13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 3,222 holding rows worth $37,361,943,000.
- Accession
- 0001085146-21-003192
- Filer
- CIK 1462245
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 3,270 entries on the cover page, a total value of $37,361,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,361,943,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED HERMES, INC.028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT, LLC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerHORIZON KINETICS ASSET MANAGEMENT LLC028-06986
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Tengler Investments028-10975
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerM.D. SASS INVESTORS SERVICES, INC.028-04057
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerStonebridge Capital Advisors LLC028-16094
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTRAN CAPITAL MANAGEMENT, L.P.028-05358
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWakefield Asset Management LLLP028-18951
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWellesley Asset Management028-14868
- reports for this filerAllspring Funds Management, LLC028-11406
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 12,379 | $20,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 20,000 | $20,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 23,000 | $19,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,000 | $19,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,900 | $18,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 18,000 | $18,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 28,000 | $18,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,100 | $16,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 600 | $16,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,000 | $16,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 400 | $16,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,000 | $16,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,677 | $16,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 11,376 | $16,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 22,358 | $16,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 300 | $15,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 26,500 | $15,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $15,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 14,611 | $15,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 5,100 | $14,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,000 | $14,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 1,700 | $13,000 | thousands by filing date | put |
| UPSTARTHLDGSINC | 91680M107 | STOK | 2,500 | $13,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 12,900 | $13,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 8,000 | $13,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 22,000 | $12,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,000 | $12,000 | thousands by filing date | put |
| FREYR BATTERY | L4135L100 | SHS | 10,000 | $12,000 | thousands by filing date | put |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 10,021 | $12,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,900 | $11,000 | thousands by filing date | put |
| MP MATERIALS CORP | 553368101 | COM CL A | 20,000 | $11,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 1,000 | $11,000 | thousands by filing date | put |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 6,000 | $11,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 25,000 | $11,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 10,432 | $11,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,500 | $10,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 8,000 | $10,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 500 | $9,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 17,000 | $9,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 4,800 | $8,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 100 | $8,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 200 | $8,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,200 | $8,000 | thousands by filing date | put |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 11,485 | $8,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,079 | $8,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,000 | $7,000 | thousands by filing date | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 10,000 | $7,000 | thousands by filing date | put |
| CLEAR SECURE INC | 18467V109 | COM CL A | 2,500 | $7,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 26,000 | $7,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 28,000 | $7,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 400 | $6,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 100 | $6,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 7,600 | $6,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 300 | $6,000 | thousands by filing date | put |
| CONTRAFECT CORP | 212326300 | COM | 8,000 | $6,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,100 | $5,000 | thousands by filing date | put |
| LUCID GROUP INC | 549498103 | COM | 500 | $5,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 30,200 | $5,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 800 | $5,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 500 | $5,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 8,200 | $5,000 | thousands by filing date | put |
| DESKTOP METAL INC | 25058X105 | COM CL A | 13,000 | $5,000 | thousands by filing date | put |
| GEE GROUP INC | 36165A102 | COM | 10,000 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 55 | $5,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 2,400 | $5,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 300 | $4,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30,000 | $4,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 400 | $4,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,200 | $4,000 | thousands by filing date | put |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,500 | $4,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 100 | $4,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 16,000 | $4,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 1,300 | $4,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 200 | $4,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 300 | $4,000 | thousands by filing date | put |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 12,204 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 12,000 | $4,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 29,000 | $3,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 500 | $3,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,000 | $3,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 200 | $3,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 1,700 | $3,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 500 | $3,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 200 | $3,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,100 | $3,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,000 | $3,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 6,400 | $3,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 200 | $3,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 200 | $3,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 500 | $3,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 400 | $3,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 1,000 | $3,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 1,900 | $2,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 100 | $2,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 6,000 | $2,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,700 | $2,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,000 | $2,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $2,000 | thousands by filing date | put |
| YETI HLDGS INC COM | 98585X104 | Stock | 500 | $2,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 500 | $2,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 300 | $2,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 200 | $2,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 500 | $2,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 18,200 | $2,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 100 | $2,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 9,000 | $2,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 800 | $1,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 200 | $1,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 100 | $1,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 100 | $1,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 300 | $1,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 100 | $1,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 1,500 | $1,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 200 | $1,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 2,000 | $1,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 40,000 | $1,000 | thousands by filing date | put |
| DATADOGINCCLASSA | 23804L103 | STOK | 200 | $1,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 100 | $1,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 100 | $1,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100 | $1,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 100 | $1,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 200 | $1,000 | thousands by filing date | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 1,100 | $1,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 600 | $1,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $1,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,000 | $1,000 | thousands by filing date | put |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 200 | $1,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 500 | $1,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 10,000 | $1,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $1,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 300 | $1,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 100 | $1,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 100 | $1,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 200 | $1,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $1,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 400 | $1,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100 | $1,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,000 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,200 | $1,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 3,700 | $1,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 100 | $1,000 | thousands by filing date | put |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 500 | $1,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,000 | $1,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,200 | $1,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,100 | $1,000 | thousands by filing date | put |
| STITCH FIX INC | 860897107 | COM CL A | 1,100 | $1,000 | thousands by filing date | put |
| STONECO LTD | G85158106 | COM CL A | 1,000 | $1,000 | thousands by filing date | put |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 1,500 | $1,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 1,500 | $1,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,000 | $1,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 100 | $1,000 | thousands by filing date | put |
| ANAPLAN INC | 03272L108 | COM | 800 | $1,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 100 | $1,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 1,400 | $1,000 | thousands by filing date | put |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 4,200 | $1,000 | thousands by filing date | put |
| OCUGEN INC | 67577C105 | COMMON STOCK | 1,400 | $1,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 5,400 | $1,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 8,000 | $1,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 5,000 | $1,000 | thousands by filing date | put |
| YELLOW CORP | 985510106 | COM | 25,000 | $1,000 | thousands by filing date | put |
| SKILLZ INC | 83067L109 | COM | 3,800 | $1,000 | thousands by filing date | put |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 500 | $1,000 | thousands by filing date | put |
| PAYSAFE LIMITED | G6964L107 | ORD | 2,000 | $1,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 11,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROBINHOOD MKTS INC | 770700102 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROCKET COS INC | 77311W101 | COM CL A | 7,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QORVO INC COM | 74736K101 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENTEGRIS INC COM | 29362U104 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FASTENAL CO COM | 311900104 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CERENCE INC COM | 156727109 | Stock | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEXTRON INC COM | 883203101 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| F5 INC COM | 315616102 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OWENS CORNING NEW | 690742101 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRIPADVISOR INC | 896945201 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 5,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANDWIDTH INC | 05988J103 | COM CL A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ETSY INC | 29786A106 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THE COOPER COMPANIES | 216648402 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZENDESK INC | 98936J101 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKOLA CORP | 654110105 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPLUNK INC | 848637104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZUORA INC | 98983V106 | COMMON STOCK | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-003192 | this filing | 2021-11-12 | acceptance time not in the bulk data set |