13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPECTRA ENERGY CORP | 847560109 | COM | 25,200 | $868,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 140,000 | $868,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 7,782 | $866,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 65,054 | $865,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 37,816 | $865,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 23,900 | $864,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 224,421 | $862,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 18,300 | $862,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 45,400 | $861,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 21,894 | $861,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 49,428 | $861,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 27,035 | $860,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 24,348 | $859,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 11,015 | $859,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,100 | $858,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,300 | $857,000 | thousands by filing date | call |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 58,482 | $857,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 21,703 | $856,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 27,600 | $856,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 66,855 | $856,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 46,814 | $854,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 55,600 | $851,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 64,795 | $851,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 91,911 | $850,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 111,035 | $848,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 13,300 | $845,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 91,486 | $844,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 16,247 | $844,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 25,600 | $844,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 9,958 | $843,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 9,177 | $842,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 32,700 | $840,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 11,655 | $840,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 84,200 | $840,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 230,110 | $840,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 35,063 | $839,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 71,900 | $837,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 48,900 | $837,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 95,977 | $836,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 61,712 | $836,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 16,620 | $833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 21,254 | $832,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 13,141 | $831,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 21,221 | $829,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 16,493 | $829,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 50,903 | $827,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 835,670 | $827,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 26,566 | $825,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 42,321 | $825,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 61,620 | $825,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 34,500 | $824,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 36,403 | $823,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 10,622 | $822,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 37,900 | $821,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,700 | $820,000 | thousands by filing date | put |
| PRIVATEBANCORP INC | 742962103 | COM | 38,582 | $819,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 46,200 | $819,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 9,500 | $818,000 | thousands by filing date | call |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 50,839 | $818,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 8,500 | $817,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 20,300 | $816,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 132,100 | $816,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 19,850 | $815,000 | thousands by filing date | call |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 136,000 | $815,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 16,700 | $814,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 146,772 | $813,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 55,900 | $812,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 58,782 | $812,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,585 | $811,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 35,447 | $810,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 18,920 | $809,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 14,116 | $808,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 11,801 | $808,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 53,246 | $807,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 57,979 | $806,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,900 | $805,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 207,868 | $804,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 28,064 | $803,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,200 | $802,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 7,600 | $802,000 | thousands by filing date | put |
| NETSPEND HOLDINGS INC | 64118V106 | COMMON STOCK | 50,000 | $799,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 33,400 | $798,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 12,924 | $798,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 42,284 | $798,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 59,520 | $798,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 623,553 | $798,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 16,600 | $797,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 27,213 | $797,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 21,681 | $796,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 19,090 | $796,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 148,704 | $795,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 23,620 | $794,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 17,249 | $793,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 72,470 | $791,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 10,178 | $789,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 12,213 | $786,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 10,787 | $785,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 26,153 | $784,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 126,500 | $784,000 | thousands by filing date | put |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 9,003 | $782,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,400 | $782,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 19,569 | $780,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 27,300 | $779,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 34,800 | $779,000 | thousands by filing date | put |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 54,700 | $779,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 31,800 | $778,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 34,997 | $777,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 10,241 | $774,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 100,000 | $774,000 | thousands by filing date | call |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 29,913 | $773,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 32,621 | $773,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 13,700 | $771,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 26,900 | $766,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 51,800 | $766,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 12,100 | $766,000 | thousands by filing date | call |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 63,027 | $766,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 14,828 | $764,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 8,014 | $762,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 117,555 | $762,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 49,735 | $762,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 14,974 | $761,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 745,000 | $760,000 | thousands by filing date | principal |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 31,373 | $758,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 19,700 | $757,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 14,081 | $757,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 58,626 | $757,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 54,000 | $756,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 15,856 | $756,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 46,600 | $755,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 45,300 | $754,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 144,267 | $753,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 46,797 | $753,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 35,004 | $751,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 19,828 | $750,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 12,681 | $750,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,900 | $750,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 33,400 | $750,000 | thousands by filing date | put |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 17,657 | $750,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 16,600 | $749,000 | thousands by filing date | call |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 51,989 | $748,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 23,068 | $747,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 127,677 | $746,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 15,300 | $746,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 13,800 | $745,000 | thousands by filing date | put |
| SAIC INC | 78390X101 | COM | 53,443 | $745,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 22,761 | $745,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 7,628 | $744,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 40,621 | $742,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 29,944 | $741,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 38,996 | $741,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 16,300 | $741,000 | thousands by filing date | call |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 24,368 | $740,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 13,000 | $739,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 47,443 | $739,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 8,500 | $739,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 192,100 | $738,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 129,294 | $738,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 59,579 | $738,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9,600 | $737,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,934 | $737,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 55,347 | $737,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 56,067 | $737,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 7,800 | $737,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,600 | $736,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,500 | $735,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 47,418 | $735,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 63,896 | $734,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 49,600 | $734,000 | thousands by filing date | call |
| ACE LTD | H0023R105 | SHS | 8,200 | $734,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 13,054 | $732,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 40,950 | $732,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,400 | $732,000 | thousands by filing date | put |
| KKR FINL HLDGS LLC | 48248A306 | COM | 69,400 | $732,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 33,150 | $731,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 64,100 | $731,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 47,412 | $731,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 168,600 | $730,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 14,900 | $730,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 44,976 | $730,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 64,600 | $729,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 14,320 | $728,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 18,000 | $727,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 14,400 | $727,000 | thousands by filing date | put |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 26,345 | $727,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 29,749 | $726,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 15,511 | $725,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 12,500 | $725,000 | thousands by filing date | call |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 249,891 | $725,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 112,600 | $723,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 14,400 | $723,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 252,100 | $721,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 23,267 | $721,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 713,815 | $721,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 21,117 | $720,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 128,600 | $720,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 19,300 | $719,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 10,785 | $719,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 21,795 | $719,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 14,500 | $718,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 35,504 | $718,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 15,767 | $717,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 29,000 | $717,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 29,441 | $716,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 11,400 | $716,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 65,426 | $715,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 24,789 | $714,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 20,300 | $713,000 | thousands by filing date | call |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 19,981 | $713,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,900 | $711,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 10,900 | $711,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 16,700 | $710,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 34,719 | $710,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,430 | $708,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 44,168 | $708,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 69,203 | $708,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W151 | DRX S&P500BEAR | 64,700 | $708,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 78,480 | $707,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 64,687 | $707,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9,200 | $706,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 43,614 | $704,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12,600 | $702,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 40,041 | $701,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 28,371 | $701,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 35,200 | $701,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 52,803 | $700,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 39,089 | $700,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 78,438 | $700,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 15,400 | $698,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 54,186 | $697,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 57,846 | $697,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 180,200 | $697,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 21,923 | $696,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 11,400 | $695,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 83,400 | $695,000 | thousands by filing date | call |
| DWS MUN INCOME TR COM | 23338M106 | COM | 53,765 | $694,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 124,200 | $694,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 46,400 | $692,000 | thousands by filing date | put |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 32,284 | $692,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 26,585 | $691,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,100 | $690,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 54,231 | $689,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 18,400 | $689,000 | thousands by filing date | call |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 35,600 | $689,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 15,050 | $688,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 15,400 | $687,000 | thousands by filing date | call |
| ZILLOW INC | 98954A107 | COMMON STOCK | 12,200 | $687,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 56,300 | $687,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 39,900 | $683,000 | thousands by filing date | put |
| Peregrine Semiconductor | 71366R703 | COM | 62,636 | $683,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 110,369 | $682,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 19,600 | $681,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 26,298 | $681,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 19,550 | $681,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 48,941 | $679,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 14,591 | $678,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 40,224 | $678,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 32,095 | $678,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,400 | $678,000 | thousands by filing date | put |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 16,600 | $678,000 | thousands by filing date | put |
| ISHARES TR | 46432F834 | COM | 13,578 | $677,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 38,200 | $677,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 15,000 | $676,000 | thousands by filing date | call |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 32,800 | $676,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 7,950 | $676,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 36,600 | $675,000 | thousands by filing date | put |
| MOOG INC CL A | 615394202 | Stock | 13,091 | $674,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 37,400 | $674,000 | thousands by filing date | call |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 47,214 | $674,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 84,058 | $674,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,800 | $673,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 8,773 | $673,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18,887 | $673,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 24,688 | $673,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 15,632 | $672,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 57,800 | $672,000 | thousands by filing date | call |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 44,939 | $672,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 25,602 | $671,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 22,600 | $671,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 47,915 | $671,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 223,400 | $670,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 18,300 | $668,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 12,147 | $668,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 16,812 | $668,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 7,000 | $668,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 28,842 | $667,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 25,232 | $667,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 13,200 | $667,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 40,300 | $667,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 28,619 | $667,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 8,300 | $667,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 39,900 | $667,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 32,599 | $665,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 35,670 | $664,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 24,432 | $664,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 20,165 | $663,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 58,145 | $663,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 24,100 | $662,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 16,233 | $661,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 126,794 | $660,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 26,700 | $659,000 | thousands by filing date | call |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 517,000 | $659,000 | thousands by filing date | principal |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 36,100 | $659,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 69,000 | $658,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370104 | COM | 65,613 | $658,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 250,271 | $658,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9,700 | $657,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 9,700 | $655,000 | thousands by filing date | put |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 33,118 | $655,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 38,990 | $655,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,847 | $654,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,700 | $653,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 18,700 | $653,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 9,600 | $652,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 17,568 | $652,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10,734 | $652,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 34,400 | $652,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 7,500 | $652,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 12,913 | $651,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,913 | $650,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 49,882 | $650,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 29,900 | $649,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11,800 | $647,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,372 | $647,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 48,747 | $646,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 39,535 | $646,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 87,456 | $645,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,000 | $644,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,700 | $644,000 | thousands by filing date | put |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 42,639 | $644,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 15,100 | $643,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 3,700 | $643,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 30,908 | $643,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,000 | $642,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 8,776 | $642,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y496 | DLY GLMNRBU3XNEW | 109,390 | $641,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 16,700 | $640,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 22,874 | $640,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 10,500 | $638,000 | thousands by filing date | call |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 21,200 | $638,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,500 | $636,000 | thousands by filing date | call |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 40,407 | $636,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 77,700 | $635,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 74,309 | $635,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 21,649 | $634,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 59,800 | $633,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 7,713 | $633,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 35,674 | $632,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 44,149 | $630,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 9,660 | $630,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,485 | $629,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 18,449 | $629,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,300 | $628,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 46,106 | $628,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 207,201 | $628,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 5,900 | $628,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 24,160 | $628,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 12,156 | $626,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 17,900 | $626,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 50,318 | $625,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 38,600 | $625,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 45,177 | $624,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 13,900 | $623,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,900 | $622,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 43,349 | $622,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 24,900 | $622,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 19,200 | $621,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 28,200 | $620,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 14,605 | $620,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 13,153 | $618,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 15,583 | $618,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 12,604 | $617,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 28,500 | $617,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 23,770 | $617,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 6,900 | $616,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 16,200 | $616,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 20,900 | $616,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 15,865 | $616,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 58,484 | $616,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 11,490 | $616,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,900 | $615,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,600 | $614,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 50,722 | $614,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 60,875 | $614,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 29,200 | $614,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 39,959 | $614,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 16,600 | $612,000 | thousands by filing date | put |
| BODY CENTRAL CORP | 09689U102 | COM | 45,953 | $612,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 35,000 | $612,000 | thousands by filing date | put |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 16,502 | $612,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 41,386 | $611,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 27,371 | $611,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 22,257 | $610,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 101,219 | $610,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 13,200 | $609,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W151 | DRX S&P500BEAR | 55,677 | $609,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 11,673 | $606,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 5,300 | $606,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 18,375 | $606,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 100,584 | $606,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 44,249 | $606,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 146,101 | $606,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 39,922 | $605,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 272,752 | $605,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 29,201 | $604,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 13,400 | $604,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11,000 | $603,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,767 | $603,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 100,000 | $603,000 | thousands by filing date | put |
| Morningstar Wide Moat | 57060U134 | Common | 24,650 | $602,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 99,924 | $602,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 28,300 | $600,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 42,800 | $600,000 | thousands by filing date | put |
| DEX MEDIA INC | 25213A107 | COM | 34,146 | $600,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 92,300 | $600,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 58,646 | $599,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 17,473 | $598,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 16,400 | $598,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 13,469 | $598,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 5,900 | $598,000 | thousands by filing date | put |
| Broadcom Inc | Y0486S104 | Common | 16,000 | $598,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 17,300 | $596,000 | thousands by filing date | put |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 22,066 | $596,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 4,879 | $596,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 41,923 | $595,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 69,292 | $595,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 17,621 | $595,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 43,951 | $594,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 12,487 | $594,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 46,969 | $593,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 12,900 | $593,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 42,138 | $593,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 97,100 | $593,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 33,100 | $593,000 | thousands by filing date | call |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 12,100 | $593,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 20,048 | $592,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 31,639 | $592,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 19,001 | $590,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 13,800 | $590,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 155,800 | $589,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 96,800 | $588,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 22,400 | $587,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 127,370 | $586,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 68,100 | $585,000 | thousands by filing date | call |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 7,900 | $585,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 10,100 | $584,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 14,603 | $584,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 26,000 | $584,000 | thousands by filing date | call |
| STANCORP FINL GROUP INC | 852891100 | COM | 11,814 | $584,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 15,433 | $584,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 43,826 | $583,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,200 | $582,000 | thousands by filing date | put |
| CYBERONICS | 23251P102 | COMMON STOCK | 11,200 | $582,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 43,300 | $581,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 27,918 | $581,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 22,762 | $581,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 11,367 | $581,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 34,316 | $581,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 11,800 | $581,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 20,432 | $580,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 13,450 | $580,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 8,038 | $580,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 11,785 | $578,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 52,941 | $578,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 14,600 | $577,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 8,900 | $576,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 27,000 | $575,000 | thousands by filing date | call |
| ARBITRON INC | 03875Q108 | COM | 12,381 | $575,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 34,670 | $574,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 15,391 | $574,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 10,613 | $574,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,300 | $573,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 7,200 | $571,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,700 | $571,000 | thousands by filing date | put |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 21,379 | $571,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 139,800 | $570,000 | thousands by filing date | call |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 7,700 | $570,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 20,446 | $570,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 8,500 | $569,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 27,500 | $568,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 17,993 | $567,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 18,968 | $566,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 21,374 | $565,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 14,029 | $564,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 22,912 | $562,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,966 | $562,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 27,000 | $562,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 16,200 | $560,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,100 | $559,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,100 | $558,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 86,200 | $558,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 42,225 | $558,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 31,200 | $557,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 30,326 | $556,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 16,788 | $556,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 173,356 | $556,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 3,700 | $556,000 | thousands by filing date | put |
| GAS NAT INC | 367204104 | COM | 53,994 | $556,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 14,600 | $555,000 | thousands by filing date | put |
| WMS INDUSTRIES INC | 929297109 | COM | 21,700 | $554,000 | thousands by filing date | put |
| CAS MED SYS INC | 124769209 | COM | 331,829 | $554,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |