13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETMED EXPRESS INC | 716382106 | COM | 100 | $1,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 100 | $1,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 100 | $1,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $1,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 100 | $1,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 133 | $1,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 75 | $1,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 400 | $1,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 57 | $1,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 856 | $1,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 100 | $1,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 97 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 138 | $1,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 517 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 360 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 100 | $1,000 | thousands by filing date | put |
| BRIDGFORD FOODS CORP | 108763103 | COM | 100 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,824 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 500 | $1,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,002 | $1,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 929 | $1,000 | thousands by filing date | |
| TRANSWITCH CORP | 894065309 | COM | 1,753 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 800 | $1,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 192 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 100 | $1,000 | thousands by filing date | call |
| HUDSON CITY BANCORP | 443683107 | COM | 100 | $1,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 100 | $1,000 | thousands by filing date | call |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 310 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 500 | $1,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 200 | $1,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 50 | $1,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388BAB0 | NOTE 1.250% 1/0 | 1,000 | $1,000 | thousands by filing date | principal |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 200 | $1,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 500 | $1,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 100 | $1,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 100 | $1,000 | thousands by filing date | call |
| EARTHLINK INC | 270321102 | COM | 100 | $1,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 300 | $1,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 300 | $1,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 300 | $1,000 | thousands by filing date | call |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 300 | $1,000 | thousands by filing date | put |
| PANTRY INC | 698657103 | COM | 84 | $1,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 10,000 | $1,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 103 | $1,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 100 | $1,000 | thousands by filing date | call |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 400 | $1,000 | thousands by filing date | call |
| SERVOTRONICS INC | 817732100 | COM | 148 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 200 | $1,000 | thousands by filing date | call |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 306 | $1,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 500 | $1,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 100 | $1,000 | thousands by filing date | call |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 600 | $1,000 | thousands by filing date | principal |
| XYRATEX LTD | G98268108 | COM | 100 | $1,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 100 | $1,000 | thousands by filing date | call |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 1,100 | $1,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 200 | $1,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 300 | $1,000 | thousands by filing date | call |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 100 | $1,000 | thousands by filing date | put |
| ARRIS GROUP INC | 04270V106 | COM | 100 | $1,000 | thousands by filing date | call |
| Almaden Minerals Ltd | 020283107 | COM | 400 | $1,000 | thousands by filing date | call |
| ALUMINA LTD ADR | 022205108 | COM | 200 | $1,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 700 | $1,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 100 | $1,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 400 | $1,000 | thousands by filing date | put |
| USEC INC | 90333E108 | COM | 2,800 | $1,000 | thousands by filing date | put |
| USEC INC | 90333E108 | COM | 4,700 | $1,000 | thousands by filing date | call |
| HARRIS INTERACTIVE INC | 414549105 | COM | 611 | $1,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 100 | $1,000 | thousands by filing date | call |
| LUCAS ENERGY INC | 549333201 | COM NEW | 1,100 | $1,000 | thousands by filing date | call |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 3,500 | $1,000 | thousands by filing date | call |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 1,000 | $1,000 | thousands by filing date | call |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 600 | $1,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,300 | $1,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 200 | $1,000 | thousands by filing date | call |
| ONCOTHYREON INC | 682324108 | COM | 900 | $1,000 | thousands by filing date | put |
| INTERSECTIONS INC | 460981301 | COM | 156 | $1,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 387 | $1,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 500 | $1,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 500 | $1,000 | thousands by filing date | put |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 663 | $1,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 700 | $1,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 42 | $1,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 100 | $1,000 | thousands by filing date | call |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 79 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 2,350 | $1,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 100 | $1,000 | thousands by filing date | put |
| VERSAR INC | 925297103 | COM | 314 | $1,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 250 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 1,630 | $1,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 200 | $1,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 100 | $1,000 | thousands by filing date | |
| RECOVERY ENERGY INC | 75626X202 | COM NEW | 610 | $1,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 521 | $1,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 96 | $1,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 558 | $1,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 200 | $1,000 | thousands by filing date | put |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 400 | $1,000 | thousands by filing date | call |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 400 | $1,000 | thousands by filing date | call |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 1,002 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 209 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 500 | $1,000 | thousands by filing date | call |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 161 | $1,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102XAG0 | CNV | 1,000 | $1,000 | thousands by filing date | principal |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 344 | $1,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 49,699 | $1,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 5,337 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D779 | VIX MD TRM FUT | 80 | $1,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 120 | $1,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 95 | $1,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 347 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 507 | $1,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 82 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,342 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K825 | MTLS LNG ETN38 | 82 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 53 | $1,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 27,262 | $1,000 | thousands by filing date | |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 400 | $1,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 97 | $1,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 19 | $1,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 172 | $1,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 1,029 | $1,000 | thousands by filing date | |
| IGO INC | 449593201 | COM | 333 | $1,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 195 | $1,000 | thousands by filing date | |
| ANALYSTS INTL CORP | 032681207 | COM | 205 | $1,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 137 | $1,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 100 | $1,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517QAA8 | CNV | 3,000 | $1,000 | thousands by filing date | principal |
| CORMEDIX INC | 21900C118 | *W EXP 03/24/201 | 3,257 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q833 | VELOSH RUSSSEL | 25 | $1,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 112 | $1,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 1,151 | $1,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 548 | $1,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 250 | $1,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 834 | $1,000 | thousands by filing date | |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 543 | $1,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 1,882 | $1,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 48 | $1,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 160 | $1,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 557 | $1,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 400 | $1,000 | thousands by filing date | put |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 281 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159119 | *W EXP 06/25/201 | 45,916 | $1,000 | thousands by filing date | |
| BLUE WOLF MONGOLIA HOLDINGS | G11962118 | *W EXP 07/20/201 | 3,700 | $1,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 167 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P338 | FUND | 26 | $1,000 | thousands by filing date | |
| CRUMBS BAKE SHOP INC | 228803201 | UNIT 05/19/2015W | 774 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461308 | CONS GOODS GEM | 51 | $1,000 | thousands by filing date | |
| FREESEAS INC | Y26496201 | SHS PAR.001 2013 | 2,504 | $1,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 384 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 373 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D555 | VS 3X INV BREN | 21 | $1,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P192 | ROGR ENH ENERG | 53 | $1,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 2,440 | $1,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 500 | $1,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 562 | $1,000 | thousands by filing date | |
| GENERAL FIN CORP DEL | 369822135 | *W EXP 06/25/201 | 2,365 | $1,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517115 | *W EXP 10/12/201 | 11,099 | $1,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517123 | *W EXP 10/12/201 | 1,225 | $1,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRICK INDS INC | 703343103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Oak Ridge Financial Services I | 671768109 | Com | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EDGIO INC | 53261M104 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETE CO DEL | 13123X102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HESKA CORP | 42805E306 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 345 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRALINKS HLDGS INC | 46118H104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORAL FINL CORP COM | 25811P886 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANCHOR | 032838104 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MPG OFFICE TR INC | 553274101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIVE GROUP INC | 45170X106 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNB UNITED CORP | 302519202 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENVEO INC | 15670S105 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHANNELADVISOR CORP | 159179100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUFFOLK BANCORP | 864739107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALTIC TRADING LTD | Y0553W103 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIODEL INC | 09064M204 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CASCADE BANCORP | 147154207 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916110 | RIGHT 07/03/2013 | 13,650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORT CHALET INC | 849163209 | CL A | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BGS ACQUISITION CORP | G1082J118 | *W EXP 03/21/201 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSEX RENT CORP COM | 297187106 | Common | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA RES INC | 803521103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POKERTEK INC | 730864204 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645105 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 755 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 757 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXCOM TELECOMUNICACIONES SA | 57773A508 | ADR REP PR CTF | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONCOR RESOURCES INC | 54179W101 | COM | 2,006 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T3 I WARR $3.50 5/13/16 | 89853X124 | WARRANT | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NTN BUZZTIME INC | 629410309 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOD PAC CORP | 607495108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBERTS REALTY INVS | 769900101 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATED BANC CORP | 045487113 | WTS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORMEDIX INC | 21900C100 | COM | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 3,474 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA ADVANCED CONSTR MATLS | 169365103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE WOLF MONGOLIA HOLDINGS | G11962126 | Unit 99/99/9999 | 2,703 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 335 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 1,015 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 2,167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST BIOTHERAPEUTICS IN | 66737P113 | *W EXP 99/99/999 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA GENGSHENG MINERALS INC | 16942P101 | Cmn | 715 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 727 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L519 | FUND | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDGENICS INC | 58436Q112 | *W EXP 03/31/201 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK OF SCOTLAND PLC | 78009P200 | ROGR ENH PRECI | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 654 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |