13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 2,687 holding rows worth $25,899,914,000.
- Accession
- 0001141802-20-000005
- Filer
- CIK 1141802
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 2,687 entries on the cover page, a total value of $25,899,914,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,899,914,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,126 | $139,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,644 | $139,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,691 | $138,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,523 | $138,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 234 | $137,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,379 | $137,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 11,302 | $137,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 644 | $136,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,113 | $135,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,348 | $135,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,418 | $135,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,134 | $135,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 40,868 | $134,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 5,844 | $133,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,346 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,858 | $133,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 12,565 | $133,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 452 | $132,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,604 | $132,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,655 | $131,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 15,902 | $131,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 3,382 | $131,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 3,463 | $130,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,208 | $130,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,289 | $129,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,425 | $129,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,479 | $128,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 8,450 | $128,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,100 | $128,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,396 | $127,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 4,513 | $126,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,779 | $126,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,382 | $126,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,789 | $126,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,568 | $125,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,183 | $124,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,450 | $124,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,503 | $123,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 11,353 | $123,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 13,589 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 9,218 | $123,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,646 | $123,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 5,075 | $123,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,547 | $122,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 19,488 | $122,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 29,085 | $122,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,605 | $121,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 5,255 | $121,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,458 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,433 | $121,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,937 | $120,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 30,042 | $120,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,088 | $120,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,971 | $120,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 18,467 | $119,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,211 | $117,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,267 | $117,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,200 | $117,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,353 | $117,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 3,637 | $117,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 20,026 | $117,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 3,389 | $116,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 2,915 | $116,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,000 | $116,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,933 | $116,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,859 | $115,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 337 | $115,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,079 | $115,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,220 | $114,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,247 | $114,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,186 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,761 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,371 | $113,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 707 | $112,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,102 | $112,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,350 | $111,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 9,052 | $110,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,409 | $109,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 6,965 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 4,930 | $108,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 5,714 | $108,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,509 | $108,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 3,646 | $107,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,097 | $107,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 813 | $107,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,531 | $107,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,922 | $107,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,580 | $107,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 7,964 | $106,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,951 | $106,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 8,124 | $106,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,612 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,024 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 972 | $105,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 8,343 | $105,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 963 | $104,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,999 | $104,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 4,843 | $104,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,692 | $104,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 3,418 | $104,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,210 | $104,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 5,264 | $104,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,862 | $104,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,245 | $103,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,547 | $103,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 3,496 | $102,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 3,918 | $102,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,711 | $101,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 738 | $101,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,373 | $101,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 4,063 | $100,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 17,854 | $100,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,335 | $100,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,041 | $100,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,462 | $99,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 1,952 | $99,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,380 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,050 | $99,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 9,630 | $99,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 837 | $98,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,227 | $98,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 818 | $98,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,652 | $97,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,550 | $97,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,133 | $97,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,017 | $96,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,007 | $96,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,655 | $96,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,734 | $95,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,586 | $95,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 2,238 | $95,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,405 | $95,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 3,896 | $95,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,987 | $94,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,865 | $94,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 7,211 | $94,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 9,470 | $94,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 5,113 | $93,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 9,340 | $93,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,058 | $92,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 513 | $92,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 6,250 | $92,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,067 | $91,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,464 | $91,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,416 | $91,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,429 | $91,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,138 | $91,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,375 | $91,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 7,257 | $91,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 7,824 | $91,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,441 | $90,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 4,367 | $90,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 2,926 | $89,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,210 | $89,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 6,170 | $89,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 2,347 | $88,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,054 | $88,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,671 | $88,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,811 | $88,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 23,890 | $87,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 475 | $87,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,837 | $87,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,143 | $86,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1,950 | $86,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 959 | $86,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 46,845 | $86,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 469 | $85,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,219 | $85,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 12,900 | $85,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 2,713 | $85,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 309 | $85,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,443 | $85,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 3,694 | $84,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,469 | $84,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 6,151 | $84,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,777 | $83,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 561 | $83,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,519 | $83,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,628 | $83,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 970 | $83,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 8,824 | $83,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 7,213 | $83,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 786 | $82,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,564 | $82,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,088 | $82,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 6,075 | $82,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 767 | $81,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,251 | $81,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 446 | $81,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13,266 | $81,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 5,000 | $81,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,104 | $80,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,389 | $80,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 7,525 | $80,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,225 | $80,000 | thousands by filing date | |
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| PINTEREST INC CL A | 72352L106 | Stock | 5,139 | $79,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 899 | $79,000 | thousands by filing date | |
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| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 3,205 | $78,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 464 | $77,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,519 | $77,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,311 | $77,000 | thousands by filing date | |
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| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 6,490 | $76,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 424 | $76,000 | thousands by filing date | |
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| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,627 | $76,000 | thousands by filing date | |
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| INNOVATOR ETFS TRUST | 45782C102 | mc | 2,695 | $75,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 43,983 | $75,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 380 | $74,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,875 | $74,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 2,830 | $74,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 3,067 | $74,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 29,670 | $74,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,626 | $73,000 | thousands by filing date | |
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| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,704 | $73,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 242 | $72,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 9,376 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 978 | $72,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,978 | $72,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,140 | $72,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,000 | $72,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,935 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,335 | $72,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,031 | $72,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,440 | $71,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,321 | $71,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 5,471 | $71,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,518 | $71,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 56 | $71,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,236 | $71,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 56,195 | $71,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,092 | $70,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 7,470 | $70,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,490 | $70,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,889 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,293 | $69,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,897 | $69,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,851 | $69,000 | thousands by filing date | |
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| ROLLINS INC COM | 775711104 | Stock | 1,872 | $68,000 | thousands by filing date | |
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| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,709 | $68,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,220 | $68,000 | thousands by filing date | |
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| WATERS CORP COM | 941848103 | Stock | 370 | $67,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,639 | $67,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,332 | $67,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 3,413 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 748 | $67,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 5,936 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 532 | $67,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,203 | $67,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 14,193 | $67,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,913 | $67,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,068 | $66,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,416 | $66,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,193 | $66,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,413 | $66,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 9,089 | $66,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,988 | $66,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,374 | $66,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 892 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 525 | $66,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 642 | $65,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 708 | $65,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,372 | $65,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 4,489 | $65,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 852 | $65,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 693 | $64,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,504 | $64,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 7,456 | $64,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,739 | $63,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,972 | $63,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 3,219 | $63,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,114 | $63,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,906 | $62,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 9,800 | $62,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,772 | $62,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,618 | $62,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 2,176 | $62,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 5,464 | $62,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,682 | $62,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 753 | $61,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 2,102 | $61,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 439 | $61,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 12,017 | $61,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 7,268 | $61,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 4,977 | $61,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 5,472 | $61,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 992 | $60,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,299 | $60,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,798 | $60,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 995 | $60,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 6,318 | $60,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 328 | $60,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 7,723 | $60,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,497 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,272 | $60,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,386 | $59,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,955 | $59,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 3,226 | $59,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 14,923 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 987 | $59,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,506 | $58,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 737 | $58,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,128 | $58,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 347 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,921 | $58,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,000 | $58,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 28,559 | $58,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 4,687 | $58,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,028 | $58,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 4,331 | $58,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 560 | $57,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 694 | $57,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 976 | $57,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 650 | $57,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,239 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,882 | $57,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,606 | $57,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 793 | $56,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 192 | $56,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,530 | $56,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,081 | $56,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,664 | $56,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 546 | $56,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 13,198 | $56,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 733 | $55,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,782 | $55,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,787 | $55,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 500 | $55,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 833 | $55,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 1,388 | $55,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,100 | $55,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,690 | $54,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 370 | $54,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 6,316 | $54,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,073 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,529 | $54,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 8,900 | $54,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,075 | $54,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 2,647 | $54,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 1,849 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 1,155 | $53,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,031 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,251 | $53,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,372 | $53,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,300 | $52,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,000 | $52,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 3,886 | $52,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 587 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,468 | $52,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 884 | $52,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 1,553 | $52,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 282 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,904 | $52,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 592 | $52,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,136 | $52,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 175 | $51,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,048 | $51,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 715 | $50,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 421 | $50,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,068 | $50,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 229 | $50,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,148 | $50,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 3,700 | $50,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 574 | $50,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 4,338 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,271 | $50,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,658 | $49,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,683 | $49,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,553 | $49,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,258 | $49,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,302 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 828 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 362 | $49,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 976 | $49,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,723 | $49,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 5,000 | $49,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,669 | $48,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,801 | $48,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 484 | $48,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,690 | $48,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 562 | $48,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 831 | $48,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 679 | $47,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 471 | $47,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 4,418 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,825 | $47,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 2,028 | $47,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,737 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 3,961 | $47,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,694 | $47,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,612 | $47,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,558 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 7,176 | $47,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 994 | $46,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,453 | $46,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 344 | $46,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,493 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,800 | $46,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,109 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 444 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,162 | $46,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 2,424 | $45,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 637 | $45,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,358 | $45,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,406 | $45,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,020 | $45,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 703 | $45,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,500 | $45,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,324 | $45,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 1,515 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,582 | $45,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 3,375 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 1,094 | $45,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,692 | $45,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 436 | $44,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,883 | $44,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,500 | $44,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 64 | $44,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,653 | $44,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 643 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,813 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 873 | $44,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 647 | $44,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 800 | $44,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,115 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 400 | $44,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,000 | $44,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 5,497 | $44,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,261 | $43,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 433 | $43,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,402 | $43,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,500 | $43,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 877 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 4,500 | $43,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 6,274 | $42,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 8,186 | $42,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 485 | $42,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 2,527 | $42,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 884 | $42,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,303 | $42,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,026 | $42,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,663 | $42,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 502 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,450 | $42,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 11,119 | $42,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 308 | $41,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,984 | $41,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,433 | $41,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $41,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,068 | $41,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 875 | $40,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,665 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 619 | $40,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,508 | $40,000 | thousands by filing date | |
| RH | 74967X103 | COM | 395 | $40,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 199 | $40,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,749 | $40,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 4,013 | $40,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 347 | $40,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 635 | $40,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,995 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,857 | $40,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 900 | $39,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,380 | $39,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,916 | $39,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,286 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,107 | $39,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 2,211 | $39,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,546 | $39,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,161 | $39,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 2,938 | $39,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 521 | $38,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 774 | $38,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 4,158 | $38,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,684 | $38,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 4,490 | $38,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,752 | $38,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 6,025 | $37,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 2,860 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-20-000005 | this filing | 2020-05-08 | acceptance time not in the bulk data set |