the bulk data set	2026-10-07 19:09:43 UTC
13F-HR 0001681115-17-000001	Quarter ended 2016-12-31	2017-01-31	acceptance time not in the bulk data set	2026-10-07 19:10:24 UTC
13F-HR 0001681115-16-000009	Quarter ended 2016-09-30	2016-11-09	acceptance time not in the bulk data set	2026-10-07 19:11:14 UTC
13F-HR 0001681115-16-000003	Quarter ended 2016-06-30	2016-08-12	acceptance time not in the bulk data set	2026-10-07 19:12:22 UTC