13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLOWERS FOODS INC COM | 343498101 | Stock | 25,100 | $553,000 | thousands by filing date | call |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 24,331 | $553,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 52,541 | $553,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 11,639 | $553,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 11,432 | $552,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 20,000 | $552,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 22,400 | $552,000 | thousands by filing date | put |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 9,822 | $551,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,200 | $551,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 55,200 | $551,000 | thousands by filing date | put |
| ISHARES 2013 | 464289388 | 2013 S&P AMTFR | 10,862 | $551,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,800 | $550,000 | thousands by filing date | put |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 15,566 | $550,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 4,456 | $549,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 13,561 | $548,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 82,830 | $547,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 35,228 | $546,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 45,487 | $545,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 21,008 | $545,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 67,471 | $544,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 36,934 | $543,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 16,516 | $542,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,700 | $541,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,006 | $540,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,100 | $539,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 9,000 | $539,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 70,593 | $538,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 28,027 | $538,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 7,806 | $537,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,915 | $537,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 27,969 | $537,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 60,486 | $536,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 15,232 | $535,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 27,400 | $534,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 16,100 | $534,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 400,000 | $534,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,700 | $533,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 38,161 | $533,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 10,000 | $532,000 | thousands by filing date | put |
| PARKWAY PPTYS INC | 70159Q104 | COM | 31,751 | $532,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 34,483 | $532,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 39,043 | $531,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 12,700 | $530,000 | thousands by filing date | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 17,238 | $530,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,800 | $530,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 46,305 | $530,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 14,600 | $529,000 | thousands by filing date | call |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 65,590 | $527,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 19,000 | $525,000 | thousands by filing date | call |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 48,294 | $525,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 34,867 | $525,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 22,052 | $524,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,456 | $523,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 19,563 | $523,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 31,100 | $523,000 | thousands by filing date | call |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,400 | $521,000 | thousands by filing date | call |
| LIFE TIME FITNESS INC | 53217R207 | COM | 10,400 | $521,000 | thousands by filing date | call |
| SAKS INC | 79377W108 | COM | 38,200 | $521,000 | thousands by filing date | call |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 42,709 | $521,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 11,527 | $520,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,700 | $519,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 36,500 | $519,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 11,200 | $519,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 8,400 | $518,000 | thousands by filing date | call |
| NYSE EURONEXT | 629491101 | COM | 12,500 | $518,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 6,075 | $517,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 42,823 | $517,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 37,279 | $517,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 9,085 | $517,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 130,419 | $516,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 36,964 | $516,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 24,185 | $515,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 7,700 | $515,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 13,922 | $513,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 19,000 | $513,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 14,451 | $512,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,000 | $512,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 11,300 | $512,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 15,100 | $512,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 7,550 | $511,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 16,342 | $510,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 32,777 | $510,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,124 | $509,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 12,627 | $509,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,090 | $508,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 32,663 | $507,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 98,571 | $507,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 45,820 | $507,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 13,582 | $506,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 11,122 | $506,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 10,000 | $505,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 8,300 | $505,000 | thousands by filing date | put |
| SYNTEL INC | 87162H103 | COM | 8,041 | $505,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 12,686 | $505,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 15,100 | $503,000 | thousands by filing date | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 11,367 | $503,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 13,373 | $503,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 45,400 | $503,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 36,109 | $502,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 7,700 | $502,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 16,441 | $502,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 13,894 | $501,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,700 | $501,000 | thousands by filing date | call |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 7,944 | $501,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 18,000 | $500,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 20,500 | $500,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 16,170 | $499,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,157 | $498,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 82,759 | $498,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 25,044 | $497,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 22,888 | $497,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 123,234 | $497,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 31,100 | $496,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871106 | COM | 162,000 | $496,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 8,500 | $495,000 | thousands by filing date | put |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 72,624 | $495,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 5,400 | $495,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 7,315 | $494,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 16,800 | $494,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 34,800 | $494,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 7,600 | $493,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,600 | $492,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 7,900 | $492,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 121,550 | $492,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,800 | $491,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 8,861 | $491,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 27,900 | $489,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 14,587 | $489,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 87,000 | $489,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 11,400 | $488,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 59,700 | $488,000 | thousands by filing date | put |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 43,353 | $486,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 10,836 | $486,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,400 | $485,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 41,345 | $485,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 9,918 | $485,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 7,758 | $485,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 8,100 | $484,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 22,703 | $484,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 35,203 | $484,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 36,300 | $483,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 59,813 | $483,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 52,600 | $482,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 46,900 | $481,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 97,909 | $481,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,100 | $480,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 26,804 | $480,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 8,700 | $480,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 123,900 | $479,000 | thousands by filing date | call |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 8,550 | $479,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 9,600 | $477,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 46,177 | $477,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 27,015 | $477,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 36,634 | $476,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 23,000 | $476,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 15,700 | $476,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 28,554 | $475,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 8,100 | $475,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 16,184 | $472,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 19,000 | $471,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 70,455 | $470,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 40,879 | $470,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 20,045 | $470,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 99,800 | $470,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 28,603 | $469,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,000 | $468,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 58,900 | $468,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 20,219 | $468,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 26,200 | $468,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 22,202 | $468,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 33,747 | $467,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,600 | $466,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,400 | $466,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,400 | $466,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 17,500 | $466,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 15,376 | $465,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 82,811 | $465,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,600 | $464,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 9,700 | $464,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 14,000 | $464,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,108 | $464,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 49,390 | $464,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,248 | $463,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 23,279 | $463,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 17,600 | $462,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 3,600 | $462,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 19,300 | $462,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 16,556 | $462,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 27,912 | $462,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 78,116 | $462,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,852 | $461,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,500 | $461,000 | thousands by filing date | call |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 14,309 | $461,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 7,000 | $461,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 9,744 | $458,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 22,400 | $458,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 17,576 | $458,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 19,832 | $457,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 58,500 | $457,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 81,321 | $457,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 39,436 | $456,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4,500 | $456,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 39,145 | $455,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,100 | $454,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 19,600 | $451,000 | thousands by filing date | put |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 30,900 | $451,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 33,765 | $451,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 9,932 | $451,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,700 | $450,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 50,932 | $450,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 55,229 | $450,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,396 | $448,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 94,200 | $448,000 | thousands by filing date | put |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 34,482 | $448,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 5,749 | $447,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 77,600 | $447,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 11,200 | $446,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 24,892 | $445,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 32,479 | $445,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 4,282 | $445,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 9,282 | $444,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 13,364 | $444,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 224,702 | $444,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 11,596 | $443,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 71,970 | $442,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 43,075 | $441,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 31,969 | $441,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 10,343 | $441,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 43,738 | $440,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 13,619 | $440,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 19,500 | $440,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 9,879 | $439,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 11,200 | $438,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 8,175 | $437,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,068 | $437,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 34,315 | $436,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 10,900 | $435,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 73,863 | $435,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 37,646 | $435,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 900 | $435,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 10,647 | $433,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,917 | $433,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 6,100 | $432,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 40,404 | $432,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 25,450 | $431,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 11,500 | $431,000 | thousands by filing date | put |
| DOLE PLC ORD SHS | 256603101 | COM | 33,800 | $431,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 72,337 | $430,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 23,400 | $429,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 16,716 | $429,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 68,563 | $429,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 28,799 | $429,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 28,580 | $428,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 61,086 | $428,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 18,452 | $428,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 14,000 | $428,000 | thousands by filing date | put |
| EQUAL ENERGY LTD | 29390Q109 | COM | 105,773 | $427,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 24,400 | $426,000 | thousands by filing date | put |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 13,695 | $425,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,500 | $425,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 5,800 | $424,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,400 | $424,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 11,200 | $424,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,600 | $423,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 7,200 | $420,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 11,326 | $420,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 5,485 | $420,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 17,300 | $420,000 | thousands by filing date | call |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 32,178 | $420,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,600 | $419,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 6,100 | $418,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 20,155 | $418,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 35,422 | $418,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 10,083 | $417,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 30,384 | $417,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 10,469 | $417,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 30,700 | $416,000 | thousands by filing date | call |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 43,705 | $416,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,400 | $416,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 55,800 | $416,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 22,890 | $415,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 76,200 | $415,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 3,600 | $415,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 32,300 | $414,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,000 | $414,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 11,209 | $414,000 | thousands by filing date | |
| PROLOR BIOTECH INC | 74344F106 | COM | 65,800 | $414,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,600 | $413,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 14,800 | $413,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 13,500 | $412,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 9,200 | $412,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 29,541 | $412,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 8,359 | $412,000 | thousands by filing date | |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 34,284 | $410,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 21,157 | $409,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 37,100 | $408,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 31,846 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 10,799 | $407,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 14,178 | $407,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 31,179 | $407,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 6,530 | $406,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,400 | $405,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,100 | $405,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,600 | $405,000 | thousands by filing date | put |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,395 | $405,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,475 | $405,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 188,311 | $405,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 4,897 | $405,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,100 | $404,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 33,439 | $404,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 35,700 | $403,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,000 | $403,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 4,400 | $403,000 | thousands by filing date | call |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 124,450 | $402,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 24,382 | $402,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 39,587 | $402,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 32,272 | $401,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 7,659 | $400,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,300 | $400,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 15,614 | $399,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 6,300 | $399,000 | thousands by filing date | put |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 34,434 | $398,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 14,300 | $397,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 11,200 | $397,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 38,689 | $397,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 7,860 | $397,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 130,607 | $397,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 42,900 | $395,000 | thousands by filing date | call |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 42,207 | $395,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 10,700 | $394,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 10,800 | $394,000 | thousands by filing date | put |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 27,147 | $393,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 15,429 | $392,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 27,307 | $392,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 17,300 | $391,000 | thousands by filing date | call |
| Intrcontinentalexchange | 45865V100 | COM | 2,200 | $391,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 27,650 | $391,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 214,602 | $390,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 7,200 | $390,000 | thousands by filing date | put |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 91,650 | $390,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 11,297 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 12,821 | $389,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 12,400 | $389,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 9,730 | $389,000 | thousands by filing date | |
| EUNITS 2 YR US EQTY MKT PTNT | 29841R102 | UNIT | 35,643 | $389,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 37,300 | $388,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,098 | $387,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 14,400 | $387,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 23,307 | $387,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 86,222 | $387,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 6,189 | $387,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,000 | $386,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,700 | $385,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 14,716 | $385,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 16,653 | $384,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 8,696 | $384,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 189,293 | $384,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 25,700 | $383,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 59,100 | $382,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 10,300 | $382,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 17,980 | $382,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 13,000 | $382,000 | thousands by filing date | call |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 33,595 | $382,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 8,595 | $381,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 27,667 | $381,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 32,307 | $381,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,000 | $380,000 | thousands by filing date | call |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 18,451 | $380,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 18,600 | $379,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,800 | $379,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 10,979 | $379,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 8,015 | $379,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 51,431 | $379,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 24,082 | $379,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 5,800 | $378,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 3,736 | $378,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,200 | $377,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 17,900 | $377,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 9,400 | $377,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 15,700 | $377,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 25,200 | $376,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 9,148 | $376,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 5,000 | $376,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 8,900 | $375,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 35,388 | $374,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 46,300 | $374,000 | thousands by filing date | call |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 22,504 | $374,000 | thousands by filing date | |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 10,100 | $374,000 | thousands by filing date | put |
| WMS INDUSTRIES INC | 929297109 | COM | 14,678 | $374,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 21,431 | $374,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 9,275 | $374,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,200 | $372,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 6,400 | $372,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 15,925 | $372,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 35,600 | $372,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 68,100 | $372,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 10,300 | $371,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,500 | $371,000 | thousands by filing date | put |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 5,474 | $371,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,849 | $370,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 125,500 | $370,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 3,300 | $369,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 36,527 | $369,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 23,100 | $369,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 20,187 | $368,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,158 | $368,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 26,414 | $368,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,800 | $368,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 24,510 | $367,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,900 | $367,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 7,109 | $367,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 5,000 | $367,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 10,900 | $367,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 13,200 | $367,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 40,500 | $367,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,000 | $366,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 6,300 | $366,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 171,645 | $366,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 62,568 | $366,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 18,900 | $366,000 | thousands by filing date | put |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 158,999 | $366,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 8,483 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,100 | $365,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 9,186 | $365,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 5,300 | $365,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 26,171 | $365,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 48,900 | $365,000 | thousands by filing date | put |
| YONGYE INTL INC | 98607B106 | COM | 68,165 | $365,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 53,279 | $364,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 19,200 | $364,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 56,000 | $364,000 | thousands by filing date | put |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 311,150 | $364,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 7,213 | $364,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 35,013 | $363,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 20,800 | $363,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 48,725 | $362,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 121,600 | $362,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 35,600 | $362,000 | thousands by filing date | put |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 96,922 | $362,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 17,322 | $362,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,900 | $361,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,000 | $361,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 208,554 | $361,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,328 | $361,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 28,043 | $361,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 61,700 | $361,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 54,732 | $361,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 13,700 | $360,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 7,800 | $360,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 4,300 | $360,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 21,284 | $360,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 63,884 | $360,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 7,624 | $359,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,200 | $358,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 8,815 | $358,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,835 | $358,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 29,650 | $358,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,350 | $358,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 5,600 | $358,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 32,800 | $358,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 15,179 | $357,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 25,100 | $357,000 | thousands by filing date | call |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 30,087 | $357,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,700 | $356,000 | thousands by filing date | put |
| SAKS INC | 79377W108 | COM | 26,100 | $356,000 | thousands by filing date | put |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 19,800 | $356,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 49,793 | $355,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,495 | $355,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 30,302 | $355,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 14,100 | $355,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 6,400 | $354,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,300 | $353,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 12,690 | $353,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 16,700 | $352,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 10,600 | $352,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 26,400 | $351,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 20,400 | $351,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 209,328 | $351,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 7,600 | $350,000 | thousands by filing date | put |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 51,896 | $350,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 22,927 | $350,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,326 | $349,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 15,137 | $349,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 4,875 | $348,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 33,500 | $348,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 7,700 | $347,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,400 | $347,000 | thousands by filing date | put |
| Chubb Corporation | 171232101 | Equity | 4,100 | $347,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 25,829 | $347,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 12,100 | $346,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 15,051 | $346,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 8,500 | $346,000 | thousands by filing date | put |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 212,228 | $346,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,700 | $345,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 18,400 | $345,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 14,260 | $345,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 55,400 | $345,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 16,000 | $344,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,600 | $344,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 36,984 | $343,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |