13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 3,211 holding rows worth $57,326,607,000.
- Accession
- 0001085146-22-004029
- Filer
- CIK 1141802
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 3,211 entries on the cover page, a total value of $57,326,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,326,607,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Group Private Client Services, Inc.028-21408
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerFULLER & THALER ASSET MANAGEMENT, INC.028-04007
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS HENDERSON INVESTORS US LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerJENSEN INVESTMENT MANAGEMENT INC028-03495
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQCM LLC028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 800 | $37,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 90 | $37,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 729 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 912 | $37,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 2,256 | $37,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 2,541 | $37,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,281 | $37,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,922 | $37,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,083 | $37,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 1,639 | $36,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,109 | $36,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 616 | $36,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 7,014 | $36,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,979 | $36,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 43,983 | $36,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,480 | $35,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 565 | $35,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,675 | $35,000 | thousands by filing date | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 498 | $35,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 400 | $35,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 5,010 | $35,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 525 | $35,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,260 | $35,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,688 | $34,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 3,312 | $34,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 158 | $34,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,771 | $34,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,962 | $34,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,069 | $34,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,495 | $33,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 300 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 372 | $33,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,396 | $33,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,009 | $33,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 853 | $33,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 541 | $33,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 2,133 | $33,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,134 | $33,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 12,000 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,923 | $33,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 4,801 | $33,000 | thousands by filing date | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 284 | $32,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 766 | $32,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 401 | $32,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 342 | $32,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 4,033 | $32,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,500 | $32,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 461 | $32,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 2,620 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 731 | $32,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 32,000 | $32,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 32,000 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 298 | $31,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,250 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 858 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,191 | $31,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 880 | $31,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 26,000 | $31,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,313 | $30,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 922 | $30,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 262 | $30,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 151 | $30,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 246 | $30,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 710 | $30,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,518 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 900 | $30,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 2,868 | $30,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,901 | $30,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 827 | $30,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 1,238 | $30,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 24,212 | $30,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 27,000 | $30,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 625 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,439 | $29,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 4,968 | $29,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 747 | $29,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 641 | $28,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,345 | $28,000 | thousands by filing date | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 1,160 | $28,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,038 | $28,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 1,481 | $28,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,223 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 504 | $28,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 533 | $28,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 656 | $28,000 | thousands by filing date | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 431 | $28,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 620 | $28,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,322 | $28,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,601 | $28,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,359 | $28,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 31,000 | $28,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,065 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 722 | $28,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 131 | $27,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 4,213 | $27,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 222 | $27,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,549 | $27,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,292 | $27,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 4,300 | $27,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 2,122 | $27,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 17,000 | $27,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $26,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 110 | $26,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 830 | $26,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 1,725 | $26,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 505 | $26,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,178 | $26,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 8,551 | $26,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 1,110 | $26,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,704 | $26,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,675 | $26,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,903 | $26,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 266 | $25,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 120 | $25,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 812 | $25,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 527 | $25,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 822 | $25,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 3,375 | $25,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,469 | $25,000 | thousands by filing date | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 518 | $25,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 544 | $25,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 775 | $25,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 984 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 700 | $25,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,635 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 340 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 376 | $25,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 5,654 | $25,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,368 | $25,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 26,000 | $25,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 2,011 | $25,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 955 | $24,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 1,600 | $24,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 1,271 | $24,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 823 | $24,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 2,869 | $24,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 200 | $24,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 238 | $24,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,900 | $24,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 268 | $24,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 4,824 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 319 | $24,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 3,256 | $24,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,000 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 441 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 661 | $24,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 1,269 | $24,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 2,119 | $24,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,697 | $24,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 142 | $24,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,000 | $24,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 600 | $23,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 524 | $23,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 2,628 | $23,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,475 | $23,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 285 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 601 | $23,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,145 | $23,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 252 | $23,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 796 | $23,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,899 | $23,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,043 | $23,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 3,115 | $23,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,696 | $23,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,206 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 559 | $23,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,595 | $23,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 566 | $23,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,817 | $23,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 510 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,326 | $23,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 11,000 | $23,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 110 | $22,000 | thousands by filing date | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 4,585 | $22,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 430 | $22,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 165 | $22,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,588 | $22,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 290 | $22,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,010 | $22,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 990 | $22,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,700 | $22,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,183 | $22,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,695 | $22,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 300 | $22,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 5,360 | $22,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 235 | $22,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 1,652 | $22,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $22,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,208 | $22,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 4,730 | $22,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 19,000 | $22,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 899 | $22,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 808 | $22,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,623 | $21,000 | thousands by filing date | |
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| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,491 | $21,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 906 | $21,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 780 | $21,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 534 | $21,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 278 | $21,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 856 | $21,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 475 | $21,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 73 | $21,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 247 | $21,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 552 | $21,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 1,534 | $21,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,321 | $21,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 3,097 | $21,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,446 | $21,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,320 | $21,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 910 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 515 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 554 | $21,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 645 | $21,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 743 | $21,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 16,000 | $21,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,652 | $21,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 12,000 | $21,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 364 | $20,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,154 | $20,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 3,000 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 432 | $20,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 200 | $20,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 3,258 | $20,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 700 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 347 | $20,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 777 | $20,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3,000 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,356 | $20,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $20,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 259 | $20,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1,027 | $20,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 901 | $20,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q584 | CONDCTR GBL EQTY | 1,616 | $20,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 800 | $20,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 21,000 | $20,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 21,000 | $20,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 646 | $20,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 16,000 | $20,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 18,000 | $20,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 20,000 | $20,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 132 | $19,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 765 | $19,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,383 | $19,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,949 | $19,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,000 | $19,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,194 | $19,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 2,134 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 350 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 548 | $19,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 583 | $19,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 458 | $19,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 22,000 | $19,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 105 | $18,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 447 | $18,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 1,361 | $18,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 532 | $18,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,075 | $18,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,880 | $18,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 2,067 | $18,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 594 | $18,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,533 | $18,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 485 | $18,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 774 | $18,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 14,000 | $18,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 16,000 | $18,000 | thousands by filing date | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 900 | $17,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 62 | $17,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 75 | $17,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $17,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $17,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,500 | $17,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,590 | $17,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 100 | $17,000 | thousands by filing date | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 591 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 304 | $17,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 119 | $17,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 2,028 | $17,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 500 | $17,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,500 | $17,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,356 | $17,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 2,565 | $17,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $17,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 267 | $17,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 12,000 | $17,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAF4 | BOND | 5,000 | $17,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 14,000 | $17,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 20,000 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 826 | $16,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 566 | $16,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,097 | $16,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 79 | $16,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 641 | $16,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,000 | $16,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 300 | $16,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 354 | $16,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,602 | $16,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 200 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 307 | $16,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 38 | $16,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 168 | $16,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 600 | $16,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,086 | $16,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 387 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 644 | $16,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 3,275 | $16,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 610 | $16,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 800 | $16,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 910 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 302 | $16,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 4,000 | $16,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 6,650 | $16,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 475 | $16,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,335 | $16,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 13,000 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 16,000 | $16,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 17,000 | $16,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 5,595 | $16,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,616 | $16,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 204 | $15,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 572 | $15,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 264 | $15,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 120 | $15,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 819 | $15,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,894 | $15,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 2,000 | $15,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 200 | $15,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 500 | $15,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 188 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 375 | $15,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 218 | $15,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,175 | $15,000 | thousands by filing date | |
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| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 500 | $15,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 566 | $15,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,004 | $15,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,288 | $15,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 9,299 | $15,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 10,000 | $15,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 163 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 580 | $14,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 785 | $14,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 292 | $14,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,993 | $14,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 709 | $14,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 291 | $14,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 645 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 81 | $14,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $14,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 759 | $14,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 144 | $14,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 388 | $14,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 400 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 462 | $14,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 1,250 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 650 | $14,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,100 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 391 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 149 | $14,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 8,000 | $14,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 13,000 | $14,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 8,000 | $14,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 376 | $13,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 519 | $13,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 527 | $13,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 82 | $13,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 340 | $13,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,565 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 191 | $13,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 3,509 | $13,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 445 | $13,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 174 | $13,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 800 | $13,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 500 | $13,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 500 | $13,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 10 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 660 | $13,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 678 | $13,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,025 | $13,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 691 | $13,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 562 | $13,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 53 | $13,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 14,000 | $13,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,237 | $13,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 209 | $13,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $13,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 319 | $13,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 13,000 | $13,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 450 | $12,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 380 | $12,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 169 | $12,000 | thousands by filing date | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 586 | $12,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 146 | $12,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 244 | $12,000 | thousands by filing date | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 210 | $12,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,118 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 253 | $12,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,034 | $12,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 743 | $12,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 144 | $12,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 683 | $12,000 | thousands by filing date | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 209 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 382 | $12,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 178 | $12,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 544 | $12,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,834 | $12,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 564 | $12,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 810 | $12,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,000 | $12,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 476 | $12,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 773 | $12,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,110 | $12,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 860 | $12,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 411 | $12,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 279 | $12,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 425 | $12,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 12,000 | $12,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 12,000 | $12,000 | thousands by filing date | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 515 | $11,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 123 | $11,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 309 | $11,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 195 | $11,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 97 | $11,000 | thousands by filing date | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 930 | $11,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,132 | $11,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 360 | $11,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,000 | $11,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 272 | $11,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 500 | $11,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 235 | $11,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 402 | $11,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $11,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 344 | $11,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 1,515 | $11,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,126 | $11,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,063 | $11,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,333 | $11,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 750 | $11,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,413 | $11,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 400 | $11,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,351 | $11,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,632 | $11,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 9,000 | $11,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 263 | $11,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 555 | $11,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 569 | $11,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 192 | $11,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,725 | $11,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 1,391 | $11,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 11,000 | $11,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 12,000 | $11,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 14,000 | $11,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 12,000 | $11,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 12,000 | $11,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 49 | $10,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 545 | $10,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 174 | $10,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 308 | $10,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 393 | $10,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 9,000 | $10,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 294 | $10,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 264 | $10,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 603 | $10,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 116 | $10,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 260 | $10,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 760 | $10,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 97 | $10,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 973 | $10,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,095 | $10,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 175 | $10,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 453 | $10,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 155 | $10,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,575 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 469 | $10,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 402 | $10,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 12,000 | $10,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 155 | $9,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 138 | $9,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 325 | $9,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 63 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 224 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 280 | $9,000 | thousands by filing date | |
| NCINO INC | 63947X101 | COM | 249 | $9,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 410 | $9,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 114 | $9,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $9,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 135 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 170 | $9,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 691 | $9,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 353 | $9,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,373 | $9,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 160 | $9,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 290 | $9,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 300 | $9,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 287 | $9,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 2,035 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 500 | $9,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 413 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-004029 | this filing | 2022-11-14 | acceptance time not in the bulk data set |