13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-10, with 3,065 holding rows worth $31,674,927,000.
- Accession
- 0001085146-21-001536
- Filer
- CIK 1462245
- Filed
- 2021-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 3,090 entries on the cover page, a total value of $31,674,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,674,927,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAllianceBernstein028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerAlpine Investment Management028-14059
- reports for this filerAlta Capital Management, LLC028-05119
- reports for this filerAMI Asset Management Corporation028-11962
- reports for this filerAnchor Capital Advisors LLC028-01880
- reports for this filerAperio Group LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAtalanta Sosnoff Capital, LLC028-01162
- reports for this filerAtlanta Capital Management Company LLC028-05936
- reports for this filerBahl & Gaynor, Inc.028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBrandes Investment Partners028-05620
- reports for this filerBrookmont Capital Management, LLC028-14438
- reports for this filerBrown Advisory LLC028-13997
- reports for this filerCambiar Investors, LLC028-01398
- reports for this filerCampbell Newman Asset Management, Inc.028-02903
- reports for this filerCapital Innovations, LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCongress Asset Management Company028-03434
- reports for this filerDana Investment Advisors028-13023
- reports for this filerDavis Selected Advisors, L.P.028-04121
- reports for this filerDelaware Management Business Trust028-05267
- reports for this filerDSM Capital Partners LLC028-10309
- reports for this filerEagle Asset Management, Inc.028-01666
- reports for this filerEarnest Partners, LLC028-05269
- reports for this filerEaton Vance Management028-04139
- reports for this filerEquity Investment Corp.028-10606
- reports for this filerFayez Sarofim & Co.028-10991
- reports for this filerFederated Investment Counseling028-04375
- reports for this filerFranklin Templeton Portfolio Advisors, Inc.028-00734
- reports for this filerFred Alger Management, Inc.028-00869
- reports for this filerGlenmede Investment Management028-00126
- reports for this filerGlovista Investments, LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHarding Loevner028-04434
- reports for this filerHarris Associates LP028-02013
- reports for this filerHGK Asset Management, Inc.028-01321
- reports for this filerHorizon Asset Management028-06986
- reports for this filerHorizon Investment Services028-12835
- reports for this filerInvesco Advisers, Inc.028-11246
- reports for this filerIsthmus Partners, LLC028-16855
- reports for this filerJP Morgan Investment Management Inc.028-00694
- reports for this filerKarpus Management028-11445
- reports for this filerKayne Anderson Rudnick Investment Management, LLC028-05792
- reports for this filerKennedy Capital Management028-03133
- reports for this filerLaffer Investments Inc.028-10975
- reports for this filerLateef Investment Management028-05358
- reports for this filerLazard Asset Management, LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC028-01701
- reports for this filerLoomis Sayles & Company, L.P.028-00398
- reports for this filerLord, Abbett & Co. LLC028-00413
- reports for this filerM.D. Sass Investors Services, Inc.028-04057
- reports for this filerMadison Investment Advisors, Inc.028-03477
- reports for this filerMFS Investment Management028-04968
- reports for this filerMiller Howard Investments, Inc.028-03692
- reports for this filerMontag & Caldwell, LLC028-00288
- reports for this filerNeuberger Berman LLC028-00454
- reports for this filerNewgate Capital Management, LLC028-03871
- reports for this filerNuance Investments, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ Investment Management Company, LLC028-01474
- reports for this filerOak Ridge Investments, LLC028-06668
- reports for this filerO'Shaughnessy Asset Management, LLC028-12966
- reports for this filerPacific Investment Management Company LLC028-10952
- reports for this filerParametric Portfolio Associates LLC028-04558
- reports for this filerPolen Capital Management, LLC028-03687
- reports for this filerPrincipal Global Investors, LLC028-01549
- reports for this filerRenaissance Investment Management028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRiverbridge Partners LLC028-05655
- reports for this filerSanta Barbara Asset Management, LLC028-05621
- reports for this filerSchafer Cullen Capital Management028-04691
- reports for this filerSelect Equity Group028-16000
- reports for this filerShelton Capital Management028-05709
- reports for this filerSouthernSun Asset Management, LLC028-03489
- reports for this filerStonebridge Advisors028-16094
- reports for this filerStrategy Asset Managers028-10030
- reports for this filerTCW Investment Management Company028-06683
- reports for this filerThe London Company028-10665
- reports for this filerThomas White International, Ltd.028-05601
- reports for this filerThompson, Siegel & Walmsley LLC028-04041
- reports for this filerThornburg Investment Management028-06605
- reports for this filerVanguard028-06408
- reports for this filerVictory Capital Management028-06354
- reports for this filerVoya Investment Management Co. LLC028-07292
- reports for this filerW. H. Reaves & Co., Inc028-01347
- reports for this filerWAKEFIELD ASSET MANAGEMENT LLLP028-18951
- reports for this filerWCM Investment Management028-07104
- reports for this filerWedgewood Partners, Inc.028-05973
- reports for this filerWellesley Asset Management, Inc.028-14868
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWindhaven Investment Management, Inc.028-14230
- reports for this filerWinslow Capital Management, Inc.028-03676
- reports for this filerSystematic Financial Management, L.P.028-05015
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 6,697 | $226,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,470 | $226,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 41,190 | $226,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 3,098 | $225,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 5,726 | $225,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,154 | $225,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 8,047 | $225,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,421 | $225,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 555 | $224,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 23,586 | $224,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,494 | $224,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 8,499 | $224,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 570 | $223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,247 | $223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,356 | $223,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 2,483 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 15,020 | $223,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 10,000 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 4,291 | $222,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 13,280 | $222,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,523 | $222,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 11,930 | $222,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 4,208 | $222,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,812 | $222,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 3,499 | $222,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,385 | $221,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 7,243 | $221,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,325 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,604 | $221,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 5,615 | $221,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,824 | $220,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 2,987 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,088 | $220,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 19,427 | $220,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 5,879 | $219,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 13,801 | $219,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 5,049 | $219,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,692 | $218,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,096 | $218,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 5,661 | $218,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 17,621 | $218,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,556 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4,724 | $217,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 4,469 | $217,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 21,652 | $217,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 5,583 | $216,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 3,362 | $216,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,099 | $216,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 5,996 | $216,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 7,613 | $216,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,148 | $216,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,362 | $215,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 15,022 | $215,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 150 | $215,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,411 | $215,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,682 | $215,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 15,935 | $215,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 8,127 | $214,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 27,401 | $214,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 666 | $213,000 | thousands by filing date | put |
| KONTOOR BRANDS INC | 50050N103 | COM | 4,480 | $213,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,991 | $213,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 49,789 | $212,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 4,514 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,192 | $212,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 6,879 | $211,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 7,288 | $211,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,054 | $211,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,742 | $211,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,904 | $211,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 5,736 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 22,471 | $211,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 9,490 | $211,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 13,992 | $211,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,851 | $210,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 29,232 | $209,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,088 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 19,283 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,196 | $208,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 5,332 | $208,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 17,209 | $208,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 487 | $207,000 | thousands by filing date | put |
| LOANDEPOT INC | 53946R106 | COM CL A | 10,420 | $207,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,444 | $206,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 20,679 | $206,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,135 | $206,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,000 | $206,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,905 | $205,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,018 | $204,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 62,709 | $204,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,208 | $204,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 5,504 | $202,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,847 | $202,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 4,160 | $202,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,649 | $201,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 3,639 | $201,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,520 | $201,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,496 | $201,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 7,297 | $201,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 3,896 | $201,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,250 | $201,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 4,953 | $200,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 4,865 | $200,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 5,518 | $200,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,784 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 7,973 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,373 | $200,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 68,115 | $200,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,684 | $198,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 38,401 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $197,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 11,496 | $197,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 13,228 | $196,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,000 | $196,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,940 | $195,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 12,060 | $195,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 19,195 | $193,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 18,394 | $193,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 14,146 | $192,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 481 | $191,000 | thousands by filing date | put |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 10,000 | $191,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 31,577 | $191,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 19,484 | $191,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,335 | $188,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 18,071 | $187,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 10,240 | $187,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 59,809 | $187,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 300 | $186,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 12,306 | $186,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 15,000 | $186,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 17,000 | $186,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,400 | $185,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,284 | $185,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 180,000 | $185,000 | thousands by filing date | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,082 | $183,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 14,697 | $183,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 11,024 | $183,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 30,489 | $183,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 29,981 | $182,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 13,000 | $181,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 11,218 | $181,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,292 | $178,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R833 | WBI BULBEAR TR | 10,351 | $178,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 17,190 | $177,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,581 | $177,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 11,802 | $177,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 38,000 | $176,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 28,747 | $174,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 89,170 | $173,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 12,602 | $173,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 16,300 | $171,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 13,059 | $171,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 100,005 | $170,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,311 | $167,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 11,450 | $167,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 49,143 | $167,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 11,535 | $166,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 11,470 | $166,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,000 | $166,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 16,303 | $166,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,493 | $165,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 1,500 | $165,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 24,228 | $165,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 360 | $163,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 25,172 | $163,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 46,601 | $159,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 11,876 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 13,404 | $158,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 43,950 | $155,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 22,700 | $153,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,477 | $152,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 15,754 | $152,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,100 | $151,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,580 | $150,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 21,900 | $150,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 14,257 | $149,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 10,197 | $148,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 34,241 | $148,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 12,317 | $147,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 34 | $146,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 247,500 | $146,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 37,321 | $145,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 23,689 | $145,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,687 | $145,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 70,320 | $144,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,368 | $144,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,000 | $143,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 63,095 | $143,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 19,516 | $142,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 10,148 | $142,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 14,138 | $141,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,890 | $141,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 16,692 | $140,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10 | $139,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 26,846 | $139,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 39,613 | $139,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 10,281 | $138,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 14,190 | $138,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 450 | $137,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,083 | $137,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,600 | $136,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 28,000 | $135,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 857 | $134,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 10,357 | $134,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,738 | $133,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 17,194 | $133,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 55,000 | $132,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 60,500 | $132,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 13,200 | $131,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,527 | $130,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 30 | $129,000 | thousands by filing date | put |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 42,000 | $129,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 113,400 | $129,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,355 | $127,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 41,160 | $127,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 12,900 | $127,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 16,229 | $126,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 24,660 | $123,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 20,137 | $122,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 23,974 | $122,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 12,200 | $122,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,774 | $121,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,000 | $121,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 12,000 | $121,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 70 | $119,000 | thousands by filing date | put |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 14,022 | $119,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,683 | $119,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 180,049 | $119,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,790 | $118,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 27,487 | $118,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,925 | $117,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,361 | $116,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,870 | $116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 15,606 | $116,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 500 | $115,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,142 | $115,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 23,105 | $115,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 66,196 | $113,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 55,000 | $113,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 54 | $112,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 366 | $112,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,120 | $111,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,630 | $111,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 67,950 | $110,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 15,500 | $110,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 49,915 | $109,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 10,100 | $108,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,360 | $107,000 | thousands by filing date | put |
| BESPOKE CAP ACQUISITION CORP | 086344108 | CL A REST VTG | 10,550 | $105,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 25,421 | $104,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 10,300 | $104,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 400 | $104,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,702 | $103,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 10,285 | $103,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 380 | $102,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,419 | $102,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 10,220 | $102,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 10,250 | $101,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11 | $100,000 | thousands by filing date | put |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 10,000 | $100,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 10,000 | $100,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 10,000 | $100,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 10,000 | $99,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 10,142 | $98,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 18,366 | $98,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 13,147 | $98,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 10,001 | $98,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 10,000 | $98,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 452 | $95,000 | thousands by filing date | put |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 3,600 | $95,000 | thousands by filing date | put |
| NANOVIBRONIX INC | 63008J108 | COM | 92,552 | $94,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 360 | $94,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 19,792 | $93,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 19,623 | $93,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,733 | $92,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 33,998 | $89,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 11,287 | $89,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 10,452 | $89,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 13,004 | $88,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 25,000 | $88,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 12,314 | $87,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 14,365 | $86,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 11,762 | $86,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 202 | $85,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 30,889 | $83,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,515 | $82,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,280 | $81,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 19,570 | $81,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 690 | $80,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 575 | $80,000 | thousands by filing date | put |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,088 | $79,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 12,305 | $79,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 250 | $78,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 480 | $74,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,108 | $71,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,799 | $68,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 10,000 | $68,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 165 | $67,000 | thousands by filing date | put |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 14,583 | $65,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 128 | $64,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 337 | $64,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,903 | $64,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 77,000 | $63,000 | thousands by filing date | principal |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,000 | $63,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 10,450 | $62,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 60,000 | $62,000 | thousands by filing date | principal |
| FASTLY INC | 31188V100 | CL A | 20 | $61,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,689 | $61,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 220 | $61,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 10,235 | $61,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 17,519 | $61,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,255 | $60,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 300 | $58,000 | thousands by filing date | put |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 12,300 | $57,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 23,514 | $57,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 12,085 | $57,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 150 | $56,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,757 | $56,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 20,336 | $56,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 55,000 | $56,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 55,000 | $56,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 150 | $55,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $55,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 350 | $54,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 480 | $53,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 80 | $53,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 2,628 | $53,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 93 | $51,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,000 | $51,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 50,000 | $51,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $51,000 | thousands by filing date | principal |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 21,000 | $51,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 36,001 | $50,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 200 | $49,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 600 | $48,000 | thousands by filing date | put |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,000 | $48,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 349 | $47,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 364 | $45,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,199 | $45,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 214 | $44,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 101 | $44,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $44,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 801 | $44,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4 | $42,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 200 | $42,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 295 | $42,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551AC4 | BOND | 40,000 | $42,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 2 | $41,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,104 | $41,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 6 | $40,000 | thousands by filing date | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 15 | $40,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 80 | $40,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,800 | $40,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,516 | $40,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 400 | $40,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,186 | $39,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,316 | $38,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,777 | $38,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 42,000 | $38,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,178 | $38,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 11,500 | $37,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 20,000 | $37,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 140 | $36,000 | thousands by filing date | put |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10,304 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 30 | $34,000 | thousands by filing date | put |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 26,100 | $34,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 26,335 | $33,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 15,465 | $33,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 12,379 | $33,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 260 | $32,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,500 | $31,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $31,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,819 | $31,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 13 | $30,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 37,800 | $30,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 16,404 | $29,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 709 | $28,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 20 | $28,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 25,948 | $28,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 16,035 | $27,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 40 | $26,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,959 | $26,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5 | $25,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 260 | $25,000 | thousands by filing date | put |
| DOCUSIGN INC COM | 256163106 | Stock | 24 | $24,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 60 | $24,000 | thousands by filing date | put |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 153 | $24,000 | thousands by filing date | put |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 21,666 | $24,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 12,991 | $24,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 300 | $23,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 15 | $22,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,360 | $22,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 20 | $22,000 | thousands by filing date | put |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 16,000 | $22,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 19,067 | $21,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 26 | $20,000 | thousands by filing date | put |
| Veru Inc | 92536C103 | Common Stock | 80 | $20,000 | thousands by filing date | put |
| ADVAXIS INC | 007624307 | COM | 26,632 | $20,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 20,000 | $20,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 108 | $19,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 260 | $19,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 112 | $18,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9 | $18,000 | thousands by filing date | put |
| Uxin Ltd | 91818X108 | ADS | 15,000 | $18,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,497 | $18,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 40 | $17,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 117 | $17,000 | thousands by filing date | put |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $17,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 300 | $17,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 315 | $17,000 | thousands by filing date | put |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,000 | $17,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,325 | $16,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2 | $15,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10 | $15,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $15,000 | thousands by filing date | principal |
| IBIO INC | 451033203 | COM NEW | 10,432 | $15,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 10,100 | $15,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,611 | $14,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 14,000 | $14,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 500 | $13,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 46 | $13,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 20 | $13,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 20 | $13,000 | thousands by filing date | put |
| PULMATRIX INC COM | 74584P202 | Stock | 10,133 | $13,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 74 | $12,000 | thousands by filing date | put |
| ROCKET COS INC | 77311W101 | COM CL A | 85 | $11,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10 | $11,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5 | $11,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8 | $10,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 6 | $10,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 668 | $9,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 100 | $9,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 50 | $9,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 37 | $9,000 | thousands by filing date | put |
| LIFEMD INC | 53216B104 | COM | 50 | $9,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 10 | $8,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1 | $8,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15 | $8,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 691 | $8,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 35 | $7,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 22 | $7,000 | thousands by filing date | put |
| CLEANSPARK INC | 18452B209 | COM NEW | 15 | $7,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 10 | $7,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 5 | $7,000 | thousands by filing date | put |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 13 | $7,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 10 | $7,000 | thousands by filing date | put |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 200 | $7,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10 | $6,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 48 | $6,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 3 | $6,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 111 | $6,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3 | $5,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 37 | $5,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 15 | $5,000 | thousands by filing date | put |
| APA CORPORATION COM | 03743Q108 | Stock | 97 | $5,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 465 | $5,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 310 | $5,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50 | $5,000 | thousands by filing date | put |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 12,204 | $5,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 45 | $4,000 | thousands by filing date | put |
| LEMONADEINC | 52567D107 | STOK | 1 | $4,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 100 | $4,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11 | $4,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 10 | $4,000 | thousands by filing date | put |
| DESKTOP METAL INC | 25058X105 | COM CL A | 7 | $4,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 1 | $3,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 40 | $3,000 | thousands by filing date | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1 | $3,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 6 | $3,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 70 | $3,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 7 | $3,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3 | $3,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 16 | $3,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10 | $3,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1 | $3,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 5 | $3,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 10 | $3,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2 | $2,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 19 | $2,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 10 | $2,000 | thousands by filing date | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 21 | $2,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 20 | $2,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5 | $2,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 5 | $2,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 50 | $2,000 | thousands by filing date | put |
| CERENCE INC COM | 156727109 | Stock | 3 | $2,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1 | $2,000 | thousands by filing date | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 12 | $2,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2 | $2,000 | thousands by filing date | put |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 28 | $2,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 200 | $2,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5 | $2,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20 | $2,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4 | $2,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 12 | $2,000 | thousands by filing date | put |
| United States Oil Fund LP | 91232N207 | COM | 15 | $2,000 | thousands by filing date | put |
| GIGCAPITAL3 INC | 37519D107 | COM | 31 | $2,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 7 | $1,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 2 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-001536 | this filing | 2021-05-10 | acceptance time not in the bulk data set |