13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 3,339 holding rows worth $45,623,096,000.
- Accession
- 0001085146-22-000694
- Filer
- CIK 1462245
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 3,385 entries on the cover page, a total value of $45,623,096,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,623,096,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED HERMES, INC.028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT, LLC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerHORIZON KINETICS ASSET MANAGEMENT LLC028-06986
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Tengler Investments028-10975
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerM.D. SASS INVESTORS SERVICES, INC.028-04057
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerStonebridge Capital Advisors LLC028-16094
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTRAN CAPITAL MANAGEMENT, L.P.028-05358
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWakefield Asset Management LLLP028-18951
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWellesley Asset Management028-14868
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerWestEnd Advisors, LLC028-11741
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 13,400 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 17,300 | $60,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 60,000 | $60,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 5 | $59,000 | thousands by filing date | put |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 13,500 | $59,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15 | $58,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 22 | $58,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 11,823 | $58,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 10,927 | $57,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 48,185 | $57,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 60,041 | $57,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 62 | $56,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 12,128 | $55,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 50,000 | $55,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 55,000 | $55,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 13 | $53,000 | thousands by filing date | put |
| LOANDEPOT INC | 53946R106 | COM CL A | 11,022 | $53,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 14,000 | $53,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4 | $52,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 200 | $52,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 30 | $51,000 | thousands by filing date | put |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $51,000 | thousands by filing date | principal |
| IRONNET INC | 46323Q105 | COM | 12,000 | $50,000 | thousands by filing date | |
| TIDAL ETF TR | 886364728 | SONICSHARES AIR | 10,879 | $50,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6 | $49,000 | thousands by filing date | put |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 13 | $48,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 4 | $48,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,000 | $48,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 26 | $47,000 | thousands by filing date | put |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 14,147 | $47,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,727 | $46,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,905 | $46,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 42,775 | $46,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 27,838 | $45,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 22,664 | $45,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 471 | $44,000 | thousands by filing date | put |
| IN8BIO INC | 45674E109 | COM | 10,000 | $44,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1 | $43,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 41,036 | $43,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 40,000 | $43,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 67 | $42,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10 | $42,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 20 | $41,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,221 | $41,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,070 | $41,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4 | $40,000 | thousands by filing date | put |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 11,500 | $40,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1 | $39,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 101 | $39,000 | thousands by filing date | put |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 10,565 | $39,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $39,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 11 | $37,000 | thousands by filing date | put |
| NEW PAC METALS CORP | 64782A107 | COM | 12,866 | $37,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 20,650 | $36,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5 | $35,000 | thousands by filing date | put |
| ROMEO POWER INC | 776153108 | COM | 10,037 | $35,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,929 | $35,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 60,070 | $35,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 21 | $34,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 15 | $34,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 7 | $33,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 11,684 | $33,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 14,200 | $33,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2 | $32,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 122 | $32,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,349 | $32,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $32,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 12,300 | $32,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4 | $31,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 59,900 | $31,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17 | $30,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 45 | $30,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 36 | $30,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 20,100 | $30,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $30,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 400 | $29,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 29 | $28,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3 | $28,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 40 | $28,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 24 | $28,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 100 | $27,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,125 | $27,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 16,921 | $26,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,817 | $26,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 15,000 | $26,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 152 | $24,000 | thousands by filing date | put |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 100 | $24,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 75 | $24,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 5 | $24,000 | thousands by filing date | put |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 4 | $24,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 19,570 | $24,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 21,012 | $24,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 27 | $23,000 | thousands by filing date | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 415 | $23,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2 | $23,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 1,000 | $23,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 11,514 | $23,000 | thousands by filing date | |
| HCW BIOLOGICS INC | 40423R105 | COM | 10,000 | $23,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 39,350 | $23,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 10 | $22,000 | thousands by filing date | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 20 | $22,000 | thousands by filing date | put |
| AIM IMMUNOTECH INC | 00901B105 | COM | 24,035 | $22,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2 | $21,000 | thousands by filing date | put |
| VGT | 92204A702 | SHS | 1 | $21,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 4 | $21,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2 | $21,000 | thousands by filing date | put |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,000 | $21,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3 | $20,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 18 | $20,000 | thousands by filing date | put |
| NOV INC | 62955J103 | COM | 60 | $20,000 | thousands by filing date | put |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 78 | $20,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 100 | $19,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 11,400 | $19,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5 | $18,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3 | $18,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 13 | $18,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 18,000 | $18,000 | thousands by filing date | principal |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 15,131 | $18,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,497 | $18,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 36,000 | $18,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 246 | $17,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 30 | $17,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 50 | $17,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 12 | $16,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3 | $16,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 17 | $16,000 | thousands by filing date | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 106 | $16,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 7 | $16,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 15 | $16,000 | thousands by filing date | put |
| PLANET LABS PBC | 72703X106 | COM CL A | 80 | $16,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 28,075 | $16,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,078 | $16,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 285 | $15,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 1 | $15,000 | thousands by filing date | put |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 10 | $15,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 69,000 | $15,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 22,000 | $15,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3 | $14,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3 | $14,000 | thousands by filing date | put |
| LUCID GROUP INC | 549498103 | COM | 8 | $14,000 | thousands by filing date | put |
| FUEL TECH INC | 359523107 | COM | 10,000 | $14,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 34,689 | $14,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2 | $13,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 2 | $13,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 14,611 | $13,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1 | $12,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 3 | $12,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 3 | $12,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12 | $12,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10 | $11,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 5 | $11,000 | thousands by filing date | put |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 17,519 | $11,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 18,551 | $11,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1 | $10,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10 | $10,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 40 | $10,000 | thousands by filing date | put |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,565 | $10,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 52 | $9,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 1 | $9,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6 | $9,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,977 | $9,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 12,379 | $9,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 44,867 | $9,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3 | $8,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6 | $8,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6 | $8,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 15 | $8,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 7 | $8,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 5 | $8,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 6 | $8,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2 | $8,000 | thousands by filing date | put |
| ANAPLAN INC | 03272L108 | COM | 50 | $8,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 122 | $8,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5 | $8,000 | thousands by filing date | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3 | $8,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 90 | $8,000 | thousands by filing date | put |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 16,000 | $8,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 540 | $8,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 53 | $7,000 | thousands by filing date | put |
| ENOVIX CORPORATION COM | 293594107 | Stock | 55 | $7,000 | thousands by filing date | put |
| AVANTOR INC COM | 05352A100 | Stock | 3 | $7,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1 | $7,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11 | $7,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 11 | $7,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 10 | $7,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 270 | $7,000 | thousands by filing date | put |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 12,000 | $7,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11 | $6,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 3 | $6,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 1 | $6,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1 | $6,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $6,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 12 | $6,000 | thousands by filing date | put |
| GEE GROUP INC | 36165A102 | COM | 10,000 | $6,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 15,985 | $6,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1 | $5,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 3 | $5,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10 | $5,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 500 | $5,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 52 | $5,000 | thousands by filing date | put |
| AXCELLA HEALTH INC | 05454B105 | COM | 170 | $5,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 14,679 | $5,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1 | $4,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 6 | $4,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15 | $4,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 200 | $4,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 1 | $4,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20 | $4,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 10 | $4,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 13 | $4,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5 | $4,000 | thousands by filing date | put |
| VELO3D INC | 92259N104 | COM | 400 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 15 | $3,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 10 | $3,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 1 | $3,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4 | $3,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 50 | $3,000 | thousands by filing date | put |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 40 | $3,000 | thousands by filing date | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 5 | $3,000 | thousands by filing date | put |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2 | $3,000 | thousands by filing date | put |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1 | $3,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 2 | $3,000 | thousands by filing date | put |
| ASANA INC | 04342Y104 | CL A | 1 | $3,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 70 | $3,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 14 | $3,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 5 | $3,000 | thousands by filing date | put |
| GRITSTONE BIO INC | 39868T105 | COM | 10 | $3,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D107 | COM | 350 | $2,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 1 | $2,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 1 | $2,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 2 | $2,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 1 | $2,000 | thousands by filing date | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 23 | $2,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3 | $2,000 | thousands by filing date | put |
| C3 AI INC | 12468P104 | CL A | 6 | $2,000 | thousands by filing date | put |
| ROCKET COS INC | 77311W101 | COM CL A | 80 | $2,000 | thousands by filing date | put |
| SEA LTD | 81141R100 | SPONSORD ADS | 3 | $2,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 42 | $2,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1 | $2,000 | thousands by filing date | put |
| ROBLOX CORP CL A | 771049103 | Stock | 2 | $2,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3 | $2,000 | thousands by filing date | put |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 4 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 49 | $2,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 1 | $2,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 10 | $2,000 | thousands by filing date | put |
| UIPATH INC | 90364P105 | CL A | 5 | $2,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 5 | $2,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 21 | $2,000 | thousands by filing date | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| SWITCH INC | 87105L104 | CL A | 40 | $2,000 | thousands by filing date | put |
| Allbirds Inc | 01675A109 | COM | 95 | $2,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 100 | $2,000 | thousands by filing date | put |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 12,204 | $2,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20 | $1,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20 | $1,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1 | $1,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 10 | $1,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2 | $1,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 1 | $1,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1 | $1,000 | thousands by filing date | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3 | $1,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3 | $1,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1 | $1,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2 | $1,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1 | $1,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1 | $1,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2 | $1,000 | thousands by filing date | put |
| LYFT INC | 55087P104 | CL A COM | 4 | $1,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3 | $1,000 | thousands by filing date | put |
| STEM INC | 85859N102 | COM | 10 | $1,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 2 | $1,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5 | $1,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 2 | $1,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 62 | $1,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 1 | $1,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2 | $1,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1 | $1,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6 | $1,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 63 | $1,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 25 | $1,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 300 | $1,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Cigna Corporation | 125523100 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ConocoPhillips | 20825C104 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FISERV INC | 337738108 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| General Electric Company | 369604301 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 23 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BECTON DICKINSON & CO | 075887109 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STRATEGY INC CL A NEW | 594972408 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QORVO INC COM | 74736K101 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YETI HLDGS INC COM | 98585X104 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FRANCO NEV CORP COM | 351858105 | Stock | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SKYWEST INC COM | 830879102 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EBAY INC. COM | 278642103 | Stock | 63 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROSS STORES INC COM | 778296103 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HP INC COM | 40434L105 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POOL CORP COM | 73278L105 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FUBOTV INC | 35953D104 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TELADOC HEALTH INC | 87918A105 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLEAR SECURE INC | 18467V109 | COM CL A | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SONOS INC | 83570H108 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RH | 74967X103 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 180 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBANT S A | L44385109 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FISKER INC | 33813J106 | CL A COM STK | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DESKTOP METAL INC | 25058X105 | COM CL A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SKECHERS U S A INC | 830566105 | CL A | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 42 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SKILLZ INC | 83067L109 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VINCO VENTURES INC | 927330100 | COM | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ATHERSYS INC | 04744L106 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000694 | this filing | 2022-02-10 | acceptance time not in the bulk data set |