13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-10, with 2,457 holding rows worth $18,328,368,000.
- Accession
- 0001085146-20-002079
- Filer
- CIK 1462245
- Filed
- 2020-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 2,457 entries on the cover page, a total value of $18,328,368,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,328,368,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED HERMES, INC.028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT, LLC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHORIZON KINETICS ASSET MANAGEMENT LLC028-06986
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerM.D. SASS INVESTORS SERVICES, INC.028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNATIXIS ADVISORS, L.P.028-05788
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREINHART PARTNERS, INC.028-04879
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerBoston Partners028-12484
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerTURNER INVESTMENTS LLC028-02924
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerWakefield Asset Management LLLP028-18951
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWellesley Asset Management028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,000 | $193,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,903 | $192,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 13,220 | $192,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 12,767 | $192,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 16,355 | $192,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 17,720 | $191,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 19,585 | $191,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,823 | $190,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 19,145 | $189,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,018 | $188,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,398 | $188,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 37,589 | $188,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 50,200 | $186,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 14,892 | $186,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,123 | $185,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 19,569 | $181,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 11,695 | $180,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 43,217 | $180,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,056 | $179,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 11,834 | $177,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 21,750 | $176,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 34,543 | $175,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,940 | $175,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,827 | $173,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,721 | $172,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 61,614 | $172,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 16,183 | $171,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 21,000 | $170,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 24,221 | $170,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 10,800 | $170,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 13,412 | $169,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 12,493 | $168,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 17,790 | $168,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 12,000 | $167,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,530 | $167,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,124 | $165,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,592 | $164,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 52,520 | $164,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,500 | $163,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 68,000 | $162,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 13,288 | $162,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,100 | $159,000 | thousands by filing date | call |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 16,600 | $159,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 95,700 | $158,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 10,889 | $158,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,869 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,421 | $158,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,611 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,386 | $154,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 147,200 | $153,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 89,000 | $152,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 100,145 | $151,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 12,325 | $150,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,449 | $150,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 15,937 | $149,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 13,306 | $149,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,230 | $149,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 45,278 | $148,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 13,242 | $146,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,363 | $146,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,822 | $145,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,000 | $145,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 10,452 | $144,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,181 | $142,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 22,224 | $142,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 41,593 | $141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 13,368 | $140,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,551 | $138,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 40,546 | $137,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 12,528 | $137,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 16,082 | $136,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,000 | $136,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,311 | $135,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 38,956 | $135,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,393 | $135,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 12,087 | $135,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 11,475 | $135,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 23,445 | $133,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 11,661 | $133,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 11,472 | $133,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 21,200 | $132,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 114,550 | $132,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 38,000 | $132,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 154,000 | $132,000 | thousands by filing date | principal |
| Uber Technologies | 90353T100 | COM | 20,500 | $131,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,707 | $130,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 13,731 | $128,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 12,007 | $128,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,850 | $128,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,003 | $126,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 14,473 | $126,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 10,071 | $125,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 59,809 | $124,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,527 | $123,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,384 | $121,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,100 | $120,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,593 | $120,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,207 | $120,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,845 | $120,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 14,015 | $120,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,962 | $119,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 11,929 | $119,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 4,300 | $118,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 29,700 | $117,000 | thousands by filing date | put |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 11,500 | $117,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 24,619 | $115,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,710 | $114,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 69,635 | $113,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 18,885 | $112,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 14,367 | $111,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 31,300 | $110,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 79,028 | $109,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 27,540 | $109,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,620 | $107,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,171 | $104,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 20,150 | $103,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,641 | $103,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 14,601 | $103,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 10,291 | $102,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 34,329 | $102,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 55,041 | $100,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 22,854 | $100,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,320 | $99,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 12,564 | $97,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,190 | $97,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 11,690 | $97,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 50,400 | $96,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 15,890 | $96,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,537 | $95,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 11,116 | $95,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 27,590 | $94,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 36,196 | $93,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 27,877 | $93,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 19,037 | $93,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 104,787 | $92,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,321 | $91,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 66,000 | $91,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,200 | $89,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 24,000 | $89,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 2,600 | $88,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 6,912 | $88,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 50,000 | $88,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,754 | $87,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 69,100 | $86,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,880 | $86,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,712 | $86,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,910 | $84,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,350 | $84,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,530 | $83,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,000 | $83,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 31,100 | $83,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,100 | $82,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,198 | $81,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 15,543 | $81,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,606 | $80,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 12,429 | $80,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,600 | $77,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 10,687 | $77,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 20,000 | $77,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,485 | $76,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 18,580 | $76,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,000 | $75,000 | thousands by filing date | call |
| AIM IMMUNOTECH INC | 00901B105 | COM | 30,000 | $75,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,700 | $74,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 27,881 | $74,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,165 | $74,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 30,417 | $74,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 18,000 | $73,000 | thousands by filing date | call |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 55,000 | $73,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 26,221 | $72,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 28,096 | $71,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 21,538 | $70,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 54,629 | $70,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 132,328 | $70,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 30,200 | $69,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 10,000 | $69,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 28,801 | $68,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 14,500 | $68,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,513 | $66,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,108 | $65,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,000 | $65,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 8,000 | $63,000 | thousands by filing date | call |
| IMMUCELL CORP | 452525306 | COM PAR | 13,374 | $62,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 18,380 | $62,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 48,550 | $62,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 20,000 | $60,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 10,000 | $60,000 | thousands by filing date | put |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 13,000 | $59,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 52,319 | $59,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 85,199 | $59,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 70,400 | $56,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 18,858 | $54,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,692 | $52,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 15,000 | $52,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,702 | $52,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 34,625 | $51,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,042 | $50,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 13,236 | $50,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 77,000 | $49,000 | thousands by filing date | principal |
| ENERPLUS CORP | 292766102 | COM | 16,295 | $46,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 35,500 | $46,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,000 | $45,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 12,000 | $44,000 | thousands by filing date | put |
| REKOR SYSTEMS INC | 759419104 | COM | 10,770 | $43,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,500 | $41,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 25,300 | $40,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,800 | $40,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 18,040 | $40,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 47,583 | $40,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 16,000 | $40,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,682 | $39,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,500 | $39,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 512 | $38,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,000 | $37,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 59,879 | $37,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 24,849 | $35,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,000 | $34,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 14,000 | $34,000 | thousands by filing date | call |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 923 | $32,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 13,114 | $31,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 21,200 | $30,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 15,000 | $30,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,610 | $30,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $30,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,000 | $29,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,266 | $29,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 58,696 | $29,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 5,000 | $29,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,820 | $29,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 17,000 | $29,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 18,706 | $29,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,000 | $28,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,500 | $28,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,200 | $27,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 37,546 | $27,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 51,769 | $27,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 35,000 | $27,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 55,000 | $26,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 26,034 | $26,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 44,500 | $25,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 14,100 | $25,000 | thousands by filing date | call |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $25,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 42,200 | $24,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,546 | $24,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 25,000 | $24,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 14,254 | $24,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 25,000 | $24,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 200 | $23,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 20,000 | $23,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 10,072 | $23,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,100 | $23,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,400 | $23,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,000 | $22,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 14,511 | $22,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 35,335 | $22,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,000 | $21,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 25,000 | $21,000 | thousands by filing date | call |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 12,314 | $21,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 600 | $21,000 | thousands by filing date | call |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,500 | $21,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,260 | $21,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 10,000 | $21,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,700 | $21,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,000 | $21,000 | thousands by filing date | call |
| ADVAXIS INC | 007624307 | COM | 36,000 | $20,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 27,050 | $20,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 6,200 | $20,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 19,584 | $20,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 21,400 | $19,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,296 | $19,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,510 | $19,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 11,393 | $19,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,300 | $18,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 600 | $18,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 2,186 | $18,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 11,061 | $18,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 800 | $17,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,000 | $17,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 8,000 | $17,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 12,579 | $17,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $16,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,000 | $16,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,006 | $16,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 11,000 | $15,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 1,018 | $15,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 28,000 | $15,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 15,000 | $15,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $15,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 1,100 | $14,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 32,000 | $14,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 13,734 | $14,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 800 | $13,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 15,300 | $13,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075AC9 | BOND | 15,000 | $13,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 14,000 | $13,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $12,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 900 | $12,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $12,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 10,000 | $12,000 | thousands by filing date | call |
| CLOUDERA INC | 18914U100 | COM | 31,000 | $12,000 | thousands by filing date | call |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 11,000 | $12,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 300 | $11,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 22,000 | $11,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 500 | $11,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 1,000 | $11,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 25,000 | $11,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 400 | $11,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 300 | $11,000 | thousands by filing date | call |
| LIVONGO HEALTH INC | 539183103 | COM | 3,400 | $11,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 8,000 | $10,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 4,500 | $10,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 29,000 | $10,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,500 | $9,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 2,000 | $9,000 | thousands by filing date | call |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 1,500 | $9,000 | thousands by filing date | call |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,000 | $9,000 | thousands by filing date | principal |
| ELECTROCORE INC | 28531P103 | COM | 11,005 | $9,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,497 | $9,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 500 | $8,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 100 | $8,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $8,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $8,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,000 | $8,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 300 | $8,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 700 | $8,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 14,513 | $8,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 18,750 | $8,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,000 | $7,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,200 | $7,000 | thousands by filing date | call |
| Gaotu Techedu Inc | 36257Y109 | COM | 2,500 | $7,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,000 | $6,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $6,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,500 | $6,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 600 | $6,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,100 | $6,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 2,800 | $6,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 3,200 | $6,000 | thousands by filing date | call |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 400 | $6,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 10,732 | $6,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 18,400 | $6,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 2,800 | $5,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 5,400 | $5,000 | thousands by filing date | call |
| Uber Technologies | 90353T100 | COM | 900 | $5,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 27,000 | $5,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 1,000 | $5,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $5,000 | thousands by filing date | call |
| ProShares UltraPro Sht | 74347G408 | ETF | 9,000 | $5,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 2,500 | $4,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 1,700 | $4,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,500 | $4,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,100 | $4,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 300 | $4,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 27,500 | $4,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,500 | $4,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 24,500 | $4,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 25,000 | $4,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 400 | $3,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 500 | $3,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 700 | $3,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 600 | $3,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 300 | $3,000 | thousands by filing date | call |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,000 | $3,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 200 | $3,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 1,500 | $3,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 200 | $3,000 | thousands by filing date | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 23,000 | $3,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 600 | $3,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,362 | $3,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 42,000 | $3,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $3,000 | thousands by filing date | put |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 14,000 | $3,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,000 | $2,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 200 | $2,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $2,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 200 | $2,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 200 | $2,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 101 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 700 | $2,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,500 | $2,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 800 | $2,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $2,000 | thousands by filing date | put |
| WINGSTOP INC COM | 974155103 | Stock | 200 | $2,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 600 | $2,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 800 | $2,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,000 | $2,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,500 | $2,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 200 | $2,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,000 | $2,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 5,000 | $1,000 | thousands by filing date | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 300 | $1,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 200 | $1,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $1,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 200 | $1,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 200 | $1,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 200 | $1,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 500 | $1,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 700 | $1,000 | thousands by filing date | call |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 400 | $1,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $1,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 400 | $1,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $1,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 400 | $1,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 200 | $1,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,000 | $1,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 200 | $1,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $1,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 400 | $1,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 900 | $1,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 200 | $1,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 40,000 | $1,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 400 | $1,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 500 | $1,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 500 | $1,000 | thousands by filing date | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 400 | $1,000 | thousands by filing date | call |
| NIKOLA CORP | 654110105 | COM | 700 | $1,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 200 | $1,000 | thousands by filing date | put |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 12,481 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1,000 | $1,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 1,000 | $1,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| S&P Global,Inc. | 78409V104 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard Real Estate | 922908553 | SHS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MORNINGSTAR INC COM | 617700109 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HERON THERAPEUTICS INC | 427746102 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DENTSPLY SIRONA INC | 24906P109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOVOCURE LTD | G6674U108 | ORD SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DRAFTKINGS INC | 26142R104 | COM CL A | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| United States Oil Fund LP | 91232N207 | COM | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-002079 | this filing | 2020-08-10 | acceptance time not in the bulk data set |