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Disclosery

GAIN GLADSTONE INVT CORP

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COM (common), issuer CIK 1321741

93 managers (94 13F filers) reported a position in GAIN shares at 2026-06-30, 6,828,799 shares in all. 16 filers opened a position and 11 filers sold out during the quarter.

Managers
93
13F filers
94
New
16
Added
23
Reduced
29
Sold out
11
Shares held by filers
6,828,799

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
VAN ECK ASSOCIATES CORPin group VAN ECK ASSOCIATES CORP804,098$12.4M0.01%+212,17013F-HRTimelineGroup
Melia Wealth LLC656,313$10.1M5.84%-413,17313F-HRTimeline
UBS Group AGin group UBS Group AG618,149$9.56M<0.01%-114,08213F-HRTimelineGroup
TWO SIGMA INVESTMENTS, LPin group TWO SIGMA INVESTMENTS, LP584,106$9.03M0.01%-220,15713F-HRTimelineGroup
COOPER CREEK PARTNERS MANAGEMENT LLC576,289$8.91M0.37%new13F-HRTimeline
Union Bancaire Privee, UBP SA3,570$8.75M0.1%013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY349,848$5.41M<0.01%+11,77613F-HRTimelineGroup
Legal & General Group Plcin group Legal & General Group Plc337,067$5.21M<0.01%+36,36913F-HRTimelineGroup
PFG Advisors236,628$3.66M0.18%-78,70213F-HRTimeline
BlackRock, Inc.in group BlackRock, Inc.220,759$3.41M<0.01%+13,35613F-HRTimelineGroup
OUTFITTERS FINANCIAL LLC203,370$3.14M2.2%-1,75013F-HRTimeline
LPL Financial LLC185,176$2.86M<0.01%-2,26213F-HRTimeline
BLAIR WILLIAM & CO/IL143,679$2.22M0.01%-2,07513F-HRTimeline
DAVENPORT & Co LLC142,530$2.2M0.01%+2,66813F-HRTimeline
TUDOR INVESTMENT CORP ET AL120,964$1.87M0.01%-4,24513F-HRTimeline
MARSHALL WACE, LLPin group MARSHALL WACE, LLP116,693$1.8M<0.01%new13F-HRTimelineGroup
Legacy Capital Wealth Partners, LLC113,833$1.76M0.34%-5,23513F-HRTimeline
Advisors Asset Management, Inc.104,239$1.61M0.02%-4,73413F-HRTimeline
Atlantic Union Bankshares Corpin group Atlantic Union Bankshares Corp96,664$1.49M0.02%-50013F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.91,023$1.41M<0.01%-4,23213F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.90,300$1.4M<0.01%013F-HRTimelineGroup
Invesco Ltd.in group Invesco Ltd.72,620$1.12M<0.01%+29,37913F-HRTimelineGroup
United Advisor Group, LLC72,190$1.12M0.12%-5,42213F-HRTimeline
ALBERT D MASON INC69,455$1.07M0.61%+1,51913F-HRTimeline
Cassaday & Co Wealth Management LLC62,500$966K0.02%-16,50013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA58,446$904K<0.01%+26713F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC54,244$839K<0.01%+6,31013F-HRTimelineGroup
CANADA LIFE ASSURANCE Coin group CANADA LIFE ASSURANCE Co52,264$805K<0.01%+8,83913F-HRTimelineGroup
Cetera Investment Advisers42,007$649K<0.01%+10,35413F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC37,593$581K<0.01%new13F-HRTimelineGroup
CONFLUENCE INVESTMENT MANAGEMENT LLC36,982$572K0.01%new13F-HRTimeline
Garner Asset Management Corp32,493$502K0.16%-2,00013F-HRTimeline
Aquatic Capital Management LLC29,776$460K0.02%new13F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC22,593$349K<0.01%-6,59513F-HRTimeline
GREENWOOD GEARHART LLC22,400$346K0.02%+4,50013F-HRTimeline
Virtus Investment Advisers, LLCin group Virtus Investment Advisers, L…22,223$344K0.08%-18,81013F-HRTimelineGroup
Focus Partners Wealthin group Focus Partners Wealth20,911$323K<0.01%+16813F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN20,483$317K<0.01%+3,06513F-HRTimelineGroup
NewEdge Advisors, LLC20,476$317K<0.01%+50013F-HRTimeline
AMERIFLEX GROUP, INC.18,858$292K0.12%-50013F-HRTimeline
State of Wyoming17,916$277K0.03%+8,49513F-HRTimeline
Janney Montgomery Scott LLC16,236$251K<0.01%-2,27513F-HRTimeline
MACKENZIE FINANCIAL CORP16,010$248K<0.01%new13F-HRTimeline
Prosperity Financial Group, Inc.in group Prosperity Financial Group, I…15,700$243K0.08%013F-HRTimelineGroup
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC13,747$213K<0.01%-21213F-HRTimelineGroup
Private Advisor Group, LLC13,652$211K<0.01%-97613F-HRTimeline
Creative Planningin group Creative Planning13,615$210K<0.01%+36913F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/12,639$195K<0.01%new13F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC11,555$179K<0.01%-46013F-HRTimelineGroup
Hardy Reed LLC11,472$177K0.01%+17213F-HRTimeline
NOMURA ASSET MANAGEMENT CO LTDgroup of 2 filers holding11,218$173K+9,751Timeline
Sound Income Strategies, LLC10,456$162K0.01%-28413F-HRTimeline
NorthRock Partners, LLC10,262$159K<0.01%013F-HRTimeline
Prime Capital Investment Advisors, LLC10,258$159K<0.01%013F-HRTimeline
Abel Hall, LLC10,000$155K0.03%013F-HRTimeline
SIMPLEX TRADING, LLC9,859$152K<0.01%-6,13813F-HRTimeline
Register Financial Advisors LLC9,500$147K0.05%013F-HRTimeline
Integrated Wealth Concepts LLC7,962$123K<0.01%new13F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO7,706$119K<0.01%+1,56313F-HRTimelineGroup
Allworth Financial LP5,176$80K<0.01%-2013F-HRTimeline
North Star Investment Management Corp.5,000$77.3K<0.01%013F-HRTimeline
Steward Partners Investment Advisory, L…3,000$46.4K<0.01%013F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…2,190$34.3K<0.01%013F-HRTimeline
Russell Investments Group, Ltd.in group Russell Investments Group, Lt…2,168$33.5K<0.01%new13F-HRTimelineGroup
Kentucky Trust Co2,000$30.9K0.01%013F-HRTimeline
Burk Holdings LLC1,706$26.4K0.01%013F-HRTimeline
Ritter Daniher Financial Advisory LLC /…1,594$24.6K<0.01%+2413F-HRTimeline
JONES FINANCIAL COMPANIES LLLPin group JONES FINANCIAL COMPANIES LLLP1,388$21K<0.01%013F-HRTimelineGroup
EverSource Wealth Advisors, LLCin group EverSource Wealth Advisors, L…1,200$18.6K<0.01%013F-HRTimelineGroup
FIFTH THIRD BANCORPin group FIFTH THIRD BANK, NATIONAL AS…1,049$16.2K<0.01%013F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.1,005$15.5K<0.01%013F-HRTimeline
BROWN BROTHERS HARRIMAN & COin group BROWN BROTHERS HARRIMAN & CO1,000$15.5K<0.01%new13F-HRTimelineGroup
CALDWELL SUTTER CAPITAL, INC.800$12.4K<0.01%013F-HRTimeline
Crewe Advisors LLC766$11.8K<0.01%013F-HRTimeline
Pflug Koory, LLC675$10.4K<0.01%013F-HRTimeline
Farther Finance Advisors, LLC666$10.3K<0.01%+813F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV600$9.28K<0.01%013F-HRTimeline
FIDUCIARY FINANCIAL ADVISORS586$9.06K<0.01%new13F-HRTimeline
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…525$8.12K<0.01%-7713F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\426$6.59K<0.01%new13F-HRTimelineGroup
SIGNATUREFD, LLC388$6K<0.01%-69213F-HRTimeline
Markowski Investments300$4.64K<0.01%13F-HRTimeline
Larson Financial Group LLC239$3.7K<0.01%+313F-HRTimeline
Parallel Advisors, LLC221$3.42K<0.01%013F-HRTimeline
VALLEY NATIONAL ADVISERS INC150$2.32K<0.01%013F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC117$1.81K<0.01%-50513F-HRTimelineGroup
JNBA Financial Advisors111$1.72K<0.01%new13F-HRTimeline
OAKWORTH CAPITAL, INC.100$1.57K<0.01%013F-HRTimeline
JFS WEALTH ADVISORS, LLC45$696<0.01%new13F-HRTimeline
BNP PARIBAS FINANCIAL MARKETSin group BNP PARIBAS FINANCIAL MARKETS15$232<0.01%+113F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.10$155<0.01%013F-HRTimeline
Rialto Wealth Management, LLC7$109<0.01%new13F-HRTimeline
HUNTINGTON NATIONAL BANKin group HUNTINGTON NATIONAL BANK1$15<0.01%013F-HRTimelineGroup