13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWMONT CORP | 651639106 | COM | 190,700 | $5,711,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 81,080 | $5,704,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 89,800 | $5,684,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 721,480 | $5,678,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 154,284 | $5,676,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 94,600 | $5,659,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 101,042 | $5,648,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 132,986 | $5,643,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 63,125 | $5,642,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 62,393 | $5,633,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 69,954 | $5,626,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 321,447 | $5,625,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 133,679 | $5,618,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 737,826 | $5,615,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 115,600 | $5,610,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 148,748 | $5,591,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 163,645 | $5,588,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 172,000 | $5,585,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 433,391 | $5,582,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 163,300 | $5,582,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 419,300 | $5,581,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 342,454 | $5,572,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 77,359 | $5,568,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 129,948 | $5,567,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 56,400 | $5,560,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 49,400 | $5,557,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 285,900 | $5,555,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 70,021 | $5,542,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 74,268 | $5,526,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 353,663 | $5,513,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 121,200 | $5,507,000 | thousands by filing date | put |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 335,300 | $5,506,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 120,600 | $5,501,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 109,432 | $5,497,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 190,146 | $5,493,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 186,600 | $5,490,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 263,791 | $5,487,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 79,100 | $5,485,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 125,200 | $5,469,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 118,585 | $5,457,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 468,022 | $5,439,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 142,628 | $5,425,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 423,516 | $5,425,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 159,736 | $5,421,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 360,314 | $5,415,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 82,094 | $5,395,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 193,651 | $5,379,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 55,788 | $5,376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 80,463 | $5,376,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 84,436 | $5,369,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 37,479 | $5,363,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 208,734 | $5,359,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 64,534 | $5,357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 89,717 | $5,353,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 232,427 | $5,330,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 79,404 | $5,321,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 87,484 | $5,320,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 114,681 | $5,316,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 95,673 | $5,315,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 249,727 | $5,312,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 135,619 | $5,308,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 48,000 | $5,307,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 251,900 | $5,305,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 236,487 | $5,302,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 119,309 | $5,297,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 83,834 | $5,291,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 51,228 | $5,286,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 179,442 | $5,279,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 145,700 | $5,251,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 179,369 | $5,248,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 169,300 | $5,235,000 | thousands by filing date | put |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 107,031 | $5,234,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 232,482 | $5,233,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 135,600 | $5,225,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 372,864 | $5,205,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 190,290 | $5,195,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 85,400 | $5,191,000 | thousands by filing date | put |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 331,168 | $5,189,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,275,609 | $5,179,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 307,511 | $5,172,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 135,100 | $5,154,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 65,585 | $5,150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 185,649 | $5,142,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 86,700 | $5,142,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 61,393 | $5,140,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 959,404 | $5,132,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 385,600 | $5,132,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 207,400 | $5,129,000 | thousands by filing date | put |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 327,680 | $5,128,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 121,800 | $5,119,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 109,988 | $5,116,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 283,400 | $5,115,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 68,400 | $5,114,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 54,153 | $5,114,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 131,284 | $5,087,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 151,600 | $5,083,000 | thousands by filing date | put |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 59,500 | $5,081,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 77,507 | $5,078,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 86,000 | $5,066,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 60,903 | $5,064,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 146,933 | $5,061,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 5,958,000 | $5,057,000 | thousands by filing date | principal |
| EQT CORP COM | 26884L109 | Stock | 63,632 | $5,051,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 50,443 | $5,050,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 114,200 | $5,048,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 332,368 | $5,048,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 344,246 | $5,047,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 756,609 | $5,047,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 279,100 | $5,038,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 112,700 | $5,037,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 101,370 | $5,036,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 387,726 | $5,033,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 117,600 | $5,031,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 126,800 | $5,030,000 | thousands by filing date | call |
