Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $14,456,223,000 across 5,501 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-12. Its ten largest share positions make up 19.48% of the portfolio.

Filed 2020-02-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001681115-20-000002

Period: 2019-12-31
Reported value: $14.5B
Holdings: 5,501
Top 10 weight: 19.48%
New: 308
Sold out: 259

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QUALadded	+1,278,132	$129M
SPYVadded	+2,216,348	$77.4M
GOVTadded	+1,690,891	$43.9M
SIZEadded	+431,852	$42.1M
PKWadded	+488,227	$33.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
USMVreduced	-845,476	-$55.5M
IJSreduced	-314,709	-$50.6M
MTUMreduced	-228,070	-$28.6M
ITOTreduced	-379,699	-$27.6M
VTIreduced	-150,998	-$24.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001681115-20-000002, largest first. % of portfolio is the value over $14,454,745,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
HMOPHARTFORD FDS EXCHANGE TRADED	2,200	$92K	<0.01%	-300	Timeline
UPGDINVESCO EXCHANGE TRADED FD T	1,908	$92K	<0.01%	-998	Timeline
RLJ LODGING TRRLJ LODGING TR	3,200	$92K	<0.01%	-800
PTCPTC INC	1,218	$91K	<0.01%	+31	Timeline
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD	1,145	$91K	<0.01%	+307
PFOFLAHERTY & CRUMRINE PFD INCO	7,384	$91K	<0.01%	+32	Timeline
ONEYSPDR SERIES TRUST	1,197	$91K	<0.01%	new	Timeline
GRNBVANECK ETF TRUST	3,455	$91K	<0.01%	-1,224	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	3,499	$91K	<0.01%	+368
ELOXX PHARMACEUTICALS INCELOXX PHARMACEUTICALS INC	12,359	$91K	<0.01%	0
NWSANEWS CORP NEW	6,349	$90K	<0.01%	+57	Timeline
EMBJEMBRAER S.A.	4,595	$90K	<0.01%	-69	Timeline
VSMVVICTORY PORTFOLIOS II	2,731	$90K	<0.01%	+197	Timeline
TRANSAMERICA ETF TRTRANSAMERICA ETF TR	1,659	$90K	<0.01%	+1,600
VICTORY PORTFOLIOS II VCSHS…VICTORY PORTFOLIOS II VCSHS EMRG …	3,406	$90K	<0.01%	+225
ISHARES TRISHARES TR	4,898	$90K	<0.01%	+1,857
CWENCLEARWAY ENERGY INC	4,471	$89K	<0.01%	-71	Timeline
BBARBANCO BBVA ARGENTINA S A	15,948	$89K	<0.01%	new	Timeline
ENFRALPS ETF TR	4,300	$89K	<0.01%	0	Timeline
TRNOTERRENO RLTY CORP	1,647	$89K	<0.01%	-240	Timeline
TNDMTANDEM DIABETES CARE INC	1,507	$89K	<0.01%	-1,942	Timeline
FCEFFIRST TR EXCHNG TRADED FD VI	3,900	$89K	<0.01%	0	Timeline
NEW IRELAND FD INCORPORATEDNEW IRELAND FD INCORPORATED	8,936	$89K	<0.01%	0
DELAWARE INVTS DIV & INCOMEDELAWARE INVTS DIV & INCOME	5,861	$89K	<0.01%	+586
MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIES	3,800	$89K	<0.01%	0
SPDR DOW JONES INDUSTRIAL A…SPDR DOW JONES INDUSTRIAL AVRG ETF	2,872	$89K	<0.01%	+1,156
BTGB2GOLD CORP	21,858	$88K	<0.01%	+1,858	Timeline
BBHVANECK ETF TRUST	632	$88K	<0.01%	-310	Timeline
HLFHERBALIFE LTD	1,876	$88K	<0.01%	+845	Timeline
PRKSUNITED PARKS & RESORTS INC	2,774	$88K	<0.01%	+1,034	Timeline
STAMPS COM INCSTAMPS COM INC	1,054	$88K	<0.01%	-734
ISHARES TRISHARES TR	3,389	$88K	<0.01%	0
PLXSPLEXUS CORP	1,123	$87K	<0.01%	-4,995	Timeline
ENPHENPHASE ENERGY INC	3,361	$87K	<0.01%	+1,200	Timeline
TECKTECK RESOURCES LTD	4,999	$87K	<0.01%	+655	Timeline
JBGSJBG SMITH PPTYS	2,177	$87K	<0.01%	-143	Timeline
VYXNCR VOYIX CORPORATION	2,517	$87K	<0.01%	-14,932	Timeline
LNTHLANTHEUS HLDGS INC	4,252	$87K	<0.01%	-244	Timeline
PIMFRANKLIN MASTER INTER INCOME	18,380	$87K	<0.01%	+233	Timeline
TBLLINVESCO EXCH TRADED FD TR II	821	$87K	<0.01%	+164	Timeline
EEMAISHARES INC	1,216	$86K	<0.01%	0	Timeline
TDTTFLEXSHARES TR	3,480	$86K	<0.01%	+1,762	Timeline
IHAKISHARES TR	3,190	$86K	<0.01%	+2,000	Timeline
BTOHANCOCK JOHN FINL OPPTYS	2,409	$86K	<0.01%	+262	Timeline
BNY MELLON MUN INCOME INCBNY MELLON MUN INCOME INC	9,672	$86K	<0.01%	+2,509
GVAGRANITE CONSTR INC	3,072	$85K	<0.01%	-968	Timeline
EFSCENTERPRISE FINL SVCS CORP	1,754	$85K	<0.01%	+321	Timeline
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C	1,825	$85K	<0.01%	-96
MCHBMECHANICS BANCORP	2,500	$85K	<0.01%	0	Timeline
ALEXALEXANDER & BALDWIN INC	4,062	$85K	<0.01%	+33	Timeline
PS BUSINESS PKS INC CALIFPS BUSINESS PKS INC CALIF	522	$85K	<0.01%	-373
MATMATTEL INC	6,178	$84K	<0.01%	-1,295	Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TR	5,944	$84K	<0.01%	+3,549
BLACKROCK MUNIYIELD N J FD IBLACKROCK MUNIYIELD N J FD I	5,603	$84K	<0.01%	+2,659
CTBICOMMUNITY TR BANCORP INC	1,795	$84K	<0.01%	+2	Timeline
ONEOSPDR SERIES TRUST	1,080	$84K	<0.01%	0	Timeline
VTNINVESCO TR INVT GRADE NEW YO	6,165	$84K	<0.01%	0	Timeline
VIPERVIPER	3,378	$84K	<0.01%	+1,053
ZGZILLOW GROUP INC	1,839	$83K	<0.01%	-150	Timeline
BGC PARTNERS INCBGC PARTNERS INC	13,960	$83K	<0.01%	+584
GNTGAMCO NAT RES GOLD & INCOME	13,898	$83K	<0.01%	+3,308	Timeline
KBWPINVESCO EXCH TRADED FD TR II	1,161	$83K	<0.01%	-1,939	Timeline
NANNUVEEN NY DIVI ADV	5,869	$83K	<0.01%	-250	Timeline
XMESPDR SERIES TRUST	2,801	$82K	<0.01%	+1,100	Timeline
GBDCGOLUB CAP BDC INC	4,489	$82K	<0.01%	-1,358	Timeline
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC	7,200	$82K	<0.01%	0
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L P	4,023	$82K	<0.01%	+870
HIPSGRANITESHARES ETF TR	4,813	$82K	<0.01%	+350	Timeline
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO	27,246	$82K	<0.01%	new
MGM GROWTH PPTYS LLCMGM GROWTH PPTYS LLC	2,680	$82K	<0.01%	+229
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV	1,622	$82K	<0.01%	new
IXORIX CORP	961	$81K	<0.01%	+2	Timeline
ANIPANI PHARMACEUTICALS INC	1,312	$81K	<0.01%	+14	Timeline
OPRXOPTIMIZERX CORP	7,897	$81K	<0.01%	0	Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	1,643	$81K	<0.01%	-369
OVLYOAK VY BANCORP OAKDALE CALIF	4,150	$81K	<0.01%	0	Timeline
TURISHARES INC	2,975	$81K	<0.01%	0	Timeline
DKLDELEK LOGISTICS PARTNERS LP	2,525	$81K	<0.01%	+2,006	Timeline
SPFFGLOBAL X FDS	6,878	$81K	<0.01%	+103	Timeline
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD	686	$81K	<0.01%	-1,305
CIFMFS INTER HIGH INCOME FD	28,986	$81K	<0.01%	0	Timeline
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,389	$81K	<0.01%	+8
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,704	$81K	<0.01%	-389
INVESCO EXCHANGETRADED FD T…INVESCO EXCHANGETRADED FD T DWA T…	2,486	$81K	<0.01%	-417
GTXGARRETT MOTION INC	8,126	$80K	<0.01%	+3,764	Timeline
GOLFACUSHNET HLDGS CORP	2,475	$80K	<0.01%	-179	Timeline
MEDMEDIFAST INC	737	$80K	<0.01%	+93	Timeline
IHYVANECK ETF TRUST	3,167	$80K	<0.01%	-5	Timeline
VFLABRDN NATL MUN INCOME FD	6,039	$80K	<0.01%	0	Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	10,729	$80K	<0.01%	+4,750
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC	8,062	$80K	<0.01%	+503
EVHEVOLENT HEALTH INC	8,730	$79K	<0.01%	-1,448	Timeline
TLTEFLEXSHARES TR	1,483	$79K	<0.01%	+173	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA	5,645	$79K	<0.01%	0
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC	10,947	$79K	<0.01%	+8,848
OFLXOMEGA FLEX INC	742	$79K	<0.01%	-690	Timeline
WLFCWILLIS LEASE FIN CORP	1,341	$79K	<0.01%	-253	Timeline
UFCSUNITED FIRE GROUP INC	1,791	$79K	<0.01%	+314	Timeline
UNTYUNITY BANCORP INC	3,499	$79K	<0.01%	+1	Timeline
YORWYORK WTR CO	1,694	$79K	<0.01%	0	Timeline
SPHSUBURBAN PROPANE PARTNERS L	3,603	$79K	<0.01%	-1,745	Timeline
VLUSPDR SERIES TRUST	697	$79K	<0.01%	-126	Timeline
FLCBFRANKLIN TEMPLETON ETF TR	3,164	$79K	<0.01%	new	Timeline
USPXFRANKLIN TEMPLETON ETF TR	2,350	$79K	<0.01%	+50	Timeline
PSCFINVESCO EXCH TRADED FD TR II	1,385	$79K	<0.01%	-136	Timeline
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTS	4,448	$79K	<0.01%	-976
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADR	12,199	$79K	<0.01%	-439
GRIFFIN LAND + NURSERIESGRIFFIN LAND + NURSERIES	2,000	$79K	<0.01%	0
FMSFRESENIUS MEDICAL CARE AG	2,126	$78K	<0.01%	-231	Timeline
ARMKARAMARK	1,807	$78K	<0.01%	-455	Timeline
CNX MIDSTREAM PARTNERS LPCNX MIDSTREAM PARTNERS LP	4,700	$78K	<0.01%	+3,124
RUTHS HOSPITALITY GROUP INCRUTHS HOSPITALITY GROUP INC	3,590	$78K	<0.01%	-547
MEDICINES COMEDICINES CO	917	$78K	<0.01%	-675
KIMBALL INTL INCKIMBALL INTL INC	3,795	$78K	<0.01%	new
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	11,250	$78K	<0.01%	+256
AG MTG INVT TR INCAG MTG INVT TR INC	5,016	$78K	<0.01%	-700
ISHARES U S ETF TRISHARES U S ETF TR	2,798	$78K	<0.01%	-247
MTXMINERALS TECHNOLOGIES INC	1,342	$77K	<0.01%	+271	Timeline
NSSCNAPCO SEC TECHNOLOGIES INC	2,603	$77K	<0.01%	-152	Timeline
NXPNUVEEN SELECT TAX-FREE INCOM	4,700	$77K	<0.01%	-200	Timeline
VVXV2X INC	1,474	$77K	<0.01%	+1,417	Timeline
CCBCOASTAL FINL CORP WA	4,668	$77K	<0.01%	-495	Timeline
BCOBRINKS CO	847	$77K	<0.01%	+166	Timeline
PJTPJT PARTNERS INC	1,683	$77K	<0.01%	-224	Timeline
TATA MTRS LTDTATA MTRS LTD	5,966	$77K	<0.01%	+286
MNSBMAINSTREET BANCSHARES INC	3,360	$77K	<0.01%	-840	Timeline
FTRIFIRST TR EXCHANGE-TRADED FD	6,179	$77K	<0.01%	-750	Timeline
SNSRGLOBAL X FDS	3,255	$77K	<0.01%	-16,400	Timeline
EPUISHARES TR	2,056	$77K	<0.01%	-491	Timeline
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	1,935	$77K	<0.01%	-1,646
NUVEEN ALL CAP ENE MLP OP J…NUVEEN ALL CAP ENE MLP OP JMLP	14,558	$77K	<0.01%	0
PZZAPAPA JOHNS INTL INC	1,230	$76K	<0.01%	-393	Timeline
BGTBLACKROCK FLOATING RATE INC	5,873	$76K	<0.01%	+15	Timeline
TECHTARGET INCTECHTARGET INC	2,895	$76K	<0.01%	+548
LBRDALIBERTY BROADBAND CORP	617	$76K	<0.01%	+8	Timeline
EWNISHARES INC	2,268	$76K	<0.01%	-468	Timeline
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT CO	5,261	$76K	<0.01%	-133
NEW SR INVT GROUP INCNEW SR INVT GROUP INC	9,901	$76K	<0.01%	+79
IMTMISHARES TR	2,426	$75K	<0.01%	-1,329	Timeline
UNFIUNITED NAT FOODS INC	8,521	$75K	<0.01%	-3,862	Timeline
ASXASE TECHNOLOGY HLDG CO LTD	13,577	$75K	<0.01%	-7,615	Timeline
PRGOPERRIGO CO PLC	1,460	$75K	<0.01%	+8	Timeline
VICRVICOR CORP	1,600	$75K	<0.01%	new	Timeline
MBTMOBILE TELESYSTEMS PJSC	7,327	$75K	<0.01%	+3,242	Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	5,500	$75K	<0.01%	-500
VUSEETF SER SOLUTIONS	2,283	$75K	<0.01%	+19	Timeline
UUPINVESCO DB US DLR INDEX TR	2,905	$75K	<0.01%	-450	Timeline
XMPTVANECK ETF TRUST	2,723	$75K	<0.01%	-68	Timeline
SILVERCREST METALS INCSILVERCREST METALS INC	11,197	$75K	<0.01%	+976
NWBINORTHWEST BANCSHARES INC	4,467	$74K	<0.01%	+736	Timeline
CALMCAL MAINE FOODS INC	1,733	$74K	<0.01%	-633	Timeline
AIAISHARES TR	1,121	$74K	<0.01%	-12,532	Timeline
TALLGRASS ENERGY LPTALLGRASS ENERGY LP	3,343	$74K	<0.01%	-1,587
SPXLDIREXION SHARES ETF TRUST	1,112	$73K	<0.01%	-57	Timeline
PEGAPEGASYSTEMS INC	914	$73K	<0.01%	-316	Timeline
CHHCHOICE HOTELS INTL INC	705	$73K	<0.01%	-1,087	Timeline
SONOSONOS INC	4,704	$73K	<0.01%	-548	Timeline
FDUSFIDUS INVT CORP	4,951	$73K	<0.01%	-45	Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	2,829	$73K	<0.01%	-837
MSBMESABI TR	3,100	$73K	<0.01%	+45	Timeline
LIVONGO HEALTH INCLIVONGO HEALTH INC	2,911	$73K	<0.01%	+975
REZIRESIDEO TECHNOLOGIES INC	5,845	$72K	<0.01%	-568	Timeline
FNDASCHWAB STRATEGIC TR	1,806	$72K	<0.01%	-733	Timeline
CHMICHERRY HILL MTG INVT CORP	4,944	$72K	<0.01%	+263	Timeline
PBR-APETROLEO BRASILEIRO S A	4,764	$72K	<0.01%	+106	Timeline
URAGLOBAL X FDS	6,519	$72K	<0.01%	+577	Timeline
EHIWESTERN ASSET GBL HIGH INC F	7,142	$72K	<0.01%	-427	Timeline
AKBAAKEBIA THREAPEUTICS INC	11,139	$72K	<0.01%	+3,813	Timeline
BRTBRT APARTMENTS CORP	4,231	$72K	<0.01%	new	Timeline
BBBLACKBERRY LTD	11,334	$72K	<0.01%	+850	Timeline
EIDOISHARES TR	2,800	$72K	<0.01%	-297	Timeline
LRGELEGG MASON ETF INVT	1,881	$72K	<0.01%	-135	Timeline
CUTINVESCO EXCH TRADED FD TR II	2,503	$72K	<0.01%	-79	Timeline
VanEck Rare Earth/Strat Mtl…VanEck Rare Earth/Strat Mtls ETF	5,331	$72K	<0.01%	+1,500
INVESCO ACTIVELY MANAGED ETFINVESCO ACTIVELY MANAGED ETF	4,794	$72K	<0.01%	+2,143
UTHRUNITED THERAPEUTICS CORP DEL	806	$71K	<0.01%	-176	Timeline
CAKECHEESECAKE FACTORY INC	1,820	$71K	<0.01%	+74	Timeline
WEINGARTEN RLTY INVSWEINGARTEN RLTY INVS	2,284	$71K	<0.01%	+779
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INC	2,606	$71K	<0.01%	-3,513
DFNLDAVIS FUNDAMENTAL ETF TR	2,800	$71K	<0.01%	0	Timeline
SSYSSTRATASYS LTD	3,496	$71K	<0.01%	-424	Timeline
BBCETFIS SER TR I	1,860	$71K	<0.01%	new	Timeline
