Advisor Group, Inc.
Follow13F filer, CIK 1681115, PHOENIX, AZ
Advisor Group, Inc. reported $14,456,223,000 across 5,501 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-12. Its ten largest share positions make up 19.48% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-20-000002
- Period
- 2019-12-31
- Reported value
- $14.5B
- Holdings
- 5,501
- Top 10 weight
- 19.48%
- New
- 308
- Sold out
- 259
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| QUALadded | +1,278,132 | $129M |
| SPYVadded | +2,216,348 | $77.4M |
| GOVTadded | +1,690,891 | $43.9M |
| SIZEadded | +431,852 | $42.1M |
| PKWadded | +488,227 | $33.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| USMVreduced | -845,476 | -$55.5M |
| IJSreduced | -314,709 | -$50.6M |
| MTUMreduced | -228,070 | -$28.6M |
| ITOTreduced | -379,699 | -$27.6M |
| VTIreduced | -150,998 | -$24.7M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,311 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| APPLE INCAPPLE INC CALL | call | 30 | $470K | +3 |
| ROKU INCROKU INC PUT | put | 90 | $91K | +71 |
| UNITED STS NAT GAS FD LPUNITED STS NAT GAS FD LP COM | call | 200 | $89K | new |
| MPLX LPMPLX LP COM UNIT REP LTD | call | 1,760 | $83K | new |
| META PLATFORMS INCMETA PLATFORMS INC CALL | call | 9 | $76K | -47 |
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT | put | 248 | $74K | +120 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALL | call | 110 | $62K | +40 |
| BOEING COBOEING CO CALL | call | 69 | $51K | +1 |
| MICROSOFT CORPMICROSOFT CORP CALL | call | 8 | $47K | 0 |
| CVS HEALTH CORPCVS HEALTH CORP PUT | put | 263 | $44K | +169 |
| BAIDU INCBAIDU INC PUT | put | 86 | $36K | new |
| GENERAL ELECTRIC COGENERAL ELECTRIC CO COM | call | 120 | $28K | 0 |
| BRIGHTHOUSE FINL INCBRIGHTHOUSE FINL INC COM | put | 111 | $23K | new |
| MPLX LPMPLX LP COM UNIT REP LTD | put | 394 | $21K | new |
| MARATHON PETE CORPMARATHON PETE CORP PUT | put | 65 | $16K | +42 |
| APPLE INCAPPLE INC PUT | put | 39 | $14K | +37 |
| BANK OF AMER CORPBANK OF AMER CORP PUT | put | 298 | $12K | +210 |
| WELLS FARGO & COWELLS FARGO & CO CALL | put | 188 | $12K | +162 |
| INVESCO QQQ TRINVESCO QQQ TR PUT | put | 39 | $11K | new |
| ISHARES TRISHARES TR PUT | put | 76 | $11K | new |
| BERKSHIRE HATHAWAY INC DELBERKSHIRE HATHAWAY INC DEL PUT | put | 19 | $11K | new |
| BEYOND MEAT INCBEYOND MEAT INC COM | call | 10 | $10K | new |
| OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUT | put | 187 | $9K | +173 |
| PFIZER INCPFIZER INC PUT | put | 241 | $8K | +240 |
| ENERGY TRANSFER L PENERGY TRANSFER L P PUT | put | 715 | $8K | new |
| NETFLIX INC.NETFLIX INC. CALL | call | 2 | $8K | 0 |
| BLOCK INCBLOCK INC CALL | call | 30 | $7K | +20 |
| BOEING COBOEING CO PUT | put | 2 | $7K | new |
| INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CHS PUT | put | 24 | $7K | +9 |
| FEDEX CORPFEDEX CORP COM | put | 6 | $7K | new |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD PUT | put | 24 | $6K | new |
| ROKU INCROKU INC CALL | call | 1 | $6K | -10 |
| TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT COM NEW | put | 73 | $6K | +63 |
| BROOKFIELD ASSET MANAGE-CL ABROOKFIELD ASSET MANAGE-CL A COM | put | 20 | $6K | new |
| RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC COM NEW | call | 7 | $6K | new |
| AMAZON COM INCAMAZON COM INC PUT | put | 1 | $5K | 0 |
| NEXTERA ENERGY INCNEXTERA ENERGY INC PUT | put | 9 | $5K | +3 |
| DISNEY WALT CODISNEY WALT CO COM | call | 1 | $5K | 0 |
| GENERAL MTRS COGENERAL MTRS CO PUT | put | 400 | $4K | new |
| PEPSICO INCPEPSICO INC PUT | put | 14 | $4K | new |
| VANGUARD INDEX FDSVANGUARD INDEX FDS PUT | put | 8 | $4K | +7 |
| CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn | call | 180 | $4K | new |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL | call | 1 | $3K | -67 |
| VEECO INSTRS INC DELVEECO INSTRS INC DEL COM | call | 15 | $3K | new |
| HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD | call | 400 | $3K | new |
| UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND COM | put | 500 | $3K | new |
| ISHARES TRISHARES TR PUT | put | 17 | $2K | +14 |
| EXXON MOBIL CORPEXXON MOBIL CORP CALL | put | 14 | $2K | +8 |
| COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALL | put | 3 | $2K | 0 |
| DISNEY WALT CODISNEY WALT CO PUT | put | 5 | $2K | new |
| HALLIBURTON COHALLIBURTON CO PUT | put | 25 | $2K | new |
| EOG RES INCEOG RES INC PUT | put | 10 | $2K | new |
| CVS HEALTH CORPCVS HEALTH CORP CALL | call | 1 | $2K | 0 |
| DROPBOX INCDROPBOX INC CL A | call | 20 | $2K | 0 |
| VALERO ENERGY CORPVALERO ENERGY CORP COM | put | 5 | $2K | new |
| ABBVIE INCABBVIE INC COM | put | 6 | $2K | 0 |
| METLIFE INCMETLIFE INC PUT | put | 10 | $1K | new |
| META PLATFORMS INCMETA PLATFORMS INC PUT | put | 2 | $1K | new |
| UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC PUT | put | 2 | $1K | new |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC Option | put | 5 | $1K | new |
| JOHNSON & JOHNSONJOHNSON & JOHNSON Option | put | 3 | $1K | new |
| BLOCK INCBLOCK INC PUT | put | 2 | $1K | new |
| ALTRIA GROUP INCALTRIA GROUP INC PUT | put | 3 | $1K | 0 |
| BLACKSTONE INCBLACKSTONE INC PUT | put | 8 | $1K | -2 |
| CISCO SYS INCCISCO SYS INC PUT | put | 5 | $1K | new |
| EMERSON ELEC COEMERSON ELEC CO PUT | put | 2 | $1K | new |
| ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY PUT | put | 2 | $1K | new |
| WALMART INCWALMART INC PUT | put | 40 | $1K | new |
| THE CIGNA GROUPTHE CIGNA GROUP COM | put | 6 | $1K | new |
| BIOGEN INCBIOGEN INC COM | put | 1 | $1K | new |
| WP CAREY INCWP CAREY INC COM | put | 8 | $1K | new |
| BANK OF NY MELLON CORPBANK OF NY MELLON CORP COM | put | 10 | $1K | new |
| BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM | put | 12 | $1K | new |
| PLAINS ALL AMERN PIPELINE LPLAINS ALL AMERN PIPELINE L UNIT LTD PARTN | put | 20 | $1K | new |
| BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO COM | put | 10 | $1K | +3 |
| ENERGY TRANSFER L PENERGY TRANSFER L P COM UT LTD PTN | call | 20 | $1K | new |
| VANGUARD WORLD FDVANGUARD WORLD FD PUT | put | 3 | $1K | new |
| BROOKFIELD INFRASTRUCTURE PABROOKFIELD INFRASTRUCTURE PA PUT | put | 6 | $1K | new |
| CHART INDS INCCHART INDS INC PUT | put | 9 | $1K | -22 |
| VANGUARD INDEX FDSVANGUARD INDEX FDS SMALL CP ETF | put | 8 | $1K | +6 |
| VANGUARD INDEX FDSVANGUARD INDEX FDS SML CP GRW ETF | put | 4 | $1K | new |
| UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM | put | 5 | $1K | new |
| CERNER CORPCERNER CORP COM | put | 21 | $1K | 0 |
| CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn | put | 155 | $1K | new |
| HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD | put | 40 | $1K | -60 |
| UNIVERSAL INS HLDGS INCUNIVERSAL INS HLDGS INC COM | put | 35 | $1K | +27 |
| INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II PUT | put | 3 | $1K | new |
| VANGUARD INDEX FDSVANGUARD INDEX FDS PUT | put | 5 | $1K | new |
| CITIGROUP INCCITIGROUP INC PUT | put | 5 | $0 | 0 |
| TESLA INCTESLA INC PUT | put | 1 | $0 | 0 |
| VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC PUT | put | 3 | $0 | 0 |
| PHILIP MORRIS INTL INCPHILIP MORRIS INTL INC PUT | put | 3 | $0 | 0 |
| BAIDU INCBAIDU INC CALL | call | 10 | $0 | new |
| HALLIBURTON COHALLIBURTON CO CALL | call | 2 | $0 | 0 |
| CHEVRON CORPORATIONCHEVRON CORPORATION CALL | put | 1 | $0 | new |
| NUTANIX INCNUTANIX INC CALL | call | 10 | $0 | new |
| QUALCOMM INCQUALCOMM INC PUT | put | 1 | $0 | new |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR PUT | put | 1 | $0 | new |
| ABBOTT LABORATORIESABBOTT LABORATORIES PUT | put | 1 | $0 | new |
| HOME DEPOT INCHOME DEPOT INC PUT | put | 1 | $0 | 0 |
| KINDER MORGAN INC DELKINDER MORGAN INC DEL PUT | put | 10 | $0 | new |
| HAWAIIAN ELEC INDS INC MTN BHAWAIIAN ELEC INDS INC MTN B PUT | put | 4 | $0 | 0 |
| MCDONALDS CORPMCDONALDS CORP PUT | put | 2 | $0 | new |
| MERCK & CO INCMERCK & CO INC PUT | put | 2 | $0 | 0 |
| CANADIAN IMPERIAL BANK OF COCANADIAN IMPERIAL BANK OF CO PUT | put | 3 | $0 | new |
| VANGUARD WHITEHALL FDSVANGUARD WHITEHALL FDS HIGH DIV YLD | put | 4 | $0 | +2 |
| MONDELEZ INTL INCMONDELEZ INTL INC CL A | put | 3 | $0 | 0 |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW COM NEW | put | 3 | $0 | 0 |
| ING GROEP N.V.ING GROEP N.V. SPONSORED ADR | put | 20 | $0 | new |
| HARTFORD INSURANCE GROUP INCHARTFORD INSURANCE GROUP INC COM | put | 1 | $0 | new |
| DTE ENERGY CODTE ENERGY CO COM | put | 5 | $0 | new |
| XCEL ENERGY INCXCEL ENERGY INC COM | put | 4 | $0 | 0 |
| AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC COM NEW | put | 1 | $0 | new |
| MACYS INCMACYS INC COM | put | 70 | $0 | 0 |
| PROCTER & GAMBLE COPROCTER & GAMBLE CO COM | put | 1 | $0 | new |
| B2GOLD CORPB2GOLD CORP COM | call | 100 | $0 | 0 |
| DUPONT DE NEMOURS INCDUPONT DE NEMOURS INC CALL | call | 1 | $0 | 0 |
| CIMAREX ENERGY COCIMAREX ENERGY CO COM | put | 10 | $0 | +2 |
| VANGUARD INDEX FDSVANGUARD INDEX FDS PUT | put | 3 | $0 | new |
| VALARIS PLCVALARIS PLC CALL | call | 5 | $0 | 0 |
| WHITING PETE CORP NEWWHITING PETE CORP NEW COM NEW | put | 75 | $0 | +45 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 100 | $70K | 0 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1 | principal | 32 | $23K | 0 |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND | principal | 21 | $21K | -32 |
| NEMNEM 0.00% 10/30/2023 | principal | 18 | $21K | -44 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 14 | $20K | 0 |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1 | principal | 17 | $20K | 0 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 16 | $19K | 0 |
| TESLA INCTESLA INC NOTE 1.250% 3/0 | principal | 14 | $18K | 0 |
| ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM | principal | 3 | $17K | 0 |
| TWITTER INCTWITTER INC NOTE 0.250% 6/1 | principal | 17 | $16K | -25 |
| DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1 | principal | 17 | $16K | -39 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 | principal | 15 | $16K | 0 |
| SPLUNK INCSPLUNK INC BOND | principal | 13 | $16K | 0 |
| INPHI CORPINPHI CORP NOTE 0.750% 9/0 | principal | 11 | $16K | 0 |
| TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1 | principal | 17 | $16K | -41 |
| HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0 | principal | 16 | $16K | -48 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 | principal | 11 | $15K | 0 |
| RHRH BOND | principal | 12 | $15K | 0 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0 | principal | 14 | $15K | -48 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0 | principal | 13 | $14K | 0 |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0 | principal | 11 | $14K | 0 |
| ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1 | principal | 10 | $14K | 0 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0 | principal | 10 | $14K | -9 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 13 | $13K | 0 |
| WORKDAY INCWORKDAY INC NOTE 0.250%10/0 | principal | 10 | $13K | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 11 | $12K | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1 | principal | 9 | $12K | 0 |
| ENVESTNET INCENVESTNET INC BOND | principal | 10 | $12K | new |
| BLOCK INCBLOCK INC NOTE 0.500% 5/1 | principal | 10 | $11K | 0 |
| ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 | principal | 10 | $11K | 0 |
| CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE | principal | 5 | $11K | 0 |
| COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1 | principal | 8 | $11K | 0 |
| NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0 | principal | 10 | $10K | 0 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0 | principal | 10 | $10K | 0 |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1 | principal | 6 | $10K | 0 |
| SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND | principal | 11 | $10K | -33 |
| STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt | principal | 10 | $10K | 0 |
| TESLA INCTESLA INC NOTE 2.000% 5/1 | principal | 6 | $9K | 0 |
| PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0 | principal | 8 | $9K | 0 |
| STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0 | principal | 8 | $8K | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 6 | $7K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1 | principal | 5 | $7K | -24 |
| OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0 | principal | 6 | $7K | 0 |
| GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0 | principal | 7 | $7K | -30 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0 | principal | 7 | $7K | 0 |
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 5 | $6K | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 3 | $6K | 0 |
| COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1 | principal | 6 | $6K | 0 |
| VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0 | principal | 6 | $6K | 0 |
| INPHI CORPINPHI CORP NOTE 1.125%12/0 | principal | 3 | $6K | 0 |
| ZENDESK INCZENDESK INC NOTE 0.250% 3/1 | principal | 4 | $5K | 0 |
| TWILIO INCTWILIO INC NOTE 0.250% 6/0 | principal | 3 | $5K | new |
| NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1 | principal | 4 | $5K | 0 |
| II VI INCII VI INC NOTE 0.250% 9/0 | principal | 5 | $5K | -38 |
| REPLIGEN CORPREPLIGEN CORP BOND | principal | 5 | $5K | 0 |
| TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3 | principal | 5 | $5K | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1 | principal | 3 | $5K | 0 |
| FIREEYE INCFIREEYE INC NOTE 1.000% 6/0 | principal | 5 | $5K | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.750%12/0 | principal | 3 | $4K | new |
| SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1 | principal | 6 | $4K | 0 |
| PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1 | principal | 3 | $3K | 0 |
| ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE | principal | 3 | $3K | 0 |
| SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0 | principal | 3 | $3K | 0 |
| ALZA CORP 7/2ALZA CORP 7/2 SDCV | principal | 1 | $2K | 0 |
| TERADYNE INCTERADYNE INC NOTE | principal | 1 | $2K | 0 |
| CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1 | principal | 2 | $2K | 0 |
| OASIS PETE INC NEWOASIS PETE INC NEW NOTE | principal | 2 | $2K | 0 |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 | principal | 1 | $1K | -54 |
| ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3 | principal | 1 | $1K | 0 |
Sold out in Q4 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 259. All 259
| Security | Shares before | Value before | Type |
|---|---|---|---|
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 247,233 | $5.21M | shares |
| EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR | 270,345 | $4.81M | shares |
| CELGENE CORPCELGENE CORP | 45,514 | $4.52M | shares |
| BB & T CORPBB & T CORP | 78,902 | $4.21M | shares |
| SUNTRUST BANKS INCSUNTRUST BANKS INC | 40,709 | $2.8M | shares |
| HCP INCHCP INC | 51,479 | $1.83M | shares |
| INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH | 57,475 | $1.38M | shares |
| CBS CORP NEWCBS CORP NEW | 32,168 | $1.3M | shares |
| COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR | 131,108 | $1.19M | shares |
| Natixis Loomis Sayles Short…Natixis Loomis Sayles Short Durat… | 27,232 | $688K | shares |
| HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC | 19,469 | $485K | shares |
| FQF TRFQF TR | 20,386 | $483K | shares |
| ABSOLUTE SHS TRABSOLUTE SHS TR | 21,232 | $469K | shares |
| VIACOM INCVIACOM INC | 19,261 | $462K | shares |
| SYMANTEC CORPSYMANTEC CORP | 18,765 | $445K | shares |
| ABSOLUTE SHS TRABSOLUTE SHS TR | 23,360 | $421K | shares |
| Ishares Ibonds DecIshares Ibonds Dec | 15,008 | $373K | shares |
| VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC | 31,785 | $357K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 8,000 | $353K | shares |
| SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD | 24,792 | $349K | shares |
| DBX ETF TRDBX ETF TR | 8,276 | $276K | shares |
| GENESEE & WYOMING INCGENESEE & WYOMING INC | 2,458 | $271K | shares |
| CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC | 3,543 | $248K | shares |
| ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 2000 | 11,541 | $225K | shares |
| ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 2000 | 10,387 | $224K | shares |
| VERSUM MATLS INCVERSUM MATLS INC | 4,113 | $217K | shares |
| ALTABA INCALTABA INC | 8,842 | $173K | shares |
| NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM | 10,000 | $161K | shares |
| RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC | 6,085 | $161K | shares |
| RRBIRED RIVER BANCSHARES INC | 3,524 | $153K | shares |
| BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL) | 3,597 | $148K | shares |
| CAMBRIA ETF TR CORE EQUITYCAMBRIA ETF TR CORE EQUITY | 5,088 | $139K | shares |
| OSBCOLD SECOND BANCORP INC DEL | 11,157 | $136K | shares |
| CTRIP COM INTL LTDCTRIP COM INTL LTD | 4,647 | $135K | shares |
| NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN | 10,030 | $135K | shares |
| PBFSPIONEER BANCORP INC MD | 10,000 | $125K | shares |
| NANOMETRICSNANOMETRICS | 3,757 | $123K | shares |
| CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC | 13,530 | $116K | shares |
| AIQGLOBAL X FDS | 7,007 | $112K | shares |
| NULLNULL | 4,195 | $110K | shares |
| SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS | 4,012 | $102K | shares |
| TRANSENTERIX INCTRANSENTERIX INC | 160,622 | $99K | shares |
| GENOMIC HEALTH, INC.GENOMIC HEALTH, INC. | 1,394 | $95K | shares |
| DBJPDBX ETF TR | 2,027 | $81K | shares |
| INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP | 1,709 | $77K | shares |
| MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC | 802 | $73K | shares |
| TUESDAY MORNING CORPTUESDAY MORNING CORP | 44,300 | $70K | shares |
| MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC | 3,240 | $64K | shares |
| PZTINVESCO EXCH TRADED FD TR II | 2,401 | $61K | shares |
| FINISAR CORPFINISAR CORP | 57 | $57K | principal |
| CIMPRESS N VCIMPRESS N V | 422 | $57K | shares |
| LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME | 5,800 | $54K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 5,000 | $54K | shares |
| US ECOLOGY INC COMUS ECOLOGY INC COM | 828 | $53K | shares |
| APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC | 52 | $53K | principal |
| BBVA BANCO FRANCES S ABBVA BANCO FRANCES S A | 11,948 | $52K | shares |
| BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023 | 45 | $50K | principal |
| BSRRSIERRA BANCORP | 1,800 | $48K | shares |
| DBX ETF TRDBX ETF TR | 1,813 | $42K | shares |
| YY INC. ADRYY INC. ADR | 735 | $41K | shares |
| CARBONITE INCCARBONITE INC | 2,545 | $40K | shares |
| O-I GLASS, INC.O-I GLASS, INC. | 3,937 | $40K | shares |
| PACIRA BIOSCIENCESPACIRA BIOSCIENCES | 41 | $40K | principal |
| FQF TR AGFIQFQF TR AGFIQ | 1,654 | $40K | shares |
| BF-ABROWN FORMAN CORP | 630 | $38K | shares |
| PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP | 5,000 | $38K | shares |
| DBX ETF TRDBX ETF TR | 689 | $37K | shares |
| MFA FINL INCMFA FINL INC | 35 | $36K | principal |
| PIMCO ETF TRPIMCO ETF TR | 715 | $36K | shares |
| NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC | 3,847 | $35K | shares |
| NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC | 1,244 | $35K | shares |
| KEANE GROUP INCKEANE GROUP INC | 5,705 | $34K | shares |
| HALLMARK FINL SERVICES INCHALLMARK FINL SERVICES INC | 1,785 | $34K | shares |
| VANECK EGYPT INDEX ETFVANECK EGYPT INDEX ETF | 1,000 | $31K | shares |
| NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC | 2,158 | $29K | shares |
| CHEMOCENTRYX INCCHEMOCENTRYX INC | 3,920 | $27K | shares |
| TCXTUCOWS INC | 500 | $27K | shares |
| NATRNATURES SUNSHINE PRODS INC | 3,200 | $27K | shares |
| QUALCOMM INCQUALCOMM INC | 30 | $27K | call |
| SILVERBOW RES INCSILVERBOW RES INC | 2,700 | $26K | shares |
| CAMBREX CORPCAMBREX CORP | 449 | $26K | shares |
| SOTHEBYSSOTHEBYS | 439 | $25K | shares |
| Blackrock 2022 Global InBlackrock 2022 Global In | 2,500 | $24K | shares |
| SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING | 23 | $24K | principal |
| ARGTGLOBAL X FDS | 1,000 | $23K | shares |
| KARSKRANESHARES TRUST | 1,098 | $23K | shares |
| DEAN FOODS CO NEWDEAN FOODS CO NEW | 20,138 | $23K | shares |
| GAIAGAIA INC NEW | 3,000 | $20K | shares |
| PROVPROVIDENT FINL HLDGS INC | 942 | $20K | shares |
| JAKKS PACIFIC INCJAKKS PACIFIC INC | 22,455 | $19K | shares |
| CMCOCOLUMBUS MCKINNON CORP N Y | 486 | $18K | shares |
| ORITANI FINANCIAL CORPORITANI FINANCIAL CORP | 1,019 | $18K | shares |
| ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC | 950 | $18K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 595 | $18K | shares |
| DBX ETF TRDBX ETF TR | 340 | $18K | shares |
| CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP | 4,000 | $17K | shares |
| DDLSWISDOMTREE TR | 567 | $17K | shares |
| STAGE STORES INCSTAGE STORES INC | 8,036 | $15K | shares |
| TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TR | 2,900 | $15K | shares |
| MORGAN STANLEYMORGAN STANLEY | 40 | $14K | call |
How Q4 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001681115-20-000002 | base | 2020-02-12 | acceptance time not in the bulk data set |
Filings
Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.
| Filing | Subject | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001681115-20-000002 | Quarter ended 2019-12-31 | 2020-02-12 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-19-000015 | Quarter ended 2019-09-30 | 2019-11-13 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-19-000009 | Quarter ended 2019-06-30 | 2019-07-31 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-19-000003 | Quarter ended 2019-03-31 | 2019-05-09 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-19-000001 | Quarter ended 2018-12-31 | 2019-02-11 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-18-000009 | Quarter ended 2018-09-30 | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-18-000008 | Quarter ended 2018-06-30 | 2018-08-13 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-18-000006 | Quarter ended 2018-03-31 | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-18-000001 | Quarter ended 2017-12-31 | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-17-000014 | Quarter ended 2017-09-30 | 2017-11-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000013 | Quarter ended 2017-06-30 | 2017-11-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000010 | Quarter ended 2016-09-30 | 2017-11-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000012 | Quarter ended 2017-03-31 | 2017-11-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001681115-17-000011 | Quarter ended 2016-12-31 | 2017-11-02 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-17-000009 | Quarter ended 2017-06-30 | 2017-08-11 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-17-000008 | Quarter ended 2017-03-31 | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-17-000001 | Quarter ended 2016-12-31 | 2017-01-31 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-16-000009 | Quarter ended 2016-09-30 | 2016-11-09 | acceptance time not in the bulk data set | |
| 13F-HR 0001681115-16-000003 | Quarter ended 2016-06-30 | 2016-08-12 | acceptance time not in the bulk data set |