13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 3,266 holding rows worth $76,903,880,909.
- Accession
- 0001085146-23-004485
- Filer
- CIK 1141802
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 3,266 entries on the cover page, a total value of $76,903,880,909 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,903,880,909 with VALUE read as dollars as filed, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBoston Partners028-12484
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Group Private Client Services, Inc.028-21408
- reports for this filerCAPITAL RESEARCH & MANAGEMENT CO028-00157
- reports for this filerCHILTON CAPITAL MANAGEMENT LLC028-03569
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIDSON INVESTMENT ADVISORS028-10301
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerFULLER & THALER ASSET MANAGEMENT, INC.028-04007
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS HENDERSON INVESTORS US LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerJENSEN INVESTMENT MANAGEMENT INC028-03495
- reports for this filerMANULIFE INVESTMENT MANAGEMENT (US) LLC028-03673
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerMFS Institutional Advisors, Inc.028-13173
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerNeuberger Berman Investment Advisers LLC028-17085
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerREINHART PARTNERS, LLC.028-04879
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerZiegler Capital Management, LLC028-10982
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerPRINCIPAL REAL ESTATE INVESTORS LLC028-10400
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THOR INDS INC | 885160101 | COM | 118 | $11,226 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,869 | $11,103 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 253 | $11,101 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 148 | $11,053 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 1,519 | $10,997 | dollars as filed | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 500 | $10,980 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 742 | $10,974 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 11,000 | $10,938 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $10,927 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 509 | $10,923 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 517 | $10,898 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 160 | $10,752 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 236 | $10,736 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 354 | $10,662 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,000 | $10,660 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 44 | $10,653 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 665 | $10,647 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 248 | $10,614 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 9,150 | $10,614 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 78 | $10,599 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 588 | $10,595 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 900 | $10,575 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 449 | $10,543 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $10,466 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 1,000 | $10,420 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 211 | $10,360 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 6,000 | $10,254 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 332 | $10,169 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 800 | $10,168 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 600 | $10,128 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 260 | $10,122 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 150 | $10,017 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 187 | $10,010 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 7,000 | $9,984 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 3,175 | $9,969 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 191 | $9,951 | dollars as filed | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $9,939 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 750 | $9,930 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 901 | $9,911 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 810 | $9,874 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 670 | $9,869 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 580 | $9,860 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 142 | $9,836 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $9,800 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 321 | $9,778 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 665 | $9,676 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,500 | $9,675 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 53 | $9,670 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,100 | $9,647 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 792 | $9,623 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 803 | $9,582 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 128 | $9,568 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 400 | $9,560 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 11,000 | $9,557 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 1,000 | $9,550 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 600 | $9,528 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 404 | $9,526 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,780 | $9,508 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 1,000 | $9,500 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,065 | $9,436 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,946 | $9,418 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 145 | $9,395 | dollars as filed | |
| PHINIA INC | 71880K101 | COMMON STOCK | 348 | $9,323 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 226 | $9,318 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 73 | $9,262 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 9,000 | $9,239 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 169 | $9,158 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 46 | $9,128 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 388 | $9,123 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 917 | $9,115 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 347 | $9,105 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 274 | $9,075 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,000 | $9,032 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 201 | $8,973 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $8,927 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 288 | $8,905 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 950 | $8,826 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 49 | $8,821 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 231 | $8,810 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 202 | $8,809 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 11,000 | $8,766 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 335 | $8,764 | dollars as filed | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 200 | $8,760 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 1,335 | $8,744 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 1,028 | $8,723 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 274 | $8,697 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 2,054 | $8,688 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 450 | $8,676 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 715 | $8,666 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,029 | $8,644 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 2,263 | $8,622 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,880 | $8,554 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 994 | $8,511 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 1,749 | $8,500 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 803 | $8,496 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 104 | $8,495 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 347 | $8,491 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 40 | $8,483 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 5,867 | $8,448 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 347 | $8,387 | dollars as filed | |
| ARK RESTAURANTS CORP | 040712101 | COM | 550 | $8,382 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 402 | $8,374 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 1,240 | $8,308 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 174 | $8,284 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 522 | $8,246 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 145 | $8,173 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 9,000 | $8,150 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 520 | $8,102 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 9,000 | $8,091 | dollars as filed | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $8,085 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 410 | $8,036 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 526 | $8,022 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 503 | $7,991 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 243 | $7,984 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 5,000 | $7,978 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 128 | $7,942 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 460 | $7,926 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 97 | $7,902 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 698 | $7,845 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,205 | $7,833 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 220 | $7,795 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 3,000 | $7,770 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 112 | $7,731 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 159 | $7,696 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 7,000 | $7,687 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 8,000 | $7,640 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 71 | $7,594 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 341 | $7,594 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 709 | $7,546 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 165 | $7,541 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 200 | $7,500 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $7,498 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 834 | $7,481 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 517 | $7,481 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 549 | $7,473 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 292 | $7,419 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 175 | $7,413 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 343 | $7,304 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 647 | $7,292 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 1,000 | $7,290 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 154 | $7,277 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 430 | $7,250 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 251 | $7,249 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 590 | $7,225 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 66 | $7,204 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 494 | $7,198 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 411 | $7,064 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 200 | $7,042 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 70 | $7,039 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $7,035 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 6,000 | $7,008 | dollars as filed | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 7,000 | $6,930 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 56 | $6,928 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 5,915 | $6,921 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,009 | $6,903 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 392 | $6,870 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 118 | $6,851 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 6,000 | $6,837 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 251 | $6,835 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 848 | $6,821 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $6,783 | dollars as filed | |
| PERFICIENT INC | 71375U101 | COM | 117 | $6,770 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 225 | $6,742 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 3,216 | $6,721 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 8,000 | $6,680 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 220 | $6,677 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 210 | $6,676 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 210 | $6,657 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 1,134 | $6,612 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 541 | $6,606 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 237 | $6,563 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,000 | $6,555 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 632 | $6,554 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 619 | $6,530 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $6,522 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 400 | $6,484 | dollars as filed | |
| KBHOME | 48666K109 | COM | 140 | $6,457 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 786 | $6,451 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 519 | $6,444 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 128 | $6,427 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 306 | $6,411 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 200 | $6,391 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 700 | $6,377 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 108 | $6,365 | dollars as filed | |
| TERADYNE INC | 880770AG7 | NOTE | 2,000 | $6,362 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,000 | $6,348 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 371 | $6,300 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 232 | $6,278 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 655 | $6,268 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 825 | $6,225 | dollars as filed | |
| PANDORA MEDIA INC | 698354AD9 | BOND | 6,000 | $6,225 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 160 | $6,198 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 206 | $6,188 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 480 | $6,182 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,110 | $6,150 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 352 | $6,134 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 252 | $6,101 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 685 | $6,097 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 162 | $6,086 | dollars as filed | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 30 | $6,060 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 36 | $5,971 | dollars as filed | |
| VIPER | 92763M105 | COMMON STOCK | 214 | $5,966 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 200 | $5,954 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 320 | $5,933 | dollars as filed | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 95 | $5,914 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 205 | $5,900 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 6,000 | $5,899 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30 | $5,869 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 728 | $5,861 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 130 | $5,855 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 184 | $5,851 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 6,000 | $5,831 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 285 | $5,813 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 590 | $5,812 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 6,000 | $5,790 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 230 | $5,778 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 1,191 | $5,776 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 336 | $5,762 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 376 | $5,760 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,907 | $5,759 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 237 | $5,738 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 150 | $5,730 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,571 | $5,716 | dollars as filed | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 6,577 | $5,716 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 229 | $5,704 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 245 | $5,682 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,367 | $5,646 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 1,268 | $5,592 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 209 | $5,589 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 171 | $5,402 | dollars as filed | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $5,376 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 710 | $5,332 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 640 | $5,312 | dollars as filed | |
| TIDAL TRUST I | 886364769 | SP FUNDS S&P GBL | 300 | $5,300 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 88 | $5,297 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 344 | $5,295 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 4,448 | $5,293 | dollars as filed | |
| PROTO LABS INC | 743713109 | COM | 200 | $5,280 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 95 | $5,270 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 677 | $5,267 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 56 | $5,257 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $5,233 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 6,000 | $5,231 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 136 | $5,145 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 93 | $5,124 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 650 | $5,116 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 501 | $5,092 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 222 | $5,090 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 62 | $5,064 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 55 | $5,049 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 69 | $5,040 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 157 | $5,039 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 89 | $5,028 | dollars as filed | |
| NOVANTA INC | 67000B104 | COM | 35 | $5,020 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 248 | $5,010 | dollars as filed | |
| AZENTA INC | 114340102 | COM | 99 | $4,969 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 5,000 | $4,960 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 50 | $4,925 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 117 | $4,923 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 337 | $4,919 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $4,900 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 2,628 | $4,888 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 346 | $4,868 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 662 | $4,859 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 4,000 | $4,804 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 319 | $4,802 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 5,000 | $4,795 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 2,005 | $4,792 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 125 | $4,770 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 700 | $4,697 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 200 | $4,692 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 80 | $4,678 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 370 | $4,662 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 896 | $4,650 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 407 | $4,628 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 500 | $4,605 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 255 | $4,603 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 165 | $4,590 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 93 | $4,590 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 50 | $4,546 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 148 | $4,544 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 140 | $4,532 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 31 | $4,501 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000 | $4,479 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 669 | $4,476 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 90 | $4,411 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,740 | $4,402 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 5,000 | $4,400 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 66 | $4,396 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 240 | $4,394 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 150 | $4,380 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 391 | $4,344 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 5,000 | $4,316 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 67 | $4,308 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 260 | $4,279 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 350 | $4,256 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 5,000 | $4,250 | dollars as filed | |
| GERON CORP | 374163103 | COM | 2,000 | $4,240 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 225 | $4,205 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 3,000 | $4,163 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 329 | $4,155 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 225 | $4,120 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,575 | $4,111 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 300 | $4,083 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 624 | $4,038 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 88 | $4,029 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 132 | $4,021 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 71 | $4,015 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 299 | $4,011 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 25 | $4,000 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 146 | $3,993 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 4,000 | $3,962 | dollars as filed | |
| INVESCO ESG NASDAQ 100 ETF | 46138G540 | ETF | 162 | $3,943 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 4,000 | $3,936 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 193 | $3,931 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 190 | $3,916 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 405 | $3,880 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 200 | $3,868 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 270 | $3,808 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 382 | $3,770 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 419 | $3,754 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 200 | $3,728 | dollars as filed | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 98 | $3,706 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 213 | $3,700 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 109 | $3,684 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 79 | $3,654 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,000 | $3,645 | dollars as filed | |
| QIAGEN NV | N72482123 | SHS NEW | 89 | $3,605 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 384 | $3,598 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 996 | $3,576 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 100 | $3,565 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 2,000 | $3,560 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 263 | $3,551 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $3,532 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 245 | $3,516 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,332 | $3,516 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $3,504 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 124 | $3,497 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 80 | $3,485 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 112 | $3,478 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 1,248 | $3,457 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 90 | $3,455 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 61 | $3,433 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 500 | $3,425 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 1,902 | $3,424 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 304 | $3,420 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 293 | $3,396 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 155 | $3,396 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 1,916 | $3,391 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 100 | $3,362 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 20 | $3,332 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 164 | $3,303 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 71 | $3,277 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,000 | $3,270 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 19 | $3,261 | dollars as filed | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 61 | $3,258 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 400 | $3,252 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 200 | $3,248 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 65 | $3,230 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 400 | $3,224 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 159 | $3,216 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 210 | $3,214 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 77 | $3,199 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 500 | $3,175 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,000 | $3,170 | dollars as filed | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 80 | $3,164 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 500 | $3,150 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 78 | $3,121 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 24 | $3,101 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 1,330 | $3,086 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 237 | $3,082 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 77 | $3,077 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 196 | $3,077 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 68 | $3,075 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 237 | $3,065 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $3,060 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 890 | $3,053 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 591 | $3,032 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 49 | $3,014 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 361 | $2,992 | dollars as filed | |
| STEM INC | 85859N102 | COM | 700 | $2,968 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 50 | $2,958 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 350 | $2,954 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 329 | $2,938 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 96 | $2,932 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 85 | $2,928 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 374 | $2,906 | dollars as filed | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,000 | $2,906 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 1,000 | $2,904 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $2,867 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 81 | $2,857 | dollars as filed | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 40,622 | $2,835 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 29 | $2,826 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 36 | $2,821 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $2,817 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 1,398 | $2,796 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 137 | $2,788 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 199 | $2,784 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 533 | $2,776 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 62 | $2,767 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $2,754 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 7,500 | $2,745 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 340 | $2,720 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 262 | $2,717 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 44 | $2,703 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 791 | $2,674 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 111 | $2,653 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 71 | $2,630 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 333 | $2,629 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 270 | $2,600 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 363 | $2,585 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 45 | $2,567 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $2,540 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 321 | $2,540 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 2,000 | $2,539 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 200 | $2,518 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 31 | $2,507 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 505 | $2,496 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 3,106 | $2,493 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 61 | $2,466 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 150 | $2,463 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 1,000 | $2,463 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 120 | $2,460 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 288 | $2,413 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 104 | $2,397 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 580 | $2,390 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 334 | $2,351 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 10 | $2,342 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 2,000 | $2,318 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 218 | $2,280 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 18 | $2,263 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 100 | $2,242 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 87 | $2,214 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 90 | $2,198 | dollars as filed | |
| LIVENT CORP | 53814LAB4 | BOND | 1,000 | $2,166 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 50 | $2,160 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 125 | $2,127 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 5,095 | $2,111 | dollars as filed | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $2,098 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 75 | $2,091 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 788 | $2,088 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 80 | $2,081 | dollars as filed | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 50 | $2,050 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,052 | $2,041 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 35 | $2,038 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 145 | $2,034 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 365 | $2,026 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,000 | $2,022 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 292 | $2,022 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $1,990 | dollars as filed | |
| BILIBILI INC | 090040AD8 | NOTE 1.250% 6/1 | 2,000 | $1,990 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 24 | $1,987 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 146 | $1,972 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 101 | $1,963 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 283 | $1,932 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 71 | $1,927 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 121 | $1,914 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 2,000 | $1,907 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 59 | $1,853 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 51 | $1,850 | dollars as filed | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $1,838 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 2,000 | $1,838 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 100 | $1,836 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 95 | $1,829 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 2,000 | $1,820 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 60 | $1,814 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 72 | $1,813 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 100 | $1,802 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $1,792 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 2,000 | $1,762 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 2,000 | $1,751 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 72 | $1,743 | dollars as filed | |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 2,000 | $1,734 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 315 | $1,726 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 19 | $1,718 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $1,713 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 38 | $1,697 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 244 | $1,694 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 400 | $1,685 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 76 | $1,674 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 75 | $1,671 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 105 | $1,659 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $1,656 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 1,051 | $1,650 | dollars as filed | |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 375 | $1,628 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 50 | $1,626 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 40 | $1,607 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $1,575 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 1,974 | $1,571 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 138 | $1,568 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $1,564 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 2,000 | $1,511 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 71 | $1,510 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 34 | $1,494 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 2,000 | $1,483 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 1,004 | $1,466 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,000 | $1,440 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 300 | $1,437 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 50 | $1,414 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 381 | $1,414 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-004485 | this filing | 2023-11-14 | acceptance time not in the bulk data set |