13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 5,768,126 | $2,287,235,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 10,026,510 | $1,608,453,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 9,940,589 | $1,594,669,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 82,946,039 | $1,405,935,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,022,183 | $1,198,386,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,767,010 | $925,144,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 8,495,870 | $729,456,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,608,600 | $722,472,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 7,111,693 | $642,541,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,495,550 | $593,030,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,236,700 | $586,613,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 23,721,417 | $574,770,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,895,277 | $571,842,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 24,025,277 | $557,146,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,467,596 | $540,186,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,372,841 | $531,055,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,230,100 | $528,885,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E103 | COM | 45,327,797 | $518,097,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,095,034 | $503,107,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,757,700 | $491,171,000 | thousands by filing date | call |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 10,441,555 | $478,223,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,912,525 | $478,205,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,022,886 | $476,317,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,886,100 | $473,952,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 3,920,448 | $463,946,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,956,896 | $458,621,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,570,726 | $452,501,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,545,500 | $440,914,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,665,716 | $439,245,000 | thousands by filing date | |
| 38259p508 | COM | 496,643 | $437,229,000 | thousands by filing date | ||
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,761,545 | $424,873,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,724,342 | $415,042,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,100,535 | $401,434,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,283,427 | $383,855,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,114,737 | $382,424,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,005,507 | $357,986,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 6,306,033 | $351,940,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,989,129 | $326,408,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,979,531 | $325,485,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 17,321,527 | $318,716,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,276,702 | $315,861,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,798,984 | $314,062,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,739,718 | $313,059,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 5,988,204 | $308,213,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,504,710 | $304,302,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,692,876 | $291,831,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,040,978 | $288,797,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,666,035 | $285,228,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,391,410 | $284,841,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,795,889 | $276,113,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,695,204 | $276,097,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,005,578 | $259,922,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,265,911 | $257,521,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,217,771 | $256,608,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,960,877 | $250,723,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,598,953 | $248,939,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,231,528 | $247,451,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,177,843 | $246,517,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,891,855 | $245,770,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,453,259 | $244,180,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 2,826,483 | $241,382,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,142,628 | $234,296,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,177,695 | $227,714,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,166,002 | $227,495,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,802,388 | $227,317,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,874,288 | $226,161,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 13,229,081 | $225,953,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,655,165 | $220,750,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,821,817 | $220,525,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,695,868 | $219,659,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,128,689 | $217,905,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,489,166 | $216,064,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,946,265 | $215,230,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,078,382 | $204,497,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,516,669 | $204,389,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,193,296 | $204,214,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,204,366 | $204,010,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 3,013,510 | $201,453,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,058,034 | $200,652,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,314,173 | $200,454,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,725,664 | $196,865,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,823,198 | $195,465,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,500,393 | $193,706,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,625,030 | $193,558,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,122,739 | $192,915,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,313,797 | $192,784,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,552,754 | $190,078,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 6,579,522 | $189,129,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,658,257 | $187,805,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,045,972 | $187,350,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,281,390 | $184,796,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,757,852 | $182,846,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,374,958 | $176,911,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,503,338 | $172,810,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,053,860 | $172,093,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,337,389 | $171,909,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 815,045 | $171,241,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,516,094 | $169,682,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,486,116 | $168,479,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,310,414 | $167,222,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,457,984 | $166,184,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 6,701,869 | $165,871,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,910,119 | $164,136,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 6,926,360 | $163,600,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,256,409 | $163,195,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,282,449 | $161,563,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,256,938 | $161,283,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,937,876 | $160,580,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,761,387 | $160,385,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,284,580 | $160,286,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 3,659,933 | $159,829,000 | thousands by filing date | |
| 38259p508 | COM | 177,775 | $156,508,000 | thousands by filing date | call | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,347,520 | $155,406,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,364,116 | $154,872,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,321,309 | $154,567,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,012,578 | $154,183,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,399,679 | $153,459,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,241,821 | $153,341,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,824,088 | $153,242,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,991,843 | $153,067,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,690,900 | $152,548,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,750,422 | $151,704,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,642,907 | $151,121,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,654,333 | $151,070,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,924,765 | $150,709,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,653,402 | $149,652,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,091,210 | $149,040,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 3,544,531 | $148,941,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,851,561 | $148,254,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,185,346 | $145,761,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,400,406 | $144,158,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,808,052 | $143,970,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,260,533 | $139,566,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,595,669 | $138,759,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,975,562 | $137,374,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,494,129 | $136,766,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,284,182 | $136,640,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,416,784 | $134,211,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,499,000 | $133,241,000 | thousands by filing date | call |
| 38259p508 | COM | 149,420 | $131,545,000 | thousands by filing date | put | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,706,614 | $130,811,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 7,297,239 | $130,694,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,687,153 | $130,408,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,411,420 | $128,372,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,103,147 | $127,241,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,397,214 | $125,854,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,919,870 | $125,714,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 7,036,296 | $125,598,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,266,152 | $124,918,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,481,333 | $124,847,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,558,407 | $124,117,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,640,294 | $123,974,000 | thousands by filing date | call |
| ISHARES TR | 464287168 | COM | 1,895,226 | $121,313,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 743,750 | $119,654,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,461,961 | $118,784,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,091,066 | $117,924,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 4,289,178 | $115,679,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,647,093 | $114,210,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,000,337 | $112,324,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 2,194,050 | $110,689,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 628,621 | $109,304,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,165,303 | $109,201,000 | thousands by filing date | |
| IJH | 464287507 | COM | 941,964 | $108,797,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 970,705 | $108,728,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,746,176 | $108,446,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,565,100 | $108,213,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 3,050,720 | $107,843,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,350,083 | $107,773,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,765,741 | $107,436,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,225,757 | $106,725,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,431,265 | $105,885,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,320,099 | $105,502,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 2,040,501 | $105,290,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,756,300 | $105,214,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,228,794 | $103,993,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 9,255,000 | $103,841,000 | thousands by filing date | call |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,369,376 | $103,758,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 695,823 | $103,364,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,681,860 | $103,048,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,295,280 | $102,457,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,111,300 | $101,179,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,803,644 | $100,770,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,412,268 | $98,276,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,425,198 | $98,139,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 634,221 | $97,847,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,169,045 | $96,435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,096,365 | $95,615,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,178,200 | $95,536,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 1,376,772 | $94,612,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 3,090,715 | $94,236,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,955,794 | $93,819,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,299,700 | $92,630,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,849,330 | $92,518,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 8,208,115 | $92,095,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,308,735 | $91,389,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,378,276 | $91,201,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 824,978 | $91,111,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,294,483 | $89,571,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,986,900 | $88,040,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 3,064,763 | $87,285,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,731,995 | $86,704,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 833,686 | $85,453,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,595,800 | $84,822,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,296,400 | $83,544,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 910,509 | $82,228,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,813,899 | $81,082,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,842,900 | $80,830,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,919,480 | $80,522,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 839,852 | $79,451,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,579,731 | $78,939,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,876,096 | $78,309,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 994,652 | $77,712,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,444,696 | $77,364,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 731,863 | $77,197,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,077,500 | $76,793,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 1,484,427 | $76,774,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 784,337 | $76,191,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 799,703 | $76,084,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,198,262 | $75,850,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,036,921 | $75,611,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,690,200 | $75,552,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 1,030,337 | $75,390,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 683,816 | $74,898,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,692,800 | $74,860,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,042,059 | $74,768,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 967,107 | $74,758,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,343,145 | $74,702,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,540,515 | $74,376,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 690,451 | $74,374,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,159,495 | $73,837,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 265,630 | $73,763,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 264,275 | $73,387,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 523,544 | $73,317,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 6,067,884 | $72,754,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,655,798 | $72,623,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,629,277 | $72,047,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,771,300 | $71,542,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 2,397,576 | $71,184,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,906,500 | $70,730,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,673,837 | $70,218,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,235,850 | $70,213,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 1,461,862 | $70,126,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,113,900 | $70,097,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,080,861 | $69,886,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,666,100 | $69,543,000 | thousands by filing date | call |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,933,072 | $68,817,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,205,406 | $68,816,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 618,383 | $68,375,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 998,588 | $67,405,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 775,700 | $67,082,000 | thousands by filing date | call |
| Intrcontinentalexchange | 45865V100 | COM | 377,201 | $67,051,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 518,094 | $66,746,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,146,025 | $66,676,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 1,390,006 | $66,303,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,541,564 | $66,009,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 626,578 | $65,816,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,030,448 | $65,743,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 2,407,362 | $65,721,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,474,927 | $65,088,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 756,465 | $64,980,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 816,933 | $64,815,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 7,058,142 | $64,758,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 3,814,926 | $64,663,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,115,114 | $64,297,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 650,935 | $64,169,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,829,504 | $63,607,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,384,171 | $63,188,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,419,545 | $62,744,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 797,300 | $62,428,000 | thousands by filing date | put |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,226,950 | $62,084,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 792,800 | $62,076,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,272,900 | $61,746,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,837,457 | $60,967,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 810,814 | $60,617,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,040,723 | $60,279,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,469,337 | $59,258,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 323,482 | $59,116,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 846,691 | $58,650,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 385,500 | $58,307,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 846,084 | $58,294,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 724,019 | $58,189,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 1,399,360 | $57,934,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 516,097 | $57,848,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 889,586 | $57,725,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,502,717 | $57,299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,873,069 | $56,529,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,203,500 | $56,119,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,277,397 | $55,758,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 841,209 | $55,747,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,078,905 | $55,711,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 539,915 | $55,579,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 497,330 | $55,457,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,262,970 | $55,420,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 544,793 | $55,171,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 480,786 | $55,050,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,370,862 | $54,554,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,124,100 | $53,901,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 93,600 | $53,773,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 4,692,980 | $53,547,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 700,015 | $53,167,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 503,723 | $53,007,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 91,402 | $52,510,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 834,149 | $52,418,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,735,101 | $52,400,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,091,600 | $52,364,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 1,244,419 | $51,917,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,364,028 | $51,888,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,022,041 | $51,102,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,536,700 | $50,957,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 762,371 | $50,576,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,620,387 | $50,426,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,647,215 | $50,388,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,056,400 | $50,361,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,136,015 | $50,337,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,614,600 | $49,924,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,215,838 | $49,728,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,001,597 | $49,639,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,435,300 | $49,583,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 590,204 | $49,477,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 487,025 | $49,321,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,642,544 | $49,194,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 735,800 | $48,879,000 | thousands by filing date | put |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 1,265,639 | $48,334,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 801,600 | $48,128,000 | thousands by filing date | call |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 699,905 | $48,062,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 927,159 | $48,054,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,416,850 | $48,046,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 1,395,106 | $47,824,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,981,143 | $47,745,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,424,200 | $47,440,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 456,500 | $46,764,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 883,500 | $46,640,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 1,064,623 | $46,502,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,520,675 | $46,178,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 924,629 | $46,148,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,845,431 | $45,916,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,022,900 | $45,724,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 661,120 | $45,525,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,016,083 | $45,500,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,805,171 | $45,364,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 3,068,965 | $44,930,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,052,150 | $44,906,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 555,178 | $44,903,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,359,100 | $44,752,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 620,444 | $44,647,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 3,521,912 | $44,622,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 609,221 | $44,491,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 531,364 | $44,365,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 949,116 | $44,267,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,809,801 | $44,226,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 836,700 | $44,170,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 405,662 | $43,997,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,257,055 | $43,319,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,915,411 | $43,212,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 476,900 | $43,088,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 753,658 | $43,041,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 533,251 | $42,991,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 2,154,495 | $42,853,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 3,815,300 | $42,808,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 656,023 | $42,779,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 868,780 | $42,675,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,355,823 | $42,546,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,070,603 | $42,514,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 351,361 | $42,423,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 785,400 | $42,262,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 812,819 | $42,185,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 687,821 | $42,067,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 482,837 | $41,712,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 374,400 | $41,349,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 416,600 | $41,160,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,175,958 | $41,076,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 683,473 | $40,879,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,085,700 | $40,855,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 553,978 | $40,668,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 257,387 | $40,646,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 749,041 | $40,523,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 2,033,509 | $40,485,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 9,738,834 | $40,416,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,565,651 | $40,409,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 602,006 | $40,352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 647,262 | $40,305,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 657,856 | $40,195,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 557,675 | $40,125,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,654,900 | $40,098,000 | thousands by filing date | put |
