13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-03, with 3,257 holding rows worth $61,229,226,000.
- Accession
- 0001085146-22-000493
- Filer
- CIK 1141802
- Filed
- 2022-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 3,257 entries on the cover page, a total value of $61,229,226,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,229,226,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS HENDERSON INVESTORS US LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQCM LLC028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 1,003 | $48,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 4,717 | $47,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 296 | $47,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 1,533 | $47,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 3,406 | $47,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 2,068 | $47,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 900 | $47,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,025 | $47,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,500 | $47,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 338 | $46,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 1,335 | $46,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,522 | $46,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 647 | $46,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 4,825 | $46,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,021 | $46,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 6,120 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 242 | $46,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,533 | $45,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,852 | $45,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 3,911 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,608 | $45,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,287 | $45,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 880 | $45,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 262 | $44,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,249 | $44,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 840 | $44,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 1,667 | $44,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2,754 | $44,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,261 | $44,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,082 | $44,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 3,051 | $43,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,005 | $43,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 815 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 768 | $43,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,499 | $43,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 8,172 | $43,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,977 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 700 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1,256 | $43,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 3,410 | $43,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 422 | $42,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,414 | $42,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,716 | $42,000 | thousands by filing date | |
| MANDIANT INC NPV | 562662106 | COM | 2,313 | $42,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 2,839 | $42,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,423 | $42,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,922 | $42,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 563 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 962 | $41,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 1,509 | $41,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 2,289 | $41,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,595 | $41,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,675 | $41,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 229 | $40,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 872 | $40,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 119 | $40,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,701 | $40,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 556 | $40,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1,490 | $40,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,497 | $40,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,567 | $40,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 5,638 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 846 | $40,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 5,500 | $40,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 888 | $39,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 510 | $39,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,578 | $39,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 966 | $39,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 696 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 737 | $39,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 976 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,726 | $39,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 923 | $39,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 14,000 | $39,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,191 | $38,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 577 | $38,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,457 | $38,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 1,085 | $38,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,005 | $38,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 630 | $38,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 383 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 983 | $38,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,208 | $38,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 875 | $38,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,082 | $38,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,296 | $38,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 4,260 | $38,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2,500 | $38,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,130 | $38,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 2,941 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 731 | $38,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 21,000 | $38,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 323 | $37,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 609 | $37,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,054 | $37,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 355 | $37,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,080 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 696 | $37,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,070 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 729 | $37,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 406 | $36,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 4,110 | $36,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 472 | $36,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,000 | $36,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,787 | $36,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 200 | $36,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,641 | $36,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,653 | $36,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 14,000 | $36,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 27,000 | $36,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 36,000 | $36,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,490 | $35,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,718 | $35,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,131 | $35,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 251 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 1,000 | $35,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 5,959 | $35,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,500 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1,148 | $35,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 142 | $35,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 267 | $34,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,411 | $34,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 475 | $34,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 500 | $34,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 244 | $34,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 955 | $34,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 299 | $34,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 31,000 | $34,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 1,780 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 997 | $34,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,267 | $34,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 31,000 | $34,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,822 | $33,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 774 | $33,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,466 | $33,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 32,000 | $33,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1,877 | $33,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,239 | $32,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 496 | $32,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 252 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 508 | $32,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 135 | $32,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,206 | $32,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,178 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,148 | $32,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,348 | $32,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 493 | $32,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 604 | $32,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 706 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 1,100 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 582 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 349 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,250 | $32,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 706 | $32,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 38,000 | $32,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,011 | $32,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 145 | $31,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 379 | $31,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1,250 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 518 | $31,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 101 | $31,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 879 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 661 | $31,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 677 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 282 | $31,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 287 | $30,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 3,487 | $30,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 2,511 | $30,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 1,000 | $30,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 756 | $30,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,900 | $30,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 1,430 | $30,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 634 | $30,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,867 | $30,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,660 | $30,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $29,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 624 | $29,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 259 | $29,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,699 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 434 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 227 | $29,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,777 | $29,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,082 | $29,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 500 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 435 | $29,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 932 | $28,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 140 | $28,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 477 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 245 | $28,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,668 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 552 | $28,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,177 | $28,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 268 | $28,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,533 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 2,000 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 701 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 441 | $28,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 595 | $27,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 704 | $27,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,456 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,129 | $27,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 270 | $27,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,546 | $27,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 651 | $27,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 2,080 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,252 | $27,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 2,020 | $27,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,004 | $27,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 9,299 | $27,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 1,154 | $27,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,345 | $27,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 5,104 | $27,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,616 | $27,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 16,000 | $27,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 692 | $26,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 166 | $26,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 669 | $26,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 1,600 | $26,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 308 | $26,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,162 | $26,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 467 | $26,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 550 | $26,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 300 | $26,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 563 | $26,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,500 | $26,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 445 | $26,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 852 | $26,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 26,000 | $26,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 25,000 | $26,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 13,000 | $26,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 140 | $25,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 684 | $25,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,004 | $25,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 673 | $25,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 284 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 170 | $25,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 623 | $25,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 475 | $25,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 456 | $25,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,321 | $25,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 5,929 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 461 | $25,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 600 | $25,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 800 | $25,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 477 | $25,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $25,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,725 | $25,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 185 | $24,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 227 | $24,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 114 | $24,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,585 | $24,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 155 | $24,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,675 | $24,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 698 | $24,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 200 | $24,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 435 | $24,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 697 | $24,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,673 | $24,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 475 | $24,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 12,000 | $24,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 21,000 | $24,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 5,491 | $24,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 16,000 | $24,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 85 | $23,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 43 | $23,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 178 | $23,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 189 | $23,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 386 | $23,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,353 | $23,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 633 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,453 | $23,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $23,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 382 | $23,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 21,000 | $23,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 12,000 | $23,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,209 | $22,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,603 | $22,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 612 | $22,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 260 | $22,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 136 | $22,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 132 | $22,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 100 | $22,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 200 | $22,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 3,115 | $22,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,623 | $22,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,075 | $22,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 200 | $22,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 800 | $22,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 795 | $22,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 5,783 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 644 | $22,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 3,500 | $22,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,090 | $22,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 1,073 | $22,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 184 | $22,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,128 | $22,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 14,000 | $22,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 21,000 | $22,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,413 | $22,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 331 | $21,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 75 | $21,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 191 | $21,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 215 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 408 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 93 | $21,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 323 | $21,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 415 | $21,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 731 | $21,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 211 | $21,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 262 | $21,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,000 | $21,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,476 | $21,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 760 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 663 | $21,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 237 | $21,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 247 | $21,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 311 | $21,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 1,015 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 188 | $21,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 477 | $21,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 828 | $21,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 22,000 | $21,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 14,000 | $21,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 850 | $20,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 304 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 787 | $20,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 423 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 298 | $20,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 464 | $20,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 623 | $20,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,253 | $20,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 6,000 | $20,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 328 | $20,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 416 | $20,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,653 | $20,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 6,650 | $20,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 11,000 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 12,000 | $20,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 20,000 | $20,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 20,000 | $20,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 15,000 | $20,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 534 | $19,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 498 | $19,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,750 | $19,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 175 | $19,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 586 | $19,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,894 | $19,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 652 | $19,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,000 | $19,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 464 | $19,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 160 | $19,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 527 | $19,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 130 | $19,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 837 | $19,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 400 | $19,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 400 | $19,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 208 | $19,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,000 | $19,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 508 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 713 | $19,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,697 | $19,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 457 | $19,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 15,000 | $19,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 597 | $19,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 200 | $18,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 162 | $18,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 628 | $18,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 418 | $18,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 535 | $18,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 145 | $18,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 500 | $18,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 410 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 109 | $18,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 750 | $18,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 79 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 226 | $18,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 500 | $18,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 143 | $18,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,315 | $18,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,765 | $18,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 300 | $18,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 316 | $18,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 1,756 | $18,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 901 | $18,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $18,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $18,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 12,000 | $18,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 16,000 | $18,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $18,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 200 | $17,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 239 | $17,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 762 | $17,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 682 | $17,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 302 | $17,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 716 | $17,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,550 | $17,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $17,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 173 | $17,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 209 | $17,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 276 | $17,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 500 | $17,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,368 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 297 | $17,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 14,000 | $17,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 11,000 | $17,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 16,000 | $17,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 16,000 | $17,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 13,000 | $17,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 7,100 | $17,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 473 | $16,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,333 | $16,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 360 | $16,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 75 | $16,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,240 | $16,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 384 | $16,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 200 | $16,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,494 | $16,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 719 | $16,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 74 | $16,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 739 | $16,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,200 | $16,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 759 | $16,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 121 | $16,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,175 | $16,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 3,496 | $16,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 220 | $15,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 100 | $15,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 441 | $15,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,059 | $15,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 191 | $15,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,000 | $15,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 314 | $15,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 62 | $15,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,261 | $15,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 593 | $15,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 810 | $15,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 1,859 | $15,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 677 | $15,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,270 | $15,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 349 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 719 | $15,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 263 | $15,000 | thousands by filing date | |
| Trinseo PLC | G9059U107 | Common Stock | 280 | $15,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 153 | $15,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 3,995 | $15,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 666 | $15,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 10,000 | $15,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 14,000 | $15,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 12,000 | $15,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,000 | $15,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 197 | $14,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $14,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 2,772 | $14,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 310 | $14,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 390 | $14,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 416 | $14,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 400 | $14,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 580 | $14,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 202 | $14,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 6,000 | $14,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 235 | $13,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 252 | $13,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 75 | $13,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 444 | $13,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 121 | $13,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 343 | $13,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 960 | $13,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 114 | $13,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 585 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 109 | $13,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 569 | $13,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 173 | $13,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 785 | $13,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 778 | $13,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 229 | $13,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 263 | $13,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 265 | $13,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 403 | $13,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 141 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 500 | $13,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 289 | $13,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,000 | $13,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 13,000 | $13,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 12,000 | $13,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,000 | $13,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 13,000 | $13,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 12,000 | $13,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,800 | $13,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 20,000 | $13,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 12,000 | $13,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 859 | $12,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 22 | $12,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 107 | $12,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 251 | $12,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 395 | $12,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 135 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-22-000493 | this filing | 2022-02-03 | acceptance time not in the bulk data set |