Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $14,456,223,000 across 5,501 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-12. Its ten largest share positions make up 19.48% of the portfolio.

Filed 2020-02-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001681115-20-000002

Period: 2019-12-31
Reported value: $14.5B
Holdings: 5,501
Top 10 weight: 19.48%
New: 308
Sold out: 259

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QUALadded	+1,278,132	$129M
SPYVadded	+2,216,348	$77.4M
GOVTadded	+1,690,891	$43.9M
SIZEadded	+431,852	$42.1M
PKWadded	+488,227	$33.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
USMVreduced	-845,476	-$55.5M
IJSreduced	-314,709	-$50.6M
MTUMreduced	-228,070	-$28.6M
ITOTreduced	-379,699	-$27.6M
VTIreduced	-150,998	-$24.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001681115-20-000002, largest first. % of portfolio is the value over $14,454,745,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SANDERSON FARMSSANDERSON FARMS	994	$175K	<0.01%	-754
SK TELECOM LTDSK TELECOM LTD	7,586	$175K	<0.01%	+2,790
APPNAPPIAN CORP	4,598	$175K	<0.01%	-1,167	Timeline
SPARTANNASH COSPARTANNASH CO	12,335	$175K	<0.01%	+10,929
NAZNUVEEN ARIZONA QLTY MUN INC	12,909	$174K	<0.01%	+4,242	Timeline
AAONAAON INC	3,506	$174K	<0.01%	+25	Timeline
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N	11,815	$174K	<0.01%	-643
NUVASIVE INCNUVASIVE INC	2,257	$174K	<0.01%	-198
NIMNUVEEN SELECT MAT MUN FD	16,615	$174K	<0.01%	-6,650	Timeline
CACCCREDIT ACCEP CORP MICH	392	$173K	<0.01%	-34	Timeline
ICFIICF INTL INC	1,888	$173K	<0.01%	+381	Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	4,555	$173K	<0.01%	-2,538
XCEMCOLUMBIA ETF TR II	6,204	$173K	<0.01%	+5,250	Timeline
XTNSPDR SERIES TRUST	2,688	$173K	<0.01%	+49	Timeline
PBPINVESCO EXCHANGE TRADED FD T	7,953	$172K	<0.01%	+437	Timeline
WW INTL INCWW INTL INC	4,527	$172K	<0.01%	+130
SIBANYE GOLD LTDSIBANYE GOLD LTD	17,259	$172K	<0.01%	+14,828
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	4,157	$172K	<0.01%	-1,762
COLBCOLUMBIA BKG SYS INC	4,223	$171K	<0.01%	+129	Timeline
SAPIENS INTL CORP N V SHSSAPIENS INTL CORP N V SHS	7,405	$170K	<0.01%	+3,280
BITBLACKROCK MULTI SECTOR INC T	10,545	$170K	<0.01%	0	Timeline
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	2,611	$170K	<0.01%	-126
FDMOFIDELITY COVINGTON TRUST	4,643	$170K	<0.01%	+60	Timeline
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	5,110	$170K	<0.01%	-2,401
WWWWOLVERINE WORLD WIDE INC	5,030	$169K	<0.01%	-2,493	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	6,838	$169K	<0.01%	-581
CCJCAMECO CORP	18,893	$168K	<0.01%	+4,425	Timeline
RIGTRANSOCEAN LTD	24,343	$168K	<0.01%	-115,614	Timeline
UFOXETF SER SOLUTIONS	6,445	$168K	<0.01%	+242	Timeline
MFLXFIRST TR EXCHNG TRADED FD VI	8,589	$168K	<0.01%	+8,309	Timeline
AI POWERED EQUITY ETFAI POWERED EQUITY ETF	5,861	$168K	<0.01%	-7,650
CAROLINA FINL CORP NEWCAROLINA FINL CORP NEW	3,895	$168K	<0.01%	-137
CLVTCLARIVATE PLC	9,967	$167K	<0.01%	+2,772	Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERW	10,112	$166K	<0.01%	+1,329	Timeline
MEOHMETHANEX CORP	4,313	$166K	<0.01%	+3,082	Timeline
SCCOSOUTHERN COPPER CORP	3,902	$166K	<0.01%	-481	Timeline
NUDMNUSHARES ETF TR	6,154	$166K	<0.01%	+638	Timeline
SFIXSTITCH FIX INC	6,473	$166K	<0.01%	+700	Timeline
WWAYFAIR INC	1,841	$166K	<0.01%	+15	Timeline
FIRST TR BICK INDEX FDFIRST TR BICK INDEX FD	5,642	$166K	<0.01%	0
VIOVVANGUARD ADMIRAL FDS INC	1,181	$165K	<0.01%	+10	Timeline
CNXNPC CONNECTION INC	3,334	$165K	<0.01%	+267	Timeline
PICKISHARES INC	5,524	$165K	<0.01%	-424	Timeline
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN	1,333	$165K	<0.01%	-46
BIOTELEMETRY INCBIOTELEMETRY INC	3,557	$165K	<0.01%	-1,738
MBWMMERCANTILE BK CORP	4,534	$165K	<0.01%	+200	Timeline
FIVNFIVE9 INC	2,509	$164K	<0.01%	-2,476	Timeline
AVTAVNET INC	3,854	$164K	<0.01%	-101	Timeline
YELPYELP INC	4,703	$164K	<0.01%	+840	Timeline
PXIINVESCO EXCHANGE TRADED FD T	5,851	$164K	<0.01%	+2	Timeline
PIMCO NEW YORK MUN INCMPIMCO NEW YORK MUN INCM	17,000	$164K	<0.01%	0
ABGASBURY AUTOMOTIVE GROUP INC	1,464	$163K	<0.01%	+772	Timeline
ENRENERGIZER HLDGS INC	3,243	$163K	<0.01%	-575	Timeline
NMZNUVEEN MUN HIGH INCOME OPPOR	11,550	$163K	<0.01%	+5,950	Timeline
TDSTELEPHONE & DATA SYS INC	6,433	$163K	<0.01%	+231	Timeline
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	37,963	$163K	<0.01%	+21,000
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	32,262	$163K	<0.01%	-891
VONEVANGUARD SCOTTSDALE FDS	1,096	$162K	<0.01%	+67	Timeline
VMIVALMONT INDS INC	1,081	$162K	<0.01%	-31	Timeline
GNRSPDR INDEX SHS FDS	3,525	$162K	<0.01%	-462	Timeline
CATHGLOBAL X FDS	4,106	$162K	<0.01%	+3,100	Timeline
WESTERN ASSET CORPORATE LN FWESTERN ASSET CORPORATE LN F	16,314	$162K	<0.01%	+122
AXSAXIS CAP HLDGS LTD	2,699	$161K	<0.01%	+266	Timeline
CBUCOMMUNITY FINANCIAL SYSTEM I	2,279	$161K	<0.01%	+946	Timeline
ISCGISHARES TR	756	$160K	<0.01%	-13,138	Timeline
TREXTREX INC	1,776	$160K	<0.01%	+1,122	Timeline
MSAMSA SAFETY INC	1,265	$160K	<0.01%	-282	Timeline
DNLWISDOMTREE TR	2,427	$160K	<0.01%	+610	Timeline
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INC	3,496	$160K	<0.01%	-1,346
FLNFIRST TR EXCH TRD ALPHDX FD	7,075	$160K	<0.01%	0	Timeline
MVBFMVB FINL CORP	6,423	$160K	<0.01%	new	Timeline
Pareteum CorporationPareteum Corporation	366,399	$160K	<0.01%	-67,980
EXPEAGLE MATLS INC	1,753	$159K	<0.01%	-3	Timeline
ECECOPETROL S A	7,994	$159K	<0.01%	-158	Timeline
TXRHTEXAS ROADHOUSE INC	2,819	$159K	<0.01%	-426	Timeline
PLUGPLUG PWR INC	50,294	$159K	<0.01%	+27,204	Timeline
ISHARES IBONDS 2023 TERM HI…ISHARES IBONDS 2023 TERM HIGH YIE…	6,385	$159K	<0.01%	+1,845
CBOECBOE GLOBAL MKTS INC	1,319	$158K	<0.01%	-967	Timeline
EVERBRIDGE INCEVERBRIDGE INC	2,012	$158K	<0.01%	+622
BHP BILLITON- ADRBHP BILLITON- ADR	3,344	$158K	<0.01%	-8,082
ISHARES TRISHARES TR	6,404	$158K	<0.01%	+1,856
ISHARES TRISHARES TR	6,343	$158K	<0.01%	+1,833
TGTXTG THERAPEUTICS INC	14,150	$157K	<0.01%	+5,400	Timeline
UNFUNIFIRST CORP MASS	775	$157K	<0.01%	-223	Timeline
SLRCSLR INVESTMENT CORP	7,624	$157K	<0.01%	-760	Timeline
QURATE RETAIL INCQURATE RETAIL INC	18,913	$157K	<0.01%	+693
NEENAH PAPER INCNEENAH PAPER INC	2,208	$157K	<0.01%	+277
FGMFIRST TR EXCH TRD ALPHDX FD	3,535	$157K	<0.01%	0	Timeline
SPSCSPS COMM INC	2,824	$156K	<0.01%	+619	Timeline
FTHIFIRST TR EXCHANGE TRADED FD	6,858	$156K	<0.01%	-445	Timeline
UHALU HAUL HOLDING COMPANY	413	$156K	<0.01%	+53	Timeline
WAFDWAFD INC	4,230	$156K	<0.01%	-243	Timeline
BGRBLACKROCK ENERGY & RES TR	13,096	$156K	<0.01%	+4,870	Timeline
MEIMETHODE ELECTRS INC	3,953	$156K	<0.01%	+367	Timeline
DGRSWISDOMTREE TR	4,151	$156K	<0.01%	+5	Timeline
GLOBAL X FDSGLOBAL X FDS	10,515	$156K	<0.01%	+33
MZTIMARZETTI COMPANY	965	$155K	<0.01%	-14	Timeline
KMTKENNAMETAL INC	4,172	$155K	<0.01%	-9,787	Timeline
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL	5,365	$155K	<0.01%	0
TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC	3,177	$155K	<0.01%	+80
SEISOLARIS ENERGY INFRAS INC	10,922	$154K	<0.01%	-10,939	Timeline
SLABSILICON LABORATORIES INC	1,327	$154K	<0.01%	-128	Timeline
LGNDLIGAND PHARMACEUTICALS INC	1,483	$154K	<0.01%	-689	Timeline
VIPSVIPSHOP HLDGS LTD	10,738	$153K	<0.01%	-112	Timeline
DLXDELUXE CORP MEDIUM TERM NTS	3,077	$153K	<0.01%	-373	Timeline
ACADACADIA PHARMACEUTICALS INC	3,577	$153K	<0.01%	+440	Timeline
NEW RELIC INCNEW RELIC INC	2,340	$153K	<0.01%	-7,524
KNSLKINSALE CAP GROUP INC	1,496	$152K	<0.01%	-1,684	Timeline
EWTISHARES INC	3,717	$152K	<0.01%	+2,200	Timeline
TC PIPELINES LPTC PIPELINES LP	3,588	$152K	<0.01%	+27
ABERDEENABERDEEN	28,156	$152K	<0.01%	0
GIIIG III APPAREL GROUP LTD	4,493	$151K	<0.01%	-566	Timeline
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP	27,152	$151K	<0.01%	-4,661
RDYDR REDDYS LABS LTD	3,725	$150K	<0.01%	-83	Timeline
SHGSHINHAN FINANCIAL GROUP CO L	3,971	$150K	<0.01%	+699	Timeline
CLHCLEAN HARBORS INC	1,752	$150K	<0.01%	+510	Timeline
KIOKKR INCOME OPPORTUNITIES FD	9,526	$150K	<0.01%	+44	Timeline
GRUBHUB INCGRUBHUB INC	3,107	$150K	<0.01%	-10,914
IAIISHARES TR	2,179	$150K	<0.01%	-600	Timeline
BANXARROWMARK FINANCIAL CORP	6,698	$150K	<0.01%	+229	Timeline
HMNHORACE MANN EDUCATORS CORP N	3,426	$149K	<0.01%	+59	Timeline
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC	8,377	$149K	<0.01%	-2,446
XNQPXNUVEEN PA INVT QUALITY MUN F	10,526	$149K	<0.01%	-2,063	Timeline
YETIYETI HLDGS INC	4,249	$148K	<0.01%	-354	Timeline
CDECOEUR MNG INC	18,416	$148K	<0.01%	-18,592	Timeline
BDNBRANDYWINE RLTY TR	9,404	$148K	<0.01%	+1,119	Timeline
WHWYNDHAM HOTELS & RESORTS INC	2,356	$148K	<0.01%	+676	Timeline
MLKNMILLERKNOLL INC	3,579	$148K	<0.01%	-1,298	Timeline
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INC	4,271	$148K	<0.01%	+2
CENTERSTATE BK CORPCENTERSTATE BK CORP	5,918	$148K	<0.01%	-1,006
PLURALSIGHT INCPLURALSIGHT INC	8,615	$148K	<0.01%	+174
VOYAVOYA FINANCIAL INC	2,416	$147K	<0.01%	-821	Timeline
IBDSISHARES TR	5,677	$147K	<0.01%	-1,907	Timeline
NUVEEN MUN 2021 TARGET TERMNUVEEN MUN 2021 TARGET TERM	15,000	$147K	<0.01%	+5,000
MATXMATSON INC	3,576	$146K	<0.01%	-280	Timeline
Concho Resources Inc.Concho Resources Inc.	1,661	$146K	<0.01%	+46
FXNFIRST TR EXCHANGE-TRADED FD	13,768	$146K	<0.01%	-2,449	Timeline
AMCXAMC GLOBAL MEDIA INC	3,718	$146K	<0.01%	-39	Timeline
OPPRIVERNORTH DOUBLELINE STRATE	8,898	$146K	<0.01%	+8,563	Timeline
GCI LIBERTY INC COM CLASS AGCI LIBERTY INC COM CLASS A	2,070	$146K	<0.01%	+689
OXFORD IMMUNOTEC GLOBAL PLCOXFORD IMMUNOTEC GLOBAL PLC	8,838	$146K	<0.01%	-44
EGEVEREST GROUP LTD	523	$145K	<0.01%	-3	Timeline
WTFCWINTRUST FINL CORP	2,045	$145K	<0.01%	-1,091	Timeline
BOXBOX INC	8,662	$145K	<0.01%	-3,654	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	22,383	$145K	<0.01%	0	Timeline
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME F	35,403	$145K	<0.01%	+13,500
BANCBANC OF CALIFORNIA INC	8,464	$145K	<0.01%	0	Timeline
FDMFIRST TR EXCHANGE-TRADED FD	2,856	$145K	<0.01%	-6,159	Timeline
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUI	9,750	$145K	<0.01%	+650
DIREXION SHS ETF TR ZACKS M…DIREXION SHS ETF TR ZACKS MLP	12,086	$145K	<0.01%	+4,740
FIZZNATIONAL BEVERAGE CORP	2,833	$144K	<0.01%	-215	Timeline
LMATLEMAITRE VASCULAR INC	4,008	$144K	<0.01%	-47	Timeline
ADNTADIENT PLC	6,806	$144K	<0.01%	-2,998	Timeline
POLYONE CORPPOLYONE CORP	3,939	$144K	<0.01%	-351
TCOMTRIP COM GROUP LTD	4,246	$143K	<0.01%	new	Timeline
ESNTESSENT GROUP LTD	2,759	$143K	<0.01%	+577	Timeline
INGNINOGEN INC	2,098	$143K	<0.01%	+1,780	Timeline
DBAINVESCO DB MULTI-SECTOR COMM	8,664	$143K	<0.01%	-4,923	Timeline
UCBUNITED CMNTY BKS BLAIRSVLE G	4,630	$143K	<0.01%	+4	Timeline
VERINT SYS INCVERINT SYS INC	2,573	$143K	<0.01%	-33
GOAUETF SER SOLUTIONS	8,189	$143K	<0.01%	-949	Timeline
LVHILEGG MASON ETF INVT	5,344	$143K	<0.01%	+1,770	Timeline
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTD	8,107	$142K	<0.01%	-1,114
BROOKFIELD GLOBL LISTED INFRBROOKFIELD GLOBL LISTED INFR	10,221	$142K	<0.01%	+2,421
IXGISHARES TR	2,066	$142K	<0.01%	+700	Timeline
ISTAR INCISTAR INC	9,792	$142K	<0.01%	+4,952
MTS SYSTEMS CORPMTS SYSTEMS CORP	2,968	$142K	<0.01%	-578
NYTNEW YORK TIMES CO MTN BE	4,383	$141K	<0.01%	-291	Timeline
BKRBAKER HUGHES COMPANY	5,531	$141K	<0.01%	-868	Timeline
FOXFOX CORP	3,861	$141K	<0.01%	-178	Timeline
BRCBRADY CORP	2,440	$141K	<0.01%	-1,453	Timeline
CSWCSW INDUSTRIALS INC	1,829	$141K	<0.01%	+29	Timeline
EXTENDED STAY AMER INCEXTENDED STAY AMER INC	9,493	$141K	<0.01%	-1,113
FJPFIRST TR EXCH TRD ALPHDX FD	2,801	$141K	<0.01%	-1,331	Timeline
SVMSILVERCORP METALS INC	24,746	$141K	<0.01%	+1,549	Timeline
FLTRVANECK ETF TRUST	5,491	$140K	<0.01%	+540	Timeline
TDCTERADATA CORP DEL	5,201	$140K	<0.01%	+686	Timeline
GABCGERMAN AMERN BANCORP INC	3,930	$140K	<0.01%	0	Timeline
EDCDIREXION SHARES ETF TRUST	1,558	$140K	<0.01%	+408	Timeline
EOTEATON VANCE NATL MUN OPPORT	6,432	$140K	<0.01%	+97	Timeline
AMERICA FIRST MULTIFAMILY INAMERICA FIRST MULTIFAMILY IN	18,076	$140K	<0.01%	-1,000
BYDBOYD GAMING CORP	4,643	$139K	<0.01%	-112	Timeline
HOMBHOME BANCSHARES INC	7,036	$139K	<0.01%	-808	Timeline
MTGMGIC INVT CORP WIS	9,835	$139K	<0.01%	+957	Timeline
CZRCZR	10,223	$139K	<0.01%	-91
MORPHOSYS AGMORPHOSYS AG	3,898	$139K	<0.01%	+148
CHWYCHEWY INC	4,766	$138K	<0.01%	+1,371	Timeline
SABRSABRE CORP	6,154	$138K	<0.01%	+363	Timeline
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTM	10,368	$138K	<0.01%	0
ABIOMED INCABIOMED INC	813	$138K	<0.01%	-2,308
PINSPINTEREST INC	7,365	$137K	<0.01%	+116	Timeline
AGOASSURED GUARANTY LTD	2,790	$137K	<0.01%	-10,349	Timeline
WIXWIX COM LTD	1,122	$137K	<0.01%	+22	Timeline
EWHISHARES INC	5,639	$137K	<0.01%	-1,041	Timeline
SNDRSCHNEIDER NATIONAL INC	6,289	$137K	<0.01%	+282	Timeline
FHBFIRST HAWAIIAN INC	4,716	$137K	<0.01%	-789	Timeline
ISRAVANECK ETF TRUST	3,910	$137K	<0.01%	-925	Timeline
BRSLBRIGHTSTAR LOTTERY PLC	9,117	$136K	<0.01%	-2,354	Timeline
GLVCLOUGH GLOBAL DIVID & INCOME	12,393	$136K	<0.01%	+1,193	Timeline
VGIVIRTUS GLOBAL MULTI-SECTOR I	10,837	$136K	<0.01%	+2,267	Timeline
PWSPACER FDS TR	5,664	$136K	<0.01%	-8,143	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	2,829	$136K	<0.01%	+184
Accelerate DiagnosticsAccelerate Diagnostics	8,054	$136K	<0.01%	-166
DCIDONALDSON INC	2,350	$135K	<0.01%	+67	Timeline
PIMCO MUN INCOME FDPIMCO MUN INCOME FD	8,888	$135K	<0.01%	-2,884
JBTMJBT MAREL CORPORATION	1,186	$135K	<0.01%	-92	Timeline
KEXKIRBY CORP	1,529	$135K	<0.01%	+507	Timeline
IEVISHARES TR	2,887	$135K	<0.01%	-13,015	Timeline
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC	8,931	$135K	<0.01%	+3,347
FDRRFIDELITY COVINGTON TRUST	3,837	$135K	<0.01%	-456	Timeline
UDIVFRANKLIN TEMPLETON ETF TR	4,410	$135K	<0.01%	+857	Timeline
EQNREQUINOR ASA	6,760	$134K	<0.01%	+87	Timeline
SDVYFIRST TR EXCHANGE TRADED FD	6,185	$134K	<0.01%	0	Timeline
EHTHEHEALTH INC	1,393	$134K	<0.01%	-352	Timeline
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	6,056	$134K	<0.01%	+757
GRIDFIRST TR EXCHANGE-TRADED FD	2,456	$134K	<0.01%	0	Timeline
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPT	9,373	$134K	<0.01%	+1,198
ICAD INCICAD INC	17,323	$134K	<0.01%	-11,700
CCDCALAMOS DYNAMIC CONV & INCOM	6,289	$133K	<0.01%	-689	Timeline
HIHILLENBRAND INC	3,983	$133K	<0.01%	-437	Timeline
CVCOCAVCO INDS INC DEL	674	$132K	<0.01%	-55	Timeline
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	3,407	$132K	<0.01%	+52
SPDR SER TRSPDR SER TR	1,785	$132K	<0.01%	0
TNETTRINET GROUP INC	2,311	$131K	<0.01%	-150	Timeline
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD	13,529	$131K	<0.01%	+5,593
AMSFAMERISAFE INC	1,980	$131K	<0.01%	+297	Timeline
THDISHARES INC	1,493	$131K	<0.01%	-256	Timeline
ZUORA INCZUORA INC	9,221	$131K	<0.01%	-363
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	4,571	$131K	<0.01%	0
PSMTPRICESMART INC	1,823	$130K	<0.01%	+64	Timeline
NUVEEN ENHANCED MUNICIPAL V…NUVEEN ENHANCED MUNICIPAL VALU	8,716	$130K	<0.01%	+6,966
HUSVFIRST TR EXCH TRADED FD III	4,676	$130K	<0.01%	+3,957	Timeline
MMTABERDEEN MULTI-MARKET INCOME	21,235	$130K	<0.01%	+3,430	Timeline
ELDORADO RESORTS INCELDORADO RESORTS INC	2,190	$130K	<0.01%	+1,260
DWS STRATEGIC MUN INCOME TRDWS STRATEGIC MUN INCOME TR	10,909	$130K	<0.01%	+9,400
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORP	24,054	$130K	<0.01%	+647
WISDOMTREE TRUSTWISDOMTREE TRUST	1,887	$130K	<0.01%	0
ISHARES U S ETF TRISHARES U S ETF TR	4,557	$130K	<0.01%	+1,603
AAOIAPPLIED OPTOELECTRONICS INC	10,877	$129K	<0.01%	-113	Timeline
IOVAIOVANCE BIOTHERAPEUTICS INC	4,661	$129K	<0.01%	+100	Timeline
HLNEHAMILTON LANE INC	2,158	$129K	<0.01%	+399	Timeline
CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A	2,134	$129K	<0.01%	-323
BLACKROCK MUNIHOLDINGS QUALIBLACKROCK MUNIHOLDINGS QUALI	10,300	$129K	<0.01%	0
HTRBHARTFORD FDS EXCHANGE TRADED	3,200	$129K	<0.01%	+200	Timeline
FIRST LONG IS CORPFIRST LONG IS CORP	5,173	$129K	<0.01%	-2,062
SANMSANMINA CORP	3,725	$128K	<0.01%	+196	Timeline
TGNATEGNA INC	7,739	$128K	<0.01%	+5,538	Timeline
INDBINDEPENDENT BK CORP MASS	1,534	$128K	<0.01%	-139	Timeline
WTIW & T OFFSHORE INC	22,907	$128K	<0.01%	-1,496	Timeline
PEBPEBBLEBROOK HOTEL TR	4,755	$128K	<0.01%	-380	Timeline
FOOT LOCKER INCFOOT LOCKER INC	3,256	$128K	<0.01%	-31,182
CLEARBRIDGE ENERGY MIDSTRM OCLEARBRIDGE ENERGY MIDSTRM O	15,216	$128K	<0.01%	+4,663
PBHCPATHFINDER BANCORP INC MD	9,216	$128K	<0.01%	+1,933	Timeline
PETIQ INCPETIQ INC	5,105	$128K	<0.01%	+405
XSWSPDR SERIES TRUST	1,247	$127K	<0.01%	-187	Timeline
REGREGENCY CTRS CORP	1,998	$126K	<0.01%	-3,461	Timeline
GLTRABRDN PRECIOUS METALS BASKET	1,656	$126K	<0.01%	+805	Timeline
EOLSEVOLUS INC	10,372	$126K	<0.01%	-7,139	Timeline
MCYMERCURY GENL CORP NEW	2,591	$126K	<0.01%	0	Timeline
DSUBLACKROCK DEBT STRATEGIES FD	11,256	$126K	<0.01%	+53	Timeline
MATVMATIV HOLDINGS INC	2,993	$126K	<0.01%	+204	Timeline
RMIRIVERNORTH OPPORTUNISTIC MUN	5,550	$126K	<0.01%	+750	Timeline
KBRKBR INC	4,115	$126K	<0.01%	+766	Timeline
WATSCO INCWATSCO INC	708	$126K	<0.01%	0
CCORLISTED FDS TR	4,508	$126K	<0.01%	new	Timeline
DVOLFIRST TR EXCHANGE TRADED FD	5,654	$126K	<0.01%	-67,200	Timeline
INFINERA CORPINFINERA CORP	15,834	$126K	<0.01%	-2,733
QIWIQIWI PLC	6,520	$126K	<0.01%	+177	Timeline
ELTKELTEK LTD	34,670	$125K	<0.01%	-32,272	Timeline
ISHARESISHARES	4,583	$125K	<0.01%	+2,506
ENERPLUS CORPENERPLUS CORP	17,588	$125K	<0.01%	-3,072
YAMANA GOLD INCYAMANA GOLD INC	31,420	$125K	<0.01%	+4,065
LEVEL ONE BANCORP INCLEVEL ONE BANCORP INC	4,948	$125K	<0.01%	+8
LGIHLGI HOMES INC	1,761	$124K	<0.01%	-66	Timeline
SAHSONIC AUTOMOTIVE INC	4,010	$124K	<0.01%	+1,607	Timeline
XRTSPDR SERIES TRUST	2,703	$124K	<0.01%	-136	Timeline
KOMPSPDR SERIES TRUST	3,435	$124K	<0.01%	-450	Timeline
COHUCOHU INC	5,347	$123K	<0.01%	0	Timeline
2U INC2U INC	5,178	$123K	<0.01%	-348
AGIALAMOS GOLD INC	20,327	$122K	<0.01%	+7,281	Timeline
NGLNGL ENERGY PARTNERS LP	10,805	$122K	<0.01%	+538	Timeline
LKFNLAKELAND FINL CORP	2,499	$122K	<0.01%	+477	Timeline
MVVPROSHARES TR	2,705	$122K	<0.01%	+504	Timeline
HEI-AHEICO CORP NEW	1,354	$122K	<0.01%	+88	Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	24,477	$122K	<0.01%	-143,378
AGMFEDERAL AGRIC MTG CORP	1,456	$122K	<0.01%	+204	Timeline
AMERICAN OUTDOOR BRANDS CORPAMERICAN OUTDOOR BRANDS CORP	13,005	$122K	<0.01%	-21,583
