13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 2,737 holding rows worth $43,287,144,000.
- Accession
- 0001085146-21-000698
- Filer
- CIK 1141802
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 2,737 entries on the cover page, a total value of $43,287,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,287,144,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAlley Co LLC028-15235
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCopeland Capital Management, LLC028-14668
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerMDT ADVISERS INC 028-07406
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGOLDMAN SACHS ASSET MANAGEMENT, L.P.028-10981
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerJENNISON ASSOCIATES LLC028-00074
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerMFS Investment Management CO (LUX) S.A.R.L.028-13180
- reports for this filerNORTHWESTERN MUTUAL WEALTH MANAGEMENT CO028-11160
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT/CA028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWESTERN ASSET MANAGEMENT CO028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARROW ELECTRS INC | 042735100 | COM | 798 | $77,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 9,087 | $77,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 813 | $77,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 905 | $77,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,455 | $77,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,820 | $76,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 3,608 | $76,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 500 | $76,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,306 | $76,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 2,112 | $76,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 8,008 | $75,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,371 | $75,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,875 | $75,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,909 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,372 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 983 | $75,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 26,068 | $75,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 298 | $74,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,204 | $74,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,450 | $74,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,874 | $74,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,685 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,451 | $73,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1,386 | $73,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,834 | $73,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 1,465 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 3,377 | $71,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,432 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 394 | $71,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 961 | $71,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 931 | $71,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,850 | $71,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,245 | $70,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,132 | $70,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 3,229 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,737 | $70,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 6,743 | $70,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,341 | $70,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 494 | $70,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,066 | $70,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 2,053 | $69,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,193 | $69,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 893 | $69,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,163 | $69,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,649 | $68,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 959 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,679 | $68,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,981 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 260 | $68,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 5,146 | $68,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 6,607 | $67,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 4,606 | $67,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 489 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,398 | $67,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,000 | $67,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 650 | $66,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 920 | $66,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 2,391 | $66,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,687 | $66,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,085 | $65,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 364 | $65,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,718 | $65,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,425 | $65,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 987 | $65,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,073 | $65,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 462 | $65,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 237 | $65,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 1,016 | $65,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 7,618 | $65,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,752 | $64,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 646 | $64,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,450 | $64,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 722 | $63,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,795 | $63,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 5,897 | $63,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,000 | $62,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 363 | $62,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 778 | $61,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 5,028 | $61,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,324 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 603 | $61,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 677 | $61,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 2,000 | $61,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 182 | $60,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 603 | $60,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 2,000 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,028 | $60,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,274 | $59,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 582 | $59,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 2,413 | $59,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 205 | $58,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 439 | $58,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,656 | $58,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 298 | $58,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 545 | $58,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,516 | $58,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,750 | $58,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 1,355 | $58,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,049 | $58,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 3,958 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 700 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,000 | $58,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 2,731 | $57,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,104 | $57,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 683 | $57,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 515 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,847 | $57,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,000 | $57,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 6,500 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,826 | $56,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,967 | $56,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,000 | $56,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,089 | $56,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,160 | $56,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 3,231 | $56,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,202 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,419 | $55,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 893 | $55,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,881 | $55,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 5,513 | $55,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,385 | $54,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 408 | $54,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,700 | $54,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,117 | $54,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 3,105 | $54,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 5,000 | $54,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 105 | $53,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 583 | $53,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,264 | $53,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 297 | $53,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 941 | $53,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 849 | $53,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,129 | $53,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 7,647 | $53,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 628 | $52,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 885 | $52,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 524 | $52,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,900 | $52,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 2,023 | $52,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 580 | $51,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,938 | $51,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,049 | $51,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 215 | $51,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,139 | $51,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,108 | $51,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 250 | $51,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,840 | $51,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,278 | $51,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 1,053 | $51,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 36,000 | $51,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 682 | $50,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,455 | $50,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 1,829 | $50,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $49,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,276 | $49,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 585 | $49,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 523 | $49,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,327 | $49,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 1,479 | $49,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 3,375 | $49,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,840 | $49,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 5,104 | $49,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,588 | $48,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 631 | $48,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,753 | $47,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 2,021 | $47,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,466 | $47,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 2,254 | $47,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 330 | $47,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,555 | $47,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,267 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 870 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,331 | $47,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 840 | $46,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 449 | $46,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,676 | $46,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,482 | $46,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,723 | $46,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,546 | $46,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 3,725 | $46,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,073 | $45,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 622 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,353 | $45,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 603 | $45,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,574 | $45,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 319 | $44,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 957 | $44,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 741 | $44,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,242 | $44,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,112 | $44,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 850 | $44,000 | thousands by filing date | |
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| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,375 | $43,000 | thousands by filing date | |
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| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,033 | $43,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,208 | $43,000 | thousands by filing date | |
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| ISHARES TR | 464288612 | INTRM GOV CR ETF | 351 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,475 | $42,000 | thousands by filing date | |
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| CABOT CORP | 127055101 | COM | 923 | $42,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 3,154 | $42,000 | thousands by filing date | |
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| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,724 | $41,000 | thousands by filing date | |
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| SILICOM LTD | M84116108 | ORD | 880 | $37,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 1,975 | $37,000 | thousands by filing date | |
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| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,837 | $36,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,442 | $36,000 | thousands by filing date | |
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| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 836 | $36,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,500 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 523 | $36,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 38,000 | $36,000 | thousands by filing date | |
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| DILLARDS INC CL A | 254067101 | Stock | 558 | $35,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,417 | $35,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,975 | $35,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,751 | $35,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 539 | $35,000 | thousands by filing date | |
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| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 31,000 | $35,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 700 | $34,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,525 | $34,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 226 | $34,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,275 | $34,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 57 | $34,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,015 | $34,000 | thousands by filing date | |
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| CORE LABORATORIES N V | N22717107 | COM | 1,270 | $34,000 | thousands by filing date | |
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| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $34,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 155 | $33,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 324 | $33,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,000 | $33,000 | thousands by filing date | |
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| NORDSON CORP | 655663102 | COM | 165 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 210 | $33,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 557 | $33,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 14,000 | $33,000 | thousands by filing date | |
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| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 875 | $32,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 1,391 | $32,000 | thousands by filing date | |
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| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 19,000 | $32,000 | thousands by filing date | |
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| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 520 | $31,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 251 | $31,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 400 | $31,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,093 | $31,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 268 | $31,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,228 | $31,000 | thousands by filing date | |
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| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,962 | $31,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 595 | $31,000 | thousands by filing date | |
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| FRANKLIN ELEC INC COM | 353514102 | Stock | 431 | $30,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 355 | $30,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,076 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 885 | $30,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,191 | $30,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 248 | $30,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 324 | $30,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 14,000 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 485 | $30,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 1,000 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 731 | $30,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 27,000 | $30,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 38,000 | $30,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,158 | $30,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 26,000 | $30,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 888 | $29,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,314 | $29,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 313 | $29,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 375 | $29,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 400 | $29,000 | thousands by filing date | |
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| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 86 | $29,000 | thousands by filing date | |
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| FOUNDATION BLDG MATLS INC | 350392106 | COM | 1,500 | $29,000 | thousands by filing date | |
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| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 864 | $28,000 | thousands by filing date | |
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| US FOODS HLDG CORP COM | 912008109 | Stock | 823 | $27,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 842 | $27,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 521 | $27,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,552 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 601 | $27,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 377 | $27,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 7,050 | $27,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 715 | $27,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 21,000 | $27,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 21,000 | $27,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,388 | $27,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 778 | $26,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 692 | $26,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,200 | $26,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,497 | $26,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,462 | $26,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 349 | $26,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 894 | $26,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,029 | $26,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 210 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 507 | $26,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 665 | $26,000 | thousands by filing date | |
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| HILL ROM HLDGS INC | 431475102 | COM | 267 | $26,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 197 | $26,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 500 | $26,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 26,000 | $26,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 679 | $25,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 700 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 434 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 294 | $25,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,719 | $25,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 987 | $25,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 339 | $25,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 4,004 | $25,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,149 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $25,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 550 | $25,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,894 | $24,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 200 | $24,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 3,817 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 495 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 157 | $24,000 | thousands by filing date | |
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| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,155 | $24,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,316 | $24,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 1,556 | $24,000 | thousands by filing date | |
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| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,440 | $24,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 3,500 | $24,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 275 | $24,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 21,000 | $24,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 13,000 | $24,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 5,000 | $24,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 762 | $24,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 532 | $23,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,075 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 455 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 322 | $23,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,015 | $23,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,500 | $23,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 591 | $23,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 428 | $23,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 135 | $22,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 210 | $22,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,491 | $22,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 408 | $22,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,500 | $22,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,268 | $22,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 731 | $22,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 951 | $22,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 540 | $22,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 237 | $22,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,986 | $22,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,408 | $22,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 689 | $22,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 192 | $22,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,650 | $22,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 21,000 | $22,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 18,000 | $22,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 16,000 | $22,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 251 | $21,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 644 | $21,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 915 | $21,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,315 | $21,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 250 | $21,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $21,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 187 | $21,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 545 | $21,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 137 | $21,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 218 | $21,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 500 | $21,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,949 | $21,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 709 | $21,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 200 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,435 | $21,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 686 | $21,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 593 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,250 | $21,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,100 | $21,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 283 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 848 | $21,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 11,000 | $21,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 16,000 | $21,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,001 | $21,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 165 | $20,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 185 | $20,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 652 | $20,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,043 | $20,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 632 | $20,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,677 | $20,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 653 | $20,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,125 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 185 | $20,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 129 | $20,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 268 | $20,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,533 | $20,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 525 | $20,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 670 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,000 | $20,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 20,000 | $20,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 20,000 | $20,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 603 | $19,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 2,000 | $19,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1,058 | $19,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 189 | $19,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 17,000 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 396 | $19,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 237 | $19,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 473 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 397 | $19,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,384 | $19,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 595 | $19,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 261 | $19,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 732 | $19,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,336 | $19,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 2,812 | $19,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 468 | $19,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,808 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 467 | $19,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 9,000 | $19,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 16,000 | $19,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 17,000 | $19,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 20,000 | $19,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 11,000 | $19,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 558 | $18,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 469 | $18,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 920 | $18,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 637 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-21-000698 | this filing | 2021-02-12 | acceptance time not in the bulk data set |