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW	2,804	$71K	<0.01%	+222
EQUITY COMWLTHEQUITY COMWLTH	2,500	$71K	<0.01%	0
AFGAMERICAN FINANCIAL GROUP INC	641	$70K	<0.01%	-37	Timeline
BLDPBALLARD PWR SYS INC NEW	9,585	$70K	<0.01%	-1,500	Timeline
NOVTNOVANTA INC	782	$70K	<0.01%	-93	Timeline
JPMorgan BetaBuilders Canad…JPMorgan BetaBuilders Canada E	2,711	$70K	<0.01%	+211
CCIFCARLYLE CREDIT INCOME FUND	6,707	$70K	<0.01%	-4,523	Timeline
CADENCE BANCORPCADENCE BANCORP	3,838	$70K	<0.01%	+1,404
MOBILE MINI INCMOBILE MINI INC	1,836	$70K	<0.01%	+454
BEBLOOM ENERGY CORP	9,172	$69K	<0.01%	-2,380	Timeline
SBSCOMPANHIA DE SANEAMENTO BASI	4,498	$69K	<0.01%	-11,389	Timeline
HTOH2O AMERICA	976	$69K	<0.01%	+34	Timeline
YEXTYEXT INC	4,831	$69K	<0.01%	-487	Timeline
RTHVANECK ETF TRUST	578	$69K	<0.01%	+517	Timeline
QVMTINVESCO EXCH TRADED FD TR II	1,793	$69K	<0.01%	+500	Timeline
MMTMSPDR SERIES TRUST	500	$69K	<0.01%	-50	Timeline
CSDINVESCO EXCHANGE TRADED FD T	1,361	$69K	<0.01%	-374	Timeline
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P	4,441	$69K	<0.01%	-2,237
SHARPSPRING INCSHARPSPRING INC	6,000	$69K	<0.01%	0
MURMURPHY OIL CORP	2,540	$68K	<0.01%	-340	Timeline
RDNRADIAN GROUP INC	2,739	$68K	<0.01%	+241	Timeline
HPPHUDSON PAC PPTYS INC	1,800	$68K	<0.01%	+299	Timeline
DHFBNY MELLON HIGH YIELD STRATE	21,700	$68K	<0.01%	-2,500	Timeline
BHRBRAEMAR HOTELS & RESORTS INC	7,660	$68K	<0.01%	+500	Timeline
TNADIREXION SHARES ETF TRUST	928	$68K	<0.01%	-341	Timeline
EWDISHARES INC	2,044	$68K	<0.01%	-511	Timeline
WISDOMTREE TRWISDOMTREE TR	2,058	$68K	<0.01%	+1
LEGG MASON ETF INVT TRLEGG MASON ETF INVT TR	2,169	$68K	<0.01%	0
TMPTOMPKINS FINL CORP	740	$67K	<0.01%	0	Timeline
JXIISHARES TR	1,132	$67K	<0.01%	+149	Timeline
ERHALLSPRING UTILITIES AND HIGH	4,811	$67K	<0.01%	-900	Timeline
DRIL-QUIP INCDRIL-QUIP INC	1,452	$67K	<0.01%	-347
REALPAGE INCREALPAGE INC	1,266	$67K	<0.01%	-3,124
SPDR SER TRSPDR SER TR	825	$67K	<0.01%	-5,941
MANHMANHATTAN ASSOCIATES INC	819	$66K	<0.01%	-472	Timeline
MDPEDIATRIX MEDICAL GROUP INC	2,429	$66K	<0.01%	+1,390	Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	4,754	$66K	<0.01%	-2,036
CLOUGLOBAL X FDS	4,182	$66K	<0.01%	+731	Timeline
HIGHLAND FDS IHIGHLAND FDS I	3,818	$66K	<0.01%	-4,273
PRNTARK ETF TR	2,943	$66K	<0.01%	+100	Timeline
EQALINVESCO EXCH TRADED FD TR II	1,932	$66K	<0.01%	+437	Timeline
PBJINVESCO EXCHANGE TRADED FD T	1,918	$66K	<0.01%	-48	Timeline
MAG SILVER CORPMAG SILVER CORP	5,625	$66K	<0.01%	+970
HALOHALOZYME THERAPEUTICS INC	3,672	$65K	<0.01%	-136	Timeline
PCRXPACIRA BIOSCIENCES INC	1,395	$65K	<0.01%	-196	Timeline
ZZILLOW GROUP INC	1,409	$65K	<0.01%	-374	Timeline
GQREFLEXSHARES TR	1,001	$65K	<0.01%	+23	Timeline
TILEINTERFACE INC	3,961	$65K	<0.01%	+626	Timeline
NUSNU SKIN ENTERPRISES INC	1,597	$65K	<0.01%	-44	Timeline
SHAKSHAKE SHACK INC	1,101	$65K	<0.01%	+528	Timeline
KNXKNIGHT-SWIFT TRANSN HLDGS IN	1,790	$65K	<0.01%	-9,769	Timeline
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	5,625	$65K	<0.01%	new
TERRAFORM PWR INCTERRAFORM PWR INC	4,206	$65K	<0.01%	-699
TORTOISE ENERGY INDEPENDENCTORTOISE ENERGY INDEPENDENC	15,000	$65K	<0.01%	-14,967
BFORALPS ETF TR	1,509	$65K	<0.01%	-403	Timeline
ALTAIR ENGINEERING INCALTAIR ENGINEERING INC	1,821	$65K	<0.01%	+198
AVANTAX INCAVANTAX INC	2,506	$65K	<0.01%	+259
FLEXSHARES TRFLEXSHARES TR	1,350	$65K	<0.01%	+50
ASSURANT INCASSURANT INC	505	$65K	<0.01%	0
IPARINTERPARFUMS INC	887	$64K	<0.01%	+373	Timeline
LSCCLATTICE SEMICONDUCTOR CORP	3,305	$64K	<0.01%	-3,621	Timeline
ALGTALLEGIANT TRAVEL CO	370	$64K	<0.01%	-61	Timeline
PEOADAM NAT RES FD INC	3,854	$64K	<0.01%	+177	Timeline
MATWMATTHEWS INTL CORP	1,679	$64K	<0.01%	-109	Timeline
SUREADVISORSHARES TR	850	$64K	<0.01%	0	Timeline
SEASPINE HLDGS CORPSEASPINE HLDGS CORP	5,382	$64K	<0.01%	+433
MCEWEN MNG INCMCEWEN MNG INC	50,492	$64K	<0.01%	-60,485
CORELOGIC INCCORELOGIC INC	1,492	$64K	<0.01%	-345
ARTYISHARES TR	2,326	$63K	<0.01%	-1,762	Timeline
PUMPPROPETRO HLDG CORP	5,622	$63K	<0.01%	-477	Timeline
FFBC1ST FINL BANCORP	2,489	$63K	<0.01%	-34,929	Timeline
BYBYLINE BANCORP INC	3,195	$63K	<0.01%	-50	Timeline
OIIOCEANEERING INTL INC	4,183	$63K	<0.01%	-397	Timeline
ABCBAMERIS BANCORP	1,510	$63K	<0.01%	+41	Timeline
BARGRANITESHARES GOLD TR	4,204	$63K	<0.01%	+5	Timeline
IEZISHARES TR	3,100	$63K	<0.01%	-385	Timeline
EPOLISHARES TR	2,960	$63K	<0.01%	-1,221	Timeline
NBHNEUBERGER MUN FD INC	4,100	$63K	<0.01%	0	Timeline
COMDIREXION SHARES ETF TRUST	2,675	$63K	<0.01%	+300	Timeline
NULCNUSHARES ETF TR	2,117	$63K	<0.01%	new	Timeline
SNBRQSLEEP NUMBER CORP	1,275	$63K	<0.01%	-2,714	Timeline
FORTUNA MNG CORP FFORTUNA MNG CORP F	15,502	$63K	<0.01%	-103
MUSAMURPHY USA INC	522	$62K	<0.01%	-265	Timeline
MLABMESA LABS INC	250	$62K	<0.01%	+22	Timeline
HOSHORNBECK OFFSHORE SERVICES I	6,475	$62K	<0.01%	+96	Timeline
QTWOQ2 HLDGS INC	758	$62K	<0.01%	+73	Timeline
ONEVSPDR SERIES TRUST	714	$62K	<0.01%	new	Timeline
RRXREGAL REXNORD CORPORATION	728	$62K	<0.01%	-73	Timeline
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	938	$62K	<0.01%	+92
PLAYDAVE & BUSTERS ENTMT INC	1,560	$62K	<0.01%	+60	Timeline
FMAOFARMERS & MERCHANTS BANCORP	2,048	$62K	<0.01%	+12	Timeline
HEARTLAND FINL USA INCHEARTLAND FINL USA INC	1,241	$62K	<0.01%	-416
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM	881	$62K	<0.01%	-842
ECLIPSE RESOURCES CORPECLIPSE RESOURCES CORP	7,756	$62K	<0.01%	-6,348
GSEWGOLDMAN SACHS ETF TR	1,200	$61K	<0.01%	0	Timeline
NSITINSIGHT ENTERPRISES INC	868	$61K	<0.01%	-197	Timeline
CDPCOPT DEFENSE PROPERTIES	2,090	$61K	<0.01%	-1,749	Timeline
WKCWORLD KINECT CORPORATION	1,423	$61K	<0.01%	+63	Timeline
PCHPOTLATCHDELTIC CORP	1,425	$61K	<0.01%	+45	Timeline
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG C	3,650	$61K	<0.01%	-1,759
PERSPECTA INCPERSPECTA INC	2,302	$61K	<0.01%	-132
BJRIBJS RESTAURANTS INC	1,594	$61K	<0.01%	-198	Timeline
VFMVVANGUARD WELLINGTON FD	662	$61K	<0.01%	-16,923	Timeline
HTBKHERITAGE COMM CORP	4,787	$61K	<0.01%	0	Timeline
PROPROS Holdings Inc	1,020	$61K	<0.01%	+205	Timeline
AMPLIFY BLUESTAR ISRAEL TEC…AMPLIFY BLUESTAR ISRAEL TECHNOLOG…	1,428	$61K	<0.01%	-2,038
SP PLUS CORPSP PLUS CORP	1,444	$61K	<0.01%	+211
ONCBEONE MEDICINES LTD	365	$60K	<0.01%	+17	Timeline
SSTKSHUTTERSTOCK INC	1,400	$60K	<0.01%	+119	Timeline
BRXBRIXMOR PPTY GROUP INC	2,770	$60K	<0.01%	-540	Timeline
NULVNUSHARES ETF TR	1,824	$60K	<0.01%	-2,718	Timeline
FCFFIRST COMWLTH FINL CORP PA	4,135	$60K	<0.01%	0	Timeline
WLKWESTLAKE CORPORATION	863	$60K	<0.01%	-252	Timeline
MEDLEY CAP CORPMEDLEY CAP CORP	27,401	$60K	<0.01%	-450
WRIGHT MED GROUP N VWRIGHT MED GROUP N V	1,972	$60K	<0.01%	-2,413
PKBKPARKE BANCORP INC	2,339	$60K	<0.01%	0	Timeline
MCSMARCUS CORP DEL	1,879	$60K	<0.01%	-224	Timeline
FLXSFLEXSTEEL INDS INC	2,992	$60K	<0.01%	0	Timeline
PTONPELOTON INTERACTIVE INC	2,066	$59K	<0.01%	+683	Timeline
KRNYKEARNY FINL CORP MD	4,299	$59K	<0.01%	0	Timeline
OSISOSI SYSTEMS INC	584	$59K	<0.01%	-97	Timeline
LIVEPERSON, INC.LIVEPERSON, INC.	1,578	$59K	<0.01%	+92
AGIOAGIOS PHARMACEUTICALS INC	1,244	$59K	<0.01%	+1,053	Timeline
UJULINNOVATOR ETFS TRUST	2,335	$59K	<0.01%	-1,000	Timeline
FXAINVESCO CURRENCYSHARES AUSTR	833	$59K	<0.01%	-19	Timeline
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC	2,923	$59K	<0.01%	+502
EMTLSSGA ACTIVE TR	1,142	$59K	<0.01%	+12	Timeline
EPHEISHARES TR	1,722	$59K	<0.01%	-244	Timeline
22ND CENTY GROUP INC22ND CENTY GROUP INC	53,440	$59K	<0.01%	+11,000
SLMSLM CORP	6,449	$58K	<0.01%	+1,864	Timeline
GHCGRAHAM HLDGS CO	91	$58K	<0.01%	+46	Timeline
IHDVOYA EMERGING MKTS HIGH DIVI	7,200	$58K	<0.01%	0	Timeline
COKECOCA COLA CONS INC	203	$58K	<0.01%	-38	Timeline
ESEESCO TECHNOLOGIES INC	620	$58K	<0.01%	-9	Timeline
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION	5,800	$58K	<0.01%	+99
CATYCATHAY GEN BANCORP	1,509	$58K	<0.01%	+603	Timeline
USAIPACER FDS TR	2,466	$58K	<0.01%	new	Timeline
FISKEMPIRE ST RLTY OP L P	4,200	$58K	<0.01%	0	Timeline
TRTTRIO TECH INTL	14,433	$58K	<0.01%	0	Timeline
ETF MANAGER GROUP COMMODITYETF MANAGER GROUP COMMODITY	2,558	$58K	<0.01%	-500
FULFULLER H B CO	1,089	$57K	<0.01%	-156	Timeline
ACHCACADIA HEALTHCARE COMPANY IN	1,704	$57K	<0.01%	-2,858	Timeline
ESIELEMENT SOLUTIONS INC	4,939	$57K	<0.01%	+4,842	Timeline
SEMSELECT MED HLDGS CORP	2,479	$57K	<0.01%	+1,139	Timeline
NEXTGEN HEALTHCARE INCNEXTGEN HEALTHCARE INC	3,522	$57K	<0.01%	0
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	5,461	$57K	<0.01%	+79
BROADCOM INCBROADCOM INC	49	$57K	<0.01%	new
J P MORGAN EXCHANGE TRADED FJ P MORGAN EXCHANGE TRADED F	2,048	$57K	<0.01%	+20
FTITECHNIPFMC PLC	2,557	$56K	<0.01%	-82,274	Timeline
CFFNCAPITOL FED FINL INC	4,063	$56K	<0.01%	0	Timeline
SEBSEABOARD CORP DEL	13	$56K	<0.01%	+2	Timeline
BLACKROCK MUNIENHANCED FD INBLACKROCK MUNIENHANCED FD IN	5,000	$56K	<0.01%	-1,000
SINA CORPSINA CORP	1,394	$56K	<0.01%	-197
OSURORASURE TECHNOLOGIES INC	7,107	$56K	<0.01%	+5,750	Timeline
IHDGWISDOMTREE TR	1,552	$56K	<0.01%	+1,087	Timeline
IDGTISHARES TR	1,007	$56K	<0.01%	-250	Timeline
DEUSDBX ETF TR	1,531	$56K	<0.01%	-182	Timeline
HFXINYLIM ETF TR	2,549	$56K	<0.01%	+234	Timeline
INDEPENDENT BANK GROUP INCINDEPENDENT BANK GROUP INC	1,005	$56K	<0.01%	-388
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	2,180	$56K	<0.01%	0
MOVMOVADO GROUP INC	2,516	$55K	<0.01%	-944	Timeline
DMBBNY MELLON MUN BD INFRASTRUC	3,740	$55K	<0.01%	0	Timeline
SSRMSSR MINING IN	2,855	$55K	<0.01%	-18,462	Timeline
CXWCORECIVIC INC	3,180	$55K	<0.01%	-202	Timeline
FBKFB FINL CORP	1,401	$55K	<0.01%	+194	Timeline
FUELCELL ENERGY INCFUELCELL ENERGY INC	21,729	$55K	<0.01%	+5,069
UNITI GROUP INCUNITI GROUP INC	6,678	$55K	<0.01%	+484
Lincoln National CorporatLincoln National Corporat	1,521	$55K	<0.01%	-291
VICTORYSHARES INTERNATIONALVICTORYSHARES INTERNATIONAL	1,387	$55K	<0.01%	+282
NUVEEN MD PREM INC MUNI FUNDNUVEEN MD PREM INC MUNI FUND	4,157	$55K	<0.01%	0
BRYN MAWR BANK CORPORATIONBRYN MAWR BANK CORPORATION	1,336	$55K	<0.01%	+502
J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED F	2,055	$55K	<0.01%	-364
KTKT CORP	4,644	$54K	<0.01%	-551	Timeline
TCBITEXAS CAP BANCSHARES INC	933	$54K	<0.01%	-376	Timeline
XMVTXBLACKROCK MUNIVEST FUND II	3,644	$54K	<0.01%	0	Timeline
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	3,793	$54K	<0.01%	0
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II	3,500	$54K	<0.01%	0
VISNVISTANCE NETWORKS INC	3,865	$54K	<0.01%	+655	Timeline
GRPMINVESCO EXCHANGE TRADED FD T	794	$54K	<0.01%	-14,596	Timeline
CVYINVESCO EXCHANGE TRADED FD T	2,305	$54K	<0.01%	-202	Timeline
JRVRJAMES RIVER GROUP HOLDINGS I	1,312	$54K	<0.01%	-1,399	Timeline
VREVERIS RESIDENTIAL INC	2,330	$54K	<0.01%	-69	Timeline
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INC	2,619	$54K	<0.01%	-3,820
GTLSCHART INDS INC	782	$53K	<0.01%	-3,394	Timeline
ECCEAGLE POINT CR CO	3,613	$53K	<0.01%	-5,154	Timeline
URGUR-ENERGY INC	89,714	$53K	<0.01%	+71,519	Timeline
AKRACADIA RLTY TR	2,049	$53K	<0.01%	+421	Timeline
PIOINVESCO EXCH TRADED FD TR II	1,697	$53K	<0.01%	0	Timeline
FYLDCAMBRIA ETF TR	2,193	$53K	<0.01%	0	Timeline
PXEINVESCO EXCHANGE TRADED FD T	3,111	$53K	<0.01%	-817	Timeline
PENNS WOODS BANCORP INCPENNS WOODS BANCORP INC	1,500	$53K	<0.01%	+500
AEOAMERICAN EAGLE OUTFITTERS IN	3,476	$52K	<0.01%	-5,742	Timeline
SNVSYNOVUS FINANCIAL CORP	1,320	$52K	<0.01%	-609	Timeline
LEN-BLENNAR CORP	1,165	$52K	<0.01%	-2	Timeline
LFVNLIFEVANTAGE CORP	3,309	$52K	<0.01%	-300	Timeline
PEZINVESCO EXCHANGE TRADED FD T	954	$52K	<0.01%	+375	Timeline
MDRXVERADIGM INC. COMMON STOCK(DE)	5,378	$52K	<0.01%	-166	Timeline
INVESCOINVESCO	2,060	$52K	<0.01%	new
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC	1,300	$52K	<0.01%	-317
ATHERSYS INCATHERSYS INC	41,982	$52K	<0.01%	+26,982
DIREXION SHS ETF TRDIREXION SHS ETF TR	697	$52K	<0.01%	-96
AXA EQUITABLE HLDGS INCAXA EQUITABLE HLDGS INC	2,042	$52K	<0.01%	-124
CROWN CASTLE INTL CORP NEWCROWN CASTLE INTL CORP NEW	40	$52K	<0.01%	0
UMCUNITED MICROELECTRONICS CORP	19,066	$51K	<0.01%	+1,174	Timeline
CRNCCERENCE INC	2,242	$51K	<0.01%	new	Timeline
WCCWESCO INTL INC	863	$51K	<0.01%	-296	Timeline
ESPRESPERION THERAPEUTICS INC NE	850	$51K	<0.01%	-421	Timeline
ECHISHARES INC	1,547	$51K	<0.01%	-365	Timeline
II VI INCII VI INC	1,533	$51K	<0.01%	+194
WESTPAC BANKING CORPWESTPAC BANKING CORP	2,970	$51K	<0.01%	-20
VANECK VECTORS ETF TRUSTVANECK VECTORS ETF TRUST	2,791	$51K	<0.01%	-415
USEPINNOVATOR ETFS TRUST	2,013	$51K	<0.01%	-785	Timeline
MBIMBIA INC	5,443	$51K	<0.01%	+84	Timeline
IIFMORGAN STANLEY INDIA INVT FD	2,542	$51K	<0.01%	-150	Timeline
SLVPISHARES INC	4,557	$51K	<0.01%	-78	Timeline
NURENUSHARES ETF TR	1,698	$51K	<0.01%	-1,540	Timeline
DBEZDBX ETF TR	1,516	$51K	<0.01%	-4,023	Timeline
ISHARES TRISHARES TR	3,310	$51K	<0.01%	-2,049
FITBIT INCFITBIT INC	7,747	$51K	<0.01%	-15,025
VSGXVANGUARD WORLD FD	934	$50K	<0.01%	+152	Timeline
SKYCHAMPION HOMES INC	1,602	$50K	<0.01%	-179	Timeline
GSGISHARES S&P GSCI COMMODITY-	3,071	$50K	<0.01%	0	Timeline
GSHDGOOSEHEAD INS INC	1,191	$50K	<0.01%	-29,543	Timeline
FIBROGEN INCFIBROGEN INC	1,172	$50K	<0.01%	+93
OLPONE LIBERTY PPTYS INC	1,850	$50K	<0.01%	-400	Timeline
EBMTEAGLE BANCORP MONT INC	2,300	$50K	<0.01%	-700	Timeline
PPHVANECK ETF TRUST	777	$50K	<0.01%	0	Timeline
INTREXON CORPINTREXON CORP	9,234	$50K	<0.01%	-733
NULGNUSHARES ETF TR	1,175	$49K	<0.01%	+57	Timeline
PRIMPRIMORIS SVCS CORP	2,207	$49K	<0.01%	-1,339	Timeline
MGYMAGNOLIA OIL & GAS CORP	3,944	$49K	<0.01%	+2,230	Timeline
GLNGGOLAR LNG LTD	3,454	$49K	<0.01%	-15,562	Timeline
PGT INNOVATIONS INCPGT INNOVATIONS INC	3,331	$49K	<0.01%	-313
WNCWABASH NATL CORP	3,395	$49K	<0.01%	+1,369	Timeline
SACHSACHEM CAP CORP	11,255	$49K	<0.01%	0	Timeline
FASDIREXION SHARES ETF TRUST	523	$49K	<0.01%	-276	Timeline
RNEMFIRST TR EXCHANGE TRADED FD	938	$49K	<0.01%	+300	Timeline
PSCUINVESCO EXCH TRADED FD TR II	920	$49K	<0.01%	+82	Timeline
CALAMP CORPCALAMP CORP	5,111	$49K	<0.01%	-2,238
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN	170	$49K	<0.01%	0
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN	7,788	$49K	<0.01%	0
WESTERN ASSET MUN DEF OPP TRWESTERN ASSET MUN DEF OPP TR	2,333	$49K	<0.01%	-2,590
KMPRKEMPER CORP	607	$48K	<0.01%	+95	Timeline
VSHVISHAY INTERTECHNOLOGY INC	2,225	$48K	<0.01%	+243	Timeline
AXGNAXOGEN INC	2,675	$48K	<0.01%	-122	Timeline
ANGOANGIODYNAMICS INC	2,945	$48K	<0.01%	-1,076	Timeline
ARKFARK ETF TR	1,995	$48K	<0.01%	+895	Timeline
DCODUCOMMUN INC DEL	949	$48K	<0.01%	+100	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	1,183	$48K	<0.01%	-102	Timeline
WSBCWESBANCO INC	1,270	$48K	<0.01%	+30	Timeline
NTLAINTELLIA THERAPEUTICS INC	3,246	$48K	<0.01%	0	Timeline
PRAAPRA GROUP INC	1,323	$48K	<0.01%	-329	Timeline
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	648	$48K	<0.01%	-238
WTVWISDOMTREE TR	515	$48K	<0.01%	+15	Timeline
NOANORTH AMERN CONSTR GROUP LTD	3,975	$48K	<0.01%	+2,400	Timeline
COVETRUS INCCOVETRUS INC	3,728	$48K	<0.01%	-1,119
SNDSMART SAND INC	18,900	$48K	<0.01%	+14,100	Timeline
DVYAISHARES INC	1,097	$48K	<0.01%	0	Timeline
MASONITE INTERNATIONAL CORPMASONITE INTERNATIONAL CORP	656	$48K	<0.01%	-64
IMMUNOGEN INCIMMUNOGEN INC	9,354	$48K	<0.01%	+331
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TR	6,700	$48K	<0.01%	0
TRUSTCO BK CORP N YTRUSTCO BK CORP N Y	5,564	$48K	<0.01%	+46
PROSHARES TRPROSHARES TR	2,150	$48K	<0.01%	0
CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC	1,000	$48K	<0.01%	+705
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	1,741	$48K	<0.01%	+6
MFGMIZUHO FINANCIAL GROUP INC	14,911	$47K	<0.01%	+154	Timeline
CNXCNX RES CORP	5,400	$47K	<0.01%	-4,137	Timeline
GPMTGRANITE PT MTG TR INC	2,592	$47K	<0.01%	-280	Timeline
RGNXREGENXBIO INC	1,158	$47K	<0.01%	+896	Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	1,974	$47K	<0.01%	+178
HDMVFIRST TR EXCH TRADED FD III	1,364	$47K	<0.01%	+51	Timeline
ESSA PHARMA INCESSA PHARMA INC	8,500	$47K	<0.01%	new
Ampio PharmaceuticalsAmpio Pharmaceuticals	80,201	$47K	<0.01%	+9,000
CORNERSTONE BLDG BRANDS INCCORNERSTONE BLDG BRANDS INC	5,500	$47K	<0.01%	+2,894
AITAPPLIED INDL TECHNOLOGIES IN	685	$46K	<0.01%	-47	Timeline
PENPENUMBRA INC	281	$46K	<0.01%	+119	Timeline
ACMAECOM	1,034	$46K	<0.01%	-2,839	Timeline
OIO-I GLASS INC	3,877	$46K	<0.01%	new	Timeline
ADUSADDUS HOMECARE CORP	472	$46K	<0.01%	+207	Timeline
EDITEDITAS MEDICINE INC	1,567	$46K	<0.01%	0	Timeline
JPIBJ P MORGAN EXCHANGE TRADED F	904	$46K	<0.01%	+8	Timeline
HURCHURCO CO	1,200	$46K	<0.01%	0	Timeline
ROAMLATTICE STRATEGIES TR	1,981	$46K	<0.01%	-447	Timeline
EWIISHARES INC	1,548	$46K	<0.01%	-6,293	Timeline
CPHCCANTERBURY PK HLDG CORP	3,770	$46K	<0.01%	0	Timeline
ATRION CORPORATIONATRION CORPORATION	61	$46K	<0.01%	0
KNOLL INCKNOLL INC	1,788	$46K	<0.01%	-913
OSSEN INNOVATION CO LTDOSSEN INNOVATION CO LTD	15,000	$46K	<0.01%	0
CRBNISHARES TR	352	$45K	<0.01%	+123	Timeline
GRCGORMAN RUPP CO	1,199	$45K	<0.01%	0	Timeline
NAKNORTHERN DYNASTY MINERALS LT	107,600	$45K	<0.01%	-2,750	Timeline
TMETENCENT MUSIC ENTMT GROUP	3,800	$45K	<0.01%	+460	Timeline
EGOELDORADO GOLD CORP NEW	5,609	$45K	<0.01%	+46	Timeline
NMRKNEWMARK GROUP INC	3,247	$45K	<0.01%	-2,870	Timeline
BSMBLACK STONE MINERALS L P	3,527	$45K	<0.01%	-283	Timeline
ATLANTICA YIELD PLCATLANTICA YIELD PLC	1,672	$45K	<0.01%	+91
APPSDIGITAL TURBINE INC	6,253	$45K	<0.01%	+4,588	Timeline
IRTCIRHYTHM HOLDINGS INC	660	$45K	<0.01%	-139	Timeline
CASSCASS INFORMATION SYS INC	789	$45K	<0.01%	0	Timeline
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	1,148	$45K	<0.01%	+1,078
BLACKROCK NY MUNI INC QLTY TBLACKROCK NY MUNI INC QLTY T	3,279	$45K	<0.01%	+3
PEOPLES UTAH BANCORPPEOPLES UTAH BANCORP	1,500	$45K	<0.01%	0
RAMPLIVERAMP HLDGS INC	910	$44K	<0.01%	+352	Timeline
SAIASAIA INC	473	$44K	<0.01%	+31	Timeline
VIRTUSA CORPVIRTUSA CORP	958	$44K	<0.01%	-1
FLCFLAHERTY & CRUMRINE TOTAL RE	1,980	$44K	<0.01%	0	Timeline
EQXEQUINOX GOLD CORP	5,635	$44K	<0.01%	+2,854	Timeline
UCCPROSHARES TR	375	$44K	<0.01%	0	Timeline
CORECARD CORPORATIONCORECARD CORPORATION	1,090	$44K	<0.01%	-1,707
TOKISHARES TR	598	$44K	<0.01%	-212	Timeline
REXNORD CORPREXNORD CORP	1,310	$44K	<0.01%	+353
NEWLINK GENETICS CORPNEWLINK GENETICS CORP	17,582	$44K	<0.01%	0
PRINCIPAL EXCHANGE-TRADED FDPRINCIPAL EXCHANGE-TRADED FD	1,500	$44K	<0.01%	0
RUSHARUSH ENTERPRISES INC	935	$43K	<0.01%	+6	Timeline
PNTGPENNANT GROUP INC	1,303	$43K	<0.01%	new	Timeline
IMAXIMAX CORP	2,142	$43K	<0.01%	-118	Timeline
SBSISOUTHSIDE BANCSHARES INC	1,178	$43K	<0.01%	-308	Timeline
BOOMDMC GLOBAL INC	968	$43K	<0.01%	-335	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 121. All 121

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	30	$470K	+3
ROKU INCROKU INC PUT	put	90	$91K	+71
UNITED STS NAT GAS FD LPUNITED STS NAT GAS FD LP COM	call	200	$89K	new
MPLX LPMPLX LP COM UNIT REP LTD	call	1,760	$83K	new
META PLATFORMS INCMETA PLATFORMS INC CALL	call	9	$76K	-47
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	248	$74K	+120
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALL	call	110	$62K	+40
BOEING COBOEING CO CALL	call	69	$51K	+1
MICROSOFT CORPMICROSOFT CORP CALL	call	8	$47K	0
CVS HEALTH CORPCVS HEALTH CORP PUT	put	263	$44K	+169
BAIDU INCBAIDU INC PUT	put	86	$36K	new
GENERAL ELECTRIC COGENERAL ELECTRIC CO COM	call	120	$28K	0
BRIGHTHOUSE FINL INCBRIGHTHOUSE FINL INC COM	put	111	$23K	new
MPLX LPMPLX LP COM UNIT REP LTD	put	394	$21K	new
MARATHON PETE CORPMARATHON PETE CORP PUT	put	65	$16K	+42
APPLE INCAPPLE INC PUT	put	39	$14K	+37
BANK OF AMER CORPBANK OF AMER CORP PUT	put	298	$12K	+210
WELLS FARGO & COWELLS FARGO & CO CALL	put	188	$12K	+162
INVESCO QQQ TRINVESCO QQQ TR PUT	put	39	$11K	new
ISHARES TRISHARES TR PUT	put	76	$11K	new
BERKSHIRE HATHAWAY INC DELBERKSHIRE HATHAWAY INC DEL PUT	put	19	$11K	new
BEYOND MEAT INCBEYOND MEAT INC COM	call	10	$10K	new
OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUT	put	187	$9K	+173
PFIZER INCPFIZER INC PUT	put	241	$8K	+240
ENERGY TRANSFER L PENERGY TRANSFER L P PUT	put	715	$8K	new
NETFLIX INC.NETFLIX INC. CALL	call	2	$8K	0
BLOCK INCBLOCK INC CALL	call	30	$7K	+20
BOEING COBOEING CO PUT	put	2	$7K	new
INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CHS PUT	put	24	$7K	+9
FEDEX CORPFEDEX CORP COM	put	6	$7K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD PUT	put	24	$6K	new
ROKU INCROKU INC CALL	call	1	$6K	-10
TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT COM NEW	put	73	$6K	+63
BROOKFIELD ASSET MANAGE-CL ABROOKFIELD ASSET MANAGE-CL A COM	put	20	$6K	new
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC COM NEW	call	7	$6K	new
AMAZON COM INCAMAZON COM INC PUT	put	1	$5K	0
NEXTERA ENERGY INCNEXTERA ENERGY INC PUT	put	9	$5K	+3
DISNEY WALT CODISNEY WALT CO COM	call	1	$5K	0
GENERAL MTRS COGENERAL MTRS CO PUT	put	400	$4K	new
PEPSICO INCPEPSICO INC PUT	put	14	$4K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	8	$4K	+7
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	call	180	$4K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	1	$3K	-67
VEECO INSTRS INC DELVEECO INSTRS INC DEL COM	call	15	$3K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	call	400	$3K	new
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND COM	put	500	$3K	new
ISHARES TRISHARES TR PUT	put	17	$2K	+14
EXXON MOBIL CORPEXXON MOBIL CORP CALL	put	14	$2K	+8
COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALL	put	3	$2K	0
DISNEY WALT CODISNEY WALT CO PUT	put	5	$2K	new
HALLIBURTON COHALLIBURTON CO PUT	put	25	$2K	new
EOG RES INCEOG RES INC PUT	put	10	$2K	new
CVS HEALTH CORPCVS HEALTH CORP CALL	call	1	$2K	0
DROPBOX INCDROPBOX INC CL A	call	20	$2K	0
VALERO ENERGY CORPVALERO ENERGY CORP COM	put	5	$2K	new
ABBVIE INCABBVIE INC COM	put	6	$2K	0
METLIFE INCMETLIFE INC PUT	put	10	$1K	new
META PLATFORMS INCMETA PLATFORMS INC PUT	put	2	$1K	new
UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC PUT	put	2	$1K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC Option	put	5	$1K	new
JOHNSON & JOHNSONJOHNSON & JOHNSON Option	put	3	$1K	new
BLOCK INCBLOCK INC PUT	put	2	$1K	new
ALTRIA GROUP INCALTRIA GROUP INC PUT	put	3	$1K	0
BLACKSTONE INCBLACKSTONE INC PUT	put	8	$1K	-2
CISCO SYS INCCISCO SYS INC PUT	put	5	$1K	new
EMERSON ELEC COEMERSON ELEC CO PUT	put	2	$1K	new
ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY PUT	put	2	$1K	new
WALMART INCWALMART INC PUT	put	40	$1K	new
THE CIGNA GROUPTHE CIGNA GROUP COM	put	6	$1K	new
BIOGEN INCBIOGEN INC COM	put	1	$1K	new
WP CAREY INCWP CAREY INC COM	put	8	$1K	new
BANK OF NY MELLON CORPBANK OF NY MELLON CORP COM	put	10	$1K	new
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	put	12	$1K	new
PLAINS ALL AMERN PIPELINE LPLAINS ALL AMERN PIPELINE L UNIT LTD PARTN	put	20	$1K	new
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO COM	put	10	$1K	+3
ENERGY TRANSFER L PENERGY TRANSFER L P COM UT LTD PTN	call	20	$1K	new
VANGUARD WORLD FDVANGUARD WORLD FD PUT	put	3	$1K	new
BROOKFIELD INFRASTRUCTURE PABROOKFIELD INFRASTRUCTURE PA PUT	put	6	$1K	new
CHART INDS INCCHART INDS INC PUT	put	9	$1K	-22
VANGUARD INDEX FDSVANGUARD INDEX FDS SMALL CP ETF	put	8	$1K	+6
VANGUARD INDEX FDSVANGUARD INDEX FDS SML CP GRW ETF	put	4	$1K	new
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM	put	5	$1K	new
CERNER CORPCERNER CORP COM	put	21	$1K	0
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	put	155	$1K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	put	40	$1K	-60
UNIVERSAL INS HLDGS INCUNIVERSAL INS HLDGS INC COM	put	35	$1K	+27
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II PUT	put	3	$1K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	5	$1K	new
CITIGROUP INCCITIGROUP INC PUT	put	5	$0	0
TESLA INCTESLA INC PUT	put	1	$0	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC PUT	put	3	$0	0
PHILIP MORRIS INTL INCPHILIP MORRIS INTL INC PUT	put	3	$0	0
BAIDU INCBAIDU INC CALL	call	10	$0	new
HALLIBURTON COHALLIBURTON CO CALL	call	2	$0	0
CHEVRON CORPORATIONCHEVRON CORPORATION CALL	put	1	$0	new
NUTANIX INCNUTANIX INC CALL	call	10	$0	new
QUALCOMM INCQUALCOMM INC PUT	put	1	$0	new
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR PUT	put	1	$0	new
ABBOTT LABORATORIESABBOTT LABORATORIES PUT	put	1	$0	new
HOME DEPOT INCHOME DEPOT INC PUT	put	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	100	$70K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	32	$23K	0
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND	principal	21	$21K	-32
NEMNEM 0.00% 10/30/2023	principal	18	$21K	-44
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$20K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	17	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	16	$19K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	14	$18K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	3	$17K	0
TWITTER INCTWITTER INC NOTE 0.250% 6/1	principal	17	$16K	-25
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	17	$16K	-39
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	15	$16K	0
SPLUNK INCSPLUNK INC BOND	principal	13	$16K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	11	$16K	0
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	17	$16K	-41
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	16	$16K	-48
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$15K	0
RHRH BOND	principal	12	$15K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	14	$15K	-48
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0	principal	13	$14K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	11	$14K	0
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	10	$14K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	10	$14K	-9
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	13	$13K	0
WORKDAY INCWORKDAY INC NOTE 0.250%10/0	principal	10	$13K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$12K	0
ENVESTNET INCENVESTNET INC BOND	principal	10	$12K	new
BLOCK INCBLOCK INC NOTE 0.500% 5/1	principal	10	$11K	0
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1	principal	10	$11K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	5	$11K	0
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1	principal	8	$11K	0
NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0	principal	10	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND	principal	11	$10K	-33
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	10	$10K	0
TESLA INCTESLA INC NOTE 2.000% 5/1	principal	6	$9K	0
PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0	principal	8	$9K	0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0	principal	8	$8K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1	principal	6	$7K	0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$7K	-24
OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0	principal	6	$7K	0
GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0	principal	7	$7K	-30
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	7	$7K	0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	5	$6K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	3	$6K	0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1	principal	6	$6K	0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0	principal	6	$6K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$6K	0
ZENDESK INCZENDESK INC NOTE 0.250% 3/1	principal	4	$5K	0
TWILIO INCTWILIO INC NOTE 0.250% 6/0	principal	3	$5K	new
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	4	$5K	0
II VI INCII VI INC NOTE 0.250% 9/0	principal	5	$5K	-38
REPLIGEN CORPREPLIGEN CORP BOND	principal	5	$5K	0
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3	principal	5	$5K	0
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1	principal	3	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
DEXCOM INCDEXCOM INC NOTE 0.750%12/0	principal	3	$4K	new
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$4K	0
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1	principal	3	$3K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$2K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	1	$1K	-54
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 259. All 259

Security	Shares before	Value before	Type
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	247,233	$5.21M	shares
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	270,345	$4.81M	shares
CELGENE CORPCELGENE CORP	45,514	$4.52M	shares
BB & T CORPBB & T CORP	78,902	$4.21M	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	40,709	$2.8M	shares
HCP INCHCP INC	51,479	$1.83M	shares
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	57,475	$1.38M	shares
CBS CORP NEWCBS CORP NEW	32,168	$1.3M	shares
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	131,108	$1.19M	shares
Natixis Loomis Sayles Short…Natixis Loomis Sayles Short Durat…	27,232	$688K	shares
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC	19,469	$485K	shares
FQF TRFQF TR	20,386	$483K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	21,232	$469K	shares
VIACOM INCVIACOM INC	19,261	$462K	shares
SYMANTEC CORPSYMANTEC CORP	18,765	$445K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	23,360	$421K	shares
Ishares Ibonds DecIshares Ibonds Dec	15,008	$373K	shares
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	31,785	$357K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	8,000	$353K	shares
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	24,792	$349K	shares
DBX ETF TRDBX ETF TR	8,276	$276K	shares
GENESEE & WYOMING INCGENESEE & WYOMING INC	2,458	$271K	shares
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	3,543	$248K	shares
ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 2000	11,541	$225K	shares
ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 2000	10,387	$224K	shares
VERSUM MATLS INCVERSUM MATLS INC	4,113	$217K	shares
ALTABA INCALTABA INC	8,842	$173K	shares
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	10,000	$161K	shares
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC	6,085	$161K	shares
RRBIRED RIVER BANCSHARES INC	3,524	$153K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	3,597	$148K	shares
CAMBRIA ETF TR CORE EQUITYCAMBRIA ETF TR CORE EQUITY	5,088	$139K	shares
OSBCOLD SECOND BANCORP INC DEL	11,157	$136K	shares
CTRIP COM INTL LTDCTRIP COM INTL LTD	4,647	$135K	shares
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	10,030	$135K	shares
PBFSPIONEER BANCORP INC MD	10,000	$125K	shares
NANOMETRICSNANOMETRICS	3,757	$123K	shares
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	13,530	$116K	shares
AIQGLOBAL X FDS	7,007	$112K	shares
NULLNULL	4,195	$110K	shares
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS	4,012	$102K	shares
TRANSENTERIX INCTRANSENTERIX INC	160,622	$99K	shares
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	1,394	$95K	shares
DBJPDBX ETF TR	2,027	$81K	shares
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	1,709	$77K	shares
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	802	$73K	shares
TUESDAY MORNING CORPTUESDAY MORNING CORP	44,300	$70K	shares
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	3,240	$64K	shares
PZTINVESCO EXCH TRADED FD TR II	2,401	$61K	shares
FINISAR CORPFINISAR CORP	57	$57K	principal
CIMPRESS N VCIMPRESS N V	422	$57K	shares
LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME	5,800	$54K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	5,000	$54K	shares
US ECOLOGY INC COMUS ECOLOGY INC COM	828	$53K	shares
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC	52	$53K	principal
BBVA BANCO FRANCES S ABBVA BANCO FRANCES S A	11,948	$52K	shares
BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023	45	$50K	principal
BSRRSIERRA BANCORP	1,800	$48K	shares
DBX ETF TRDBX ETF TR	1,813	$42K	shares
YY INC. ADRYY INC. ADR	735	$41K	shares
CARBONITE INCCARBONITE INC	2,545	$40K	shares
O-I GLASS, INC.O-I GLASS, INC.	3,937	$40K	shares
PACIRA BIOSCIENCESPACIRA BIOSCIENCES	41	$40K	principal
FQF TR AGFIQFQF TR AGFIQ	1,654	$40K	shares
BF-ABROWN FORMAN CORP	630	$38K	shares
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP	5,000	$38K	shares
DBX ETF TRDBX ETF TR	689	$37K	shares
MFA FINL INCMFA FINL INC	35	$36K	principal
PIMCO ETF TRPIMCO ETF TR	715	$36K	shares
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	3,847	$35K	shares
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC	1,244	$35K	shares
KEANE GROUP INCKEANE GROUP INC	5,705	$34K	shares
HALLMARK FINL SERVICES INCHALLMARK FINL SERVICES INC	1,785	$34K	shares
VANECK EGYPT INDEX ETFVANECK EGYPT INDEX ETF	1,000	$31K	shares
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC	2,158	$29K	shares
CHEMOCENTRYX INCCHEMOCENTRYX INC	3,920	$27K	shares
TCXTUCOWS INC	500	$27K	shares
NATRNATURES SUNSHINE PRODS INC	3,200	$27K	shares
QUALCOMM INCQUALCOMM INC	30	$27K	call
SILVERBOW RES INCSILVERBOW RES INC	2,700	$26K	shares
CAMBREX CORPCAMBREX CORP	449	$26K	shares
SOTHEBYSSOTHEBYS	439	$25K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,500	$24K	shares
SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING	23	$24K	principal
ARGTGLOBAL X FDS	1,000	$23K	shares
KARSKRANESHARES TRUST	1,098	$23K	shares
DEAN FOODS CO NEWDEAN FOODS CO NEW	20,138	$23K	shares
GAIAGAIA INC NEW	3,000	$20K	shares
PROVPROVIDENT FINL HLDGS INC	942	$20K	shares
JAKKS PACIFIC INCJAKKS PACIFIC INC	22,455	$19K	shares
CMCOCOLUMBUS MCKINNON CORP N Y	486	$18K	shares
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	1,019	$18K	shares
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC	950	$18K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	595	$18K	shares
DBX ETF TRDBX ETF TR	340	$18K	shares
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP	4,000	$17K	shares
DDLSWISDOMTREE TR	567	$17K	shares
STAGE STORES INCSTAGE STORES INC	8,036	$15K	shares
TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TR	2,900	$15K	shares
MORGAN STANLEYMORGAN STANLEY	40	$14K	call

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	base		2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

Filing	Subject	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	Quarter ended 2019-12-31	2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC
13F-HR 0001681115-19-000015	Quarter ended 2019-09-30	2019-11-13	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC
13F-HR 0001681115-19-000009	Quarter ended 2019-06-30	2019-07-31	acceptance time not in the bulk data set	2026-10-07 18:55:43 UTC
13F-HR 0001681115-19-000003	Quarter ended 2019-03-31	2019-05-09	acceptance time not in the bulk data set	2026-10-07 18:56:23 UTC
13F-HR 0001681115-19-000001	Quarter ended 2018-12-31	2019-02-11	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC
13F-HR 0001681115-18-000009	Quarter ended 2018-09-30	2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC
13F-HR 0001681115-18-000008	Quarter ended 2018-06-30	2018-08-13	acceptance time not in the bulk data set	2026-10-07 19:04:44 UTC
13F-HR 0001681115-18-000006	Quarter ended 2018-03-31	2018-05-15	acceptance time not in the bulk data set	2026-10-07 19:05:42 UTC
13F-HR 0001681115-18-000001	Quarter ended 2017-12-31	2018-02-14	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC
13F-HR 0001681115-17-000014	Quarter ended 2017-09-30	2017-11-06	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000013	Quarter ended 2017-06-30	2017-11-03	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000010	Quarter ended 2016-09-30	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000012	Quarter ended 2017-03-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000011	Quarter ended 2016-12-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR 0001681115-17-000009	Quarter ended 2017-06-30	2017-08-11	acceptance time not in the bulk data set	2026-10-07 19:08:39 UTC
13F-HR 0001681115-17-000008	Quarter ended 2017-03-31	2017-05-15	acceptance time not in the bulk data set	2026-10-07 19:09:43 UTC
13F-HR 0001681115-17-000001	Quarter ended 2016-12-31	2017-01-31	acceptance time not in the bulk data set	2026-10-07 19:10:24 UTC
13F-HR 0001681115-16-000009	Quarter ended 2016-09-30	2016-11-09	acceptance time not in the bulk data set	2026-10-07 19:11:14 UTC
13F-HR 0001681115-16-000003	Quarter ended 2016-06-30	2016-08-12	acceptance time not in the bulk data set	2026-10-07 19:12:22 UTC