HYHGPROSHARES TR	1,862	$122K	<0.01%	-442	Timeline
CTSOCYTOSORBENTS CORP	31,670	$122K	<0.01%	-1,200	Timeline
DIEBOLD NXDF INCDIEBOLD NXDF INC	11,484	$122K	<0.01%	-986
TFLOISHARES TR	2,413	$121K	<0.01%	-2,365	Timeline
ALNYALNYLAM PHARMACEUTICALS INC	1,057	$121K	<0.01%	0	Timeline
CRVLCORVEL CORP	1,392	$121K	<0.01%	0	Timeline
TFSLTFS FINL CORP	6,140	$121K	<0.01%	+2,587	Timeline
PLOWDOUGLAS DYNAMICS INC	2,197	$121K	<0.01%	-60	Timeline
NXRTNEXPOINT RESIDENTIAL TR INC	2,686	$121K	<0.01%	+38	Timeline
PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INC	10,800	$121K	<0.01%	+6,400
BLKBBLACKBAUD INC	1,503	$120K	<0.01%	+267	Timeline
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)	1,183	$120K	<0.01%	-221
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEW	32,662	$120K	<0.01%	+1,441
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	13,940	$120K	<0.01%	+200
MRCYMERCURY SYS INC	1,733	$119K	<0.01%	+88	Timeline
NHCNATIONAL HEALTHCARE CORP	1,374	$119K	<0.01%	0	Timeline
SAICSCIENCE APPLICATIONS INTL CO	1,362	$119K	<0.01%	-46	Timeline
ARLPALLIANCE RESOURCE PARTNERS L	11,014	$119K	<0.01%	+2,998	Timeline
KNCTINVESCO EXCHANGE TRADED FD T	1,946	$119K	<0.01%	-105	Timeline
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	2,616	$119K	<0.01%	-606
INCYINCYTE CORP	1,347	$118K	<0.01%	-797	Timeline
EVTCEVERTEC INC	3,492	$118K	<0.01%	+1,301	Timeline
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TR	14,012	$118K	<0.01%	-5,352
TDTFFLEXSHARES TR	4,631	$118K	<0.01%	+572	Timeline
GLOBAL X FOUNDER-RUN COMPAN…GLOBAL X FOUNDER-RUN COMPANIES ETF	5,810	$118K	<0.01%	0
KALUKAISER ALUMINIUM CORPORATION	1,051	$117K	<0.01%	-322	Timeline
KEMET CORPKEMET CORP	4,348	$117K	<0.01%	-6,070
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	913	$117K	<0.01%	-128
ACIWACI WORLDWIDE INC	3,070	$116K	<0.01%	-226	Timeline
GTYGETTY RLTY CORP NEW	3,547	$116K	<0.01%	-142	Timeline
CTSCTS CORP	3,846	$116K	<0.01%	-1,377	Timeline
LIVENT CORPLIVENT CORP	13,647	$116K	<0.01%	-1,525
PDXPIMCO DYNAMIC INCOME STRATEG	7,000	$116K	<0.01%	+5,000	Timeline
IGOVISHARES TR	2,334	$116K	<0.01%	-284	Timeline
MTWMANITOWOC CO INC	6,658	$116K	<0.01%	+1,186	Timeline
ALTRA HOLDINGS INCALTRA HOLDINGS INC	3,200	$116K	<0.01%	+257
FT MEGA CAP ALPHADEX FD ETF…FT MEGA CAP ALPHADEX FD ETF(FMK)	3,000	$116K	<0.01%	-1,425
SFMSPROUTS FMRS MKT INC	5,969	$115K	<0.01%	-1,060	Timeline
AEISADVANCED ENERGY INDS	1,617	$115K	<0.01%	+142	Timeline
MTHMERITAGE HOMES CORP	1,886	$115K	<0.01%	-18,599	Timeline
KBKB FINL GROUP INC	2,787	$115K	<0.01%	+594	Timeline
GEOGEO GROUP INC	6,893	$115K	<0.01%	+3,949	Timeline
CPACOPA HOLDINGS SA	1,067	$115K	<0.01%	+171	Timeline
RHRH	537	$115K	<0.01%	-6,893	Timeline
BIGGQBIG LOTS INC.	3,992	$115K	<0.01%	-1,474	Timeline
FIRST TRUSTFIRST TRUST	19,200	$115K	<0.01%	-500
SKYWSKYWEST INC	1,763	$114K	<0.01%	-164	Timeline
FSMBFIRST TR EXCH TRADED FD III	5,600	$114K	<0.01%	new	Timeline
EIMEATON VANCE MUN BD FD	8,883	$114K	<0.01%	-590	Timeline
EWMISHARES INC	3,990	$114K	<0.01%	-434	Timeline
BMVPINVESCO EXCHANGE TRADED FD T	1,153	$114K	<0.01%	-1,676	Timeline
CMCCOMMERCIAL METALS CO	5,079	$113K	<0.01%	+3,912	Timeline
MWAMUELLER WTR PRODS INC	9,493	$113K	<0.01%	+1,962	Timeline
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND M	29,500	$113K	<0.01%	+26,500
U S CONCRETE INCU S CONCRETE INC	2,679	$113K	<0.01%	-3,895
FCGFIRST TR EXCHANGE-TRADED FD	9,288	$113K	<0.01%	-665	Timeline
VREXVAREX IMAGING CORP	3,771	$113K	<0.01%	-199	Timeline
IAKISHARES TR	1,583	$113K	<0.01%	-753	Timeline
FCORFIDELITY MERRIMACK STR TR	2,115	$113K	<0.01%	+387	Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	34,521	$113K	<0.01%	-19,561
SPYXSPDR SERIES TRUST	1,414	$112K	<0.01%	-294	Timeline
AXTAAXALTA COATING SYS LTD	3,673	$112K	<0.01%	+387	Timeline
GPIGROUP 1 AUTOMOTIVE INC	1,117	$112K	<0.01%	+881	Timeline
PEVERPURE INC	6,580	$112K	<0.01%	-865	Timeline
PFLTPENNANTPARK FLOATING RATE CA	9,283	$112K	<0.01%	-836	Timeline
PFSIPENNYMAC FINL SVCS INC NEW	3,266	$112K	<0.01%	-622	Timeline
BBDBANCO BRADESCO S A	12,544	$112K	<0.01%	+4,930	Timeline
CAPLCROSSAMERICA PARTNERS LP	6,227	$112K	<0.01%	+3,283	Timeline
CRANE COCRANE CO	1,293	$112K	<0.01%	+287
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC	2,311	$112K	<0.01%	-200
BRF SABRF SA	12,793	$111K	<0.01%	-867
TRMKTRUSTMARK CORP	3,212	$111K	<0.01%	+480	Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	4,527	$111K	<0.01%	-28,897
CEMBISHARES INC	2,143	$111K	<0.01%	+1,271	Timeline
RZVINVESCO EXCHANGE TRADED FD T	1,590	$111K	<0.01%	+80	Timeline
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	3,263	$111K	<0.01%	-23,964
CXCEMEX SAB DE CV	29,103	$110K	<0.01%	-32,744	Timeline
CUBECUBESMART	3,479	$110K	<0.01%	+784	Timeline
TELFYTELEFONICA SA-SPON ADR	15,740	$110K	<0.01%	+4,180	Timeline
SPESPECIAL OPPORTUNITIES FD INC	7,465	$110K	<0.01%	-399	Timeline
QNSTQUINSTREET INC	7,186	$110K	<0.01%	-2,103	Timeline
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP	125,187	$110K	<0.01%	+46,853
ISHARES TRISHARES TR	4,071	$110K	<0.01%	+228
ORAORMAT TECHNOLOGIES INC	1,464	$109K	<0.01%	-176	Timeline
ORANYORANGE-SPON ADR	7,562	$109K	<0.01%	+613	Timeline
TRTOOTSIE ROLL INDS INC	3,187	$109K	<0.01%	+2	Timeline
ONLNPROSHARES TR	3,000	$109K	<0.01%	new	Timeline
MODEL N INCMODEL N INC	3,117	$109K	<0.01%	-542
BLUEROCK RESIDENTIAL GWT REIBLUEROCK RESIDENTIAL GWT REI	9,061	$109K	<0.01%	0
NSANATIONAL STORAGE AFFILIATES	3,220	$108K	<0.01%	-485	Timeline
MYGNMYRIAD GENETICS INC	3,929	$108K	<0.01%	+542	Timeline
TRIPTRIPADVISOR INC	3,519	$108K	<0.01%	-1,074	Timeline
FTSFORTIS INC	2,613	$108K	<0.01%	-1,237	Timeline
PATTERSON COS INCPATTERSON COS INC	5,254	$108K	<0.01%	+2,967
CAJPYCANON INC ADS (1 SH COM)	3,964	$108K	<0.01%	+415	Timeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC	11,254	$108K	<0.01%	-1,262
IBDTISHARES TR	3,879	$108K	<0.01%	+1,682	Timeline
ERTHINVESCO EXCHANGE TRADED FD T	2,147	$108K	<0.01%	-489	Timeline
IFNABERDEEN INDIA FD INC	5,409	$108K	<0.01%	+1,000	Timeline
EWSISHARES INC	4,461	$108K	<0.01%	+984	Timeline
WISDOMTREEWISDOMTREE	5,725	$108K	<0.01%	-3
INVESCO HIG INCM 2023 TARG TINVESCO HIG INCM 2023 TARG T	10,200	$108K	<0.01%	0
LADRLADDER CAP CORP	5,902	$107K	<0.01%	-1,767	Timeline
ILFISHARES TR	3,154	$107K	<0.01%	-5,195	Timeline
PBF LOGISTICS LPPBF LOGISTICS LP	5,283	$107K	<0.01%	+3,561
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	9,475	$107K	<0.01%	+533
EDDMORGAN STANLEY EMERGING MKTS	15,355	$107K	<0.01%	-1,000	Timeline
DIMWISDOMTREE TR	1,619	$107K	<0.01%	+800	Timeline
CORE LABORATORIES N VCORE LABORATORIES N V	2,857	$107K	<0.01%	-320
CNHCNH INDL N V	9,666	$106K	<0.01%	+7,436	Timeline
NOMDNOMAD FOODS LTD	4,742	$106K	<0.01%	+238	Timeline
AVAVAEROVIRONMENT INC	1,719	$106K	<0.01%	+49	Timeline
ECONCOLUMBIA ETF TR II	4,522	$106K	<0.01%	-181	Timeline
VIAVVIAVI SOLUTIONS INC	7,120	$106K	<0.01%	+5,845	Timeline
INNSUMMIT HOTEL PPTYS	8,556	$106K	<0.01%	-93	Timeline
MCNXAI MADISON EQUITY PREMIUM I	15,982	$106K	<0.01%	-97,609	Timeline
IDEVOYA INFRASTRUCTURE INDLS &	9,241	$106K	<0.01%	+185	Timeline
DDOGDATADOG INC	2,768	$105K	<0.01%	+2,718	Timeline
IMKTAINGLES MKTS INC	2,200	$105K	<0.01%	0	Timeline
VRIGINVESCO ACTIVELY MANAGED EXC	4,241	$105K	<0.01%	+2,082	Timeline
PPLTABRDN PLATINUM ETF TRUST	1,157	$105K	<0.01%	-249	Timeline
SSDSIMPSON MFG INC	1,307	$105K	<0.01%	+425	Timeline
EVFEATON VANCE SR INCOME TR	16,481	$105K	<0.01%	+3,275	Timeline
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC	3,141	$105K	<0.01%	+118
DDD3D SYS CORP DEL	11,971	$105K	<0.01%	-576	Timeline
HOUSANYWHERE REAL ESTATE INC	10,735	$105K	<0.01%	+3,690	Timeline
RUNSUNRUN INC	7,509	$104K	<0.01%	+2,690	Timeline
PRA HEALTH SCIENCES INCPRA HEALTH SCIENCES INC	939	$104K	<0.01%	-201
FNKFIRST TR EXCHANGE-TRADED ALP	2,880	$104K	<0.01%	-1,429	Timeline
FAARFIRST TR EXCHANGE TRAD FD VI	4,036	$104K	<0.01%	-281	Timeline
SPDR GOLD MINISHARES TRUSTSPDR GOLD MINISHARES TRUST	6,921	$104K	<0.01%	-293
SPARTAN MTRS INCSPARTAN MTRS INC	5,744	$104K	<0.01%	new
GOLDMAN SACHS PHYSICAL GOLD…GOLDMAN SACHS PHYSICAL GOLD ETF	6,898	$104K	<0.01%	+5,633
GOGROCERY OUTLET HLDG CORP	3,166	$103K	<0.01%	+2,731	Timeline
DKSDICKS SPORTING GOODS INC	2,068	$103K	<0.01%	+260	Timeline
VSATVIASAT INC	1,423	$103K	<0.01%	+858	Timeline
BOTTOMLINE TECH INC DELBOTTOMLINE TECH INC DEL	1,915	$103K	<0.01%	-74
WADDELL & REED FINL INCWADDELL & REED FINL INC	6,169	$103K	<0.01%	+5,763
CORE-MARK HOLDING CO INCCORE-MARK HOLDING CO INC	3,751	$102K	<0.01%	+716
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COM	1,734	$102K	<0.01%	+206
TIM PARTICIPACOES S ATIM PARTICIPACOES S A	5,332	$102K	<0.01%	+4,255
TRANSAMERICA ETF TRTRANSAMERICA ETF TR	1,828	$102K	<0.01%	+1,771
ARKQARK ETF TR	2,735	$101K	<0.01%	-262	Timeline
SSLSASOL LTD	4,733	$101K	<0.01%	-793	Timeline
MHOM/I HOMES INC	2,582	$101K	<0.01%	+2,019	Timeline
QHYWISDOMTREE TR	1,947	$101K	<0.01%	+1,342	Timeline
UBS AG LONDON BRHUBS AG LONDON BRH	7,362	$101K	<0.01%	-862
AXS CHANGE FINANCE ESG ETFAXS CHANGE FINANCE ESG ETF	4,343	$101K	<0.01%	+2,413
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.	3,029	$101K	<0.01%	+245
SPMBSPDR SERIES TRUST	3,842	$100K	<0.01%	+842	Timeline
EFOREVERFORTH INC	1,416	$100K	<0.01%	-460	Timeline
UYGPROSHARES TR	1,867	$100K	<0.01%	-75	Timeline
SAFEHOLD INCSAFEHOLD INC	2,484	$100K	<0.01%	+534
MIYBLACKROCK MUNIYIELD MICH QU	7,067	$100K	<0.01%	-702	Timeline
EDFVIRTUS STONE HBR EMRG MKTS I	7,250	$100K	<0.01%	+4,000	Timeline
REALITY SHS ETF TR DIVS ETFREALITY SHS ETF TR DIVS ETF	3,755	$100K	<0.01%	0
FLEXSHARES TRFLEXSHARES TR	3,440	$100K	<0.01%	-1,314
NUEMNUSHARES ETF TR	3,614	$99K	<0.01%	+1,366	Timeline
VMOINVESCO MUN OPPORTUNIT TR	7,976	$99K	<0.01%	-1,896	Timeline
ENVIVA PARTNERS LPENVIVA PARTNERS LP	2,627	$99K	<0.01%	+42
IGEBISHARES TR	1,922	$99K	<0.01%	-360	Timeline
EZPWEZCORP INC	14,500	$99K	<0.01%	0	Timeline
DBEUDBX ETF TR	3,194	$99K	<0.01%	+2,015	Timeline
UNITED COMMUNITY FINANCIALUNITED COMMUNITY FINANCIAL	8,461	$99K	<0.01%	+1,208
NUVEEN OHIO QUALITY INC MUNINUVEEN OHIO QUALITY INC MUNI	6,398	$99K	<0.01%	-3,499
JANUS DETROIT STR TRJANUS DETROIT STR TR	3,237	$99K	<0.01%	+1,350
TRANSAMERICA ETF TRTRANSAMERICA ETF TR	1,894	$99K	<0.01%	new
CASHPATHWARD FINANCIAL INC	2,682	$98K	<0.01%	-226	Timeline
AGCOAGCO CORP	1,262	$98K	<0.01%	-524	Timeline
CHRSCOHERUS ONCOLOGY INC	5,440	$98K	<0.01%	+117	Timeline
MCRIMONARCH CASINO & RESORT INC	2,025	$98K	<0.01%	0	Timeline
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	3,780	$98K	<0.01%	+271
JPMorgan BetaBuilders Europ…JPMorgan BetaBuilders Europe ETF	3,853	$98K	<0.01%	+472
IAGIAMGOLD CORP	25,807	$97K	<0.01%	+674	Timeline
ICOWPACER FDS TR	3,530	$97K	<0.01%	0	Timeline
NTBBANK OF N T BUTTERFIELD & SO	2,609	$97K	<0.01%	0	Timeline
HAINHAIN CELESTIAL GROUP INC	3,738	$97K	<0.01%	-118	Timeline
GSBDGOLDMAN SACHS BDC INC	4,561	$97K	<0.01%	+929	Timeline
BLACKROCK LONG-TERM MUNCIPA…BLACKROCK LONG-TERM MUNCIPAL A	7,595	$97K	<0.01%	+1,095
FINXGLOBAL X FDS	3,200	$97K	<0.01%	-3,449	Timeline
WTREWISDOMTREE TR	3,114	$97K	<0.01%	0	Timeline
QIGWISDOMTREE TR	1,858	$97K	<0.01%	+1,508	Timeline
GHYBGOLDMAN SACHS ETF TR	1,937	$96K	<0.01%	+1,835	Timeline
DNOWDNOW INC	8,497	$96K	<0.01%	-59	Timeline
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP	11,911	$96K	<0.01%	+2
OPIANT PHARMACEUTICALS INCOPIANT PHARMACEUTICALS INC	6,600	$96K	<0.01%	+2,000
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,700	$96K	<0.01%	-15
WBWEIBO CORP	2,067	$95K	<0.01%	-699	Timeline
GUNRFLEXSHARES TR	2,823	$95K	<0.01%	+40	Timeline
TMDXTRANSMEDICS GROUP INC	4,986	$95K	<0.01%	new	Timeline
ROCKGIBRALTAR INDS INC	1,875	$95K	<0.01%	+442	Timeline
MICRO FOCUS INTL PLCMICRO FOCUS INTL PLC	6,770	$95K	<0.01%	+2,837
CSBVICTORY PORTFOLIOS II	2,022	$95K	<0.01%	+437	Timeline
GMABGENMAB A/S	4,249	$94K	<0.01%	+1,906	Timeline
RXIISHARES TR	743	$94K	<0.01%	0	Timeline
FIBKFIRST INTST BANCSYSTEM INC	2,223	$94K	<0.01%	+49	Timeline
EATON VANCE FLTG RATE INCOMEATON VANCE FLTG RATE INCOM	5,900	$94K	<0.01%	-1,000
CARA THERAPEUTICS INCCARA THERAPEUTICS INC	5,789	$94K	<0.01%	-4,056
TELEFONICA BRASIL SA FSPONS…TELEFONICA BRASIL SA FSPONSORED A…	6,562	$94K	<0.01%	-2,698
THERAPEUTICSMD INCTHERAPEUTICSMD INC	38,960	$94K	<0.01%	+2,800
VNRXVOLITIONRX LTD	19,770	$94K	<0.01%	+5,000	Timeline
MMSMAXIMUS INC	1,251	$93K	<0.01%	-232	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	7,377	$93K	<0.01%	+1,542
PREMIER INCPREMIER INC	2,456	$93K	<0.01%	-1,681
ESBAEMPIRE ST RLTY OP L P	6,712	$93K	<0.01%	0	Timeline
WRAPWRAP TECHNOLOGIES INC	14,631	$93K	<0.01%	+2,601	Timeline
PENNPENN ENTERTAINMENT INC	3,638	$92K	<0.01%	+596	Timeline
FTQIFIRST TR EXCHANGE TRADED FD	4,113	$92K	<0.01%	0	Timeline
SBRSABINE RTY TR	2,275	$92K	<0.01%	+23	Timeline
FNDXSCHWAB STRATEGIC TR	2,186	$92K	<0.01%	-216	Timeline
VRNSVARONIS SYS INC	1,170	$92K	<0.01%	0	Timeline
VIRTVIRTU FINL INC	5,661	$92K	<0.01%	-241	Timeline
CUBIC CORPCUBIC CORP	1,443	$92K	<0.01%	-50

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 121. All 121

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	30	$470K	+3
ROKU INCROKU INC PUT	put	90	$91K	+71
UNITED STS NAT GAS FD LPUNITED STS NAT GAS FD LP COM	call	200	$89K	new
MPLX LPMPLX LP COM UNIT REP LTD	call	1,760	$83K	new
META PLATFORMS INCMETA PLATFORMS INC CALL	call	9	$76K	-47
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	248	$74K	+120
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALL	call	110	$62K	+40
BOEING COBOEING CO CALL	call	69	$51K	+1
MICROSOFT CORPMICROSOFT CORP CALL	call	8	$47K	0
CVS HEALTH CORPCVS HEALTH CORP PUT	put	263	$44K	+169
BAIDU INCBAIDU INC PUT	put	86	$36K	new
GENERAL ELECTRIC COGENERAL ELECTRIC CO COM	call	120	$28K	0
BRIGHTHOUSE FINL INCBRIGHTHOUSE FINL INC COM	put	111	$23K	new
MPLX LPMPLX LP COM UNIT REP LTD	put	394	$21K	new
MARATHON PETE CORPMARATHON PETE CORP PUT	put	65	$16K	+42
APPLE INCAPPLE INC PUT	put	39	$14K	+37
BANK OF AMER CORPBANK OF AMER CORP PUT	put	298	$12K	+210
WELLS FARGO & COWELLS FARGO & CO CALL	put	188	$12K	+162
INVESCO QQQ TRINVESCO QQQ TR PUT	put	39	$11K	new
ISHARES TRISHARES TR PUT	put	76	$11K	new
BERKSHIRE HATHAWAY INC DELBERKSHIRE HATHAWAY INC DEL PUT	put	19	$11K	new
BEYOND MEAT INCBEYOND MEAT INC COM	call	10	$10K	new
OCCIDENTAL PETE CORPOCCIDENTAL PETE CORP PUT	put	187	$9K	+173
PFIZER INCPFIZER INC PUT	put	241	$8K	+240
ENERGY TRANSFER L PENERGY TRANSFER L P PUT	put	715	$8K	new
NETFLIX INC.NETFLIX INC. CALL	call	2	$8K	0
BLOCK INCBLOCK INC CALL	call	30	$7K	+20
BOEING COBOEING CO PUT	put	2	$7K	new
INTERNATIONAL BUSINESS MACHSINTERNATIONAL BUSINESS MACHS CHS PUT	put	24	$7K	+9
FEDEX CORPFEDEX CORP COM	put	6	$7K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD PUT	put	24	$6K	new
ROKU INCROKU INC CALL	call	1	$6K	-10
TORONTO DOMINION BK ONTTORONTO DOMINION BK ONT COM NEW	put	73	$6K	+63
BROOKFIELD ASSET MANAGE-CL ABROOKFIELD ASSET MANAGE-CL A COM	put	20	$6K	new
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC COM NEW	call	7	$6K	new
AMAZON COM INCAMAZON COM INC PUT	put	1	$5K	0
NEXTERA ENERGY INCNEXTERA ENERGY INC PUT	put	9	$5K	+3
DISNEY WALT CODISNEY WALT CO COM	call	1	$5K	0
GENERAL MTRS COGENERAL MTRS CO PUT	put	400	$4K	new
PEPSICO INCPEPSICO INC PUT	put	14	$4K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	8	$4K	+7
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	call	180	$4K	new
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	1	$3K	-67
VEECO INSTRS INC DELVEECO INSTRS INC DEL COM	call	15	$3K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	call	400	$3K	new
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND COM	put	500	$3K	new
ISHARES TRISHARES TR PUT	put	17	$2K	+14
EXXON MOBIL CORPEXXON MOBIL CORP CALL	put	14	$2K	+8
COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALL	put	3	$2K	0
DISNEY WALT CODISNEY WALT CO PUT	put	5	$2K	new
HALLIBURTON COHALLIBURTON CO PUT	put	25	$2K	new
EOG RES INCEOG RES INC PUT	put	10	$2K	new
CVS HEALTH CORPCVS HEALTH CORP CALL	call	1	$2K	0
DROPBOX INCDROPBOX INC CL A	call	20	$2K	0
VALERO ENERGY CORPVALERO ENERGY CORP COM	put	5	$2K	new
ABBVIE INCABBVIE INC COM	put	6	$2K	0
METLIFE INCMETLIFE INC PUT	put	10	$1K	new
META PLATFORMS INCMETA PLATFORMS INC PUT	put	2	$1K	new
UNITEDHEALTH GROUP INCUNITEDHEALTH GROUP INC PUT	put	2	$1K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC Option	put	5	$1K	new
JOHNSON & JOHNSONJOHNSON & JOHNSON Option	put	3	$1K	new
BLOCK INCBLOCK INC PUT	put	2	$1K	new
ALTRIA GROUP INCALTRIA GROUP INC PUT	put	3	$1K	0
BLACKSTONE INCBLACKSTONE INC PUT	put	8	$1K	-2
CISCO SYS INCCISCO SYS INC PUT	put	5	$1K	new
EMERSON ELEC COEMERSON ELEC CO PUT	put	2	$1K	new
ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY PUT	put	2	$1K	new
WALMART INCWALMART INC PUT	put	40	$1K	new
THE CIGNA GROUPTHE CIGNA GROUP COM	put	6	$1K	new
BIOGEN INCBIOGEN INC COM	put	1	$1K	new
WP CAREY INCWP CAREY INC COM	put	8	$1K	new
BANK OF NY MELLON CORPBANK OF NY MELLON CORP COM	put	10	$1K	new
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	put	12	$1K	new
PLAINS ALL AMERN PIPELINE LPLAINS ALL AMERN PIPELINE L UNIT LTD PARTN	put	20	$1K	new
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO COM	put	10	$1K	+3
ENERGY TRANSFER L PENERGY TRANSFER L P COM UT LTD PTN	call	20	$1K	new
VANGUARD WORLD FDVANGUARD WORLD FD PUT	put	3	$1K	new
BROOKFIELD INFRASTRUCTURE PABROOKFIELD INFRASTRUCTURE PA PUT	put	6	$1K	new
CHART INDS INCCHART INDS INC PUT	put	9	$1K	-22
VANGUARD INDEX FDSVANGUARD INDEX FDS SMALL CP ETF	put	8	$1K	+6
VANGUARD INDEX FDSVANGUARD INDEX FDS SML CP GRW ETF	put	4	$1K	new
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM	put	5	$1K	new
CERNER CORPCERNER CORP COM	put	21	$1K	0
CALLON PETE CO DEL CMN STOCKCALLON PETE CO DEL CMN STOCK Cmn	put	155	$1K	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP COM UNIT LTD	put	40	$1K	-60
UNIVERSAL INS HLDGS INCUNIVERSAL INS HLDGS INC COM	put	35	$1K	+27
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II PUT	put	3	$1K	new
VANGUARD INDEX FDSVANGUARD INDEX FDS PUT	put	5	$1K	new
CITIGROUP INCCITIGROUP INC PUT	put	5	$0	0
TESLA INCTESLA INC PUT	put	1	$0	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC PUT	put	3	$0	0
PHILIP MORRIS INTL INCPHILIP MORRIS INTL INC PUT	put	3	$0	0
BAIDU INCBAIDU INC CALL	call	10	$0	new
HALLIBURTON COHALLIBURTON CO CALL	call	2	$0	0
CHEVRON CORPORATIONCHEVRON CORPORATION CALL	put	1	$0	new
NUTANIX INCNUTANIX INC CALL	call	10	$0	new
QUALCOMM INCQUALCOMM INC PUT	put	1	$0	new
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR PUT	put	1	$0	new
ABBOTT LABORATORIESABBOTT LABORATORIES PUT	put	1	$0	new
HOME DEPOT INCHOME DEPOT INC PUT	put	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	100	$70K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	32	$23K	0
AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND	principal	21	$21K	-32
NEMNEM 0.00% 10/30/2023	principal	18	$21K	-44
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$20K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	17	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	16	$19K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	14	$18K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	3	$17K	0
TWITTER INCTWITTER INC NOTE 0.250% 6/1	principal	17	$16K	-25
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	17	$16K	-39
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	15	$16K	0
SPLUNK INCSPLUNK INC BOND	principal	13	$16K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	11	$16K	0
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	17	$16K	-41
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	16	$16K	-48
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$15K	0
RHRH BOND	principal	12	$15K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	14	$15K	-48
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.750% 7/0	principal	13	$14K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	11	$14K	0
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	10	$14K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	10	$14K	-9
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	13	$13K	0
WORKDAY INCWORKDAY INC NOTE 0.250%10/0	principal	10	$13K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$12K	0
ENVESTNET INCENVESTNET INC BOND	principal	10	$12K	new
BLOCK INCBLOCK INC NOTE 0.500% 5/1	principal	10	$11K	0
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1	principal	10	$11K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	5	$11K	0
COLONY STARWOOD HOMESCOLONY STARWOOD HOMES NOTE 3.500% 1/1	principal	8	$11K	0
NEW RELIC INCNEW RELIC INC NOTE 0.500% 5/0	principal	10	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BOND	principal	11	$10K	-33
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	10	$10K	0
TESLA INCTESLA INC NOTE 2.000% 5/1	principal	6	$9K	0
PDL BIOPHARMA INCPDL BIOPHARMA INC NOTE 2.750%12/0	principal	8	$9K	0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0	principal	8	$8K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1	principal	6	$7K	0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$7K	-24
OSI SYSTEMS INCOSI SYSTEMS INC NOTE 1.250% 9/0	principal	6	$7K	0
GRANITE PT MTG TR INCGRANITE PT MTG TR INC NOTE 6.375%10/0	principal	7	$7K	-30
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	7	$7K	0
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	5	$6K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	3	$6K	0
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1	principal	6	$6K	0
VERINT SYS INCVERINT SYS INC NOTE 1.500% 6/0	principal	6	$6K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$6K	0
ZENDESK INCZENDESK INC NOTE 0.250% 3/1	principal	4	$5K	0
TWILIO INCTWILIO INC NOTE 0.250% 6/0	principal	3	$5K	new
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	4	$5K	0
II VI INCII VI INC NOTE 0.250% 9/0	principal	5	$5K	-38
REPLIGEN CORPREPLIGEN CORP BOND	principal	5	$5K	0
TRANSOCEAN INCTRANSOCEAN INC DEB 0.500% 1/3	principal	5	$5K	0
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 2/1	principal	3	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
DEXCOM INCDEXCOM INC NOTE 0.750%12/0	principal	3	$4K	new
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$4K	0
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1	principal	3	$3K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$2K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	1	$1K	-54
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 259. All 259

Security	Shares before	Value before	Type
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	247,233	$5.21M	shares
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	270,345	$4.81M	shares
CELGENE CORPCELGENE CORP	45,514	$4.52M	shares
BB & T CORPBB & T CORP	78,902	$4.21M	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	40,709	$2.8M	shares
HCP INCHCP INC	51,479	$1.83M	shares
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	57,475	$1.38M	shares
CBS CORP NEWCBS CORP NEW	32,168	$1.3M	shares
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	131,108	$1.19M	shares
Natixis Loomis Sayles Short…Natixis Loomis Sayles Short Durat…	27,232	$688K	shares
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC	19,469	$485K	shares
FQF TRFQF TR	20,386	$483K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	21,232	$469K	shares
VIACOM INCVIACOM INC	19,261	$462K	shares
SYMANTEC CORPSYMANTEC CORP	18,765	$445K	shares
ABSOLUTE SHS TRABSOLUTE SHS TR	23,360	$421K	shares
Ishares Ibonds DecIshares Ibonds Dec	15,008	$373K	shares
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	31,785	$357K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	8,000	$353K	shares
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	24,792	$349K	shares
DBX ETF TRDBX ETF TR	8,276	$276K	shares
GENESEE & WYOMING INCGENESEE & WYOMING INC	2,458	$271K	shares
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	3,543	$248K	shares
ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 2000	11,541	$225K	shares
ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 2000	10,387	$224K	shares
VERSUM MATLS INCVERSUM MATLS INC	4,113	$217K	shares
ALTABA INCALTABA INC	8,842	$173K	shares
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	10,000	$161K	shares
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC	6,085	$161K	shares
RRBIRED RIVER BANCSHARES INC	3,524	$153K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	3,597	$148K	shares
CAMBRIA ETF TR CORE EQUITYCAMBRIA ETF TR CORE EQUITY	5,088	$139K	shares
OSBCOLD SECOND BANCORP INC DEL	11,157	$136K	shares
CTRIP COM INTL LTDCTRIP COM INTL LTD	4,647	$135K	shares
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	10,030	$135K	shares
PBFSPIONEER BANCORP INC MD	10,000	$125K	shares
NANOMETRICSNANOMETRICS	3,757	$123K	shares
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	13,530	$116K	shares
AIQGLOBAL X FDS	7,007	$112K	shares
NULLNULL	4,195	$110K	shares
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS	4,012	$102K	shares
TRANSENTERIX INCTRANSENTERIX INC	160,622	$99K	shares
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	1,394	$95K	shares
DBJPDBX ETF TR	2,027	$81K	shares
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	1,709	$77K	shares
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	802	$73K	shares
TUESDAY MORNING CORPTUESDAY MORNING CORP	44,300	$70K	shares
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	3,240	$64K	shares
PZTINVESCO EXCH TRADED FD TR II	2,401	$61K	shares
FINISAR CORPFINISAR CORP	57	$57K	principal
CIMPRESS N VCIMPRESS N V	422	$57K	shares
LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME	5,800	$54K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	5,000	$54K	shares
US ECOLOGY INC COMUS ECOLOGY INC COM	828	$53K	shares
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC	52	$53K	principal
BBVA BANCO FRANCES S ABBVA BANCO FRANCES S A	11,948	$52K	shares
BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023	45	$50K	principal
BSRRSIERRA BANCORP	1,800	$48K	shares
DBX ETF TRDBX ETF TR	1,813	$42K	shares
YY INC. ADRYY INC. ADR	735	$41K	shares
CARBONITE INCCARBONITE INC	2,545	$40K	shares
O-I GLASS, INC.O-I GLASS, INC.	3,937	$40K	shares
PACIRA BIOSCIENCESPACIRA BIOSCIENCES	41	$40K	principal
FQF TR AGFIQFQF TR AGFIQ	1,654	$40K	shares
BF-ABROWN FORMAN CORP	630	$38K	shares
PACIFIC MERCANTILE BANCORPPACIFIC MERCANTILE BANCORP	5,000	$38K	shares
DBX ETF TRDBX ETF TR	689	$37K	shares
MFA FINL INCMFA FINL INC	35	$36K	principal
PIMCO ETF TRPIMCO ETF TR	715	$36K	shares
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	3,847	$35K	shares
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC	1,244	$35K	shares
KEANE GROUP INCKEANE GROUP INC	5,705	$34K	shares
HALLMARK FINL SERVICES INCHALLMARK FINL SERVICES INC	1,785	$34K	shares
VANECK EGYPT INDEX ETFVANECK EGYPT INDEX ETF	1,000	$31K	shares
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC	2,158	$29K	shares
CHEMOCENTRYX INCCHEMOCENTRYX INC	3,920	$27K	shares
TCXTUCOWS INC	500	$27K	shares
NATRNATURES SUNSHINE PRODS INC	3,200	$27K	shares
QUALCOMM INCQUALCOMM INC	30	$27K	call
SILVERBOW RES INCSILVERBOW RES INC	2,700	$26K	shares
CAMBREX CORPCAMBREX CORP	449	$26K	shares
SOTHEBYSSOTHEBYS	439	$25K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,500	$24K	shares
SIXTH STREET SPECIALTY LEND…SIXTH STREET SPECIALTY LENDING	23	$24K	principal
ARGTGLOBAL X FDS	1,000	$23K	shares
KARSKRANESHARES TRUST	1,098	$23K	shares
DEAN FOODS CO NEWDEAN FOODS CO NEW	20,138	$23K	shares
GAIAGAIA INC NEW	3,000	$20K	shares
PROVPROVIDENT FINL HLDGS INC	942	$20K	shares
JAKKS PACIFIC INCJAKKS PACIFIC INC	22,455	$19K	shares
CMCOCOLUMBUS MCKINNON CORP N Y	486	$18K	shares
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	1,019	$18K	shares
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC	950	$18K	shares
ETF SER SOLUTIONSETF SER SOLUTIONS	595	$18K	shares
DBX ETF TRDBX ETF TR	340	$18K	shares
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORP	4,000	$17K	shares
DDLSWISDOMTREE TR	567	$17K	shares
STAGE STORES INCSTAGE STORES INC	8,036	$15K	shares
TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TR	2,900	$15K	shares
MORGAN STANLEYMORGAN STANLEY	40	$14K	call

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	base		2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

Filing	Subject	Filed	Accepted	Ingested
13F-HR 0001681115-20-000002	Quarter ended 2019-12-31	2020-02-12	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC
13F-HR 0001681115-19-000015	Quarter ended 2019-09-30	2019-11-13	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC
13F-HR 0001681115-19-000009	Quarter ended 2019-06-30	2019-07-31	acceptance time not in the bulk data set	2026-10-07 18:55:43 UTC
13F-HR 0001681115-19-000003	Quarter ended 2019-03-31	2019-05-09	acceptance time not in the bulk data set	2026-10-07 18:56:23 UTC
13F-HR 0001681115-19-000001	Quarter ended 2018-12-31	2019-02-11	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC
13F-HR 0001681115-18-000009	Quarter ended 2018-09-30	2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC
13F-HR 0001681115-18-000008	Quarter ended 2018-06-30	2018-08-13	acceptance time not in the bulk data set	2026-10-07 19:04:44 UTC
13F-HR 0001681115-18-000006	Quarter ended 2018-03-31	2018-05-15	acceptance time not in the bulk data set	2026-10-07 19:05:42 UTC
13F-HR 0001681115-18-000001	Quarter ended 2017-12-31	2018-02-14	acceptance time not in the bulk data set	2026-10-07 19:06:41 UTC
13F-HR 0001681115-17-000014	Quarter ended 2017-09-30	2017-11-06	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000013	Quarter ended 2017-06-30	2017-11-03	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000010	Quarter ended 2016-09-30	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000012	Quarter ended 2017-03-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR/A 0001681115-17-000011	Quarter ended 2016-12-31	2017-11-02	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC
13F-HR 0001681115-17-000009	Quarter ended 2017-06-30	2017-08-11	acceptance time not in the bulk data set	2026-10-07 19:08:39 UTC
13F-HR 0001681115-17-000008	Quarter ended 2017-03-31	2017-05-15	acceptance time not in the bulk data set	2026-10-07 19:09:43 UTC
13F-HR 0001681115-17-000001	Quarter ended 2016-12-31	2017-01-31	acceptance time not in the bulk data set	2026-10-07 19:10:24 UTC
13F-HR 0001681115-16-000009	Quarter ended 2016-09-30	2016-11-09	acceptance time not in the bulk data set	2026-10-07 19:11:14 UTC
13F-HR 0001681115-16-000003	Quarter ended 2016-06-30	2016-08-12	acceptance time not in the bulk data set	2026-10-07 19:12:22 UTC