| iShares U.S. Technology ETF | 464287721 | SHS | 539,733 | $39,741,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 1,171,868 | $39,603,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 312,593 | $39,456,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 804,803 | $39,331,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,416,600 | $39,325,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,071,253 | $39,069,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,412,400 | $38,996,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,089,015 | $38,829,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,383,727 | $38,813,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 683,406 | $38,729,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,118,700 | $38,645,000 | thousands by filing date | call |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 685,366 | $38,634,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 525,771 | $38,560,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 460,405 | $38,536,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 431,400 | $38,494,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 374,683 | $38,469,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 843,023 | $38,307,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,295,874 | $38,215,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 740,086 | $38,099,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 622,300 | $38,016,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 585,733 | $37,622,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,131,090 | $37,507,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 145,892 | $37,472,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 903,700 | $37,296,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 717,852 | $37,242,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 440,473 | $37,106,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 940,970 | $36,990,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 658,449 | $36,761,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,533,721 | $36,656,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 605,666 | $36,588,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 363,211 | $36,507,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 2,056,278 | $36,314,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 2,724,600 | $36,305,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,841,701 | $36,208,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,273,265 | $36,077,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,678,362 | $35,918,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,124,019 | $35,778,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 348,200 | $35,670,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 415,100 | $35,670,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,234,928 | $35,380,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 422,622 | $35,327,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 306,454 | $35,291,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 859,218 | $35,245,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 830,619 | $35,094,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,692,550 | $35,030,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 601,500 | $34,995,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 521,831 | $34,958,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 511,553 | $34,802,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 2,729,164 | $34,551,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 481,717 | $34,457,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 346,000 | $34,254,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,041,782 | $33,837,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 733,550 | $33,743,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,295,000 | $33,645,000 | thousands by filing date | call |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,468,254 | $33,638,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,333,800 | $33,518,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 1,754,455 | $33,282,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,113,600 | $33,268,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 808,111 | $33,197,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 594,600 | $33,137,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 357,618 | $33,130,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 25,000,000 | $33,078,000 | thousands by filing date | principal |
| ROSS STORES INC COM | 778296103 | Stock | 509,473 | $33,018,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 459,065 | $32,897,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 620,636 | $32,850,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 3,606,904 | $32,823,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,326,388 | $32,802,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 152,270 | $32,769,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,369,916 | $32,645,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 3,088,730 | $32,586,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,096,045 | $32,426,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 39,200 | $32,405,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 524,994 | $32,361,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 782,609 | $32,267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,025,427 | $32,024,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 4,043,860 | $31,299,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 348,971 | $31,225,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 370,200 | $31,112,000 | thousands by filing date | call |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 340,767 | $31,058,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 525,608 | $30,964,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 467,145 | $30,887,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 939,312 | $30,828,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,720,380 | $30,778,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,813,664 | $30,742,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 468,534 | $30,717,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 1,482,966 | $30,712,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 683,216 | $30,629,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 302,072 | $30,603,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 640,700 | $30,504,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 760,100 | $30,488,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 314,631 | $30,472,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 201,100 | $30,416,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 1,296,400 | $30,064,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 647,563 | $29,814,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 351,832 | $29,783,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 779,927 | $29,723,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,196,000 | $29,661,000 | thousands by filing date | call |
| TEXAS | 882610108 | COMMON STOCK | 351,049 | $29,625,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 610,158 | $29,612,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 504,375 | $29,410,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 342,225 | $29,407,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 1,160,894 | $29,174,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 479,371 | $29,160,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,372,187 | $29,131,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 941,374 | $29,069,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 496,989 | $28,999,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 398,609 | $28,959,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 346,733 | $28,782,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,057,496 | $28,690,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 674,788 | $28,307,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 486,922 | $28,300,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 726,768 | $28,264,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 587,100 | $28,181,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 258,544 | $28,042,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 191,054 | $27,972,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,957,579 | $27,935,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |