13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-03, with 3,257 holding rows worth $61,229,226,000.
- Accession
- 0001085146-22-000493
- Filer
- CIK 1141802
- Filed
- 2022-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 3,257 entries on the cover page, a total value of $61,229,226,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,229,226,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS HENDERSON INVESTORS US LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQCM LLC028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 400 | $12,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 9,000 | $12,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,500 | $12,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 270 | $12,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 114 | $12,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 220 | $12,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 80 | $12,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 1,010 | $12,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 401 | $12,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,958 | $12,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 595 | $12,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 295 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 200 | $12,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 788 | $12,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 777 | $12,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 216 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 9,000 | $12,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 9,000 | $12,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 7,000 | $12,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 7,000 | $12,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 4,000 | $12,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $12,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 12,000 | $12,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 696 | $12,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 750 | $12,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 12,000 | $12,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 332 | $11,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 556 | $11,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 110 | $11,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 65 | $11,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 61 | $11,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 97 | $11,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 320 | $11,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 988 | $11,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 580 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 126 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 273 | $11,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,642 | $11,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $11,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 115 | $11,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $11,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 106 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,099 | $11,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 88 | $11,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 119 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 252 | $11,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $11,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 100 | $11,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 100 | $11,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,252 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 159 | $11,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 643 | $11,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 241 | $11,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,307 | $11,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 515 | $11,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 9,000 | $11,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $11,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,191 | $11,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 1,242 | $11,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 100 | $10,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 217 | $10,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 72 | $10,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 235 | $10,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 111 | $10,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 28 | $10,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 41 | $10,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $10,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 14 | $10,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 167 | $10,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 10 | $10,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 223 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 196 | $10,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 227 | $10,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 104 | $10,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 176 | $10,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 300 | $10,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 11,000 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 700 | $10,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $10,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,500 | $10,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 6,000 | $10,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 6,000 | $10,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $10,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,000 | $10,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 825 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 124 | $9,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 100 | $9,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 50 | $9,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 704 | $9,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 135 | $9,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 182 | $9,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $9,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 100 | $9,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 376 | $9,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 529 | $9,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 73 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 110 | $9,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 98 | $9,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 107 | $9,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 236 | $9,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 973 | $9,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 301 | $9,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 180 | $9,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 105 | $9,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $9,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $9,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 7,000 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 152 | $9,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 1,000 | $9,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF | 46435U127 | ETF | 300 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,000 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 9,000 | $9,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,000 | $8,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 619 | $8,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 174 | $8,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 205 | $8,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 58 | $8,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 929 | $8,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 82 | $8,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 172 | $8,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 267 | $8,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 350 | $8,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 93 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 321 | $8,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 52 | $8,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 25 | $8,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 500 | $8,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 72 | $8,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 200 | $8,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 237 | $8,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 99 | $8,000 | thousands by filing date | |
| PORTILLOS INC | 73642K106 | COM CL A | 200 | $8,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 575 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 161 | $8,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 142 | $8,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 261 | $8,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 500 | $8,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 353 | $8,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 950 | $8,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 204 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 127 | $8,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 616 | $8,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 220 | $8,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 300 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 64 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $8,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 52 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 440 | $8,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 396 | $8,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 500 | $8,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 11 | $8,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 394 | $8,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 1,039 | $8,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,000 | $8,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 5,000 | $8,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,000 | $8,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 250 | $8,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 201 | $8,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 978 | $8,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 170 | $7,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 420 | $7,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 27 | $7,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 57 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 84 | $7,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 500 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 291 | $7,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 70 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 146 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 333 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 106 | $7,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 253 | $7,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 238 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 247 | $7,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,000 | $7,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 257 | $7,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 156 | $7,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $7,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 80 | $7,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 190 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 520 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 255 | $7,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 547 | $7,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 410 | $7,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 700 | $7,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 486 | $7,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 700 | $7,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,848 | $7,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 6,000 | $7,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 182 | $7,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 207 | $7,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $7,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $7,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 400 | $7,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 746 | $7,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 109 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 6,000 | $7,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 6,000 | $7,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 360 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 100 | $7,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 6,000 | $7,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 7,000 | $7,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,000 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 348 | $7,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 5,048 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 6,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 158 | $6,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 350 | $6,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $6,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 205 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 203 | $6,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 125 | $6,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 150 | $6,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 140 | $6,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 100 | $6,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 231 | $6,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 100 | $6,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 215 | $6,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 202 | $6,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 405 | $6,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 125 | $6,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 1,000 | $6,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 32 | $6,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 763 | $6,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 35 | $6,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 127 | $6,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 350 | $6,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 218 | $6,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 125 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 627 | $6,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 119 | $6,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 300 | $6,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 246 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 408 | $6,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,100 | $6,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 140 | $6,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 205 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 796 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 177 | $6,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 156 | $6,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 46 | $6,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 277 | $6,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 337 | $6,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 513 | $6,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 165 | $6,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 100 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 40 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 275 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 130 | $6,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 65 | $6,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,000 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 147 | $6,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 250 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 103 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 76 | $6,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 214 | $6,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 366 | $6,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 6,000 | $6,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 600 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 161 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 32 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 219 | $5,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 34 | $5,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 495 | $5,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 62 | $5,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 200 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 84 | $5,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,917 | $5,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 17 | $5,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 200 | $5,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 103 | $5,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 300 | $5,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 225 | $5,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 203 | $5,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 384 | $5,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 75 | $5,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 58 | $5,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 18 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 19 | $5,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 541 | $5,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 151 | $5,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 212 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 176 | $5,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 185 | $5,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $5,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 188 | $5,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,019 | $5,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 288 | $5,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 50 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 80 | $5,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 85 | $5,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 501 | $5,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 44 | $5,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 512 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 764 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 35 | $5,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 73 | $5,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 323 | $5,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 471 | $5,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 98 | $5,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 113 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 375 | $5,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 300 | $5,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,009 | $5,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 272 | $5,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 122 | $5,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 85 | $5,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 133 | $5,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 257 | $5,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 79 | $5,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,226 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 198 | $5,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $5,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 19,019 | $5,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 666 | $5,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 175 | $4,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 34 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 73 | $4,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 30 | $4,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 200 | $4,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 92 | $4,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 55 | $4,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 36 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 104 | $4,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 67 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,436 | $4,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 70 | $4,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 98 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $4,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 98 | $4,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 87 | $4,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 84 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,020 | $4,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 250 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 100 | $4,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 45 | $4,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 19 | $4,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 79 | $4,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 250 | $4,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 210 | $4,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 141 | $4,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 195 | $4,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 555 | $4,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 216 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 161 | $4,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 400 | $4,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 81 | $4,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 922 | $4,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 5,250 | $4,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 182 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 80 | $4,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 260 | $4,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 201 | $4,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,000 | $4,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 452 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $4,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 1,900 | $4,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 250 | $4,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 1,957 | $4,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 64 | $3,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 334 | $3,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 300 | $3,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 150 | $3,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 500 | $3,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 9 | $3,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 42 | $3,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 45 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 43 | $3,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 114 | $3,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 232 | $3,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 19 | $3,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 300 | $3,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 80 | $3,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 5 | $3,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 39 | $3,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 19 | $3,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 550 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 310 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 470 | $3,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 105 | $3,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 91 | $3,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 30 | $3,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 247 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 200 | $3,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 473 | $3,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 241 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 84 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 100 | $3,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44 | $3,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 317 | $3,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 43 | $3,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 503 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 124 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 32 | $3,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 150 | $3,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 107 | $3,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $3,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $3,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 40 | $3,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 185 | $3,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $3,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 353 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 69 | $3,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,000 | $3,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,000 | $3,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,000 | $3,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 435 | $3,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 200 | $3,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 250 | $3,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 550 | $3,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 52 | $3,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $3,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $3,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $3,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $3,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 4,140 | $3,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 4,385 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 205 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 152 | $2,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 33 | $2,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 4 | $2,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 45 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 65 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 469 | $2,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 520 | $2,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 100 | $2,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 35 | $2,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $2,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 20 | $2,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 484 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 609 | $2,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 41 | $2,000 | thousands by filing date | |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 32 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $2,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 179 | $2,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 150 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 361 | $2,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 60 | $2,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 200 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16 | $2,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 200 | $2,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 53 | $2,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 94 | $2,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 215 | $2,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 74 | $2,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 148 | $2,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 23 | $2,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 231 | $2,000 | thousands by filing date | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 123 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 23 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $2,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 350 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 76 | $2,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 25 | $2,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 120 | $2,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 91 | $2,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 44 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,000 | $2,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 850 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $2,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 400 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,500 | $2,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 500 | $2,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 500 | $2,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,667 | $2,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 15 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 6 | $1,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 16 | $1,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 7 | $1,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 6 | $1,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 15 | $1,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5 | $1,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $1,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 5 | $1,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 15 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000493 | this filing | 2022-02-03 | acceptance time not in the bulk data set |