13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CERUS CORP | 157085101 | COM | 756,000 | $3,342,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 92,700 | $3,332,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 167,457 | $3,320,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 52,357 | $3,318,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 81,411 | $3,314,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 46,814 | $3,306,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 59,524 | $3,306,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 382,553 | $3,305,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 52,100 | $3,298,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 148,800 | $3,296,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 126,973 | $3,294,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 78,100 | $3,293,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 55,286 | $3,292,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 43,691 | $3,284,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 175,323 | $3,280,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 50,700 | $3,279,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,145,514 | $3,276,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 100,000 | $3,275,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 58,728 | $3,273,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 106,697 | $3,267,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 304,200 | $3,267,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 32,704 | $3,259,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 49,263 | $3,259,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 67,807 | $3,258,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 96,296 | $3,258,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 50,393 | $3,252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 229,419 | $3,241,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 251,053 | $3,241,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 388,991 | $3,240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 60,107 | $3,238,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 116,398 | $3,231,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 62,849 | $3,231,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 7,621 | $3,229,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 44,800 | $3,224,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 233,394 | $3,218,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 50,540 | $3,210,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 92,100 | $3,210,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 104,207 | $3,210,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 91,163 | $3,210,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 67,017 | $3,209,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 267,768 | $3,203,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 66,200 | $3,202,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 65,774 | $3,201,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 162,600 | $3,198,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 223,586 | $3,197,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 123,238 | $3,196,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 45,500 | $3,192,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 313,260 | $3,192,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 65,313 | $3,191,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 240,860 | $3,191,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 165,178 | $3,190,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 82,663 | $3,177,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 206,800 | $3,176,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 68,867 | $3,174,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 51,400 | $3,173,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 137,600 | $3,172,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 191,934 | $3,167,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 68,109 | $3,167,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 41,583 | $3,163,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 333,810 | $3,161,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 930,660 | $3,155,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 96,096 | $3,147,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 82,362 | $3,146,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 84,900 | $3,142,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 268,713 | $3,139,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 91,430 | $3,136,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 114,387 | $3,135,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 211,132 | $3,133,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 119,187 | $3,128,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 104,146 | $3,128,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 114,100 | $3,127,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 80,289 | $3,111,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 133,800 | $3,103,000 | thousands by filing date | call |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 83,961 | $3,103,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 280,700 | $3,102,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 75,000 | $3,100,000 | thousands by filing date | call |
| CAREFUSION CORP | 14170T101 | COM | 83,707 | $3,085,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 69,988 | $3,080,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 120,509 | $3,069,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 197,584 | $3,066,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 145,529 | $3,060,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 215,308 | $3,059,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 252,109 | $3,050,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 113,483 | $3,049,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 202,707 | $3,045,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 118,163 | $3,042,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 95,145 | $3,041,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 206,528 | $3,040,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 27,561 | $3,039,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 437,423 | $3,031,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 259,902 | $3,020,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 82,500 | $3,014,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 131,700 | $3,011,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 44,151 | $3,011,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 48,687 | $3,005,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 17,600 | $3,003,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 124,897 | $3,000,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 104,300 | $2,999,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 80,001 | $2,995,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 35,700 | $2,993,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 251,015 | $2,987,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 219,712 | $2,986,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 94,600 | $2,983,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 178,625 | $2,980,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 82,340 | $2,978,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 481,360 | $2,975,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 166,239 | $2,975,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 334,600 | $2,974,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 55,736 | $2,971,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 57,700 | $2,969,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 63,605 | $2,961,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 67,727 | $2,960,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 183,142 | $2,960,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 60,430 | $2,959,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 175,844 | $2,959,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 76,100 | $2,958,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 190,755 | $2,957,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 99,697 | $2,957,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 225,654 | $2,952,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 78,015 | $2,951,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 117,273 | $2,951,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 180,879 | $2,941,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 127,465 | $2,938,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 81,026 | $2,936,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 389,788 | $2,931,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 66,945 | $2,929,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 132,911 | $2,926,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 136,329 | $2,918,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 104,093 | $2,918,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 97,972 | $2,914,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 115,800 | $2,910,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 85,800 | $2,909,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 48,200 | $2,909,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 131,120 | $2,908,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 43,400 | $2,907,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 48,000 | $2,904,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 57,133 | $2,904,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 62,859 | $2,902,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 381,046 | $2,900,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 94,021 | $2,894,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 177,050 | $2,886,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 31,487 | $2,883,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 66,305 | $2,882,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 130,844 | $2,878,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 168,595 | $2,878,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 40,156 | $2,875,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 46,300 | $2,875,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 340,933 | $2,867,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 238,612 | $2,866,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 43,854 | $2,865,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 339,266 | $2,863,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 120,951 | $2,862,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 117,000 | $2,862,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 21,811 | $2,859,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 42,373 | $2,857,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 135,591 | $2,854,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 114,900 | $2,851,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 69,500 | $2,851,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 35,831 | $2,850,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 220,193 | $2,849,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 103,351 | $2,848,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 99,140 | $2,847,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 201,000 | $2,842,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 13,200 | $2,841,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 140,649 | $2,841,000 | thousands by filing date | |
| 7 DAYS GROUP HLDGS LTD | 81783J101 | ADR | 206,051 | $2,841,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 63,639 | $2,835,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 191,517 | $2,829,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 219,651 | $2,827,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 181,650 | $2,826,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 37,929 | $2,825,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 7,357 | $2,820,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 69,900 | $2,815,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 113,844 | $2,813,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 83,200 | $2,812,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 57,980 | $2,811,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 71,249 | $2,809,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 123,084 | $2,809,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 21,729 | $2,805,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 60,772 | $2,802,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 48,877 | $2,800,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 43,088 | $2,800,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 52,300 | $2,795,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 192,483 | $2,793,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 82,898 | $2,793,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 78,154 | $2,785,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 215,200 | $2,780,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 80,870 | $2,777,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 21,673 | $2,773,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 41,510 | $2,772,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 152,741 | $2,763,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 41,900 | $2,756,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 83,500 | $2,755,000 | thousands by filing date | put |
| STANTEC INC COM | 85472N109 | Stock | 65,002 | $2,752,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 44,424 | $2,751,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 74,655 | $2,749,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 101,600 | $2,749,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 169,654 | $2,745,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 38,800 | $2,744,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,312,468 | $2,743,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 37,700 | $2,739,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 233,800 | $2,738,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 142,364 | $2,735,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 105,500 | $2,732,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 60,214 | $2,730,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 72,500 | $2,728,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 58,185 | $2,728,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 152,324 | $2,728,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 42,610 | $2,727,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 67,251 | $2,725,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 162,100 | $2,725,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 176,499 | $2,724,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 216,592 | $2,724,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 98,400 | $2,721,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 66,200 | $2,720,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 188,974 | $2,719,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 143,200 | $2,714,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 204,604 | $2,713,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 101,900 | $2,708,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 529,200 | $2,699,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 107,316 | $2,694,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 104,840 | $2,691,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 68,879 | $2,687,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 69,892 | $2,687,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 17,000 | $2,685,000 | thousands by filing date | put |
| DDR CORP | 23317H102 | COM | 161,211 | $2,684,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 155,215 | $2,682,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 121,301 | $2,680,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 87,126 | $2,680,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 62,091 | $2,677,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 29,553 | $2,677,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 102,300 | $2,675,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 79,387 | $2,671,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 56,845 | $2,671,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 430,663 | $2,671,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 73,800 | $2,668,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 41,601 | $2,668,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 49,824 | $2,667,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 88,005 | $2,665,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 34,397 | $2,660,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 61,300 | $2,656,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 39,619 | $2,656,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 63,131 | $2,655,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 27,700 | $2,643,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 337,800 | $2,642,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 947,600 | $2,634,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 97,256 | $2,632,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 356,853 | $2,623,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 225,240 | $2,622,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 157,124 | $2,622,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 692,200 | $2,617,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 74,417 | $2,616,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 121,701 | $2,614,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 154,612 | $2,613,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 104,733 | $2,611,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 45,758 | $2,607,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 304,900 | $2,607,000 | thousands by filing date | put |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 54,600 | $2,604,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 141,336 | $2,602,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 241,488 | $2,594,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 169,800 | $2,591,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 44,141 | $2,591,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 23,573 | $2,589,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 110,200 | $2,589,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 30,200 | $2,589,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 94,700 | $2,588,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 85,500 | $2,587,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 74,100 | $2,585,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 35,400 | $2,585,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 252,467 | $2,585,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 92,792 | $2,584,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 421,219 | $2,582,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 122,467 | $2,581,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 49,723 | $2,577,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 64,171 | $2,576,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 332,455 | $2,574,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 155,633 | $2,574,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 77,525 | $2,574,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 221,513 | $2,563,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 59,900 | $2,561,000 | thousands by filing date | put |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 83,533 | $2,558,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 51,900 | $2,556,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 33,089 | $2,555,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,480,000 | $2,554,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 45,800 | $2,552,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 50,209 | $2,545,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 179,900 | $2,544,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 297,286 | $2,542,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 49,300 | $2,538,000 | thousands by filing date | put |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 29,235 | $2,538,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 138,950 | $2,536,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 171,649 | $2,533,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 2,317,000 | $2,531,000 | thousands by filing date | principal |
| CIGNA CORPORATION | 125509109 | COM | 34,900 | $2,530,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 482,700 | $2,529,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 120,914 | $2,525,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 74,589 | $2,515,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 49,338 | $2,512,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 92,917 | $2,511,000 | thousands by filing date | |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 118,236 | $2,508,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 78,996 | $2,505,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 71,500 | $2,502,000 | thousands by filing date | put |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 63,008 | $2,502,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 340,750 | $2,501,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 55,900 | $2,498,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 209,727 | $2,492,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 60,681 | $2,488,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 131,288 | $2,487,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 65,120 | $2,483,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 329,942 | $2,481,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 63,200 | $2,478,000 | thousands by filing date | call |
| ELAN PLC | 284131208 | ADR | 175,293 | $2,478,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 51,400 | $2,474,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 164,129 | $2,470,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 59,411 | $2,468,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 2,000,000 | $2,468,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 34,700 | $2,466,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 111,595 | $2,461,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 96,107 | $2,460,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 56,163 | $2,454,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 21,800 | $2,452,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 47,875 | $2,450,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 38,178 | $2,449,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 291,064 | $2,448,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 106,200 | $2,448,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 38,000 | $2,445,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 45,400 | $2,445,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 34,400 | $2,443,000 | thousands by filing date | put |
| PROTECTIVE LIFE CORP | 743674103 | COM | 63,555 | $2,441,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 201,910 | $2,439,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 36,800 | $2,438,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 64,420 | $2,432,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 133,358 | $2,427,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 50,794 | $2,426,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 35,494 | $2,425,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 96,465 | $2,424,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 39,663 | $2,422,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 109,695 | $2,422,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 51,380 | $2,422,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 118,585 | $2,422,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 115,338 | $2,422,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 192,500 | $2,422,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 40,436 | $2,421,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 75,932 | $2,421,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 105,128 | $2,421,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 234,339 | $2,416,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 36,400 | $2,412,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 149,255 | $2,412,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 79,469 | $2,410,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 187,305 | $2,407,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 72,500 | $2,407,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 167,700 | $2,403,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 340,807 | $2,403,000 | thousands by filing date | put |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 285,327 | $2,402,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 49,200 | $2,396,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 96,600 | $2,396,000 | thousands by filing date | put |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 103,745 | $2,392,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 49,700 | $2,386,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 32,900 | $2,385,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 125,613 | $2,378,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 190,167 | $2,377,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 26,482 | $2,375,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 267,086 | $2,375,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 51,841 | $2,373,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 61,494 | $2,364,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 704,700 | $2,361,000 | thousands by filing date | call |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 125,855 | $2,360,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 55,515 | $2,359,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 47,454 | $2,359,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 97,804 | $2,359,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 22,564 | $2,356,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 51,600 | $2,355,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 34,965 | $2,342,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 68,715 | $2,340,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 172,994 | $2,339,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 27,900 | $2,338,000 | thousands by filing date | call |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 56,500 | $2,335,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871106 | COM | 762,072 | $2,332,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 151,161 | $2,331,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 175,329 | $2,330,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 35,971 | $2,329,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 76,200 | $2,329,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 59,900 | $2,328,000 | thousands by filing date | put |
| ROBERT HALF INC. COM | 770323103 | Stock | 69,995 | $2,325,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 42,074 | $2,324,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 133,312 | $2,324,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 39,800 | $2,321,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 28,191 | $2,321,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 43,601 | $2,319,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 95,349 | $2,303,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 46,641 | $2,303,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 50,955 | $2,300,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 203,296 | $2,296,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 46,934 | $2,293,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 177,390 | $2,292,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 45,185 | $2,291,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 53,255 | $2,290,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 92,881 | $2,290,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 61,063 | $2,287,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 36,500 | $2,286,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 180,959 | $2,284,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 79,200 | $2,277,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 54,300 | $2,276,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 57,062 | $2,274,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 69,940 | $2,274,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 42,281 | $2,271,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 555,700 | $2,267,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 18,780 | $2,265,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 321,000 | $2,263,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 129,791 | $2,262,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 59,533 | $2,260,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 126,600 | $2,260,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 76,025 | $2,254,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 147,200 | $2,252,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 76,696 | $2,252,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 136,610 | $2,251,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 53,439 | $2,249,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 52,700 | $2,242,000 | thousands by filing date | call |
| ADA ES INC | 005208103 | COM | 53,136 | $2,238,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 93,500 | $2,237,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 84,600 | $2,237,000 | thousands by filing date | call |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 363,516 | $2,236,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 91,092 | $2,230,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 272,811 | $2,229,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 35,300 | $2,227,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 149,238 | $2,225,000 | thousands by filing date | |
| FISHER COMMUNICATIONS INC | 337756209 | COM | 54,179 | $2,225,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 129,160 | $2,225,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 84,000 | $2,223,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 44,000 | $2,222,000 | thousands by filing date | put |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 31,710 | $2,220,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 45,700 | $2,218,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 28,300 | $2,217,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 123,992 | $2,217,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 63,956 | $2,216,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 40,548 | $2,216,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 151,433 | $2,215,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 133,668 | $2,214,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 43,800 | $2,214,000 | thousands by filing date | put |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 154,028 | $2,213,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 141,667 | $2,212,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 47,647 | $2,212,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 64,798 | $2,210,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 36,200 | $2,208,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 22,374 | $2,207,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 22,412 | $2,206,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 234,203 | $2,206,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 32,508 | $2,203,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 81,702 | $2,199,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 48,209 | $2,196,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 36,078 | $2,196,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 31,060 | $2,194,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 36,000 | $2,192,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 36,315 | $2,192,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 29,900 | $2,188,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 88,700 | $2,186,000 | thousands by filing date | call |
| SOLERA HOLDINGS INC | 83421A104 | COM | 39,200 | $2,182,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 266,648 | $2,179,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 109,700 | $2,174,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 112,450 | $2,170,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 135,097 | $2,162,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 84,361 | $2,162,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 57,000 | $2,160,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 60,318 | $2,156,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 111,600 | $2,155,000 | thousands by filing date | put |
| LSI CORPORATION | 502161102 | COM | 301,536 | $2,154,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 31,900 | $2,153,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 62,478 | $2,147,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 78,699 | $2,144,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 29,400 | $2,142,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 88,106 | $2,134,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 16,200 | $2,133,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 102,339 | $2,130,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 88,847 | $2,129,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 40,391 | $2,127,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 589,253 | $2,127,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 142,572 | $2,123,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 154,558 | $2,123,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 68,997 | $2,123,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 37,100 | $2,121,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 125,550 | $2,121,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 201,236 | $2,117,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 83,679 | $2,117,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 23,100 | $2,115,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 47,900 | $2,114,000 | thousands by filing date | call |
| Lihua International Inc. | 532352101 | COM | 439,600 | $2,114,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 46,800 | $2,113,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 133,000 | $2,111,000 | thousands by filing date | put |
| OFFICEMAX INC DEL | 67622P101 | COM | 205,978 | $2,108,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 81,200 | $2,103,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 107,580 | $2,098,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 85,655 | $2,098,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 374,708 | $2,098,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 46,736 | $2,095,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 59,500 | $2,092,000 | thousands by filing date | put |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 2,000,000 | $2,088,000 | thousands by filing date | principal |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 85,380 | $2,087,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 60,806 | $2,086,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 148,336 | $2,085,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 24,400 | $2,084,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |