13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-06, with 3,203 holding rows worth $34,536,768,000.
- Accession
- 0001085146-21-002268
- Filer
- CIK 1462245
- Filed
- 2021-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 3,205 entries on the cover page, a total value of $34,536,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,536,768,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED HERMES, INC.028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT, LLC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHORIZON KINETICS ASSET MANAGEMENT LLC028-06986
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Tengler Investments028-10975
- reports for this filerTRAN CAPITAL MANAGEMENT, L.P.028-05358
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerM.D. SASS INVESTORS SERVICES, INC.028-04057
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerStonebridge Capital Advisors LLC028-16094
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerWakefield Asset Management LLLP028-18951
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWellesley Asset Management028-14868
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerWinslow Capital Management, LLC028-03676
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONTINENTAL RES INC | 212015101 | COM | 6,538 | $250,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 9,039 | $250,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,885 | $249,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,554 | $249,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 16,933 | $249,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 6,359 | $248,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 16,291 | $248,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 6,515 | $248,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 5,883 | $248,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 4,293 | $248,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 28,099 | $247,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 8,226 | $247,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,917 | $247,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 4,863 | $247,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,650 | $246,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 8,423 | $246,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,333 | $245,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 15,744 | $245,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 4,327 | $245,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 24,055 | $245,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 9,060 | $245,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,521 | $245,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,094 | $244,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,843 | $244,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 6,069 | $244,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 9,906 | $244,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,500 | $243,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 63,711 | $243,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 38,165 | $243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,496 | $242,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,223 | $242,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 4,997 | $242,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,394 | $242,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,945 | $242,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,140 | $242,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,065 | $242,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 13,784 | $242,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 25,000 | $242,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,483 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,132 | $241,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,437 | $241,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,745 | $240,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,634 | $240,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,474 | $240,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,207 | $239,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,567 | $239,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 3,261 | $239,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,248 | $236,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 29,571 | $236,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5,293 | $235,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5,007 | $235,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,600 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 2,915 | $234,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 53,190 | $234,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 5,316 | $233,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 6,706 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,899 | $233,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,750 | $232,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 14,490 | $232,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 60,250 | $232,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 3,098 | $231,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 3,673 | $231,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,154 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,088 | $231,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 4,855 | $231,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 3,974 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 15,020 | $231,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 42,784 | $231,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,779 | $230,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,076 | $230,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 18,364 | $230,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 3,092 | $230,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 25,249 | $230,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,121 | $229,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,000 | $229,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 9,040 | $229,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,176 | $228,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 4,827 | $228,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 5,893 | $228,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,849 | $228,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,083 | $227,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 23,000 | $227,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,556 | $226,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 652 | $226,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,499 | $226,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 7,333 | $226,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 4,547 | $226,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,753 | $225,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,011 | $225,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,682 | $225,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 5,126 | $224,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,582 | $223,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,055 | $223,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 18,323 | $223,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 9,890 | $222,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,614 | $222,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 4,079 | $222,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,000 | $222,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 35,686 | $221,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,219 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 7,877 | $220,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,175 | $220,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 5,126 | $219,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 978 | $218,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,259 | $218,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 7,613 | $217,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 16,603 | $217,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 27,110 | $217,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,800 | $216,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,557 | $216,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,074 | $216,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 12,393 | $216,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 6,890 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 22,483 | $215,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 7,100 | $215,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 14,556 | $215,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,566 | $214,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,892 | $214,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,646 | $214,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 2,943 | $213,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,300 | $213,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,183 | $213,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 18,103 | $213,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 7,252 | $212,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 917 | $212,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,875 | $212,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 13,210 | $212,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 47,726 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 5,055 | $211,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,560 | $211,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,231 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,798 | $210,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 5,249 | $210,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 14,888 | $210,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,756 | $209,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,940 | $209,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 3,505 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6,846 | $208,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 3,887 | $208,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 8,962 | $208,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,156 | $207,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 1,463 | $207,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 50,135 | $207,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,000 | $207,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,318 | $206,000 | thousands by filing date | principal |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 20,600 | $206,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,291 | $205,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,909 | $205,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 16,035 | $205,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 14,400 | $205,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 5,110 | $204,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,103 | $204,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 5,003 | $204,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 15,000 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,387 | $204,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 9,278 | $204,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,383 | $203,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,380 | $203,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 37,321 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,197 | $203,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 2,716 | $203,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,400 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,649 | $202,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,186 | $202,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 9,881 | $202,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 10,000 | $200,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,262 | $200,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 19,427 | $200,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 6,671 | $200,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 4,460 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 9,698 | $200,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 10,290 | $199,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 3,433 | $199,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,000 | $198,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 57,482 | $198,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 18,550 | $195,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 21,500 | $193,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 180,000 | $192,000 | thousands by filing date | principal |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,068 | $191,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 13,886 | $191,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,581 | $191,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 31,577 | $191,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 22,716 | $191,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 8,325 | $190,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 47,678 | $189,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,179 | $189,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 6,809 | $188,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 49,143 | $187,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 41,555 | $184,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,103 | $184,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,401 | $182,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 13,110 | $181,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 19,734 | $179,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 10,000 | $179,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 18,238 | $179,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 13,397 | $178,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 21,000 | $177,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 11,587 | $174,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,570 | $173,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 19,278 | $173,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 63,100 | $171,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 24,844 | $168,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 24,500 | $167,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 70,320 | $166,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 30,000 | $165,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 41,600 | $165,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 16,600 | $165,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 13,037 | $164,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,000 | $164,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,778 | $162,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,766 | $162,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 13,404 | $161,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 19,834 | $159,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 23,689 | $159,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,328 | $158,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 11,450 | $158,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 43,950 | $157,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 15,967 | $157,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 12,170 | $157,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,982 | $156,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 45,985 | $156,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,587 | $155,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 10,197 | $155,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,495 | $154,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 11,666 | $153,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 10,083 | $152,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 37,789 | $151,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 15,754 | $150,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,648 | $147,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,268 | $146,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,388 | $145,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,732 | $144,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 67,171 | $144,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 23,974 | $143,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 11,120 | $143,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,523 | $141,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,687 | $141,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 10,800 | $140,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 66,196 | $140,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 10,420 | $140,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,003 | $139,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,181 | $139,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 31,104 | $138,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841205 | UNIT 04/30/2028 | 12,632 | $138,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,857 | $137,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 51,491 | $136,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,790 | $135,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,527 | $135,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 19,959 | $134,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 12,621 | $134,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 13,623 | $134,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 62,700 | $132,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,751 | $132,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 13,723 | $131,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,100 | $131,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 17,883 | $131,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 67,500 | $130,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,618 | $130,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 18,291 | $130,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,175 | $129,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 33,239 | $129,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 31,371 | $128,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 22,700 | $127,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 12,510 | $127,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 14,022 | $126,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 10,965 | $126,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,413 | $126,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 247,500 | $126,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,296 | $124,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 20,300 | $122,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 29,037 | $122,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 10,000 | $122,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 30,689 | $122,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 95,000 | $121,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 7,711 | $121,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 11,329 | $120,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,600 | $120,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,000 | $119,000 | thousands by filing date | call |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,000 | $119,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 40,500 | $118,000 | thousands by filing date | call |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 220,000 | $118,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292105 | COM | 3,005 | $116,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 25,000 | $116,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 65,000 | $115,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 130,000 | $114,000 | thousands by filing date | call |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 15,400 | $114,000 | thousands by filing date | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 62,194 | $114,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 91,001 | $114,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,000 | $113,000 | thousands by filing date | call |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 11,146 | $113,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 11,300 | $113,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 32,384 | $112,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 19,422 | $112,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,100 | $111,000 | thousands by filing date | call |
| NEW PAC METALS CORP | 64782A107 | COM | 23,266 | $111,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 11,337 | $111,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 100,000 | $110,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,702 | $110,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 25,000 | $110,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 10,916 | $109,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 14,366 | $107,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 18,366 | $106,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 25,282 | $104,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465203 | UNIT 99/99/9999 | 10,000 | $104,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 11,943 | $103,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 22,628 | $103,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 10,000 | $103,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 132,100 | $102,000 | thousands by filing date | put |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 21,580 | $102,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 15,918 | $101,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 10,018 | $101,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393120 | UNIT 99/99/9999 | 10,000 | $101,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 24,511 | $100,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 22,936 | $99,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 10,000 | $99,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 10,000 | $99,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 14,348 | $98,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 14,138 | $97,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 39,500 | $97,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 18,241 | $96,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,722 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 10,273 | $94,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 31,136 | $92,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 11,300 | $92,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,356 | $91,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,765 | $89,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 21,760 | $89,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,734 | $88,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 10,861 | $87,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 14,365 | $85,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,130 | $85,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 10,000 | $85,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 16,606 | $85,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,600 | $84,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 70,650 | $84,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 16,583 | $84,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 21,000 | $83,000 | thousands by filing date | call |
| SCYNEXIS INC | 811292200 | COM NEW | 11,250 | $83,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 17,500 | $83,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 2,000 | $82,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,500 | $81,000 | thousands by filing date | call |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 4,500 | $80,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 10,000 | $79,000 | thousands by filing date | call |
| NANOVIBRONIX INC | 63008J108 | COM | 92,552 | $79,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,500 | $78,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 11,001 | $77,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,100 | $75,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 30,200 | $75,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,108 | $75,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 49,915 | $75,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 62,000 | $74,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 44,000 | $74,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,563 | $73,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,445 | $71,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,681 | $71,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 10,000 | $71,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,500 | $70,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,600 | $68,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 16,666 | $68,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 36,500 | $67,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,521 | $66,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 42,870 | $65,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 77,000 | $65,000 | thousands by filing date | principal |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 24,585 | $65,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 15,000 | $64,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,800 | $63,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 11,198 | $63,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 16,000 | $62,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 13,133 | $61,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 60,000 | $61,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 21,500 | $60,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,199 | $60,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,500 | $60,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 19,570 | $60,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 75,900 | $59,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 50,200 | $58,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 14,014 | $57,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 30,035 | $57,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 12,615 | $56,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 55,000 | $56,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 55,000 | $56,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 5,300 | $54,000 | thousands by filing date | call |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 20,000 | $54,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 17,519 | $53,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,000 | $53,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,186 | $52,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 50,000 | $52,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 46,500 | $51,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 52,900 | $51,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 28,465 | $51,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $51,000 | thousands by filing date | principal |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 16,000 | $51,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 13,504 | $50,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 48,000 | $48,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 200 | $48,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 2,600 | $48,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $48,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,115 | $48,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,178 | $47,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,316 | $46,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 400 | $45,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 72,000 | $45,000 | thousands by filing date | call |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 26,000 | $45,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 720,000 | $44,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,514 | $43,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 71,300 | $43,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,694 | $42,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 40,000 | $42,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F104 | COM SER A | 41,000 | $40,000 | thousands by filing date | call |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,000 | $40,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,700 | $39,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,000 | $39,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $39,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,000 | $38,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,200 | $38,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,125 | $38,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 11,500 | $38,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 13,760 | $38,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $35,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 11,698 | $35,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 700 | $34,000 | thousands by filing date | call |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,500 | $34,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 28,148 | $34,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 6,300 | $33,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 600 | $32,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 34,689 | $32,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 25,000 | $31,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,500 | $31,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $31,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,497 | $31,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 26,000 | $30,000 | thousands by filing date | call |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 18,850 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 57,800 | $29,000 | thousands by filing date | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 15,000 | $29,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,819 | $29,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 12,379 | $29,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 5,100 | $28,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 98,800 | $28,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 400 | $28,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,000 | $28,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 20,000 | $28,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,095 | $28,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,200 | $27,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 39,100 | $27,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 3,000 | $26,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 11,419 | $25,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 27,008 | $25,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 27,800 | $24,000 | thousands by filing date | call |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 16,100 | $24,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 16,600 | $24,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 21,336 | $23,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 13,841 | $23,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 20,000 | $22,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 8,000 | $22,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,000 | $20,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 20,000 | $20,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 1,200 | $19,000 | thousands by filing date | put |
| Barclays Bank PLC | 06747R477 | COM | 25,000 | $19,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 13,611 | $19,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,300 | $18,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,000 | $18,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 700 | $18,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 12,432 | $18,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,000 | $17,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 400 | $16,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,700 | $16,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 2,800 | $16,000 | thousands by filing date | call |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 11,300 | $16,000 | thousands by filing date | call |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 50,000 | $16,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 12,000 | $16,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 3,800 | $15,000 | thousands by filing date | call |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $15,000 | thousands by filing date | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,975 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,000 | $15,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $15,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 400 | $14,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 32,000 | $14,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 14,000 | $14,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 5,000 | $13,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 66,300 | $13,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,000 | $13,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 800 | $13,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,200 | $13,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 33,600 | $13,000 | thousands by filing date | call |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 11,404 | $13,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 12,200 | $13,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,000 | $12,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 2,000 | $12,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 16,000 | $12,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 45,000 | $12,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 1,700 | $12,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 26,000 | $12,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 44,000 | $11,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 100 | $11,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $11,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 14,000 | $11,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 34,000 | $11,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 3,106 | $11,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,000 | $10,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,000 | $10,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-002268 | this filing | 2021-08-06 | acceptance time not in the bulk data set |