13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 3,069 holding rows worth $52,654,145,000.
- Accession
- 0001085146-21-002439
- Filer
- CIK 1141802
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 3,069 entries on the cover page, a total value of $52,654,145,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,654,145,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQCM LLC028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIEBOLD NXDF INC | 253651103 | COM | 2,604 | $33,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 6,068 | $33,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 32,000 | $33,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,640 | $32,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 218 | $32,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 145 | $32,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 154 | $32,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 640 | $32,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,316 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 419 | $32,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 328 | $32,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 583 | $32,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 38,000 | $32,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 62,308 | $31,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,894 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 297 | $31,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 468 | $31,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 101 | $31,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 501 | $31,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 384 | $31,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 292 | $31,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 226 | $31,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,865 | $31,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 2,019 | $31,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 4,004 | $31,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,500 | $31,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,650 | $31,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,314 | $31,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,664 | $30,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,016 | $30,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 188 | $30,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 409 | $30,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 609 | $30,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1,500 | $30,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,749 | $30,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 268 | $30,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 218 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,010 | $30,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 2,941 | $30,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 115 | $29,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 82 | $29,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 99 | $29,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,173 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 493 | $29,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 2,045 | $29,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 661 | $29,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,700 | $29,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 638 | $29,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,467 | $29,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,543 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 677 | $29,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 852 | $29,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 21,000 | $29,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 424 | $28,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,000 | $28,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,491 | $28,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 864 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 294 | $28,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $28,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 637 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 661 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 665 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 435 | $28,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 27,000 | $28,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 335 | $27,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 2,399 | $27,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 247 | $27,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 378 | $27,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,298 | $27,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 124 | $27,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,321 | $27,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 397 | $27,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,316 | $27,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,533 | $27,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,500 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 227 | $27,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,170 | $27,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 533 | $27,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,093 | $27,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 2,037 | $27,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,918 | $27,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 714 | $26,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 688 | $26,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 669 | $26,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 153 | $26,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 500 | $26,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,500 | $26,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 125 | $26,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 54 | $26,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 170 | $26,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,090 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 532 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,199 | $26,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,004 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 113 | $26,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 500 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 441 | $26,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 666 | $26,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 2,000 | $26,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 21,000 | $26,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 16,000 | $26,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $25,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,872 | $25,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 140 | $25,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 203 | $25,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 111 | $25,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 750 | $25,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 352 | $25,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 477 | $25,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 812 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 315 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,350 | $24,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 666 | $24,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 100 | $24,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 153 | $24,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 826 | $24,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 241 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 381 | $24,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 435 | $24,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 183 | $24,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,900 | $24,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 450 | $24,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 1,032 | $24,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 694 | $24,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 316 | $24,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 420 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 616 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 272 | $24,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 371 | $24,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 953 | $24,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 22,000 | $24,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 21,000 | $24,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 16,000 | $24,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,800 | $24,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 131 | $23,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 753 | $23,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 739 | $23,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,075 | $23,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 725 | $23,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 164 | $23,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,000 | $23,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 585 | $23,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 296 | $23,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,261 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,442 | $23,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 371 | $23,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $23,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 750 | $23,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 120 | $22,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 239 | $22,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,169 | $22,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 166 | $22,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,292 | $22,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 532 | $22,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 928 | $22,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 731 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 185 | $22,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,750 | $22,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,700 | $22,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 1,169 | $22,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 530 | $22,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 515 | $22,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 213 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,534 | $22,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $22,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,345 | $22,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 1,000 | $22,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 16,000 | $22,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 14,000 | $22,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 21,000 | $22,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 13,000 | $22,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 75 | $21,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 204 | $21,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 575 | $21,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 166 | $21,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,079 | $21,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 458 | $21,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,043 | $21,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 920 | $21,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 408 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 93 | $21,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 864 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 282 | $21,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 600 | $21,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 464 | $21,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 253 | $21,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 657 | $21,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 86 | $21,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 633 | $21,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 473 | $21,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,500 | $21,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 10,000 | $21,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 14,000 | $21,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 17,000 | $21,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 652 | $20,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 502 | $20,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $20,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 445 | $20,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 241 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 660 | $20,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 339 | $20,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 852 | $20,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 314 | $20,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 640 | $20,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 20,000 | $20,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 20,000 | $20,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 95 | $19,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 400 | $19,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 550 | $19,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 173 | $19,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 191 | $19,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 990 | $19,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 234 | $19,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 158 | $19,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 695 | $19,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 79 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 300 | $19,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 727 | $19,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 530 | $19,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,190 | $19,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 184 | $19,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 240 | $19,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 12,000 | $19,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 689 | $18,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 360 | $18,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 314 | $18,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,025 | $18,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 301 | $18,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,315 | $18,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,113 | $18,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 241 | $18,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,173 | $18,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,150 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 378 | $18,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 397 | $18,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 9,000 | $18,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 11,000 | $18,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 11,000 | $18,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 16,000 | $18,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 248 | $17,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 56 | $17,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 382 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 300 | $17,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 487 | $17,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 636 | $17,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 535 | $17,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 384 | $17,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 159 | $17,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 7,019 | $17,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $17,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,842 | $17,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 189 | $17,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 760 | $17,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,288 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 607 | $17,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,015 | $17,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,000 | $17,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 13,000 | $17,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 12,000 | $17,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 16,000 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 12,000 | $17,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 4,000 | $17,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 14,000 | $17,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 13,000 | $17,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,011 | $17,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 750 | $17,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 978 | $17,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 15,000 | $17,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 11,000 | $17,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 162 | $16,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 443 | $16,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 231 | $16,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 1,059 | $16,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $16,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 585 | $16,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 276 | $16,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 262 | $16,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 152 | $16,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 283 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 226 | $16,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 739 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 479 | $16,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 208 | $16,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 557 | $16,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 6,000 | $16,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 677 | $16,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,270 | $16,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 819 | $16,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 537 | $16,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,091 | $16,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 358 | $16,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 15,000 | $16,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 197 | $15,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 580 | $15,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 132 | $15,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 177 | $15,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 145 | $15,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 155 | $15,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 160 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 250 | $15,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 411 | $15,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 575 | $15,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 419 | $15,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,000 | $15,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,108 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 275 | $15,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 14,000 | $15,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,680 | $15,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 300 | $15,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 788 | $15,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 2,000 | $15,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 12,000 | $15,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 5,000 | $15,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 22,052 | $15,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 350 | $14,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 847 | $14,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,659 | $14,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 99 | $14,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 100 | $14,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 264 | $14,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 220 | $14,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 106 | $14,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 9,000 | $14,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 200 | $14,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 201 | $14,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 207 | $14,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 390 | $14,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,178 | $14,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 429 | $14,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 227 | $14,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 1,145 | $14,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 486 | $14,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 263 | $14,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,210 | $14,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 786 | $14,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 48 | $13,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 357 | $13,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 143 | $13,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 417 | $13,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 167 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 239 | $13,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 639 | $13,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 137 | $13,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 500 | $13,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 275 | $13,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 126 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,294 | $13,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 544 | $13,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 233 | $13,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 1,090 | $13,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 604 | $13,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 12,000 | $13,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 12,000 | $13,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 12,000 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $13,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 314 | $13,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,000 | $13,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 625 | $12,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 252 | $12,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 159 | $12,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 150 | $12,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 245 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 387 | $12,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $12,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 400 | $12,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,179 | $12,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,139 | $12,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 692 | $12,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 220 | $12,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 237 | $12,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,046 | $12,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,500 | $12,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 549 | $12,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 11,000 | $12,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $12,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 3,000 | $12,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,823 | $12,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 248 | $12,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 9,000 | $12,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 7,000 | $12,000 | thousands by filing date | |
| VARONIS SYS INC | 922280AB8 | BOND | 6,000 | $12,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 1,000 | $12,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 220 | $11,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 167 | $11,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 147 | $11,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 500 | $11,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,000 | $11,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,642 | $11,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 388 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 63 | $11,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 176 | $11,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $11,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 173 | $11,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 98 | $11,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 10 | $11,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 143 | $11,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 261 | $11,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 693 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 244 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 411 | $11,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 465 | $11,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 700 | $11,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 500 | $11,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $11,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 408 | $11,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 360 | $11,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,000 | $11,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 7,000 | $11,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $11,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 6,000 | $11,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 500 | $11,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 454 | $10,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 971 | $10,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 60 | $10,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 180 | $10,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 350 | $10,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,167 | $10,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 107 | $10,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 61 | $10,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,450 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 214 | $10,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 200 | $10,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 115 | $10,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 100 | $10,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 106 | $10,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 159 | $10,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 114 | $10,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 85 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 653 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 196 | $10,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,364 | $10,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 350 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 326 | $10,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 500 | $10,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 241 | $10,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 521 | $10,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 6,000 | $10,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,000 | $10,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 125 | $10,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 6,000 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,000 | $10,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,000 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 10,000 | $10,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 452 | $10,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 1,000 | $10,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 700 | $10,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 785 | $10,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 135 | $9,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 225 | $9,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 321 | $9,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 45 | $9,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 107 | $9,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 500 | $9,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 75 | $9,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 265 | $9,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 595 | $9,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 111 | $9,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 63 | $9,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 176 | $9,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 250 | $9,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 262 | $9,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 113 | $9,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 257 | $9,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 68 | $9,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 474 | $9,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 85 | $9,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 119 | $9,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 93 | $9,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 334 | $9,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 140 | $9,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 137 | $9,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 459 | $9,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 100 | $9,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 910 | $9,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 451 | $9,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 220 | $9,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 300 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 200 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 200 | $9,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,102 | $9,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,000 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 481 | $9,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 860 | $9,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 7,000 | $9,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 257 | $9,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 540 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 201 | $9,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 5,000 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 9,000 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,000 | $9,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 6,000 | $9,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 9,000 | $9,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 850 | $9,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 1,166 | $9,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002439 | this filing | 2021-08-13 | acceptance time not in the bulk data set |