13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 2,737 holding rows worth $43,287,144,000.
- Accession
- 0001085146-21-000698
- Filer
- CIK 1141802
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 2,737 entries on the cover page, a total value of $43,287,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,287,144,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $2,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 15 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $2,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 18 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 125 | $2,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 41 | $2,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 15 | $2,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 70 | $2,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 38 | $2,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 11 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 37 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 50 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 216 | $2,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $2,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 130 | $2,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 22 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 100 | $2,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 38 | $2,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 11 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 26 | $2,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 50 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 300 | $2,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 110 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 267 | $2,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 150 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 517 | $2,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 109 | $2,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 250 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 321 | $2,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 9 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $2,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 30 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 6 | $2,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 173 | $2,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 200 | $2,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 146 | $2,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 921 | $2,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 46 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 33 | $2,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 15 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 43 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 60 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 110 | $2,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 32 | $2,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 400 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 212 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 226 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 23 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 140 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 45 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 100 | $2,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 76 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $2,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 20 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 92 | $2,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 571 | $2,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 200 | $2,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 176 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 71 | $2,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 110 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,000 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 750 | $2,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 1,000 | $2,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 73 | $2,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 289 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000 | $2,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 1,667 | $2,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 9 | $1,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 18 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 30 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 41 | $1,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 6 | $1,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 25 | $1,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2 | $1,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 5 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 63 | $1,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 14 | $1,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 151 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 536 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 116 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 30 | $1,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 30 | $1,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 16 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 100 | $1,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 10 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 144 | $1,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6 | $1,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 14 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 177 | $1,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 30 | $1,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 8 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 107 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 65 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 112 | $1,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 20 | $1,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 31 | $1,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6 | $1,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 41 | $1,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 16 | $1,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 39 | $1,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 14 | $1,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 8 | $1,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 25 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 252 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 163 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 12 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 64 | $1,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 16 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10 | $1,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 570 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 168 | $1,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 44 | $1,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 250 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8 | $1,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 9 | $1,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 167 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 16 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 30 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 48 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 33 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $1,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 81 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 107 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 76 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 80 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 40 | $1,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 45 | $1,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 145 | $1,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 54 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 466 | $1,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 65 | $1,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 33 | $1,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 219 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 62 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 200 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,000 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $1,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 61 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 138 | $1,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 200 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 1,000 | $1,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Airbnb, Inc. Class A | 009066101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAUL CTRS INC COM | 804395101 | REIT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOORDASH INC CL A | 25809K105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 11040G103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMBACH HLDGS INC | 53263P105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAUCH CORP | 024061103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERINT SYS INC | 92343X100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATTALION OIL CORP | 07134L107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 427 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL MED INC | 774374102 | COM | 395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GP STRATEGIES CORP | 36225V104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILL INTERNATIONAL INC | 431466101 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRICKELL BIOTECH INC | 10802T105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON SHORT DURATION CORP BD ETF | 09661T701 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A853 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E203 | SHS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000698 | this filing | 2021-02-12 | acceptance time not in the bulk data set |