Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $14,456,223,000 across 5,501 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-12. Its ten largest share positions make up 19.48% of the portfolio.

Filed 2020-02-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001681115-20-000002

Period: 2019-12-31
Reported value: $14.5B
Holdings: 5,501
Top 10 weight: 19.48%
New: 308
Sold out: 259

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QUALadded	+1,278,132	$129M
SPYVadded	+2,216,348	$77.4M
GOVTadded	+1,690,891	$43.9M
SIZEadded	+431,852	$42.1M
PKWadded	+488,227	$33.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
USMVreduced	-845,476	-$55.5M
IJSreduced	-314,709	-$50.6M
MTUMreduced	-228,070	-$28.6M
ITOTreduced	-379,699	-$27.6M
VTIreduced	-150,998	-$24.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001681115-20-000002, largest first. % of portfolio is the value over $14,454,745,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
MNSTMONSTER BEVERAGE CORP NEW	10,051	$639K	<0.01%	-790	Timeline
TRITON INTL LTDTRITON INTL LTD	15,925	$639K	<0.01%	-2,724
SNXTD SYNNEX CORPORATION	4,940	$638K	<0.01%	+1,027	Timeline
RITCHIE BROS AUCTIONEERSRITCHIE BROS AUCTIONEERS	14,831	$638K	<0.01%	+971
WWDWOODWARD INC	5,356	$636K	<0.01%	-2,756	Timeline
BTZBLACKROCK CR ALLOCATION	45,203	$632K	<0.01%	+6,921	Timeline
GUGGENHEIM ENHANCED EQUITY IGUGGENHEIM ENHANCED EQUITY I	78,381	$632K	<0.01%	-29,209
USMCPRINCIPAL EXCHANGE TRADED FD	20,167	$632K	<0.01%	+6,462	Timeline
INVHINVITATION HOMES INC	21,058	$631K	<0.01%	+453	Timeline
PALLABRDN PALLADIUM ETF TRUST	3,443	$630K	<0.01%	+399	Timeline
SCISERVICE CORP INTL	13,630	$626K	<0.01%	-1,395	Timeline
EFCELLINGTON FINANCIAL INC	34,138	$626K	<0.01%	+376	Timeline
CCEPCOCA-COLA EUROPACIFIC PARTNE	12,251	$624K	<0.01%	-2,771	Timeline
MHKMOHAWK INDS INC	4,561	$622K	<0.01%	+262	Timeline
FFINFIRST FINL BANKSHARES INC	17,669	$620K	<0.01%	-71	Timeline
FNDFSCHWAB STRATEGIC TR	21,421	$620K	<0.01%	+399	Timeline
MORTVANECK ETF TRUST	25,875	$620K	<0.01%	-528	Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	5,218	$618K	<0.01%	-230	Timeline
HIIHUNTINGTON INGALLS INDS INC	2,455	$617K	<0.01%	-3,152	Timeline
LEGRFIRST TR EXCHANGE TRADED FD	19,256	$617K	<0.01%	+992	Timeline
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	4,272	$617K	<0.01%	+472
JPINJ P MORGAN EXCHANGE TRADED F	10,796	$617K	<0.01%	-21,345	Timeline
SSNCSS&C TECH HLDGS	10,007	$616K	<0.01%	-4,600	Timeline
ZTRVIRTUS TOTAL RETURN FD INC	54,006	$615K	<0.01%	+36,691	Timeline
IVOVVANGUARD ADMIRAL FDS INC	4,708	$613K	<0.01%	+379	Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OP	99,064	$613K	<0.01%	-11,399	Timeline
BYNDBEYOND MEAT INC	8,127	$613K	<0.01%	+1,561	Timeline
EVNEATON VANCE MUN INCOME TR	48,138	$613K	<0.01%	+18,388	Timeline
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	15,385	$613K	<0.01%	-102
ATIATI INC	29,650	$612K	<0.01%	+3,715	Timeline
MOOVANECK ETF TRUST	8,830	$608K	<0.01%	+1,026	Timeline
DISCOVERY INCDISCOVERY INC	18,603	$608K	<0.01%	-13,141
MFMABERDEEN MUN INCOME FD	85,289	$603K	<0.01%	-5,293	Timeline
TILTFLEXSHARES TR	4,734	$601K	<0.01%	+236	Timeline
TECHBIO-TECHNE CORP	2,722	$599K	<0.01%	+523	Timeline
DBX ETF TRDBX ETF TR	17,357	$599K	<0.01%	-1,995
CFCF INDUSTRIES HOLD	12,541	$598K	<0.01%	-23,543	Timeline
LHC GROUPLHC GROUP	4,336	$598K	<0.01%	+292
NHINATIONAL HEALTH INVS INC	7,326	$597K	<0.01%	+110	Timeline
LTCLTC PPTYS INC	13,327	$597K	<0.01%	-1,368	Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUP	2,382	$597K	<0.01%	+82
MCIBARINGS CORPORATE INVS	35,373	$597K	<0.01%	+392	Timeline
PHGKONINKLIJKE PHILIPS N V	12,221	$596K	<0.01%	+3,802	Timeline
VIOGVANGUARD ADMIRAL FDS INC	3,589	$596K	<0.01%	-926	Timeline
CEFSPROTT ASSET MANAGEMENT LP	40,530	$595K	<0.01%	+5,188	Timeline
LRGFISHARES TR	17,239	$594K	<0.01%	-832	Timeline
FEDERAL REALTY INVESTMENT T…FEDERAL REALTY INVESTMENT TRUS	4,594	$591K	<0.01%	+416
BGBBLACKSTONE STRATEGIC CRED 20	41,100	$591K	<0.01%	+18,869	Timeline
SECTNORTHERN LTS FD TR IV	19,130	$591K	<0.01%	+10,349	Timeline
IEXIDEX CORP	3,421	$589K	<0.01%	-278	Timeline
PHKPIMCO HIGH INCOME FD	78,324	$589K	<0.01%	-44,093	Timeline
MCMOELIS & CO	18,399	$587K	<0.01%	-743	Timeline
APPFAPPFOLIO INC	5,340	$586K	<0.01%	+3,760	Timeline
APHRIA INCAPHRIA INC	112,017	$586K	<0.01%	+71,329
TXTTEXTRON INC	13,121	$585K	<0.01%	-15,977	Timeline
HUYAHUYA INC	32,656	$585K	<0.01%	-67,090	Timeline
PSFCOHEN & STEERS SELECT PFD &	18,523	$585K	<0.01%	+433	Timeline
EASTERLY GOVERNMENT PROPERT…EASTERLY GOVERNMENT PROPERTIES	24,678	$585K	<0.01%	+1,869
LNCLINCOLN NATL CORP IND	9,846	$583K	<0.01%	-862	Timeline
WSMWILLIAMS SONOMA INC	7,928	$583K	<0.01%	-343	Timeline
LIILENNOX INTL INC	2,381	$582K	<0.01%	+122	Timeline
RVNUDBX ETF TR	20,704	$582K	<0.01%	-184	Timeline
GLOBAL X FDSGLOBAL X FDS	32,775	$580K	<0.01%	-13,581
VRSNVERISIGN INC	2,991	$576K	<0.01%	-2	Timeline
MAAMID-AMER APT CMNTYS INC	4,363	$575K	<0.01%	-126	Timeline
LSTRLANDSTAR SYS INC	5,060	$575K	<0.01%	-30	Timeline
FIRST TRUST ENERGY INFRASTR…FIRST TRUST ENERGY INFRASTRUCT	34,148	$574K	<0.01%	+1,167
FXZFIRST TR EXCHANGE-TRADED FD	14,328	$574K	<0.01%	-1,301	Timeline
NXSTNEXSTAR MEDIA GROUP INC	4,889	$573K	<0.01%	+545	Timeline
WUWESTERN UN CO	21,450	$573K	<0.01%	-44,580	Timeline
FRFIRST INDL RLTY TR INC	13,734	$572K	<0.01%	+1,502	Timeline
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F	44,486	$572K	<0.01%	-2,844
RYAAYRYANAIR HOLDINGS PLC	6,516	$571K	<0.01%	+4,868	Timeline
PICBINVESCO EXCH TRADED FD TR II	20,988	$571K	<0.01%	-3,042	Timeline
ORCHID IS CAP INCORCHID IS CAP INC	97,700	$571K	<0.01%	+200
TRUTRANSUNION	6,645	$570K	<0.01%	+519	Timeline
KWEBKRANESHARES TRUST	11,705	$570K	<0.01%	-13,135	Timeline
WGOWINNEBAGO INDS INC	10,719	$568K	<0.01%	+9,433	Timeline
GLOBGLOBANT S A	5,345	$567K	<0.01%	+420	Timeline
IONSIONIS PHARMACEUTICALS INC	9,369	$566K	<0.01%	-8,196	Timeline
CASYCASEYS GEN STORES INC	3,537	$564K	<0.01%	-1,036	Timeline
LDOSLEIDOS HOLDINGS INC	5,769	$564K	<0.01%	-42	Timeline
WSOWATSCO INC	3,134	$564K	<0.01%	-757	Timeline
CQPCHENIERE ENERGY PARTNERS L P	14,167	$564K	<0.01%	-4,565	Timeline
CDK GLOBAL INCCDK GLOBAL INC	10,252	$563K	<0.01%	-675
CODICOMPASS DIVERSIFIED	22,652	$563K	<0.01%	+3,957	Timeline
ASBASSOCIATED BANC-CORP	25,437	$562K	<0.01%	-252	Timeline
BSCQINVESCO EXCH TRD SLF IDX FD	27,332	$562K	<0.01%	+2,671	Timeline
PSCPRINCIPAL EXCHANGE TRADED FD	17,251	$562K	<0.01%	+2,030	Timeline
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM	10,629	$558K	<0.01%	+4,486
IWCISHARES TR	5,604	$557K	<0.01%	-1,031	Timeline
RRYDER SYS INC	10,248	$556K	<0.01%	+557	Timeline
BGSB & G FOODS INC	30,960	$556K	<0.01%	+19	Timeline
MOHMOLINA HEALTHCARE INC	4,104	$556K	<0.01%	-217	Timeline
DUKE REALTY CORPDUKE REALTY CORP	15,944	$555K	<0.01%	+1,851
CSLCARLISLE COS INC	3,430	$554K	<0.01%	+509	Timeline
HELEHELEN OF TROY LTD	3,085	$554K	<0.01%	-1,995	Timeline
BGHBARINGS GLOBAL SHORT DURATIO	31,600	$553K	<0.01%	+249	Timeline
ISHARESISHARES	21,684	$553K	<0.01%	+7,394
CMFISHARES TR	9,016	$552K	<0.01%	0	Timeline
RACEFERRARI N V	3,314	$549K	<0.01%	+609	Timeline
XIFRXPLR INFRASTRUCTURE LP	10,379	$547K	<0.01%	+6,026	Timeline
APLEAPPLE HOSPITALITY REIT INC	33,577	$546K	<0.01%	+1,047	Timeline
AMHAMERICAN HOMES 4 RENT	20,756	$545K	<0.01%	+140	Timeline
XRXXEROX HOLDINGS CORP	14,807	$544K	<0.01%	-12,049	Timeline
RVTYREVVITY INC	5,603	$543K	<0.01%	+2,633	Timeline
AXAXOS FINANCIAL INC	17,892	$541K	<0.01%	-1,385	Timeline
SMMUPIMCO ETF TR	10,686	$541K	<0.01%	+1,456	Timeline
LPLALPL FINL HLDGS INC	5,852	$539K	<0.01%	+2,502	Timeline
BANK OF AMER CORPBANK OF AMER CORP	372	$539K	<0.01%	+37
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	21,520	$539K	<0.01%	+2,610
IIMINVESCO VALUE MUN INCOME TR	35,063	$538K	<0.01%	+5,414	Timeline
ALLEGHANY CORP DELALLEGHANY CORP DEL	671	$537K	<0.01%	-369
CIENCIENA CORP	12,568	$536K	<0.01%	-8,647	Timeline
GATXGATX CORP	6,450	$536K	<0.01%	+778	Timeline
FTLSFIRST TR EXCH TRADED FD III	12,538	$536K	<0.01%	+1,155	Timeline
HYGHISHARES U S ETF TR	5,972	$536K	<0.01%	+272	Timeline
ETBEATON VANCE TAX MNGED BUY WR	32,637	$535K	<0.01%	-9,084	Timeline
LGLVSPDR SERIES TRUST	4,695	$535K	<0.01%	-7,283	Timeline
REETISHARES TR	19,299	$534K	<0.01%	+82	Timeline
OZKBANK OZK LITTLE ROCK ARK	17,537	$534K	<0.01%	+4,727	Timeline
HASIHA SUSTAINABLE INFRA CAP INC	16,574	$534K	<0.01%	+4,413	Timeline
ATLASSIAN CORPATLASSIAN CORP	4,427	$532K	<0.01%	-111
INVESCOINVESCO	24,783	$532K	<0.01%	+8,051
EWYISHARES INC	8,512	$530K	<0.01%	+54	Timeline
EWUISHARES TR	15,526	$530K	<0.01%	+5,199	Timeline
POSTPOST HLDGS INC	4,871	$530K	<0.01%	+3	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	24,266	$529K	<0.01%	-1,006
CQQQINVESCO EXCH TRADED FD TR II	10,057	$528K	<0.01%	+1,539	Timeline
MDIVFIRST TR EXCHANGE TRADED FD	28,000	$527K	<0.01%	-245	Timeline
MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIES	15,064	$527K	<0.01%	+4,663
SPIRIT AIRLS INCSPIRIT AIRLS INC	13,027	$525K	<0.01%	-2,794
iShares MSCI Frontier 100iShares MSCI Frontier 100	17,287	$525K	<0.01%	+555
HAEHAEMONETICS CORP MASS	4,559	$524K	<0.01%	+173	Timeline
GGNGAMCO GLOBAL GOLD NAT RES &	118,800	$523K	<0.01%	+5,475	Timeline
QLYSQUALYS INC	6,262	$522K	<0.01%	-419	Timeline
GIBCGI INC	6,242	$522K	<0.01%	-687	Timeline
SSOPROSHARES TR	3,459	$521K	<0.01%	+683	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	59,338	$521K	<0.01%	-6,149	Timeline
ARIAPOLLO COML REAL ESTATE FIN	28,483	$521K	<0.01%	-102	Timeline
DBXDROPBOX INC	29,033	$520K	<0.01%	-15,384	Timeline
DVNDEVON ENERGY CORP NEW	19,912	$518K	<0.01%	-5,428	Timeline
POLARITYTE INCPOLARITYTE INC	199,012	$518K	<0.01%	-300
XHBSPDR SERIES TRUST	11,351	$517K	<0.01%	-2,792	Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC	31,066	$517K	<0.01%	+7,530
JPSEJ P MORGAN EXCHANGE TRADED F	15,841	$516K	<0.01%	+6,831	Timeline
PRNINVESCO EXCHANGE TRADED FD T	7,577	$516K	<0.01%	-223	Timeline
EWXSPDR INDEX SHS FDS	11,146	$514K	<0.01%	-5,191	Timeline
RFVINVESCO EXCHANGE TRADED FD T	7,451	$514K	<0.01%	+2,029	Timeline
QUREUNIQURE NV	7,128	$511K	<0.01%	+545	Timeline
FSLRFIRST SOLAR INC	9,117	$511K	<0.01%	-7,999	Timeline
OPLNOPENLANE INC	23,480	$510K	<0.01%	+10,835	Timeline
TAKTAKEDA PHARMACEUTICAL CO LTD	25,876	$509K	<0.01%	+5,546	Timeline
TXNMTXNM ENERGY INC	10,052	$509K	<0.01%	+1,246	Timeline
QLTAISHARES TR	9,311	$509K	<0.01%	-571	Timeline
FTGCFIRST TR EXCHANGE TRAD FD VI	26,860	$508K	<0.01%	-6,805	Timeline
WRBBERKLEY W R CORP	7,321	$507K	<0.01%	-1,618	Timeline
PAAPLAINS ALL AMERN PIPELINE L	27,550	$507K	<0.01%	+15,926	Timeline
FPXIFIRST TR EXCHANGE-TRADED FD	12,610	$507K	<0.01%	+5,558	Timeline
FYTFIRST TR EXCHANGE-TRADED ALP	13,196	$506K	<0.01%	-2,458	Timeline
PNWPINNACLE WEST CAP CORP	5,622	$506K	<0.01%	+2,425	Timeline
BUNGE LTDBUNGE LTD	8,781	$506K	<0.01%	+14
UHSUNIVERSAL HLTH SVCS INC	3,513	$505K	<0.01%	+116	Timeline
LENLENNAR CORP	9,031	$504K	<0.01%	+488	Timeline
RNGRINGCENTRAL INC	2,983	$504K	<0.01%	-1,699	Timeline
IPKWINVESCO EXCH TRADED FD TR II	14,884	$503K	<0.01%	-1,538	Timeline
MSMLISHARES TR	2,669	$503K	<0.01%	+35	Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	85,281	$502K	<0.01%	+56,201	Timeline
CRFCORNERSTONE TOTAL RETURN FD	45,599	$502K	<0.01%	-33,449	Timeline
FNDESCHWAB STRATEGIC TR	16,729	$501K	<0.01%	-1,054	Timeline
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD	21,197	$501K	<0.01%	-2,327
PCTYPAYLOCITY HLDG CORP	4,136	$500K	<0.01%	+202	Timeline
CHGGCHEGG INC	13,162	$500K	<0.01%	+344	Timeline
MCOMOODYS CORP	2,102	$499K	<0.01%	+92	Timeline
HYEMVANECK ETF TRUST	20,958	$498K	<0.01%	-4,721	Timeline
MTZMASTEC INC	7,735	$497K	<0.01%	-14,752	Timeline
LPXLOUISIANA PAC CORP	16,746	$497K	<0.01%	-26,427	Timeline
HUNHUNTSMAN CORP	20,592	$496K	<0.01%	-9,783	Timeline
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR	27,983	$494K	<0.01%	+336	Timeline
RWXSPDR INDEX SHS FDS	12,690	$493K	<0.01%	+689	Timeline
MPVBARINGS PARTN INVS	30,541	$493K	<0.01%	+2,968	Timeline
JHMDJOHN HANCOCK EXCHANGE TRADED	16,627	$492K	<0.01%	+11,317	Timeline
FNBF N B CORP	38,648	$490K	<0.01%	-3,275	Timeline
VKIINVESCO ADVANTAGE MUN INCOME	43,800	$489K	<0.01%	+19,500	Timeline
FLEXSHARES TRFLEXSHARES TR	16,006	$489K	<0.01%	0
REWALK ROBOTICS LTDREWALK ROBOTICS LTD	226,281	$489K	<0.01%	+69,400
EHCENCOMPASS HEALTH CORP	7,025	$487K	<0.01%	+628	Timeline
DIODDIODES INC	8,650	$487K	<0.01%	-202	Timeline
MDUMDU RES GROUP INC	16,372	$486K	<0.01%	+3,522	Timeline
THWABRDN WORLD HEALTHCARE FUND	35,020	$485K	<0.01%	+4,380	Timeline
ENCANA CORPENCANA CORP	103,293	$485K	<0.01%	+6,061
ICLNISHARES TR	41,309	$484K	<0.01%	-10,268	Timeline
PROVENTION BIO INCPROVENTION BIO INC	32,450	$484K	<0.01%	-84,671
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	18,874	$482K	<0.01%	-209
ARWRARROWHEAD PHARMACEUTICALS IN	7,592	$481K	<0.01%	+3,508	Timeline
BEPBROOKFIELD RENEWABLE ENERGY	10,309	$481K	<0.01%	+662	Timeline
DJDINVESCO EXCHANGE TRADED FD T	12,189	$481K	<0.01%	+1,951	Timeline
UAAUNDER ARMOUR INC	22,171	$480K	<0.01%	+141	Timeline
PIIPOLARIS INC	4,685	$479K	<0.01%	-574	Timeline
GGENPACT LIMITED	11,343	$479K	<0.01%	-355	Timeline
HERDPACER FDS TR	18,365	$479K	<0.01%	+5,665	Timeline
ESGEISHARES INC	13,322	$478K	<0.01%	+6,808	Timeline
SGOLETFS GOLD TR	32,725	$478K	<0.01%	+30,143	Timeline
CYRUSONE INCCYRUSONE INC	7,293	$478K	<0.01%	-6,712
PFMINVESCO EXCHANGE TRADED FD T	15,543	$478K	<0.01%	+4,225	Timeline
PNFPPINNACLE FINANCIAL PARTNERS	7,400	$475K	<0.01%	+1,927	Timeline
DFPFLAHERTY & CRUMRINE DYNAMIC	17,784	$475K	<0.01%	-3,659	Timeline
FCTRFIRST TR EXCHANGE-TRADED FD	20,830	$475K	<0.01%	+652	Timeline
IIPRINNOVATIVE INDL PPTYS INC	6,246	$474K	<0.01%	-168	Timeline
BLBLACKLINE INC	9,176	$474K	<0.01%	+1,545	Timeline
FAFFIRST AMERN FINL CORP	8,122	$473K	<0.01%	+2,456	Timeline
Phillips 66 Partners LPPhillips 66 Partners LP	7,664	$472K	<0.01%	-15
INVITAE CORPINVITAE CORP	29,170	$471K	<0.01%	-2,480
HLIHOULIHAN LOKEY INC	9,605	$470K	<0.01%	+1,638	Timeline
AREALEXANDRIA REAL ESTATE EQ IN	2,907	$470K	<0.01%	+230	Timeline
XSOEWISDOMTREE TR	15,034	$470K	<0.01%	-30,117	Timeline
IPORENAISSANCE CAP GREENWICH FD	15,120	$470K	<0.01%	-4,863	Timeline
LOGILOGITECH INTL S A	9,892	$467K	<0.01%	+124	Timeline
High Yield ETFHigh Yield ETF	13,921	$467K	<0.01%	-1,766
APACHE CORPAPACHE CORP	18,221	$467K	<0.01%	-227
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	29,661	$467K	<0.01%	+73
IBUYAMPLIFY ETF TR	9,098	$467K	<0.01%	-1,703	Timeline
PRIPRIMERICA INC	3,570	$466K	<0.01%	+475	Timeline
VICIVICI PPTYS INC	18,162	$465K	<0.01%	+1,553	Timeline
WEXWEX INC	2,214	$464K	<0.01%	+754	Timeline
PNQIINVESCO EXCHANGE TRADED FD T	3,274	$464K	<0.01%	-573	Timeline
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	17,959	$463K	<0.01%	-6,633
ISHARES TRISHARES TR	18,080	$462K	<0.01%	+1,151
MFINMEDALLION FINANCIAL CORP	63,380	$461K	<0.01%	-6,482	Timeline
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP	36,115	$461K	<0.01%	-5,330
OGSONE GAS INC	4,932	$460K	<0.01%	-1,874	Timeline
FIREEYE INCFIREEYE INC	27,881	$460K	<0.01%	-2,051
EPSWISDOMTREE TR	12,499	$459K	<0.01%	0	Timeline
OTTROTTER TAIL CORP	8,919	$458K	<0.01%	-2,322	Timeline
CECELANESE CORP DEL	3,711	$457K	<0.01%	-119	Timeline
EGPEASTGROUP PPTYS INC	3,446	$457K	<0.01%	-71	Timeline
FDHYFIDELITY COVINGTON TRUST	8,556	$456K	<0.01%	-4	Timeline
ZMZOOM COMMUNICATIONS INC	6,666	$454K	<0.01%	+2,418	Timeline
NVTNVENT ELEC PLC	17,738	$454K	<0.01%	+6,064	Timeline
XBOEXBLACKROCK ENHANCED GLOBAL	41,244	$453K	<0.01%	-565	Timeline
INDEXIQ ETF TRINDEXIQ ETF TR	20,941	$453K	<0.01%	-1,468
Etfmg Prime MobileEtfmg Prime Mobile	9,107	$452K	<0.01%	-17,850
UVVUNIVERSAL CORP VA MTNS BK EN	7,849	$449K	<0.01%	+623	Timeline
INTERXION HOLDING N.VINTERXION HOLDING N.V	5,361	$449K	<0.01%	-1,165
FELEFRANKLIN ELEC INC	7,802	$448K	<0.01%	+648	Timeline
HMCHONDA MOTOR CO LTD	15,775	$447K	<0.01%	-641	Timeline
NWNNORTHWEST NAT HLDG CO	6,049	$447K	<0.01%	+188	Timeline
LEOBNY MELLON STRATEGIC MUNS IN	52,521	$447K	<0.01%	+19,600	Timeline
WTMWHITE MTNS INS GROUP LTD	401	$447K	<0.01%	-493	Timeline
UMPQUA HOLDINGSUMPQUA HOLDINGS	25,259	$447K	<0.01%	-6,544
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	12,398	$447K	<0.01%	-935
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC	12,356	$446K	<0.01%	+3,060
HUBBHUBBELL INC	3,000	$445K	<0.01%	+1,725	Timeline
FVALFIDELITY COVINGTON TRUST	11,733	$445K	<0.01%	+5,093	Timeline
NEOGNEOGEN CORP	6,821	$445K	<0.01%	-2,878	Timeline
ARESARES MANAGEMENT CORPORATION	12,413	$444K	<0.01%	+711	Timeline
ALSNALLISON TRANSMISSION HLDGS I	9,180	$444K	<0.01%	-484	Timeline
DELAWARE ENHANCED GLOBAL DI…DELAWARE ENHANCED GLOBAL DIVID	42,621	$444K	<0.01%	+8,499
KIESPDR SERIES TRUST	12,471	$444K	<0.01%	-2,666	Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	45,080	$442K	<0.01%	-8,559	Timeline
STEWSRH TOTAL RETURN FUND INC	37,446	$442K	<0.01%	+463	Timeline
CWCURTISS WRIGHT CORP	3,123	$441K	<0.01%	-184	Timeline
GBXGREENBRIER COS INC	13,599	$441K	<0.01%	+1,995	Timeline
NUVEEN DIVERSIFIED DIVID & INUVEEN DIVERSIFIED DIVID & I	40,418	$441K	<0.01%	+50
GDDYGODADDY INC	6,497	$440K	<0.01%	-355	Timeline
PODDINSULET CORP	2,575	$440K	<0.01%	-64	Timeline
MILLER HOWARD HIGH INC EQTYMILLER HOWARD HIGH INC EQTY	39,100	$440K	<0.01%	+12,200
SUSBISHARES TR	17,227	$439K	<0.01%	+2,563	Timeline
QUSSPDR SERIES TRUST	4,648	$439K	<0.01%	+495	Timeline
XNROXNEUBERGER R/EST SECS INC FD	78,715	$439K	<0.01%	-100	Timeline
SPMOINVESCO EXCH TRADED FD TR II	10,425	$438K	<0.01%	-298,048	Timeline
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	8,477	$438K	<0.01%	+4,851
IRTINDEPENDENCE RLTY TR INC	31,061	$437K	<0.01%	-857	Timeline
SILGLOBAL X FDS	13,156	$437K	<0.01%	+487	Timeline
QTS RLTY TR INCQTS RLTY TR INC	8,014	$435K	<0.01%	+4,124
PACWEST BANCORP DELPACWEST BANCORP DEL	11,287	$434K	<0.01%	-1,177
MYIBLACKROCK MUNIYIELD QUALITY	32,025	$432K	<0.01%	+21,600	Timeline
REDFIN CORPREDFIN CORP	20,433	$432K	<0.01%	-15,960
TRANSAMERICA ETF TRTRANSAMERICA ETF TR	8,366	$432K	<0.01%	+2,119
REXRREXFORD INDL RLTY INC	9,438	$431K	<0.01%	-793	Timeline
KWKENNEDY-WILSON HOLDINGS INC	19,352	$431K	<0.01%	+4,580	Timeline
BTALAGF INVTS TR	19,418	$430K	<0.01%	new	Timeline
COSAN LTDCOSAN LTD	18,842	$430K	<0.01%	-706
EXPOEXPONENT INC	6,193	$428K	<0.01%	+367	Timeline
GILGILDAN ACTIVEWEAR INC	14,437	$427K	<0.01%	+2,543	Timeline
ERCALLSPRING MULTI SECTOR INCOM	33,114	$427K	<0.01%	+660	Timeline
DOMTAR CORPDOMTAR CORP	11,154	$427K	<0.01%	-109
KRCKILROY REALTY CORP	5,075	$426K	<0.01%	+394	Timeline
CNMDCONMED CORP	3,788	$425K	<0.01%	+873	Timeline
PWZINVESCO EXCH TRADED FD TR II	15,556	$425K	<0.01%	+44	Timeline
CROSSFIRST BANKSHARES INCCROSSFIRST BANKSHARES INC	29,520	$425K	<0.01%	+12,400
USACUSA COMPRESSION PARTNERS LP	23,387	$424K	<0.01%	+5,520	Timeline
SYNEOS HEALTH INCSYNEOS HEALTH INC	7,109	$424K	<0.01%	+1,067
CEL-SCI CORPCEL-SCI CORP	46,378	$424K	<0.01%	+10,500
CLMCORNERSTONE STRATEGIC INVEST	37,715	$423K	<0.01%	-48,451	Timeline
ALAIR LEASE CORP	8,884	$423K	<0.01%	+991	Timeline
KRGKITE REALTY GROUP TRUST	21,625	$422K	<0.01%	+262	Timeline
TYTRI CONTL CORP	14,930	$422K	<0.01%	+3,438	Timeline
VTHRVANGUARD SCOTTSDALE FDS	2,857	$419K	<0.01%	+1,796	Timeline
FTDSFIRST TR EXCHANGE-TRADED FD	11,600	$419K	<0.01%	0	Timeline
Direxion All Cap Insider Se…Direxion All Cap Insider Senti	10,621	$419K	<0.01%	-1,245
CRH PLC ADSCRH PLC ADS	10,353	$418K	<0.01%	+5,437
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	67,059	$418K	<0.01%	-2,050
DEIDOUGLAS EMMETT INC	9,528	$417K	<0.01%	+77	Timeline
NXDTNEXPOINT DIVERSIFIED REL ET	23,434	$416K	<0.01%	-8,008	Timeline
DNOVFIRST TR EXCHNG TRADED FD VI	13,428	$416K	<0.01%	new	Timeline
ISHARES IBONDS DEC 2021 TER…ISHARES IBONDS DEC 2021 TERM MUNI…	16,027	$413K	<0.01%	+3,603
DXCDXC TECHNOLOGY CO	10,961	$412K	<0.01%	-11,947	Timeline
WASHWASHINGTON TR BANCORP INC	7,672	$412K	<0.01%	-52	Timeline
SUSCISHARES TR	15,564	$411K	<0.01%	+9,986	Timeline
MGRCMCGRATH RENTCORP	5,344	$410K	<0.01%	-22	Timeline
XMYDXBLACKROCK MUNIYIELD FUND	27,671	$410K	<0.01%	+6,579	Timeline
BLACKROCK STRATEGIC MUN TRBLACKROCK STRATEGIC MUN TR	29,221	$410K	<0.01%	+11,909
AARONS INCAARONS INC	7,181	$409K	<0.01%	+1,491
LVHDLEGG MASON ETF INVT	11,988	$409K	<0.01%	+300	Timeline
CARLYLE GROUP L PCARLYLE GROUP L P	12,729	$409K	<0.01%	-31,327
SMLVSPDR SERIES TRUST	4,063	$408K	<0.01%	+1,479	Timeline
LOGMEIN INCLOGMEIN INC	4,761	$408K	<0.01%	+452
IMCVISHARES TR	2,411	$407K	<0.01%	+89	Timeline
EFXEQUIFAX INC	2,910	$407K	<0.01%	-761	Timeline
ADCAGREE RLTY CORP	5,786	$407K	<0.01%	-859	Timeline
LLOEWS CORP	7,759	$407K	<0.01%	-16,452	Timeline
JLLJONES LANG LASALLE INC	2,333	$407K	<0.01%	-235	Timeline
BWGBRANDYWINEGBL GBL INCM OPP F	32,263	$407K	<0.01%	+23,763	Timeline
EOIEATON VANCE ENHANCED EQUITY	25,606	$406K	<0.01%	-21,026	Timeline
FEMBFIRST TR EXCH TRADED FD III	10,359	$405K	<0.01%	-23,855	Timeline
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C	8,833	$404K	<0.01%	+170
BBHYJ P MORGAN EXCHANGE TRADED F	7,787	$404K	<0.01%	+185	Timeline
KGCKINROSS GOLD CORP	85,033	$403K	<0.01%	+1,663	Timeline
MSMMSC INDL DIRECT INC	5,117	$402K	<0.01%	+1,625	Timeline
EPREPR PPTYS	5,657	$401K	<0.01%	-778	Timeline
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC	89,650	$401K	<0.01%	-1,950
OXFORD LANE CAP CORPOXFORD LANE CAP CORP	49,081	$400K	<0.01%	+2,172
IAA INCIAA INC	8,497	$400K	<0.01%	-80
RLIRLI CORP	4,424	$399K	<0.01%	-334	Timeline
CAECAE INC	15,078	$399K	<0.01%	+26	Timeline
HMS HLDGS CORPHMS HLDGS CORP	13,502	$399K	<0.01%	-609
HIOWESTERN ASSET HIGH INCOME OP	78,797	$399K	<0.01%	-7,254	Timeline
ANTARES PHARMA INCANTARES PHARMA INC	84,997	$399K	<0.01%	+8,749
EXREXTRA SPACE STORAGE INC	3,752	$398K	<0.01%	-239	Timeline
VTCVANGUARD SCOTTSDALE FDS	4,498	$398K	<0.01%	+2	Timeline
JFRNUVEEN FLOATING RATE INCOME	38,895	$398K	<0.01%	+7,027	Timeline
JBLJABIL INC	9,612	$397K	<0.01%	+3,549	Timeline
SEASPAN CORPSEASPAN CORP	27,930	$397K	<0.01%	+747
DORMDORMAN PRODS INC	5,222	$395K	<0.01%	-151	Timeline
OMCLOMNICELL COM	4,817	$394K	<0.01%	+594	Timeline
IGAVOYA GLBL ADV & PREM OPP FD	37,599	$394K	<0.01%	+1,684	Timeline
FCOABRDN GLOBAL INCOME FUND INC	49,007	$394K	<0.01%	+3,061	Timeline
PKBINVESCO EXCHANGE TRADED FD T	11,811	$393K	<0.01%	-811	Timeline
FIDIFIDELITY COVINGTON TRUST	18,198	$393K	<0.01%	-4,964	Timeline
WENWENDYS CO	17,621	$392K	<0.01%	-506	Timeline
LYVLIVE NATION ENTERTAINMENT IN	5,482	$392K	<0.01%	-5,184	Timeline
COLMCOLUMBIA SPORTSWEAR CO	3,924	$392K	<0.01%	-217	Timeline
CWSTCASELLA WASTE SYS INC	8,504	$391K	<0.01%	-6,770	Timeline
MOMO INCMOMO INC	11,623	$390K	<0.01%	-2,892
AVALARA INCAVALARA INC	5,333	$390K	<0.01%	-23,366
KXIISHARES TR	7,027	$390K	<0.01%	-1,072	Timeline
HIWHIGHWOODS PPTYS INC	7,947	$389K	<0.01%	+215	Timeline
USPHU S PHYSICAL THERAPY	3,401	$389K	<0.01%	+536	Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	14,455	$389K	<0.01%	-2,413
RIGSALPS ETF TR	15,646	$389K	<0.01%	+3,778	Timeline
BWXTBWX TECHNOLOGIES INC	6,212	$387K	<0.01%	+688	Timeline
ETOEATON VANCE TAX-ADVANTAGED G	14,883	$386K	<0.01%	-3,681	Timeline
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP F	34,436	$385K	<0.01%	-28,433
CFRCULLEN FROST BANKERS INC	3,917	$384K	<0.01%	-754	Timeline
ARKWARK ETF TR	6,681	$384K	<0.01%	-4,968	Timeline
PDTHANCOCK JOHN PREM DIVID FD	21,367	$384K	<0.01%	-4,481	Timeline
RSFRIVERNORTH CAP AND INCM FD I	21,078	$384K	<0.01%	+20,774	Timeline
RDOGALPS ETF TR	7,925	$383K	<0.01%	+683	Timeline
ETF MANAGERS TRETF MANAGERS TR	30,775	$383K	<0.01%	+3,375
ETFIS SER TR IETFIS SER TR I	84,235	$381K	<0.01%	-4,533
DARDARLING INGREDIENTS INC	13,536	$380K	<0.01%	+3,293	Timeline
LEVILEVI STRAUSS & CO NEW	19,735	$379K	<0.01%	-583	Timeline
RFGINVESCO EXCHANGE TRADED FD T	2,462	$379K	<0.01%	+36	Timeline
AWIARMSTRONG WORLD INDS INC NEW	4,037	$379K	<0.01%	+385	Timeline
SFLSFL CORPORATION LTD	26,073	$379K	<0.01%	new	Timeline
QSRRESTAURANT BRANDS INTL INC	5,932	$378K	<0.01%	+207	Timeline
FTFFRANKLIN LTD DURATION INCOME	39,479	$378K	<0.01%	+16,496	Timeline
EENI SPA	12,187	$377K	<0.01%	-11	Timeline
DOLWISDOMTREE TR	7,687	$377K	<0.01%	-515	Timeline
OTEXOPEN TEXT CORP	8,514	$376K	<0.01%	-1,135	Timeline
EWBCEAST WEST BANCORP INC	7,731	$376K	<0.01%	+245	Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	39,808	$376K	<0.01%	+28	Timeline
PTHINVESCO EXCHANGE TRADED FD T	3,934	$376K	<0.01%	-8,351	Timeline
BERRY GLOBAL GROUP INCBERRY GLOBAL GROUP INC	7,913	$375K	<0.01%	-1,835
BDECINNOVATOR ETFS TRUST	13,981	$375K	<0.01%	new	Timeline
CREE INCCREE INC	8,129	$375K	<0.01%	-8,974
DPGDUFF & PHELPS UTLITY AND INF	24,660	$374K	<0.01%	-3,816	Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	28,446	$374K	<0.01%	+1,200	Timeline
VPVINVESCO PA VALUE MUN INC TR	28,407	$374K	<0.01%	-488	Timeline
DFEWISDOMTREE TR	5,719	$374K	<0.01%	-496	Timeline
BARCLAYS BANK PLCBARCLAYS BANK PLC	2,507	$374K	<0.01%	0
XYLDGLOBAL X FDS	7,341	$372K	<0.01%	-2,046	Timeline
ILPTINDUSTRIAL LOGISTICS PPTYS T	16,521	$371K	<0.01%	-7,034	Timeline
ATRAPTARGROUP INC	3,197	$370K	<0.01%	+174	Timeline
ICUIICU MED INC	1,973	$368K	<0.01%	+78	Timeline
AGILE THERAPEUTICS INCAGILE THERAPEUTICS INC	147,000	$368K	<0.01%	0
PAGPENSKE AUTOMOTIVE GRP INC	7,291	$367K	<0.01%	-1,085	Timeline
IATISHARES TR	7,202	$367K	<0.01%	-504	Timeline
STOTSSGA ACTIVE TR	7,428	$367K	<0.01%	+482	Timeline
GKOSGLAUKOS CORP	6,710	$365K	<0.01%	+587	Timeline
PIEINVESCO EXCH TRADED FD TR II	19,002	$365K	<0.01%	+879	Timeline
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COS	15,764	$364K	<0.01%	-1,080
OLLIOLLIES BARGAIN OUTLET HLDGS	5,569	$363K	<0.01%	+554	Timeline
FENYFIDELITY COVINGTON TRUST	22,477	$361K	<0.01%	+3,857	Timeline
PRLBPROTO LABS INC	3,552	$361K	<0.01%	-367	Timeline
WELBILT INCWELBILT INC	23,127	$361K	<0.01%	+5,839
EDENISHARES TR	5,224	$361K	<0.01%	+5,215	Timeline
JEFJEFFERIES FINANCIAL GROUP IN	16,839	$360K	<0.01%	+3,004	Timeline
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORP	65,978	$360K	<0.01%	+12,675
OSI ETF TROSI ETF TR	12,172	$360K	<0.01%	-250
PIZINVESCO EXCH TRADED FD TR II	12,491	$359K	<0.01%	-580	Timeline
EATBRINKER INTL INC	8,515	$358K	<0.01%	+1,195	Timeline
INFYINFOSYS LTD	34,588	$358K	<0.01%	-10,691	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	14,665	$358K	<0.01%	+23	Timeline
SXTSENSIENT TECHNOLOGIES CORP	5,391	$357K	<0.01%	-216	Timeline
SFNCSIMMONS FIRST NATL CORP	13,304	$356K	<0.01%	-52	Timeline
PNNTPENNANTPARK INVTS CORP	54,544	$356K	<0.01%	+9,193	Timeline
QCLNFIRST TR EXCHANGE-TRADED FD	14,266	$356K	<0.01%	+750	Timeline
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	34,958	$356K	<0.01%	-2,119
FSVFIRSTSERVICE CORP NEW	3,807	$355K	<0.01%	+845	Timeline
DBIDESIGNER BRANDS INC	22,549	$355K	<0.01%	-5,301	Timeline
FTXLFIRST TR EXCHANGE TRADED FD	8,602	$354K	<0.01%	+4,709	Timeline
SPDR SERIES TRUSTSPDR SERIES TRUST	14,930	$354K	<0.01%	-2,844
NEVRO CORPNEVRO CORP	3,015	$354K	<0.01%	-90
JPEMJ P MORGAN EXCHANGE TRADED F	6,179	$353K	<0.01%	-605	Timeline
ZDZIFF DAVIS INC	3,755	$353K	<0.01%	-1,704	Timeline
CNKCINEMARK HLDGS INC	10,391	$352K	<0.01%	+3,377	Timeline
UBSUBS GROUP AG	28,045	$352K	<0.01%	-2,457	Timeline
RMTROYCE MICRO-CAP TR INC	41,223	$352K	<0.01%	+3,486	Timeline
DTREFIRST TR EXCHANGE-TRADED FD	7,251	$352K	<0.01%	-870	Timeline
MORNMORNINGSTAR INC	2,315	$351K	<0.01%	+71	Timeline
KNKNOWLES CORP	16,545	$350K	<0.01%	-261	Timeline
NVRIENVIRI CORP	15,266	$350K	<0.01%	+7,437	Timeline
COHEN & STEERS MLP INC & ENRCOHEN & STEERS MLP INC & ENR	43,588	$350K	<0.01%	+17,588
CYBERARK SOFTWARE LTD/ISRAELCYBERARK SOFTWARE LTD/ISRAEL	2,995	$349K	<0.01%	-294
KBAKRANESHARES TRUST	10,705	$349K	<0.01%	-1,414	Timeline
AIRCASTLE LTDAIRCASTLE LTD	10,891	$349K	<0.01%	+1,923
PSCCINVESCO EXCH TRADED FD TR II	4,366	$348K	<0.01%	-867	Timeline
CHDNCHURCHILL DOWNS INC	2,529	$347K	<0.01%	+1,341	Timeline
SASEABRIDGE GOLD INC	25,119	$347K	<0.01%	-720	Timeline
HCSGHEALTHCARE SVCS GROUP INC	14,258	$347K	<0.01%	-1,231	Timeline
GLUGABELLI GLOBAL UTIL & INCOME	18,364	$347K	<0.01%	-897	Timeline
FLEXFLEX LTD	27,376	$346K	<0.01%	+10,616	Timeline
DSMBNY MELLON STRATEGIC MUN BD	43,200	$346K	<0.01%	+5,200	Timeline
WOODISHARES TR	5,160	$346K	<0.01%	+1,354	Timeline
CATCHMARK TIMBER TR INC CL ACATCHMARK TIMBER TR INC CL A	30,110	$345K	<0.01%	+4,761
VTWVVANGUARD SCOTTSDALE FDS	3,073	$344K	<0.01%	0	Timeline
ELMEELME COMMUNITIES	11,787	$344K	<0.01%	-81	Timeline
CABOCABLE ONE INC	231	$344K	<0.01%	+30	Timeline
SVCSERVICE PPTYS TR	14,091	$344K	<0.01%	+1,487	Timeline
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD	24,897	$344K	<0.01%	+731
MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DI	32,048	$344K	<0.01%	+5,700
ESLTELBIT SYS LTD	2,213	$343K	<0.01%	-15	Timeline
IYLDISHARES TR	13,457	$343K	<0.01%	-86	Timeline
EFADPROSHARES TR	8,378	$342K	<0.01%	-3,854	Timeline
SPX FLOW INC COMSPX FLOW INC COM	7,001	$342K	<0.01%	-90
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	8,059	$340K	<0.01%	+301
NWENORTHWESTERN ENERGY GROUP IN	4,734	$339K	<0.01%	-1,268	Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	55,097	$337K	<0.01%	+1,131
EPPISHARES INC	7,224	$336K	<0.01%	-1,045	Timeline
HYDBISHARES TR	6,610	$335K	<0.01%	+6,280	Timeline
BLMNBLOOMIN BRANDS INC	15,167	$335K	<0.01%	+7,433	Timeline
SRSPIRE INC	4,044	$335K	<0.01%	-98	Timeline
LINE CORPLINE CORP	6,827	$335K	<0.01%	-180
NJRNEW JERSEY RES CORP	7,488	$334K	<0.01%	0	Timeline
TKRTIMKEN CO	5,935	$334K	<0.01%	+1,696	Timeline
FIRST TRUST ENERGY INCOME A…FIRST TRUST ENERGY INCOME AND	14,749	$334K	<0.01%	-3,838
EWPISHARES INC	11,539	$333K	<0.01%	+10,349	Timeline
CGWINVESCO EXCH TRADED FD TR II	8,124	$333K	<0.01%	-1,328	Timeline
BCXBLACKROCK RES & COMMODITIES	41,205	$333K	<0.01%	+557	Timeline
AGZDWISDOMTREE TR	6,916	$333K	<0.01%	+475	Timeline
SARSARATOGA INVT CORP	13,252	$331K	<0.01%	+169	Timeline
GLINVANECK ETF TRUST	10,081	$331K	<0.01%	-590	Timeline
AURORA CANNABIS INCAURORA CANNABIS INC	152,996	$331K	<0.01%	-25,420
NOCTINNOVATOR ETFS TRUST	10,191	$330K	<0.01%	new	Timeline
UAUNDER ARMOUR INC	17,143	$329K	<0.01%	-483	Timeline
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	12,805	$329K	<0.01%	+3,630
PKPARK HOTELS & RESORTS INC	12,668	$328K	<0.01%	+10,051	Timeline
PFNPIMCO INCOME STRATEGY FD II	30,904	$328K	<0.01%	-17,418	Timeline
OPTUOPTIMUM COMMUNICATIONS INC	12,008	$328K	<0.01%	-1,164	Timeline
SBNYSIGNATURE BANK	2,400	$328K	<0.01%	-169	Timeline
PROOFPOINT INCPROOFPOINT INC	2,855	$328K	<0.01%	+526
AFEMFIRST TR EXCH TRADED FD III	5,056	$328K	<0.01%	-215	Timeline
FORMFORMFACTOR INC	12,602	$327K	<0.01%	+6,582	Timeline
CCCHEMOURS CO	18,090	$327K	<0.01%	-6,069	Timeline
FLRFLUOR CORP	17,333	$327K	<0.01%	+7,301	Timeline
RPDRAPID7 INC	5,837	$326K	<0.01%	+83	Timeline
JHSCJOHN HANCOCK EXCHANGE TRADED	11,696	$326K	<0.01%	+3,166	Timeline
KDPKEURIG DR PEPPER INC	11,223	$325K	<0.01%	-6,600	Timeline
SMFGSUMITOMO MITSUI FIN GRP INC	44,024	$325K	<0.01%	+1,372	Timeline
MYLAN NVMYLAN NV	16,146	$324K	<0.01%	-29,178
DELLDELL TECHNOLOGIES INC	6,289	$323K	<0.01%	+73	Timeline
THERATECHNOLOGIES INC COMTHERATECHNOLOGIES INC COM	97,750	$323K	<0.01%	new
PRKPARK NATL CORP	3,128	$321K	<0.01%	0	Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	602	$321K	<0.01%	-1,178	Timeline
SIMOSILICON MOTION TECHNOLOGY CO	6,345	$321K	<0.01%	+152	Timeline
PFFDGLOBAL X FDS	12,804	$321K	<0.01%	+8,504	Timeline
MRCCMONROE CAP CORP	29,559	$321K	<0.01%	-1,329	Timeline
HAWXISHARES TR	11,427	$321K	<0.01%	+2,633	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 121. All 121

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	30	$470K	+3
ROKU INCROKU INC PUT	put	90	$91K	+71
UNITED STS NAT GAS FD LPUNITED STS NAT GAS FD LP COM	call	200	$89K	new
MPLX LPMPLX LP COM UNIT REP LTD	call	1,760	$83K	new
META PLATFORMS INCMETA PLATFORMS INC CALL	call	9	$76K	-47
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	248	$74K	+120
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALL	call	110	$62K	+40
BOEING COBOEING CO CALL	call	69	$51K	+1
MICROSOFT CORPMICROSOFT CORP CALL	call	8	$47K	0
CVS HEALTH CORPCVS HEALTH CORP PUT	put	263	$44K	+169
BAIDU INCBAIDU INC PUT	put	86	$36K	new
GENERAL ELECTRIC COGENERAL ELECTRIC CO COM	call	120	$28K	0
BRIGHTHOUSE FINL INCBRIGHTHOUSE FINL INC COM	put	111	$23K	new
MPLX LPMPLX LP COM UNIT REP LTD	put	394	$21K	new
MARATHON PETE CORPMARATHON PETE CORP PUT	put	65	$16K	+42
APPLE INCAPPLE INC PUT	put	39	$14K	+37
BANK OF AMER CORPBANK OF AMER CORP PUT	put	298	$12K	+210
WELLS FARGO & COWELLS FARGO & CO CALL	put	188	$12K	+162
INVESCO QQQ TRINVESCO QQQ TR PUT	put	39	$11K	new
ISHARES TRISHARES TR PUT	put	76	$11K	new
BERKSHIRE HATHAWAY INC DELBERKSHIRE HATHAWAY INC DEL PUT	put	19	$11K	new
BEYOND MEAT INCBEYOND MEAT INC COM	call	10	$10K	new
OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUT	put	187	$9K	+173
PFIZER INCPFIZER INC PUT	put	241	$8K	+240
ENERGY TRANSFER L PENERGY TRANSFER L P PUT	put	715	$8K	new
NETFLIX INC.NETFLIX INC. CALL	call	2	$8K	0
BLOCK INCBLOCK INC CALL	call	30	$7K	+20
BOEING COBOEING CO PUT	put	2	$7K	new
INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CHS PUT	put	24	$7K	+9
FEDEX CORPFEDEX CORP COM	put	6	$7K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD PUT	put	24	$6K	new
ROKU INCROKU INC CALL	call	1	$6K	-10
TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT COM NEW	put	73	$6K	+63
BROOKFIELD ASSET MANAGE-CL ABROOKFIELD ASSET MANAGE-CL A COM	put	20	$6K	new
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC COM NEW	call	7	$6K	new
AMAZON COM INCAMAZON COM INC PUT	put	1	$5K	0
NEXTERA ENERGY INCNEXTERA ENERGY INC PUT	put	9	$5K	+3
DISNEY WALT CODISNEY WALT CO COM	call	1	$5K	0
GENERAL MTRS COGENERAL MTRS CO PUT	put	400	$4K	new
PEPSICO INCPEPSICO INC PUT	put	14	$4K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	8	$4K	+7
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	call	180	$4K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	1	$3K	-67
VEECO INSTRS INC DELVEECO INSTRS INC DEL COM	call	15	$3K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	call	400	$3K	new
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND COM	put	500	$3K	new
ISHARES TRISHARES TR PUT	put	17	$2K	+14
EXXON MOBIL CORPEXXON MOBIL CORP CALL	put	14	$2K	+8
COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALL	put	3	$2K	0
DISNEY WALT CODISNEY WALT CO PUT	put	5	$2K	new
HALLIBURTON COHALLIBURTON CO PUT	put	25	$2K	new
EOG RES INCEOG RES INC PUT	put	10	$2K	new
CVS HEALTH CORPCVS HEALTH CORP CALL	call	1	$2K	0
DROPBOX INCDROPBOX INC CL A	call	20	$2K	0
VALERO ENERGY CORPVALERO ENERGY CORP COM	put	5	$2K	new
ABBVIE INCABBVIE INC COM	put	6	$2K	0
METLIFE INCMETLIFE INC PUT	put	10	$1K	new
META PLATFORMS INCMETA PLATFORMS INC PUT	put	2	$1K	new
UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC PUT	put	2	$1K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC Option	put	5	$1K	new
JOHNSON & JOHNSONJOHNSON & JOHNSON Option	put	3	$1K	new
BLOCK INCBLOCK INC PUT	put	2	$1K	new
ALTRIA GROUP INCALTRIA GROUP INC PUT	put	3	$1K	0
BLACKSTONE INCBLACKSTONE INC PUT	put	8	$1K	-2
CISCO SYS INCCISCO SYS INC PUT	put	5	$1K	new
EMERSON ELEC COEMERSON ELEC CO PUT	put	2	$1K	new
ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY PUT	put	2	$1K	new
WALMART INCWALMART INC PUT	put	40	$1K	new
THE CIGNA GROUPTHE CIGNA GROUP COM	put	6	$1K	new
BIOGEN INCBIOGEN INC COM	put	1	$1K	new
WP CAREY INCWP CAREY INC COM	put	8	$1K	new
BANK OF NY MELLON CORPBANK OF NY MELLON CORP COM	put	10	$1K	new
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	put	12	$1K	new
PLAINS ALL AMERN PIPELINE LPLAINS ALL AMERN PIPELINE L UNIT LTD PARTN	put	20	$1K	new
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO COM	put	10	$1K	+3
ENERGY TRANSFER L PENERGY TRANSFER L P COM UT LTD PTN	call	20	$1K	new
VANGUARD WORLD FDVANGUARD WORLD FD PUT	put	3	$1K	new
BROOKFIELD INFRASTRUCTURE PABROOKFIELD INFRASTRUCTURE PA PUT	put	6	$1K	new
CHART INDS INCCHART INDS INC PUT	put	9	$1K	-22
VANGUARD INDEX FDSVANGUARD INDEX FDS SMALL CP ETF	put	8	$1K	+6
VANGUARD INDEX FDSVANGUARD INDEX FDS SML CP GRW ETF	put	4	$1K	new
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM	put	5	$1K	new
CERNER CORPCERNER CORP COM	put	21	$1K	0
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	put	155	$1K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	put	40	$1K	-60
UNIVERSAL INS HLDGS INCUNIVERSAL INS HLDGS INC COM	put	35	$1K	+27
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II PUT	put	3	$1K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	5	$1K	new
CITIGROUP INCCITIGROUP INC PUT	put	5	$0	0
TESLA INCTESLA INC PUT	put	1	$0	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC PUT	put	3	$0	0
PHILIP MORRIS INTL INCPHILIP MORRIS INTL INC PUT	put	3	$0	0
BAIDU INCBAIDU INC CALL	call	10	$0	new
HALLIBURTON COHALLIBURTON CO CALL	call	2	$0	0
CHEVRON CORPORATIONCHEVRON CORPORATION CALL	put	1	$0	new
NUTANIX INCNUTANIX INC CALL	call	10	$0	new
QUALCOMM INCQUALCOMM INC PUT	put	1	$0	new
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR PUT	put	1	$0	new
ABBOTT LABORATORIESABBOTT LABORATORIES PUT	put	1	$0	new
HOME DEPOT INCHOME DEPOT INC PUT	put	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	100	$70K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	32	$23K	0
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND	principal	21	$21K	-32
NEMNEM 0.00% 10/30/2023	principal	18	$21K	-44
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$20K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	17	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	16	$19K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	14	$18K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	3	$17K	0
TWITTER INCTWITTER INC NOTE 0.250% 6/1	principal	17	$16K	-25
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	17	$16K	-39
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	15	$16K	0
SPLUNK INCSPLUNK INC BOND	principal	13	$16K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	11	$16K	0
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	17	$16K	-41
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	16	$16K	-48
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$15K	0
RHRH BOND	principal	12	$15K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	14	$15K	-48
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0	principal	13	$14K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	11	$14K	0
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	10	$14K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	10	$14K	-9
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	13	$13K	0
WORKDAY INCWORKDAY INC NOTE 0.250%10/0	principal	10	$13K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$12K	0
ENVESTNET INCENVESTNET INC BOND	principal	10	$12K	new
BLOCK INCBLOCK INC NOTE 0.500% 5/1	principal	10	$11K	0
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1	principal	10	$11K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	5	$11K	0
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1	principal	8	$11K	0
NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0	principal	10	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND	principal	11	$10K	-33
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	10	$10K	0
TESLA INCTESLA INC NOTE 2.000% 5/1	principal	6	$9K	0
PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0	principal	8	$9K	0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0	principal	8	$8K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1	principal	6	$7K	0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$7K	-24
OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0	principal	6	$7K	0
GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0	principal	7	$7K	-30
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	7	$7K	0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	5	$6K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	3	$6K	0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1	principal	6	$6K	0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0	principal	6	$6K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$6K	0
ZENDESK INCZENDESK INC NOTE 0.250% 3/1	principal	4	$5K	0
TWILIO INCTWILIO INC NOTE 0.250% 6/0	principal	3	$5K	new
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	4	$5K	0
II VI INCII VI INC NOTE 0.250% 9/0	principal	5	$5K	-38
REPLIGEN CORPREPLIGEN CORP BOND	principal	5	$5K	0
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3	principal	5	$5K	0
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1	principal	3	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
DEXCOM INCDEXCOM INC NOTE 0.750%12/0	principal	3	$4K	new
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$4K	0
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1	principal	3	$3K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$2K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	1	$1K	-54
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 259. All 259

Security	Shares before	Value before	Type
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	247,233	$5.21M	shares
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	270,345	$4.81M	shares
CELGENE CORPCELGENE CORP	45,514	$4.52M	shares
BB & T CORPBB & T CORP	78,902	$4.21M	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	40,709	$2.8M	shares
HCP INCHCP INC	51,479	$1.83M	shares
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	57,475	$1.38M	shares
CBS CORP NEWCBS CORP NEW	32,168	$1.3M	shares
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	131,108	$1.19M	shares
Natixis Loomis Sayles Short…Natixis Loomis Sayles Short Durat…	27,232	$688K	shares
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC	19,469	$485K	shares
FQF TRFQF TR	20,386	$483K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	21,232	$469K	shares
VIACOM INCVIACOM INC	19,261	$462K	shares
SYMANTEC CORPSYMANTEC CORP	18,765	$445K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	23,360	$421K	shares
Ishares Ibonds DecIshares Ibonds Dec	15,008	$373K	shares
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	31,785	$357K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	8,000	$353K	shares
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	24,792	$349K	shares
DBX ETF TRDBX ETF TR	8,276	$276K	shares
GENESEE & WYOMING INCGENESEE & WYOMING INC	2,458	$271K	shares
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	3,543	$248K	shares
ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 2000	11,541	$225K	shares
ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 2000	10,387	$224K	shares
VERSUM MATLS INCVERSUM MATLS INC	4,113	$217K	shares
ALTABA INCALTABA INC	8,842	$173K	shares
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	10,000	$161K	shares
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC	6,085	$161K	shares
RRBIRED RIVER BANCSHARES INC	3,524	$153K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	3,597	$148K	shares
CAMBRIA ETF TR CORE EQUITYCAMBRIA ETF TR CORE EQUITY	5,088	$139K	shares
OSBCOLD SECOND BANCORP INC DEL	11,157	$136K	shares
CTRIP COM INTL LTDCTRIP COM INTL LTD	4,647	$135K	shares
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	10,030	$135K	shares
PBFSPIONEER BANCORP INC MD	10,000	$125K	shares
NANOMETRICSNANOMETRICS	3,757	$123K	shares
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	13,530	$116K	shares
AIQGLOBAL X FDS	7,007	$112K	shares
NULLNULL	4,195	$110K	shares
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS	4,012	$102K	shares
TRANSENTERIX INCTRANSENTERIX INC	160,622	$99K	shares
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	1,394	$95K	shares
DBJPDBX ETF TR	2,027	$81K	shares
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	1,709	$77K	shares
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	802	$73K	shares
TUESDAY MORNING CORPTUESDAY MORNING CORP	44,300	$70K	shares
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	3,240	$64K	shares
PZTINVESCO EXCH TRADED FD TR II	2,401	$61K	shares
FINISAR CORPFINISAR CORP	57	$57K	principal
CIMPRESS N VCIMPRESS N V	422	$57K	shares
LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME	5,800	$54K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	5,000	$54K	shares
US ECOLOGY INC COMUS ECOLOGY INC COM	828	$53K	shares
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC	52	$53K	principal
BBVA BANCO FRANCES S ABBVA BANCO FRANCES S A	11,948	$52K	shares
BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023	45	$50K	principal
BSRRSIERRA BANCORP	1,800	$48K	shares
DBX ETF TRDBX ETF TR	1,813	$42K	shares
YY INC. ADRYY INC. ADR	735	$41K	shares
CARBONITE INCCARBONITE INC	2,545	$40K	shares
O-I GLASS, INC.O-I GLASS, INC.	3,937	$40K	shares
PACIRA BIOSCIENCESPACIRA BIOSCIENCES	41	$40K	principal
FQF TR AGFIQFQF TR AGFIQ	1,654	$40K	shares
BF-ABROWN FORMAN CORP	630	$38K	shares
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP	5,000	$38K	shares
DBX ETF TRDBX ETF TR	689	$37K	shares
MFA FINL INCMFA FINL INC	35	$36K	principal
PIMCO ETF TRPIMCO ETF TR	715	$36K	shares
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	3,847	$35K	shares
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC	1,244	$35K	shares
KEANE GROUP INCKEANE GROUP INC	5,705	$34K	shares
HALLMARK FINL SERVICES INCHALLMARK FINL SERVICES INC	1,785	$34K	shares
VANECK EGYPT INDEX ETFVANECK EGYPT INDEX ETF	1,000	$31K	shares
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC	2,158	$29K	shares
CHEMOCENTRYX INCCHEMOCENTRYX INC	3,920	$27K	shares
TCXTUCOWS INC	500	$27K	shares
NATRNATURES SUNSHINE PRODS INC	3,200	$27K	shares
QUALCOMM INCQUALCOMM INC	30	$27K	call
SILVERBOW RES INCSILVERBOW RES INC	2,700	$26K	shares
CAMBREX CORPCAMBREX CORP	449	$26K	shares
SOTHEBYSSOTHEBYS	439	$25K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,500	$24K	shares
SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING	23	$24K	principal
ARGTGLOBAL X FDS	1,000	$23K	shares
KARSKRANESHARES TRUST	1,098	$23K	shares
DEAN FOODS CO NEWDEAN FOODS CO NEW	20,138	$23K	shares
GAIAGAIA INC NEW	3,000	$20K	shares
PROVPROVIDENT FINL HLDGS INC	942	$20K	shares
JAKKS PACIFIC INCJAKKS PACIFIC INC	22,455	$19K	shares
CMCOCOLUMBUS MCKINNON CORP N Y	486	$18K	shares
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	1,019	$18K	shares
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC	950	$18K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	595	$18K	shares
DBX ETF TRDBX ETF TR	340	$18K	shares
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP	4,000	$17K	shares
DDLSWISDOMTREE TR	567	$17K	shares
STAGE STORES INCSTAGE STORES INC	8,036	$15K	shares
TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TR	2,900	$15K	shares
MORGAN STANLEYMORGAN STANLEY	40	$14K	call

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	base		2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

Filing	Subject	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	Quarter ended 2019-12-31	2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC
13F-HR 0001681115-19-000015	Quarter ended 2019-09-30	2019-11-13	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC
13F-HR 0001681115-19-000009	Quarter ended 2019-06-30	2019-07-31	acceptance time not in the bulk data set	2026-10-07 18:55:43 UTC
13F-HR 0001681115-19-000003	Quarter ended 2019-03-31	2019-05-09	acceptance time not in the bulk data set	2026-10-07 18:56:23 UTC
13F-HR 0001681115-19-000001	Quarter ended 2018-12-31	2019-02-11	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC
13F-HR 0001681115-18-000009	Quarter ended 2018-09-30	2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC
13F-HR 0001681115-18-000008	Quarter ended 2018-06-30	2018-08-13	acceptance time not in the bulk data set	2026-10-07 19:04:44 UTC
13F-HR 0001681115-18-000006	Quarter ended 2018-03-31	2018-05-15	acceptance time not in the bulk data set	2026-10-07 19:05:42 UTC
13F-HR 0001681115-18-000001	Quarter ended 2017-12-31	2018-02-14	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC
13F-HR 0001681115-17-000014	Quarter ended 2017-09-30	2017-11-06	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000013	Quarter ended 2017-06-30	2017-11-03	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000010	Quarter ended 2016-09-30	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000012	Quarter ended 2017-03-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000011	Quarter ended 2016-12-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR 0001681115-17-000009	Quarter ended 2017-06-30	2017-08-11	acceptance time not in the bulk data set	2026-10-07 19:08:39 UTC
13F-HR 0001681115-17-000008	Quarter ended 2017-03-31	2017-05-15	acceptance time not in the bulk data set	2026-10-07 19:09:43 UTC
13F-HR 0001681115-17-000001	Quarter ended 2016-12-31	2017-01-31	acceptance time not in the bulk data set	2026-10-07 19:10:24 UTC
13F-HR 0001681115-16-000009	Quarter ended 2016-09-30	2016-11-09	acceptance time not in the bulk data set	2026-10-07 19:11:14 UTC
13F-HR 0001681115-16-000003	Quarter ended 2016-06-30	2016-08-12	acceptance time not in the bulk data set	2026-10-07 19:12:22 UTC