13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-21, with 2,257 holding rows worth $15,425,566,000.
- Accession
- 0001085146-20-001645
- Filer
- CIK 1462245
- Filed
- 2020-05-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 2,258 entries on the cover page, a total value of $15,425,566,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,425,566,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED HERMES, INC.028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT, LLC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHORIZON KINETICS ASSET MANAGEMENT LLC028-06986
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerM.D. SASS INVESTORS SERVICES, INC.028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNATIXIS ADVISORS, L.P.028-05788
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREINHART PARTNERS, INC.028-04879
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerBoston Partners028-12484
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerTURNER INVESTMENTS LLC028-02924
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerWakefield Asset Management LLLP028-18951
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWellesley Asset Management028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 35,900 | $54,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 93,229 | $53,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 23,150 | $53,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 32,500 | $53,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 21,736 | $53,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,220 | $52,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 24,243 | $51,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 36,413 | $51,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 13,374 | $51,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 77,000 | $51,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,100 | $51,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 112,541 | $50,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 841 | $49,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 15,543 | $49,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 28,313 | $48,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 56,000 | $48,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 19,942 | $47,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 700 | $47,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 50,000 | $46,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 10,867 | $44,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 9,726 | $44,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 600 | $43,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,042 | $43,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 10,717 | $43,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 22,977 | $43,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8,407 | $41,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 16,000 | $41,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 21,000 | $40,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1,400 | $40,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $40,000 | thousands by filing date | call |
| REKOR SYSTEMS INC | 759419104 | COM | 10,770 | $40,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 30,000 | $40,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,800 | $39,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,100 | $38,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,548 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 68,200 | $37,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,004 | $37,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 60,000 | $35,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,000 | $35,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 4,000 | $34,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,500 | $34,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 30,000 | $33,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 198,175 | $33,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 61,000 | $33,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 500 | $32,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,150 | $32,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 275,412 | $32,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,801 | $30,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,400 | $30,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 23,792 | $30,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 52,319 | $30,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 200 | $29,000 | thousands by filing date | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,500 | $29,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 15,000 | $29,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 300 | $28,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,000 | $28,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,200 | $27,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,510 | $27,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,452 | $26,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,500 | $25,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 5,000 | $25,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 11,200 | $25,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 30,000 | $25,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 16,349 | $25,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 59,879 | $25,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,500 | $24,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,000 | $24,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 64,546 | $24,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,295 | $24,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 16,000 | $24,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,467 | $23,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $23,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,000 | $22,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 35,200 | $22,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 25,000 | $22,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,500 | $21,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 11,588 | $21,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 40,000 | $21,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,000 | $20,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 52,648 | $20,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 20,000 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 20,000 | $19,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $19,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 55,000 | $19,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 12,100 | $19,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,000 | $18,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 54,629 | $18,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,500 | $17,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,510 | $17,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,000 | $16,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 700 | $16,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 26,500 | $16,000 | thousands by filing date | call |
| IRIDEX CORP | 462684101 | COM | 10,000 | $16,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 13,750 | $16,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,956 | $16,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 11,393 | $16,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 21,335 | $15,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,500 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,000 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 39,266 | $15,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $14,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,000 | $14,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 54,200 | $14,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 16,034 | $14,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,200 | $13,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 1,300 | $13,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 600 | $13,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 700 | $13,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,950 | $13,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 15,090 | $13,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 19,600 | $12,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 5,201 | $12,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 50,000 | $11,000 | thousands by filing date | put |
| VBI VACCINES INC | 91822J103 | COM NEW | 11,540 | $11,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 63,000 | $11,000 | thousands by filing date | call |
| ELECTROCORE INC | 28531P103 | COM | 11,005 | $11,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 8,205 | $11,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 14,000 | $11,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,500 | $10,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 500 | $10,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 17,825 | $10,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 9,200 | $10,000 | thousands by filing date | call |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 16,400 | $10,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,900 | $9,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 13,734 | $9,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 18,750 | $9,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 200 | $8,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $8,000 | thousands by filing date | call |
| ISHARES TR | 464287457 | COM | 5,000 | $8,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,500 | $8,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 6,000 | $8,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 88,000 | $8,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 27,050 | $8,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,497 | $8,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $7,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 600 | $7,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 300 | $7,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 500 | $7,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,000 | $6,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 300 | $6,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,000 | $6,000 | thousands by filing date | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 19,800 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,043 | $6,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,000 | $5,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 400 | $5,000 | thousands by filing date | put |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $5,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13,000 | $5,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,000 | $5,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 15,963 | $5,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 20,266 | $5,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 100 | $4,000 | thousands by filing date | put |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 500 | $4,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 25,000 | $4,000 | thousands by filing date | put |
| ELASTIC N V ORD SHS | N14506104 | Stock | 500 | $4,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 50,500 | $4,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 22,200 | $4,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 200 | $3,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 600 | $3,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 200 | $3,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $3,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 5,600 | $3,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 200 | $3,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 900 | $3,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 30,000 | $3,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 10,200 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 100 | $2,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $2,000 | thousands by filing date | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 300 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,500 | $2,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 100 | $2,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 400 | $2,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 100 | $2,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,800 | $2,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 700 | $2,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 400 | $2,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 2,500 | $2,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 500 | $2,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 1,400 | $2,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 100 | $2,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,000 | $2,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,584 | $2,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 14,513 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 45,500 | $2,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 5,500 | $2,000 | thousands by filing date | call |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 10,000 | $2,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,000 | $1,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 100 | $1,000 | thousands by filing date | call |
| Uber Technologies | 90353T100 | COM | 2,100 | $1,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 900 | $1,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $1,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 500 | $1,000 | thousands by filing date | call |
| PINTEREST INC CL A | 72352L106 | Stock | 10,500 | $1,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 200 | $1,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $1,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 400 | $1,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 100 | $1,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 300 | $1,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 800 | $1,000 | thousands by filing date | put |
| LYFT INC | 55087P104 | CL A COM | 2,200 | $1,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,600 | $1,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 500 | $1,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 1,000 | $1,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 700 | $1,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 650 | $1,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,000 | $1,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 400 | $1,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,500 | $1,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 400 | $1,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 5,000 | $1,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 400 | $1,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $1,000 | thousands by filing date | call |
| LIVONGO HEALTH INC | 539183103 | COM | 1,000 | $1,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 20,000 | $1,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 13,400 | $1,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bank of America Corp | 060505104 | COM | 3,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 14,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JPMorgan Chase & Co | 46625H100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Waste Management, Inc. | 94106L109 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROKU INC COM CL A | 77543R102 | Stock | 1,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 10,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XPO INC COM | 983793100 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOGEN INC COM | 09062X103 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MAIN STR CAP CORP | 56035L104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SHAKE SHACK INC | 819047101 | CL A | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 18,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 1,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANTARES PHARMA INC | 036642106 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-20-001645 | this filing | 2020-05-21 | acceptance time not in the bulk data set |