13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO LTD SHS | G491BT108 | Stock | 41,700 | $1,326,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 84,300 | $1,326,000 | thousands by filing date | call |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 265,489 | $1,326,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AH1 | NOTE 3.125% 3/1 | 5,306,000 | $1,326,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 24,921 | $1,325,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 53,825 | $1,323,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 42,600 | $1,321,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 25,700 | $1,317,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 20,500 | $1,317,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 37,435 | $1,317,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 72,316 | $1,315,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 33,006 | $1,313,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 59,869 | $1,311,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 101,040 | $1,309,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19,000 | $1,309,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 115,473 | $1,308,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 17,900 | $1,307,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 57,890 | $1,305,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 11,600 | $1,305,000 | thousands by filing date | call |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 31,547 | $1,304,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 87,939 | $1,301,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 21,800 | $1,301,000 | thousands by filing date | call |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 184,900 | $1,298,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 16,200 | $1,297,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 27,800 | $1,297,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 19,859 | $1,297,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 20,400 | $1,296,000 | thousands by filing date | put |
| ETF | 26923A106 | EXCHANGE TRADED | 20,031 | $1,295,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 46,027 | $1,294,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 13,300 | $1,292,000 | thousands by filing date | put |
| ING U S INC | 45685E106 | COM | 47,723 | $1,292,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 81,812 | $1,291,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 33,900 | $1,289,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 55,155 | $1,289,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 76,100 | $1,289,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 475 | $1,287,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 19,836 | $1,286,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 97,930 | $1,285,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 150,908 | $1,284,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 22,100 | $1,284,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 19,600 | $1,283,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 28,329 | $1,283,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 106,577 | $1,282,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 61,900 | $1,279,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 53,400 | $1,279,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 114,000 | $1,277,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 25,246 | $1,276,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 18,300 | $1,275,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 19,900 | $1,275,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 26,700 | $1,272,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 35,223 | $1,271,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 13,300 | $1,269,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 28,600 | $1,268,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 22,829 | $1,268,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 16,019 | $1,267,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 67,946 | $1,267,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 40,168 | $1,267,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 51,000 | $1,265,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 48,470 | $1,265,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 22,700 | $1,264,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 454,000 | $1,262,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 18,951 | $1,260,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 28,828 | $1,259,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 23,749 | $1,257,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 19,900 | $1,257,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 163,200 | $1,257,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 10,400 | $1,256,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 25,500 | $1,255,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 72,914 | $1,254,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 373,900 | $1,253,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 33,200 | $1,253,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 52,173 | $1,252,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 70,582 | $1,251,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 692,000 | $1,250,000 | thousands by filing date | principal |
| OMEROS CORP | 682143102 | COM | 247,900 | $1,249,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 30,500 | $1,246,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 44,800 | $1,245,000 | thousands by filing date | call |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 213,102 | $1,245,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,500 | $1,244,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 33,600 | $1,244,000 | thousands by filing date | put |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 184,850 | $1,244,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 91,704 | $1,244,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 50,445 | $1,243,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 383,243 | $1,242,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 29,600 | $1,241,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 26,512 | $1,240,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 414,800 | $1,240,000 | thousands by filing date | call |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 95,275 | $1,239,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 32,953 | $1,238,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 18,000 | $1,238,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 18,635 | $1,238,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,400 | $1,235,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 198,386 | $1,234,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 158,000 | $1,234,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 47,004 | $1,234,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 120,657 | $1,233,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 88,575 | $1,232,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 24,732 | $1,231,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 24,614 | $1,228,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 61,640 | $1,227,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 83,678 | $1,227,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 35,719 | $1,227,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 51,100 | $1,227,000 | thousands by filing date | call |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 42,755 | $1,224,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 68,123 | $1,223,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 44,500 | $1,222,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 96,354 | $1,222,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 10,870 | $1,220,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 39,465 | $1,220,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 42,040 | $1,219,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 38,600 | $1,219,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 119,877 | $1,217,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 50,485 | $1,217,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 63,836 | $1,215,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,400 | $1,214,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 104,200 | $1,211,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 4,800 | $1,210,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 36,654 | $1,209,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 210,265 | $1,209,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 55,741 | $1,209,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 21,390 | $1,208,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 129,540 | $1,208,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 161,483 | $1,207,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 13,192 | $1,204,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 24,900 | $1,204,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 61,300 | $1,203,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 25,000 | $1,203,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 113,665 | $1,203,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 77,690 | $1,203,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 32,106 | $1,202,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 38,406 | $1,201,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 21,980 | $1,201,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 18,700 | $1,198,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 94,491 | $1,197,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 42,239 | $1,196,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 31,307 | $1,195,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 73,219 | $1,193,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 18,107 | $1,193,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 107,732 | $1,191,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 24,322 | $1,190,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 51,247 | $1,190,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,744 | $1,189,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 70,995 | $1,189,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 37,350 | $1,187,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 34,100 | $1,186,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 71,600 | $1,186,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 17,785 | $1,185,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 21,561 | $1,181,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 98,725 | $1,181,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,163,000 | $1,175,000 | thousands by filing date | principal |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 39,990 | $1,174,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 43,913 | $1,172,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 14,382 | $1,172,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 42,216 | $1,172,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 11,215 | $1,171,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 71,800 | $1,167,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 56,226 | $1,167,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,200 | $1,166,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 60,720 | $1,164,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 82,057 | $1,163,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 15,300 | $1,162,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 26,013 | $1,162,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 33,600 | $1,162,000 | thousands by filing date | put |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 47,935 | $1,160,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 15,615 | $1,157,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 17,400 | $1,157,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 40,900 | $1,156,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 104,470 | $1,155,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 96,200 | $1,153,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 172,997 | $1,152,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 138,824 | $1,152,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 43,288 | $1,150,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 44,000 | $1,149,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 149,200 | $1,149,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 32,900 | $1,148,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,500 | $1,148,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 389,100 | $1,148,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 56,915 | $1,147,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 16,500 | $1,147,000 | thousands by filing date | put |
| Female Health Company | 314462102 | COM | 116,162 | $1,146,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 105,847 | $1,145,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 37,605 | $1,142,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 20,160 | $1,141,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 51,685 | $1,140,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 43,269 | $1,139,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 65,010 | $1,139,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 130,992 | $1,139,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 28,398 | $1,138,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 46,565 | $1,135,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 142,249 | $1,134,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 72,100 | $1,134,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 47,900 | $1,133,000 | thousands by filing date | call |
| MOLEX INC | 608554200 | COMMON STOCK | 45,568 | $1,133,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 37,213 | $1,133,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 17,500 | $1,132,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 207,800 | $1,130,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 118,200 | $1,126,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 48,563 | $1,125,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 34,520 | $1,124,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 26,016 | $1,124,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 29,141 | $1,123,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 34,808 | $1,122,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 56,133 | $1,122,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 19,900 | $1,121,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 66,507 | $1,121,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 78,700 | $1,120,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 27,900 | $1,119,000 | thousands by filing date | call |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 27,441 | $1,119,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 74,075 | $1,119,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 65,147 | $1,117,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 35,867 | $1,113,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 13,571 | $1,112,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 25,188 | $1,111,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 636,900 | $1,108,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 17,100 | $1,107,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 213,205 | $1,105,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 116,700 | $1,103,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 72,845 | $1,103,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 63,638 | $1,103,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 23,300 | $1,102,000 | thousands by filing date | call |
| MAKO SURGICAL CORP | 560879108 | COM | 91,487 | $1,102,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 19,700 | $1,099,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 25,864 | $1,099,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 13,147 | $1,097,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 95,353 | $1,097,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 80,000 | $1,097,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 32,245 | $1,096,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 33,582 | $1,096,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 26,346 | $1,095,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 278,102 | $1,095,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 89,219 | $1,092,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 56,922 | $1,092,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 16,652 | $1,091,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 64,400 | $1,091,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 13,100 | $1,089,000 | thousands by filing date | call |
| REALD INC | 75604L105 | COMMON STOCK | 78,303 | $1,089,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 59,200 | $1,089,000 | thousands by filing date | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 14,643 | $1,088,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 44,000 | $1,087,000 | thousands by filing date | call |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 32,831 | $1,087,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 80,397 | $1,086,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 33,401 | $1,086,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 17,793 | $1,085,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,100 | $1,082,000 | thousands by filing date | call |
| PROLOR BIOTECH INC | 74344F106 | COM | 172,099 | $1,082,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 19,400 | $1,081,000 | thousands by filing date | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 54,772 | $1,081,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 296,000 | $1,080,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 43,310 | $1,078,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 30,800 | $1,076,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 16,200 | $1,076,000 | thousands by filing date | call |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 24,700 | $1,076,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 68,942 | $1,075,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 39,847 | $1,075,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 25,261 | $1,075,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 58,400 | $1,075,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 191,950 | $1,075,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 16,400 | $1,074,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 176,936 | $1,074,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 25,520 | $1,072,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 154,515 | $1,072,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 299,836 | $1,070,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 15,042 | $1,070,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 31,000 | $1,068,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 36,601 | $1,068,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 21,165 | $1,065,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 65,852 | $1,065,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 20,275 | $1,064,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 97,243 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 11,592 | $1,063,000 | thousands by filing date | |
| EUNITS 2 YR U S MKT PARTN TR | 298411109 | UNIT | 98,837 | $1,063,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 25,860 | $1,061,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 75,686 | $1,061,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 17,500 | $1,058,000 | thousands by filing date | call |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 49,800 | $1,058,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 54,540 | $1,057,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 34,404 | $1,057,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 52,749 | $1,056,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 31,327 | $1,055,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 122,984 | $1,054,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 16,206 | $1,053,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 26,400 | $1,052,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 32,175 | $1,051,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 15,329 | $1,048,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 18,495 | $1,046,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 18,955 | $1,045,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 13,515 | $1,043,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 16,500 | $1,043,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 23,000 | $1,041,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 137,181 | $1,041,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 32,898 | $1,041,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 15,918 | $1,040,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 32,900 | $1,039,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 45,544 | $1,039,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 88,600 | $1,038,000 | thousands by filing date | put |
| China Yuchai Intl Ltd | G21082105 | COM | 58,778 | $1,037,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 13,400 | $1,036,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 30,400 | $1,036,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 383,200 | $1,035,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 31,800 | $1,034,000 | thousands by filing date | put |
| MSCI INC COM | 55354G100 | Stock | 31,002 | $1,031,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 102,411 | $1,030,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 36,459 | $1,028,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 123,224 | $1,027,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 18,200 | $1,027,000 | thousands by filing date | call |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 46,958 | $1,026,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 26,200 | $1,025,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 31,500 | $1,024,000 | thousands by filing date | call |
| BMC SOFTWARE INC | 055921100 | COM | 22,700 | $1,024,000 | thousands by filing date | call |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 70,700 | $1,023,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 177,581 | $1,023,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 33,213 | $1,022,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 28,700 | $1,022,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 18,853 | $1,021,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 151,000 | $1,018,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 12,600 | $1,016,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 31,654 | $1,016,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 24,000 | $1,016,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 11,075 | $1,015,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 103,032 | $1,014,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 121,565 | $1,013,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 28,297 | $1,012,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 44,698 | $1,012,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 36,422 | $1,012,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 67,873 | $1,012,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 104,082 | $1,011,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 35,128 | $1,010,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,000 | $1,009,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 76,696 | $1,006,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 13,869 | $1,005,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 73,915 | $1,005,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 458,938 | $1,005,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 11,961 | $1,004,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 13,100 | $1,004,000 | thousands by filing date | call |
| ALLERGAN INC | 018490102 | COM | 11,900 | $1,002,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 78,204 | $1,002,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 8,300 | $1,001,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 33,700 | $1,001,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 26,500 | $1,000,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 20,900 | $1,000,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 18,800 | $1,000,000 | thousands by filing date | call |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 30,600 | $999,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 94,400 | $999,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 36,817 | $999,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 54,346 | $998,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 16,700 | $996,000 | thousands by filing date | put |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,656 | $996,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 42,579 | $994,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 44,380 | $992,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 29,561 | $992,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 99,381 | $992,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 21,900 | $991,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 37,202 | $990,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 62,300 | $989,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 35,600 | $988,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,000 | $988,000 | thousands by filing date | put |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 22,751 | $987,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,100 | $986,000 | thousands by filing date | call |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 72,432 | $986,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 44,389 | $984,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 96,714 | $984,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 35,431 | $984,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 26,700 | $982,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 69,673 | $982,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 60,064 | $981,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 31,604 | $981,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 49,895 | $980,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 12,500 | $979,000 | thousands by filing date | put |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 46,307 | $979,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 46,164 | $978,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 21,721 | $978,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 11,975 | $977,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 74,013 | $977,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 40,794 | $976,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 49,033 | $976,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 63,620 | $974,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 50,100 | $973,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 124,627 | $973,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 22,100 | $970,000 | thousands by filing date | call |
| Waste Connections | 941053100 | COM | 23,574 | $970,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 20,401 | $970,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 30,441 | $968,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 201,244 | $968,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 13,288 | $967,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,600 | $966,000 | thousands by filing date | put |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 74,745 | $965,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 22,914 | $964,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 55,500 | $963,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 12,400 | $963,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 147,486 | $963,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,043 | $962,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 13,300 | $962,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 37,075 | $961,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 757,000 | $961,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 23,524 | $961,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 11,200 | $960,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 15,139 | $958,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 16,900 | $953,000 | thousands by filing date | put |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 57,618 | $953,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 13,865 | $950,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 82,980 | $950,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 48,900 | $947,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 7,942 | $946,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 20,140 | $946,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 43,663 | $945,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,800 | $943,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 192,100 | $943,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 44,400 | $943,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 46,500 | $941,000 | thousands by filing date | call |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 23,845 | $941,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 22,184 | $940,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 11,100 | $940,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 47,800 | $940,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 122,900 | $939,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 19,798 | $938,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 171,800 | $938,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 23,200 | $936,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 13,595 | $935,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 30,295 | $935,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 123,481 | $935,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 36,463 | $935,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 33,673 | $934,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 20,900 | $933,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 73,200 | $933,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 33,773 | $932,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 19,367 | $931,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 15,100 | $931,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,466 | $930,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 10,434 | $930,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 16,500 | $929,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 7,600 | $928,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 242,868 | $925,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,700 | $923,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 43,895 | $921,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 14,000 | $919,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 23,385 | $919,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 31,000 | $919,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 16,497 | $917,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 136,563 | $917,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 39,660 | $916,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 108,404 | $915,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 31,000 | $914,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 276,143 | $914,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 74,521 | $912,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 66,697 | $912,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 39,000 | $912,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 9,100 | $911,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 104,632 | $911,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 51,212 | $909,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 44,927 | $908,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 83,505 | $906,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 33,200 | $906,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 13,500 | $905,000 | thousands by filing date | call |
| ELECTRO RENT CORP | 285218103 | COM | 53,783 | $903,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 50,916 | $902,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 27,500 | $901,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 24,100 | $900,000 | thousands by filing date | call |
| MOLEX INC | 608554101 | COM | 30,666 | $900,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 26,857 | $899,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,600 | $897,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 14,200 | $897,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 50,716 | $896,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 9,480 | $892,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 39,415 | $891,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,500 | $889,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 15,900 | $889,000 | thousands by filing date | call |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 35,025 | $887,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 29,377 | $887,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 19,500 | $886,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 59,139 | $885,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 28,855 | $883,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 25,860 | $883,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 21,797 | $881,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 21,100 | $880,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 35,511 | $880,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 93,100 | $880,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,300 | $880,000 | thousands by filing date | call |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 21,706 | $880,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 44,700 | $879,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 16,100 | $878,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 45,118 | $877,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 36,446 | $876,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 10,734 | $875,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 11,564 | $875,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15,000 | $875,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 293,785 | $875,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 51,807 | $875,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 28,226 | $875,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 22,531 | $875,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 138,853 | $874,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 33,686 | $874,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 58,656 | $873,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 413,927 | $873,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 163,100 | $873,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 44,028 | $872,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 14,300 | $871,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 60,738 | $871,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,400 | $869,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 17,400 | $869,000 | thousands by filing date | put |
| SONIC FDRY INC | 83545R207 | COM NEW | 81,967 | $869,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |