13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 3,211 holding rows worth $57,326,607,000.
- Accession
- 0001085146-22-004029
- Filer
- CIK 1141802
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 3,211 entries on the cover page, a total value of $57,326,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,326,607,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Group Private Client Services, Inc.028-21408
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerFULLER & THALER ASSET MANAGEMENT, INC.028-04007
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS HENDERSON INVESTORS US LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerJENSEN INVESTMENT MANAGEMENT INC028-03495
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQCM LLC028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 413 | $9,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 700 | $9,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 207 | $9,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 13,000 | $9,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 10,000 | $9,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 9,000 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 9,000 | $9,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 6,000 | $9,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 500 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 9,000 | $9,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 7,618 | $9,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 909 | $8,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 239 | $8,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 78 | $8,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 282 | $8,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 219 | $8,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 500 | $8,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 628 | $8,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 165 | $8,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 127 | $8,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,405 | $8,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,450 | $8,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,500 | $8,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 145 | $8,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 638 | $8,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 130 | $8,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 647 | $8,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 505 | $8,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 709 | $8,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 978 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 333 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 191 | $8,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 126 | $8,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 143 | $8,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 140 | $8,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 129 | $8,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,575 | $8,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 862 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,257 | $8,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 755 | $8,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 196 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 312 | $8,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 251 | $8,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 309 | $8,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 11,000 | $8,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 613 | $8,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $8,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 100 | $8,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 351 | $8,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 216 | $8,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $8,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 212 | $8,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 500 | $8,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 9,000 | $8,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,000 | $8,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $8,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 5,000 | $8,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 4,000 | $8,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,800 | $8,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 362 | $7,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 330 | $7,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 345 | $7,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 825 | $7,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 384 | $7,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 231 | $7,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 952 | $7,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 167 | $7,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 87 | $7,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 715 | $7,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 802 | $7,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 251 | $7,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 500 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 287 | $7,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 360 | $7,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 234 | $7,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 87 | $7,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 35 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 755 | $7,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 800 | $7,000 | thousands by filing date | |
| ESAB CORPORATION | 29605J106 | COM | 221 | $7,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 3,106 | $7,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 85 | $7,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 1,057 | $7,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 351 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 313 | $7,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 2,160 | $7,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 213 | $7,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,100 | $7,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 226 | $7,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 385 | $7,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 891 | $7,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,175 | $7,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 499 | $7,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 293 | $7,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 230 | $7,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 500 | $7,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 105 | $7,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,009 | $7,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 220 | $7,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 257 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 125 | $7,000 | thousands by filing date | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 200 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 220 | $7,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 187 | $7,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 6,000 | $7,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 8,000 | $7,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 138 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 400 | $7,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 5,000 | $7,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 6,000 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,000 | $7,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 7,000 | $7,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 6,000 | $7,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $7,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $7,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,659 | $6,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 205 | $6,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 150 | $6,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 330 | $6,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,223 | $6,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 698 | $6,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 577 | $6,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 227 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 500 | $6,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,833 | $6,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 222 | $6,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 480 | $6,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 163 | $6,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 287 | $6,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 80 | $6,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 492 | $6,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 655 | $6,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $6,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 95 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 161 | $6,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 255 | $6,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 458 | $6,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 80 | $6,000 | thousands by filing date | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 569 | $6,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 86 | $6,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 300 | $6,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 319 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 362 | $6,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 677 | $6,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 290 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 115 | $6,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 340 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 154 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 151 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 777 | $6,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 1,500 | $6,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 6,000 | $6,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 7,000 | $6,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 5,000 | $6,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,000 | $6,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AD9 | BOND | 6,000 | $6,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 679 | $6,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 6,000 | $6,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 201 | $6,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 147 | $5,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $5,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 45 | $5,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $5,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 258 | $5,000 | thousands by filing date | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 226 | $5,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 125 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 36 | $5,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 500 | $5,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 500 | $5,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 200 | $5,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 265 | $5,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 30 | $5,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 384 | $5,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 98 | $5,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 506 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 83 | $5,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 65 | $5,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 285 | $5,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 93 | $5,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 173 | $5,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 900 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 135 | $5,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 171 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 106 | $5,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 1,000 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 103 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 94 | $5,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 355 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 175 | $5,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 44 | $5,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 225 | $5,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 386 | $5,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 1,348 | $5,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 150 | $5,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 700 | $5,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 113 | $5,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 200 | $5,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 145 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 61 | $5,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 85 | $5,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 1,000 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 267 | $5,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 302 | $5,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 195 | $5,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,000 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 6,000 | $5,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 4,000 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,000 | $5,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 6,000 | $5,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 5,000 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 4,000 | $5,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 3,000 | $5,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,000 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $5,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 46 | $4,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,000 | $4,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,527 | $4,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 30 | $4,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 138 | $4,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 16 | $4,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 88 | $4,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 57 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 488 | $4,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 1,323 | $4,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $4,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 700 | $4,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 220 | $4,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 99 | $4,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 100 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,000 | $4,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,241 | $4,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 35 | $4,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 288 | $4,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 5,915 | $4,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 90 | $4,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 248 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 25 | $4,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 80 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 408 | $4,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 402 | $4,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 40 | $4,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 431 | $4,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 308 | $4,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 212 | $4,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,190 | $4,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 125 | $4,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 503 | $4,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 263 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 526 | $4,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 2,000 | $4,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,630 | $4,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 333 | $4,000 | thousands by filing date | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 4,000 | $4,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 340 | $4,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $4,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 150 | $4,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,000 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 630 | $4,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 148 | $4,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P306 | 2ND VOTE SOCIETY | 142 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 437 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 575 | $3,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 50 | $3,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 116 | $3,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 41 | $3,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 199 | $3,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 30 | $3,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 115 | $3,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 32 | $3,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 49 | $3,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 107 | $3,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 46 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 43 | $3,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 110 | $3,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 100 | $3,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 57 | $3,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 576 | $3,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 45 | $3,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 43 | $3,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 78 | $3,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 245 | $3,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $3,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 65 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 121 | $3,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 315 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 304 | $3,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,017 | $3,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 85 | $3,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 89 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 79 | $3,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 261 | $3,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 20 | $3,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 103 | $3,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 170 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 490 | $3,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 70 | $3,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 75 | $3,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 647 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 291 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 56 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 449 | $3,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 200 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 75 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 685 | $3,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 72 | $3,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 700 | $3,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 51 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 175 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 58 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 79 | $3,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 610 | $3,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 160 | $3,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 128 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 94 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 58 | $3,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 3,000 | $3,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $3,000 | thousands by filing date | |
| TRX GOLD CORPORATION | 87283P109 | COM | 7,500 | $3,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 523 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $3,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 3,201 | $3,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 1,039 | $3,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 500 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 131 | $3,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 300 | $3,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 3,000 | $3,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 3,000 | $3,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $3,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 1,000 | $3,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,000 | $3,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 128 | $3,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 250 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 30 | $2,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 29 | $2,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 77 | $2,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 27 | $2,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 14 | $2,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 27 | $2,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 200 | $2,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 133 | $2,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 225 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 363 | $2,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 12 | $2,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 14 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 65 | $2,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 98 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 144 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 580 | $2,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 177 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $2,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 370 | $2,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 3,000 | $2,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 25 | $2,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 208 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 69 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 35 | $2,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 35 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 98 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 351 | $2,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 232 | $2,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 44 | $2,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 228 | $2,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 22 | $2,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 36 | $2,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 300 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $2,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 202 | $2,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 58 | $2,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 35 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 20 | $2,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 262 | $2,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 51 | $2,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 174 | $2,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 80 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 321 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 51 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 28 | $2,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 29 | $2,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 250 | $2,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 61 | $2,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $2,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 59 | $2,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 229 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 236 | $2,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 95 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 92 | $2,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,000 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 131 | $2,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 56 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 76 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $2,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 600 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 65 | $2,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 116 | $2,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 55 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 41 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $2,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 93 | $2,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 260 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 248 | $2,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 91 | $2,000 | thousands by filing date | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 666 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,000 | $2,000 | thousands by filing date | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 500 | $2,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 300 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 95 | $2,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,000 | $2,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,000 | $2,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 2,000 | $2,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,000 | $2,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 300 | $2,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 1,000 | $2,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 550 | $2,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 124 | $2,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 1,000 | $2,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 2,000 | $2,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 2,000 | $2,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 452 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000 | $2,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 70 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $1,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 26 | $1,000 | thousands by filing date | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 32 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 120 | $1,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 264 | $1,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 14 | $1,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $1,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 10 | $1,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 40 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $1,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 177 | $1,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 26 | $1,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 50 | $1,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20 | $1,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 22 | $1,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 32 | $1,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 5 | $1,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 90 | $1,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 238 | $1,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 17 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 565 | $1,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 70 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 43 | $1,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 104 | $1,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 49 | $1,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 100 | $1,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 52 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 50 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 179 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 59 | $1,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 50 | $1,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 925 | $1,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 20 | $1,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 200 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 312 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 62 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 200 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8 | $1,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 94 | $1,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 8 | $1,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 20 | $1,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 1,000 | $1,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 51 | $1,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 71 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 16 | $1,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 187 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $1,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 105 | $1,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 200 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 250 | $1,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 123 | $1,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 44 | $1,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-004029 | this filing | 2022-11-14 | acceptance time not in the bulk data set |