13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 2,687 holding rows worth $25,899,914,000.
- Accession
- 0001141802-20-000005
- Filer
- CIK 1141802
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 2,687 entries on the cover page, a total value of $25,899,914,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,899,914,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,046 | $7,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,330 | $7,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 350 | $7,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 7,132 | $7,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 659 | $6,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 166 | $6,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 150 | $6,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 518 | $6,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 134 | $6,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,227 | $6,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 140 | $6,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 612 | $6,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 339 | $6,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,894 | $6,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 476 | $6,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 47 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 372 | $6,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 753 | $6,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 359 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 65 | $6,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 143 | $6,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 245 | $6,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $6,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 104 | $6,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 91 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112 | $6,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 683 | $6,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 606 | $6,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 550 | $6,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 55 | $6,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 496 | $6,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 195 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,002 | $6,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 200 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 337 | $6,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 359 | $6,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 328 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 200 | $6,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $6,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 207 | $6,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $6,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 7,150 | $6,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $6,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 425 | $6,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 7,000 | $6,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $6,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 614 | $6,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 1,000 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 1,158 | $6,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 720 | $5,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 92 | $5,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $5,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 257 | $5,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 131 | $5,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 123 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 99 | $5,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,188 | $5,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 300 | $5,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 90 | $5,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 180 | $5,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,080 | $5,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $5,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 352 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $5,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 108 | $5,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 653 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 51 | $5,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 409 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 141 | $5,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,900 | $5,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 86 | $5,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 30 | $5,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 59 | $5,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 477 | $5,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 94 | $5,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,111 | $5,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 304 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 116 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 161 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,776 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 671 | $5,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 533 | $5,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 121 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 415 | $5,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 953 | $5,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 317 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $5,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 333 | $5,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 375 | $5,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $5,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 213 | $5,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 525 | $5,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 2,000 | $5,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 356 | $5,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 2,029 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 230 | $5,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 350 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 157 | $4,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 490 | $4,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 133 | $4,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 179 | $4,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 56 | $4,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 69 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 285 | $4,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 93 | $4,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,000 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 82 | $4,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 200 | $4,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 125 | $4,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,800 | $4,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 57 | $4,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 33 | $4,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 80 | $4,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 714 | $4,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 800 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 134 | $4,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 167 | $4,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,836 | $4,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 884 | $4,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $4,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 487 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 812 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 145 | $4,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 350 | $4,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 500 | $4,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 196 | $4,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,464 | $4,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 925 | $4,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $4,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 718 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 234 | $4,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $4,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 757 | $4,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,852 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $4,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 696 | $4,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,250 | $4,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 16,750 | $4,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,755 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $4,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 150 | $4,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 1,000 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 214 | $4,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 231 | $3,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 116 | $3,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 59 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 247 | $3,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 232 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $3,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 600 | $3,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 350 | $3,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 338 | $3,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 105 | $3,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 46 | $3,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 206 | $3,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 71 | $3,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 26 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 359 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 221 | $3,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 133 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 58 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $3,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 94 | $3,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 300 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 150 | $3,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 81 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 87 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 150 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 63 | $3,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 117 | $3,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 85 | $3,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 585 | $3,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 45 | $3,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 44 | $3,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 42 | $3,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 146 | $3,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 80 | $3,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 9 | $3,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 111 | $3,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 858 | $3,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 76 | $3,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 306 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $3,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 82 | $3,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 748 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 223 | $3,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 20 | $3,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 141 | $3,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 82 | $3,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 749 | $3,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 60 | $3,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 66 | $3,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 992 | $3,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 190 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 435 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 107 | $3,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,000 | $3,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 3,000 | $3,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,000 | $3,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 1,000 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,500 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,500 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,000 | $3,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,000 | $3,000 | thousands by filing date | |
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| AXOSFINLINC | 05465C100 | STOK | 100 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $2,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 52 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 29 | $2,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 43 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 301 | $2,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 25 | $2,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 255 | $2,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 707 | $2,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 14 | $2,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 35 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $2,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $2,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 34 | $2,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 58 | $2,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 75 | $2,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 23 | $2,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 12 | $2,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 256 | $2,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 6 | $2,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 121 | $2,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 75 | $2,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 22 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 40 | $2,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 365 | $2,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 45 | $2,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 243 | $2,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 224 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 76 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 64 | $2,000 | thousands by filing date | |
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| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 15 | $2,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 765 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 83 | $2,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 115 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $2,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 184 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 118 | $2,000 | thousands by filing date | |
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| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 198 | $2,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 237 | $2,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 50 | $2,000 | thousands by filing date | |
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| ADVANSIX INC | 00773T101 | COM | 162 | $2,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 44 | $2,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 30 | $2,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 73 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 404 | $2,000 | thousands by filing date | |
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| GOLAR LNG LTD | G9456A100 | SHS | 200 | $2,000 | thousands by filing date | |
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| ATHENE HOLDING LTD | G0684D107 | CL A | 70 | $2,000 | thousands by filing date | |
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| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $2,000 | thousands by filing date | |
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| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 100 | $2,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 46 | $2,000 | thousands by filing date | |
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| Whiting Petroleum Corpora | 966387409 | COM NEW | 3,050 | $2,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 136 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 79 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 573 | $2,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,680 | $2,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 33 | $2,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 103 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 200 | $2,000 | thousands by filing date | |
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| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 655 | $2,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 210 | $2,000 | thousands by filing date | |
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| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 109 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 82 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 116 | $2,000 | thousands by filing date | |
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| COVETRUS INC | 22304C100 | COM | 197 | $2,000 | thousands by filing date | |
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| FLANIGANS ENTERPRISES INC | 338517105 | COM | 154 | $2,000 | thousands by filing date | |
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| CHICOS FAS INC | 168615102 | COM | 1,511 | $2,000 | thousands by filing date | |
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| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,000 | $2,000 | thousands by filing date | |
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| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,000 | $2,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,000 | $2,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,000 | $2,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 337 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 434 | $2,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $2,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 300 | $2,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $2,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 100 | $2,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 66 | $2,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 1,000 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $2,000 | thousands by filing date | |
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| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 47 | $1,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $1,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 200 | $1,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 10 | $1,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7 | $1,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 28 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 12 | $1,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 58 | $1,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 33 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 20 | $1,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 75 | $1,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 16 | $1,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8 | $1,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 11 | $1,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 176 | $1,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 11 | $1,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 55 | $1,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 15 | $1,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 26 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 6 | $1,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 53 | $1,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 20 | $1,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 24 | $1,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 88 | $1,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 28 | $1,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 13 | $1,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 6 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 139 | $1,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 19 | $1,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20 | $1,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 36 | $1,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 48 | $1,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 5 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 500 | $1,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 92 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 401 | $1,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 23 | $1,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 17 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 14 | $1,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 25 | $1,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 42 | $1,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 9 | $1,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 6 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 850 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 500 | $1,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 9 | $1,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 38 | $1,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 27 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 104 | $1,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 39 | $1,000 | thousands by filing date | |
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| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 37 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $1,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 24 | $1,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 27 | $1,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 33 | $1,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 17 | $1,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 23 | $1,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 12 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 64 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 28 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 33 | $1,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 27 | $1,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 92 | $1,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 26 | $1,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 16 | $1,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 15 | $1,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 29 | $1,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 13 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 56 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 24 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 35 | $1,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 22 | $1,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 107 | $1,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 40 | $1,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 31 | $1,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 25 | $1,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 40 | $1,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 12 | $1,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 84 | $1,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 14 | $1,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 30 | $1,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 72 | $1,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 80 | $1,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 100 | $1,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 150 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 87 | $1,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 13 | $1,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 23 | $1,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 103 | $1,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 20 | $1,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 43 | $1,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 34 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 42 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 252 | $1,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 57 | $1,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 28 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 152 | $1,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 200 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 24 | $1,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 19 | $1,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 15 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 34 | $1,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 284 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 50 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 456 | $1,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 2,500 | $1,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 33 | $1,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 238 | $1,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 33 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 144 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 105 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 12 | $1,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 18 | $1,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 60 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 110 | $1,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 201 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,250 | $1,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 58 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 29 | $1,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,595 | $1,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 45 | $1,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 53 | $1,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 20 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,600 | $1,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 30 | $1,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 651 | $1,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 200 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 35 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 84 | $1,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 34 | $1,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 15 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,343 | $1,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 62 | $1,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 750 | $1,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 94 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 36 | $1,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 36 | $1,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,527 | $1,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 267 | $1,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 300 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 30 | $1,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 83 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 22 | $1,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 64 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000005 | this filing | 2020-05-08 | acceptance time not in the bulk data set |