13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 2,143,000 | $2,084,000 | thousands by filing date | principal |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 25,084 | $2,082,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 31,583 | $2,079,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 154,900 | $2,077,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 56,838 | $2,076,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 32,600 | $2,075,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 32,425 | $2,070,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 33,181 | $2,067,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 743,380 | $2,067,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 44,558 | $2,064,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 31,500 | $2,063,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 129,131 | $2,063,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 125,600 | $2,062,000 | thousands by filing date | put |
| UNS ENERGY CORP | 903119105 | COM | 46,046 | $2,060,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 133,915 | $2,060,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 59,730 | $2,056,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 55,000 | $2,054,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 111,200 | $2,052,000 | thousands by filing date | call |
| TW TELECOM INC | 87311L104 | COM | 72,852 | $2,050,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 49,918 | $2,049,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 49,099 | $2,049,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 17,200 | $2,048,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 54,800 | $2,048,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 82,023 | $2,046,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 31,800 | $2,043,000 | thousands by filing date | put |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 88,365 | $2,043,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 179,000 | $2,042,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 293,829 | $2,042,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 153,126 | $2,041,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 24,599 | $2,040,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 40,400 | $2,039,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 42,800 | $2,039,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,837 | $2,038,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 26,175 | $2,038,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 88,326 | $2,036,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 144,600 | $2,030,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 24,437 | $2,030,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 79,618 | $2,023,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 25,704 | $2,021,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 67,317 | $2,020,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 63,400 | $2,019,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 404,919 | $2,016,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 65,328 | $2,013,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 70,300 | $2,012,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 20,700 | $2,011,000 | thousands by filing date | call |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 78,796 | $2,009,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 18,500 | $2,007,000 | thousands by filing date | put |
| POST PPTYS INC | 737464107 | COM | 40,523 | $2,006,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 21,166 | $2,001,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 31,274 | $2,000,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 83,068 | $1,996,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 64,112 | $1,995,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 280,354 | $1,990,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 680,334 | $1,987,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 43,600 | $1,986,000 | thousands by filing date | put |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 160,828 | $1,985,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 63,714 | $1,981,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 33,615 | $1,967,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 109,836 | $1,965,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 298,240 | $1,957,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 150,886 | $1,955,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 34,094 | $1,953,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 28,479 | $1,952,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 2,009,000 | $1,951,000 | thousands by filing date | principal |
| HEALTHCARE RLTY TR | 421946104 | COM | 76,437 | $1,949,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 87,176 | $1,948,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,629 | $1,945,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 30,200 | $1,945,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 26,900 | $1,945,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 127,054 | $1,944,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 30,300 | $1,940,000 | thousands by filing date | call |
| PROCERA NETWORKS INC | 74269U203 | COM | 141,173 | $1,938,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 30,634 | $1,937,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 249,705 | $1,933,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 406,115 | $1,933,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 31,677 | $1,930,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 53,670 | $1,929,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 146,061 | $1,928,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 106,130 | $1,926,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 158,086 | $1,924,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 208,406 | $1,922,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 500,147 | $1,920,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 99,138 | $1,919,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 55,506 | $1,919,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 144,837 | $1,918,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 56,622 | $1,917,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 27,000 | $1,916,000 | thousands by filing date | call |
| THOR INDS INC | 885160101 | COM | 38,920 | $1,914,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 103,961 | $1,913,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 30,237 | $1,910,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 293,679 | $1,910,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 47,640 | $1,909,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 56,728 | $1,906,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 56,507 | $1,906,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 11,376 | $1,905,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 39,850 | $1,905,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 182,037 | $1,902,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 39,014 | $1,899,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 51,398 | $1,898,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 148,200 | $1,897,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 46,000 | $1,895,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 25,862 | $1,894,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 39,888 | $1,891,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 52,350 | $1,891,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 149,300 | $1,890,000 | thousands by filing date | put |
| ARBITRON INC | 03875Q108 | COM | 40,600 | $1,886,000 | thousands by filing date | put |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 140,155 | $1,886,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 98,100 | $1,883,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 168,100 | $1,883,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 23,400 | $1,881,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 288,600 | $1,877,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 17,300 | $1,876,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 52,000 | $1,874,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 453,345 | $1,872,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 73,724 | $1,870,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 107,507 | $1,866,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 94,100 | $1,865,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 41,023 | $1,863,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 94,700 | $1,863,000 | thousands by filing date | call |
| RESEARCH IN MOTION LTD | 760975102 | COM | 178,100 | $1,863,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 131,340 | $1,863,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 141,816 | $1,862,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 35,164 | $1,861,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 22,308 | $1,859,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 133,228 | $1,859,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 26,727 | $1,858,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,400 | $1,854,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 248,000 | $1,853,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 142,241 | $1,851,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 61,533 | $1,851,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 40,888 | $1,850,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 32,800 | $1,846,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 38,600 | $1,846,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 105,941 | $1,845,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 37,668 | $1,837,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 229,390 | $1,837,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 45,373 | $1,834,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 185,445 | $1,825,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 31,900 | $1,824,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 15,100 | $1,824,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 86,660 | $1,824,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 164,781 | $1,821,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 58,600 | $1,818,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 82,332 | $1,817,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 97,441 | $1,816,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 67,500 | $1,814,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 58,282 | $1,813,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 60,600 | $1,811,000 | thousands by filing date | call |
| MIDDLEBYCORP | 596278101 | STOK | 10,645 | $1,810,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 14,018 | $1,807,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 154,599 | $1,806,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 32,066 | $1,804,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 35,881 | $1,804,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 56,600 | $1,803,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 87,091 | $1,803,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 23,300 | $1,802,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 58,074 | $1,801,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,000 | $1,799,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 52,956 | $1,799,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 54,350 | $1,798,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 74,647 | $1,796,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 149,847 | $1,795,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 72,673 | $1,795,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 26,000 | $1,791,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 15,300 | $1,790,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 85,000 | $1,788,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 34,338 | $1,786,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 30,300 | $1,785,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 133,631 | $1,785,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 27,968 | $1,783,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 36,248 | $1,783,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 285,025 | $1,782,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 87,410 | $1,778,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 61,421 | $1,777,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 71,300 | $1,774,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 50,804 | $1,772,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 90,636 | $1,772,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 360,700 | $1,771,000 | thousands by filing date | put |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 16,161 | $1,768,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 84,219 | $1,768,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 129,218 | $1,767,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 40,934 | $1,767,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 33,915 | $1,765,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 46,200 | $1,764,000 | thousands by filing date | call |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 19,814 | $1,761,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 144,281 | $1,755,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 133,600 | $1,753,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 36,100 | $1,752,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 38,000 | $1,751,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 14,500 | $1,750,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 575,620 | $1,750,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 27,599 | $1,748,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 98,797 | $1,746,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 88,140 | $1,744,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 70,278 | $1,744,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 13,800 | $1,742,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 322,924 | $1,741,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 40,500 | $1,734,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 21,200 | $1,733,000 | thousands by filing date | call |
| TECHNE CORP | 878377100 | COM | 25,086 | $1,733,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 95,681 | $1,731,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 39,600 | $1,730,000 | thousands by filing date | put |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 37,896 | $1,729,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 70,860 | $1,728,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 41,201 | $1,726,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 97,717 | $1,726,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 31,488 | $1,724,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15,986 | $1,723,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 125,655 | $1,718,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 27,400 | $1,716,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 102,732 | $1,714,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 85,541 | $1,712,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 27,100 | $1,712,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 63,700 | $1,712,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 53,197 | $1,710,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 64,200 | $1,708,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 198,203 | $1,705,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 18,703 | $1,704,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 160,771 | $1,703,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 137,301 | $1,700,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 45,090 | $1,699,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 86,326 | $1,696,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 1,105,000 | $1,696,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,600 | $1,695,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 40,155 | $1,693,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 32,257 | $1,691,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 125,134 | $1,691,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 48,900 | $1,689,000 | thousands by filing date | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,523 | $1,689,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 89,132 | $1,689,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 28,168 | $1,688,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 22,200 | $1,686,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 24,389 | $1,685,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 23,261 | $1,683,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 48,600 | $1,681,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 17,000 | $1,680,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 24,400 | $1,679,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 46,000 | $1,678,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 41,715 | $1,678,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 50,300 | $1,677,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 75,000 | $1,677,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 143,022 | $1,675,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 75,018 | $1,673,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 40,877 | $1,670,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 36,900 | $1,670,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 34,956 | $1,667,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 114,580 | $1,665,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 46,500 | $1,664,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 35,311 | $1,662,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 1,125,000 | $1,662,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 22,200 | $1,661,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 37,784 | $1,660,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 63,256 | $1,659,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 88,107 | $1,657,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 22,764 | $1,655,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 43,785 | $1,653,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 21,229 | $1,653,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 577,000 | $1,650,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 22,779 | $1,650,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 117,800 | $1,650,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 97,729 | $1,648,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 61,100 | $1,648,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 581,869 | $1,647,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 38,718 | $1,647,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 34,207 | $1,646,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 52,589 | $1,646,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 174,177 | $1,646,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 365,864 | $1,643,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 26,800 | $1,639,000 | thousands by filing date | put |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 25,266 | $1,638,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 127,906 | $1,637,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 18,800 | $1,635,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 72,727 | $1,635,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 101,160 | $1,634,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 49,688 | $1,631,000 | thousands by filing date | put |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 113,916 | $1,630,000 | thousands by filing date | |
| APACHE CORP | 037411808 | PFD CONV SER D | 34,132 | $1,629,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 16,663 | $1,628,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 49,900 | $1,628,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 110,889 | $1,628,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 105,621 | $1,628,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 178,810 | $1,626,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 47,587 | $1,625,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 398,110 | $1,624,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 38,600 | $1,622,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 68,188 | $1,622,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 34,058 | $1,618,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 28,200 | $1,616,000 | thousands by filing date | call |
| MEDTRONIC INC | 585055106 | COM | 31,400 | $1,616,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 27,700 | $1,615,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 20,800 | $1,615,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 89,000 | $1,615,000 | thousands by filing date | call |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 70,258 | $1,615,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 149,957 | $1,614,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 211,300 | $1,614,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 47,000 | $1,612,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 36,659 | $1,611,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 65,394 | $1,608,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 8,700 | $1,607,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 43,412 | $1,602,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 33,116 | $1,600,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 37,500 | $1,599,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 231,411 | $1,599,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 22,600 | $1,598,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 52,800 | $1,598,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 31,000 | $1,597,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 32,200 | $1,595,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 63,566 | $1,595,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 67,200 | $1,590,000 | thousands by filing date | put |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 33,602 | $1,590,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 59,500 | $1,589,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 6,052 | $1,589,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 52,222 | $1,584,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 66,700 | $1,581,000 | thousands by filing date | call |
| MEDASSETS INC | 584045108 | COM | 89,050 | $1,580,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 61,271 | $1,580,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 31,292 | $1,578,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 68,600 | $1,578,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 55,932 | $1,574,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 131,610 | $1,574,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 145,652 | $1,574,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 204,401 | $1,574,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 18,730 | $1,574,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 216,051 | $1,572,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 14,746 | $1,570,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 21,080 | $1,569,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 16,488 | $1,569,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 9,675 | $1,567,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 65,620 | $1,563,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 115,779 | $1,562,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 22,300 | $1,561,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 86,000 | $1,561,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 132,480 | $1,558,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 245,409 | $1,556,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 227,396 | $1,555,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 54,596 | $1,555,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 35,770 | $1,554,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 15,682 | $1,553,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 73,343 | $1,551,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 22,100 | $1,551,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 62,387 | $1,549,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 122,800 | $1,549,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 117,200 | $1,547,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 95,765 | $1,547,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 111,951 | $1,546,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 96,326 | $1,546,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 127,852 | $1,544,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 64,505 | $1,541,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 522,350 | $1,541,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 23,632 | $1,540,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 18,800 | $1,539,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 36,483 | $1,535,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 104,376 | $1,531,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 107,923 | $1,531,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 80,800 | $1,531,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 110,788 | $1,529,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 59,604 | $1,529,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 22,700 | $1,521,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 33,791 | $1,520,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 19,000 | $1,518,000 | thousands by filing date | put |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 26,912 | $1,518,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 73,300 | $1,517,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 349,277 | $1,513,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 137,483 | $1,511,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 113,020 | $1,504,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 27,672 | $1,502,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 43,100 | $1,499,000 | thousands by filing date | put |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 40,403 | $1,496,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 79,839 | $1,494,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 31,700 | $1,493,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 79,058 | $1,492,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 19,200 | $1,492,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 90,632 | $1,492,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 79,855 | $1,490,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 25,253 | $1,488,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 31,757 | $1,488,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 50,506 | $1,488,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 41,756 | $1,487,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 21,859 | $1,486,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 47,411 | $1,485,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 53,861 | $1,484,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 25,589 | $1,481,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 153,916 | $1,478,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 24,143 | $1,477,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 21,300 | $1,475,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 32,200 | $1,473,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 17,428 | $1,473,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 20,091 | $1,472,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 43,420 | $1,471,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 91,567 | $1,470,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 49,943 | $1,469,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 38,089 | $1,468,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 78,250 | $1,464,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 93,785 | $1,463,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 18,478 | $1,462,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 92,179 | $1,461,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 60,877 | $1,461,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 204,300 | $1,460,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 33,946 | $1,460,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 9,600 | $1,456,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 26,000 | $1,453,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 194,754 | $1,449,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 23,500 | $1,449,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 74,967 | $1,446,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 73,669 | $1,444,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 53,636 | $1,443,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 23,200 | $1,441,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 65,000 | $1,440,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 26,700 | $1,433,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 26,421 | $1,430,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 80,700 | $1,430,000 | thousands by filing date | call |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 68,858 | $1,428,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 784,359 | $1,427,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 79,600 | $1,426,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 121,670 | $1,425,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 84,600 | $1,424,000 | thousands by filing date | put |
| NORDSON CORP | 655663102 | COM | 20,522 | $1,423,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 13,800 | $1,423,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 92,774 | $1,422,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 41,400 | $1,420,000 | thousands by filing date | put |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,770 | $1,420,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 59,156 | $1,420,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 28,400 | $1,419,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 51,584 | $1,418,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 51,400 | $1,416,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 21,500 | $1,415,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 58,260 | $1,415,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 706,831 | $1,414,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 28,700 | $1,410,000 | thousands by filing date | put |
| FOSTER WHEELER AG | H27178104 | COM | 64,953 | $1,410,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 26,439 | $1,409,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 81,350 | $1,409,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 52,420 | $1,409,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 43,663 | $1,408,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 42,480 | $1,403,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 37,253 | $1,397,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 29,281 | $1,396,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 34,600 | $1,395,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 119,100 | $1,395,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 52,874 | $1,391,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 25,500 | $1,390,000 | thousands by filing date | call |
| GANNETT INC | 364730101 | COM | 56,800 | $1,389,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 21,671 | $1,389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 69,251 | $1,388,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,200 | $1,387,000 | thousands by filing date | put |
| LUFKIN INDS INC | 549764108 | COM | 15,677 | $1,387,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 61,500 | $1,387,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 47,299 | $1,386,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 30,079 | $1,384,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 54,623 | $1,382,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 84,470 | $1,382,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 18,097 | $1,378,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 17,100 | $1,374,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 41,400 | $1,374,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 21,200 | $1,373,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 62,535 | $1,373,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 82,905 | $1,373,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 213,642 | $1,372,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 54,200 | $1,372,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 30,100 | $1,371,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 64,600 | $1,369,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 20,700 | $1,369,000 | thousands by filing date | put |
| Cynosure, Inc. | 232577205 | COM | 52,632 | $1,368,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 103,190 | $1,367,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 22,474 | $1,366,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 33,328 | $1,364,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 67,110 | $1,362,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 26,349 | $1,362,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 61,074 | $1,361,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 11,600 | $1,361,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 119,709 | $1,360,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 172,851 | $1,360,000 | thousands by filing date | |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 40,270 | $1,358,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 102,525 | $1,358,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 21,200 | $1,357,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 25,947 | $1,357,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 18,023 | $1,355,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 32,365 | $1,355,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 11,200 | $1,355,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 257,900 | $1,351,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 50,809 | $1,349,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 84,398 | $1,348,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 30,500 | $1,348,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 164,240 | $1,347,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 26,000 | $1,346,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 228,400 | $1,345,000 | thousands by filing date | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 22,038 | $1,343,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30,550 | $1,341,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 53,886 | $1,339,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 17,932 | $1,338,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 30,300 | $1,337,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 46,348 | $1,337,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 101,300 | $1,337,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 189,637 | $1,337,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 29,300 | $1,337,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 32,300 | $1,335,000 | thousands by filing date | put |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 66,733 | $1,335,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 235,200 | $1,334,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 33,328 | $1,333,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 40,786 | $1,328,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |