13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 3,266 holding rows worth $76,903,880,909.
- Accession
- 0001085146-23-004485
- Filer
- CIK 1141802
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 3,266 entries on the cover page, a total value of $76,903,880,909 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,903,880,909 with VALUE read as dollars as filed, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBoston Partners028-12484
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Group Private Client Services, Inc.028-21408
- reports for this filerCAPITAL RESEARCH & MANAGEMENT CO028-00157
- reports for this filerCHILTON CAPITAL MANAGEMENT LLC028-03569
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIDSON INVESTMENT ADVISORS028-10301
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerFULLER & THALER ASSET MANAGEMENT, INC.028-04007
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS HENDERSON INVESTORS US LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerJENSEN INVESTMENT MANAGEMENT INC028-03495
- reports for this filerMANULIFE INVESTMENT MANAGEMENT (US) LLC028-03673
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerMFS Institutional Advisors, Inc.028-13173
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerNeuberger Berman Investment Advisers LLC028-17085
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerREINHART PARTNERS, LLC.028-04879
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerZiegler Capital Management, LLC028-10982
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerPRINCIPAL REAL ESTATE INVESTORS LLC028-10400
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRINET GROUP INC COM | 896288107 | Stock | 12 | $1,398 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $1,394 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 29 | $1,377 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 500 | $1,360 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 44 | $1,356 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 400 | $1,344 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 40 | $1,294 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 45 | $1,288 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 15 | $1,261 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 274 | $1,247 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 49 | $1,231 | dollars as filed | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 142 | $1,224 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 60 | $1,222 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $1,214 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 1,000 | $1,190 | dollars as filed | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6 | $1,188 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 100 | $1,187 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 15 | $1,176 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 54 | $1,169 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 20 | $1,164 | dollars as filed | |
| SAFEHOLD INC | 78646V107 | COM | 65 | $1,157 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 500 | $1,150 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 7 | $1,141 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 25 | $1,128 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 100 | $1,107 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 54 | $1,104 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 645 | $1,103 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 44 | $1,102 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 60 | $1,101 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 20 | $1,092 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 444 | $1,088 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 91 | $1,087 | dollars as filed | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 600 | $1,086 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 133 | $1,080 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 60 | $1,066 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 400 | $1,056 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,034 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,034 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 34 | $1,034 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 14 | $1,026 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 60 | $1,026 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 1,000 | $1,025 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,000 | $1,025 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 19 | $1,024 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 128 | $1,024 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 112 | $1,024 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 10 | $1,022 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 94 | $1,003 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 72 | $978 | dollars as filed | |
| EA SERIES TRUST | 02072L714 | BRIDGEWAY BLUE | 101 | $968 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 1,000 | $966 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 1,000 | $950 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 320 | $934 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 1,039 | $931 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 1,350 | $919 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 33 | $912 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 220 | $898 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 100 | $892 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 251 | $866 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 23 | $855 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 435 | $848 | dollars as filed | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 72 | $847 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 9 | $815 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $812 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 353 | $798 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 19 | $789 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $783 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 150 | $783 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 375 | $780 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,500 | $775 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 200 | $774 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 51 | $765 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 56 | $761 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 112 | $752 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 60 | $748 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 5 | $746 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 84 | $744 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $730 | dollars as filed | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 21 | $725 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 132 | $723 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 17 | $720 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 500 | $715 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 225 | $713 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 100 | $690 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 42 | $674 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 13 | $666 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 1,000 | $660 | dollars as filed | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 102 | $660 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 80 | $658 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $658 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 7 | $654 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 20 | $645 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 12 | $642 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 20 | $639 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 108 | $639 | dollars as filed | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 111 | $637 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 305 | $637 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 107 | $633 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 30 | $626 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 1 | $616 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 36 | $616 | dollars as filed | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $597 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 231 | $592 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 13 | $577 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 10 | $572 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 24 | $570 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 10 | $554 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 8 | $550 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $549 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 56 | $548 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 90 | $545 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $545 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 130 | $543 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 175 | $532 | dollars as filed | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 43 | $532 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 42 | $526 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 34 | $516 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 6 | $511 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5 | $507 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 40 | $506 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 8 | $504 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 100 | $502 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 13 | $492 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 17 | $490 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 317 | $476 | dollars as filed | |
| KALEYRA INC | 483379202 | COM | 65 | $471 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 47 | $461 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 27 | $451 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 10 | $451 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 120 | $440 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 46 | $433 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 16 | $403 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 102 | $399 | dollars as filed | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 30 | $394 | dollars as filed | |
| SOUND GROUP INC | 53933L203 | SPONSORED ADS | 100 | $386 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 100 | $383 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 10 | $379 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 7 | $375 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 133 | $372 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 54 | $369 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 28 | $368 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 11 | $349 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 1,376 | $344 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 4 | $332 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 40 | $329 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 60 | $329 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 45 | $327 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 30 | $327 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 10 | $309 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 100 | $306 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 400 | $306 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 61 | $298 | dollars as filed | |
| NULL | 032108854 | NULL | 61 | $294 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 12 | $291 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 45 | $290 | dollars as filed | |
| NEUROMETRIX INC | 641255807 | COM | 400 | $287 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 14 | $279 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $274 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 1,600 | $272 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 11 | $270 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 3 | $267 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 350 | $264 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 25 | $261 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $260 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 3 | $259 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 13 | $259 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 200 | $256 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 72 | $255 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 42 | $253 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 112 | $243 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X412 | AXS CANNABIS ETF | 13 | $241 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 10 | $233 | dollars as filed | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 4 | $231 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 58 | $227 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 118 | $224 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 60 | $209 | dollars as filed | |
| INKT | 603693102 | Stock | 185 | $204 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 500 | $200 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 100 | $200 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 87 | $198 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 13 | $197 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 56 | $190 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 13 | $189 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 15 | $184 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 9 | $175 | dollars as filed | |
| COHU INC | 192576106 | COM | 5 | $172 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 20 | $167 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 5 | $167 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 109 | $158 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 6 | $154 | dollars as filed | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 5,510 | $153 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $145 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3 | $144 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 6 | $138 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 10 | $138 | dollars as filed | |
| LUMOS PHARMA INC | 55028X109 | COM | 41 | $135 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 2 | $134 | dollars as filed | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 100 | $132 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 25 | $128 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 3 | $127 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 20 | $123 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 100 | $108 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 25 | $106 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1 | $101 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T307 | COM | 26 | $95 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 7 | $93 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 150 | $91 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 25 | $91 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 25 | $91 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 11 | $86 | dollars as filed | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 75 | $82 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 1,000 | $77 | dollars as filed | |
| CERTARA INC COM | 15687V109 | Stock | 5 | $73 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 29 | $69 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 48 | $67 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 1,974 | $67 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 7 | $65 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 241 | $65 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2 | $62 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 4 | $52 | dollars as filed | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 51 | $46 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 10 | $44 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 5 | $44 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 10 | $44 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 5 | $43 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 20 | $43 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 20 | $43 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 1 | $40 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 11 | $38 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5 | $37 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1 | $37 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 1 | $36 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1 | $36 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 13 | $33 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 6 | $29 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 8 | $28 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 80 | $27 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 60 | $26 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H146 | SHS | 1 | $24 | dollars as filed | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 242 | $23 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 26 | $22 | dollars as filed | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 164 | $22 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 49 | $20 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1 | $18 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2 | $18 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 50 | $17 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 2 | $15 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 13 | $15 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1 | $13 | dollars as filed | |
| CHECK CAP LTD | M2361E179 | SHS | 3 | $13 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 1 | $12 | dollars as filed | |
| FRESH TRACKS THERAPEUTICS INC | 10802T204 | Com | 11 | $11 | dollars as filed | |
| HALLMARK FINL SVCS INCORPORATED | 40624Q302 | COM | 4 | $8 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 3 | $5 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 1 | $5 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1 | $3 | dollars as filed | |
| Cyclerion Therapeutics Inc | 23255M204 | COM | 1 | $3 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 1 | $3 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 1 | $2 | dollars as filed | |
| AYRO INC | 054748207 | COM | 1 | $2 | dollars as filed | |
| AGRIFY CORP | 00853E305 | COM | 1 | $2 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $1 | dollars as filed | |
| COMSOVEREIGN HLDG CORP | 205650401 | COMMON STOCK | 1 | $1 | dollars as filed | |
| PALISADE BIO INC | 696389204 | COM | 1 | $1 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 3 | $1 | dollars as filed | |
| GREENLANE HLDGS INC | 395330301 | CL A NEW | 1 | $1 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004485 | this filing | 2023-11-14 | acceptance time not in the bulk data set |