13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 3,069 holding rows worth $52,654,145,000.
- Accession
- 0001085146-21-002439
- Filer
- CIK 1141802
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 3,069 entries on the cover page, a total value of $52,654,145,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,654,145,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQCM LLC028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 190 | $8,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 125 | $8,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 494 | $8,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 100 | $8,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 254 | $8,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 88 | $8,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 116 | $8,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 19 | $8,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 127 | $8,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 82 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 175 | $8,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 188 | $8,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 245 | $8,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 95 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 150 | $8,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 190 | $8,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 108 | $8,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 206 | $8,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 158 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 238 | $8,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 223 | $8,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 275 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 150 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $8,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 170 | $8,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 7,000 | $8,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 6,000 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 100 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,000 | $8,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,000 | $8,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 500 | $8,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 482 | $8,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,000 | $8,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $7,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 89 | $7,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 334 | $7,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 101 | $7,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 91 | $7,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 125 | $7,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 402 | $7,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 203 | $7,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 94 | $7,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 37 | $7,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 120 | $7,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 82 | $7,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $7,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 66 | $7,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 77 | $7,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 123 | $7,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 146 | $7,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 63 | $7,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 107 | $7,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 200 | $7,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 125 | $7,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 140 | $7,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 205 | $7,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 195 | $7,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 84 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 407 | $7,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 165 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 173 | $7,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 150 | $7,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,867 | $7,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 308 | $7,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,000 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 6,000 | $7,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,150 | $7,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 7,000 | $7,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 399 | $7,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 340 | $7,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 305 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 5,000 | $7,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2,000 | $7,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 6,000 | $7,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 4,140 | $7,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 218 | $7,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 350 | $6,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 54 | $6,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 51 | $6,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 53 | $6,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 140 | $6,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 231 | $6,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 148 | $6,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 78 | $6,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 71 | $6,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 50 | $6,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 196 | $6,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 526 | $6,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 25 | $6,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 197 | $6,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 200 | $6,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 89 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 39 | $6,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $6,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 350 | $6,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 200 | $6,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 114 | $6,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 62 | $6,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 185 | $6,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 238 | $6,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 690 | $6,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 288 | $6,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 287 | $6,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 140 | $6,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 67 | $6,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 173 | $6,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 814 | $6,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 72 | $6,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,100 | $6,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 500 | $6,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 238 | $6,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 483 | $6,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 140 | $6,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 156 | $6,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 142 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 73 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 275 | $6,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 239 | $6,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 400 | $6,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 5,250 | $6,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 243 | $6,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $6,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 366 | $6,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,000 | $6,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 309 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 5,500 | $6,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 600 | $6,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 2,000 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 32 | $5,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $5,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 739 | $5,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 48 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 96 | $5,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 27 | $5,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 200 | $5,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 64 | $5,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 100 | $5,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 75 | $5,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 73 | $5,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 204 | $5,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 21 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 95 | $5,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 35 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 80 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 140 | $5,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 70 | $5,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $5,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 96 | $5,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 100 | $5,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 537 | $5,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 23 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 764 | $5,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 397 | $5,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 60 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 86 | $5,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 242 | $5,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 375 | $5,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 124 | $5,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 46 | $5,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 243 | $5,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 125 | $5,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 167 | $5,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,009 | $5,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 693 | $5,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 600 | $5,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 62 | $5,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 290 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 100 | $5,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 75 | $5,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 899 | $5,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,191 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 250 | $5,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 750 | $5,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 500 | $5,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 516 | $5,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 500 | $5,000 | thousands by filing date | |
| INPHI CORP | 45772FAF4 | NOTE 0.750% 4/1 | 3,000 | $5,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 495 | $4,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 45 | $4,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 107 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 167 | $4,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 45 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 302 | $4,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 49 | $4,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 26 | $4,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 98 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $4,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 973 | $4,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 34 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 113 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 858 | $4,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 33 | $4,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 118 | $4,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 75 | $4,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 365 | $4,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 85 | $4,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 19 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 72 | $4,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 626 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 490 | $4,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 109 | $4,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 598 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 133 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 92 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 181 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 550 | $4,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 103 | $4,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 253 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 150 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 30 | $4,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 113 | $4,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 503 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 23 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 216 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 74 | $4,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 107 | $4,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $4,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 191 | $4,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,000 | $4,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,000 | $4,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,000 | $4,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 150 | $4,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 350 | $4,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 7,500 | $4,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 200 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 350 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $4,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 125 | $3,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 22 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $3,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 34 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 107 | $3,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 13 | $3,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 27 | $3,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 58 | $3,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 25 | $3,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 58 | $3,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 101 | $3,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 32 | $3,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 43 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 43 | $3,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 600 | $3,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 15 | $3,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 50 | $3,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 39 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 130 | $3,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 52 | $3,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 84 | $3,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 200 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 86 | $3,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 192 | $3,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 500 | $3,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 196 | $3,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 202 | $3,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 240 | $3,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $3,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 750 | $3,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 118 | $3,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 80 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 81 | $3,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 250 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 190 | $3,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 250 | $3,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 105 | $3,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 153 | $3,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 134 | $3,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $3,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 650 | $3,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 120 | $3,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 2,000 | $3,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 3,000 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,500 | $3,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $3,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 2,000 | $3,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 2,000 | $3,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,667 | $3,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 204 | $2,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 22 | $2,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 54 | $2,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 9 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 132 | $2,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 100 | $2,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 36 | $2,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 25 | $2,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 100 | $2,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 15 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 67 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 536 | $2,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 97 | $2,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 53 | $2,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 34 | $2,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 20 | $2,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 20 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 580 | $2,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5 | $2,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 100 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 34 | $2,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 103 | $2,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $2,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 16 | $2,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 52 | $2,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 32 | $2,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 37 | $2,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 50 | $2,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 356 | $2,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 150 | $2,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 33 | $2,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 51 | $2,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 493 | $2,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16 | $2,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 43 | $2,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 17 | $2,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 25 | $2,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 10 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 26 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 110 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 229 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 32 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 76 | $2,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 74 | $2,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 40 | $2,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 59 | $2,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 100 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 316 | $2,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 138 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,000 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 135 | $2,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,000 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 1,157 | $2,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,500 | $2,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 200 | $2,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 633 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $1,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 45 | $1,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 16 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8 | $1,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 22 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 6 | $1,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 23 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 14 | $1,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 8 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 13 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 9 | $1,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 30 | $1,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 16 | $1,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6 | $1,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1 | $1,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 25 | $1,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 8 | $1,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 30 | $1,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 3 | $1,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 52 | $1,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 24 | $1,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 34 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 151 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 116 | $1,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 30 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 51 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 15 | $1,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 6 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 50 | $1,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 31 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 27 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 25 | $1,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 30 | $1,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 13 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 177 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 23 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 210 | $1,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 54 | $1,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 54 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 172 | $1,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 25 | $1,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2 | $1,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 32 | $1,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 31 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 14 | $1,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 7 | $1,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7 | $1,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 9 | $1,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 22 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 11 | $1,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 5 | $1,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 100 | $1,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5 | $1,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 6 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 25 | $1,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 11 | $1,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 20 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 23 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 52 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 167 | $1,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 12 | $1,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 150 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 16 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 33 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 53 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 101 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 107 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 50 | $1,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 125 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 305 | $1,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 150 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 60 | $1,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 20 | $1,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 104 | $1,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 37 | $1,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 4 | $1,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 50 | $1,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 26 | $1,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 40 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000 | $1,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 33 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $1,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 30 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 333 | $1,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 200 | $1,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 900 | $1,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M116 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 100 | $1,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 100 | $1,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 100 | $1,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B200 | UNIT 02/25/2028 | 100 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 500 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 138 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 550 | $1,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,000 | $1,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 100 | $1,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 100 | $1,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 100 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 1,000 | $1,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 85 | $1,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISITION | 04687a208 | COM | 100 | $1,000 | thousands by filing date | |
| RODGERS SILICON VALLEY AQ CO | 774873111 | W EXP 11/30/202 | 80 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARGURUS INC COM CL A | 141788109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGI INTL INC | 253798102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 11040G103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAUCH CORP | 024061103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESIGNER BRANDS INC | 250565108 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPERI HLDG CORP | 98390M103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLINK CHARGING CO | 09354A100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002439 | this filing | 2021-08-13 | acceptance time not in the bulk data set |