| MDU RES GROUP INC | 552690109 | COM | 193,980 | $5,027,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 83,786 | $5,025,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 75,550 | $5,019,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 285,187 | $5,016,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 31,523 | $5,010,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 97,100 | $4,999,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 161,100 | $4,996,000 | thousands by filing date | put |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 137,892 | $4,996,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 98,656 | $4,974,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 29,000 | $4,973,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 812,602 | $4,965,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 140,304 | $4,963,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 120,417 | $4,960,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 66,900 | $4,959,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 102,409 | $4,958,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 874,173 | $4,957,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 89,313 | $4,955,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 195,954 | $4,948,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 49,444 | $4,947,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 107,628 | $4,944,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 704,200 | $4,943,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 290,630 | $4,941,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 97,700 | $4,935,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 456,185 | $4,931,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 69,500 | $4,931,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 154,229 | $4,925,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 356,800 | $4,920,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 157,000 | $4,913,000 | thousands by filing date | call |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 204,799 | $4,909,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 53,200 | $4,907,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 101,729 | $4,899,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 99,416 | $4,896,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100,800 | $4,892,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 107,540 | $4,889,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 300,862 | $4,889,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 178,800 | $4,887,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 95,021 | $4,885,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 121,400 | $4,869,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 27,200 | $4,850,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 89,727 | $4,846,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 51,203 | $4,843,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 119,800 | $4,836,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 94,300 | $4,835,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 283,100 | $4,835,000 | thousands by filing date | put |
| VODAFONE GP PLC | 92857W209 | ADR | 167,900 | $4,826,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 184,595 | $4,819,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 96,500 | $4,816,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 56,328 | $4,810,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 44,300 | $4,805,000 | thousands by filing date | call |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 197,985 | $4,803,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 5,010,000 | $4,803,000 | thousands by filing date | principal |
| ALCOA INC | 013817101 | COM | 611,100 | $4,779,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 79,100 | $4,774,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 124,625 | $4,773,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 966,462 | $4,765,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 161,852 | $4,760,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 321,600 | $4,753,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 131,774 | $4,749,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 46,000 | $4,747,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 328,800 | $4,731,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 232,052 | $4,731,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 112,535 | $4,730,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 31,135 | $4,721,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 220,300 | $4,708,000 | thousands by filing date | put |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 4,083,553 | $4,696,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 111,700 | $4,695,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 87,128 | $4,688,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 73,600 | $4,687,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 155,444 | $4,672,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 89,627 | $4,661,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 64,068 | $4,660,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 64,127 | $4,659,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 301,434 | $4,657,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 162,736 | $4,657,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 88,700 | $4,657,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 286,600 | $4,657,000 | thousands by filing date | call |
| MCG CAPITAL CORP | 58047P107 | COM | 893,850 | $4,657,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 64,426 | $4,652,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 92,436 | $4,624,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 146,878 | $4,621,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 117,972 | $4,620,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 25,900 | $4,618,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 503,492 | $4,617,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 121,000 | $4,614,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 269,424 | $4,610,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 365,797 | $4,606,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 177,107 | $4,603,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 85,707 | $4,600,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 77,500 | $4,597,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 498,356 | $4,590,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 68,700 | $4,587,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 87,600 | $4,583,000 | thousands by filing date | call |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 784,295 | $4,580,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 499,900 | $4,579,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 315,499 | $4,569,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 73,500 | $4,564,000 | thousands by filing date | put |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 4,840,000 | $4,562,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 2,936,000 | $4,558,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 781,753 | $4,557,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 62,534 | $4,554,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 113,435 | $4,548,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 151,063 | $4,538,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 591,908 | $4,534,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10,700 | $4,533,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 48,163 | $4,532,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 233,319 | $4,531,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 35,717 | $4,520,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 287,369 | $4,518,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 92,400 | $4,516,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 161,048 | $4,503,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 136,100 | $4,502,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 77,268 | $4,493,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 252,609 | $4,479,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 247,741 | $4,467,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 354,399 | $4,465,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 291,600 | $4,461,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 45,100 | $4,456,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 945,852 | $4,455,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 136,494 | $4,446,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 268,031 | $4,441,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 73,800 | $4,439,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 229,041 | $4,423,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 252,842 | $4,422,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 393,517 | $4,419,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 252,344 | $4,416,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 133,741 | $4,412,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 101,271 | $4,412,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 102,847 | $4,408,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 129,649 | $4,401,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 292,956 | $4,398,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 65,002 | $4,391,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 35,105 | $4,390,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 179,933 | $4,390,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 206,205 | $4,387,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 408,400 | $4,382,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 56,271 | $4,381,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 312,406 | $4,377,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 382,600 | $4,373,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 224,286 | $4,371,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 251,927 | $4,366,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 60,100 | $4,366,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 226,641 | $4,365,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 328,716 | $4,365,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 60,356 | $4,360,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 472,292 | $4,360,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 189,600 | $4,359,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 27,600 | $4,359,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 131,330 | $4,356,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 165,919 | $4,354,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 62,366 | $4,351,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 254,500 | $4,347,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 76,100 | $4,345,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 166,953 | $4,343,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 93,108 | $4,342,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 80,002 | $4,336,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 69,700 | $4,332,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 669,204 | $4,330,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 624,800 | $4,330,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 204,095 | $4,325,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 139,009 | $4,322,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 103,057 | $4,321,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 520,604 | $4,321,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 39,800 | $4,317,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 323,109 | $4,313,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 428,305 | $4,313,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 127,500 | $4,309,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 229,194 | $4,306,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 80,387 | $4,301,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 66,514 | $4,301,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 138,200 | $4,301,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 139,660 | $4,296,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 233,000 | $4,287,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 76,997 | $4,273,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 94,567 | $4,269,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 154,983 | $4,268,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 95,200 | $4,263,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 156,944 | $4,254,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 328,774 | $4,248,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 376,510 | $4,247,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 166,953 | $4,245,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 61,300 | $4,241,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 149,909 | $4,233,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 44,286 | $4,228,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 128,494 | $4,227,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 142,521 | $4,222,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 98,449 | $4,221,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 302,926 | $4,213,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 72,723 | $4,210,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 169,148 | $4,209,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 45,600 | $4,206,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 47,100 | $4,203,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 136,000 | $4,200,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 57,377 | $4,194,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 84,400 | $4,193,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 201,735 | $4,192,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 54,200 | $4,190,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 179,900 | $4,172,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 82,061 | $4,169,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 100,169 | $4,169,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 67,900 | $4,146,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 104,400 | $4,135,000 | thousands by filing date | put |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 296,074 | $4,134,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 77,295 | $4,130,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 87,600 | $4,125,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 57,300 | $4,123,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 66,668 | $4,109,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 124,600 | $4,106,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 165,384 | $4,103,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 25,011 | $4,101,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 42,500 | $4,100,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 201,200 | $4,100,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 51,200 | $4,092,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 99,451 | $4,081,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 129,931 | $4,080,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 78,600 | $4,078,000 | thousands by filing date | put |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 330,034 | $4,076,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 73,548 | $4,054,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 27,771 | $4,052,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 119,600 | $4,052,000 | thousands by filing date | put |
| WELLPOINT INC | 94973V107 | COM | 49,500 | $4,051,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 100,279 | $4,050,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 172,145 | $4,048,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 280,281 | $4,047,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 140,576 | $4,042,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 271,507 | $4,037,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 104,900 | $4,032,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 63,100 | $4,028,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 136,970 | $4,023,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 145,278 | $4,013,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 135,377 | $4,009,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 127,874 | $4,008,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 1,025,073 | $4,008,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 51,644 | $4,001,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 60,400 | $3,994,000 | thousands by filing date | call |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 38,497 | $3,991,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 195,769 | $3,990,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 70,000 | $3,977,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 104,967 | $3,977,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 32,738 | $3,975,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 39,790 | $3,974,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 288,140 | $3,973,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 78,488 | $3,964,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 351,555 | $3,958,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 67,149 | $3,948,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 51,500 | $3,945,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 50,769 | $3,939,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 54,200 | $3,938,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 48,400 | $3,935,000 | thousands by filing date | put |
| MARKELGROUPINC | 570535104 | STOK | 7,465 | $3,934,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 98,700 | $3,933,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 230,039 | $3,924,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 246,879 | $3,920,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 207,804 | $3,917,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 284,073 | $3,909,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 6,567,800 | $3,899,000 | thousands by filing date | principal |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 313,990 | $3,890,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 127,177 | $3,890,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 454,000 | $3,882,000 | thousands by filing date | call |
| PEPCO HOLDINGS INC | 713291102 | COM | 192,471 | $3,880,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 104,730 | $3,863,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 90,280 | $3,860,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,020,590 | $3,858,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 173,130 | $3,854,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 15,000 | $3,853,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 110,868 | $3,849,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 243,682 | $3,838,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 57,480 | $3,838,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 59,947 | $3,838,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 47,900 | $3,835,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 29,906 | $3,835,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 55,200 | $3,834,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 91,600 | $3,824,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 253,594 | $3,819,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 20,533 | $3,818,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 45,100 | $3,818,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 99,543 | $3,804,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 259,400 | $3,798,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 136,420 | $3,790,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 193,850 | $3,789,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 162,414 | $3,789,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 608,629 | $3,785,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 300,570 | $3,778,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 695,627 | $3,777,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 173,767 | $3,773,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 86,735 | $3,773,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 592,071 | $3,771,000 | thousands by filing date | |
| MARKET LEADER INC | 57056R103 | COM | 352,084 | $3,767,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 52,900 | $3,757,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764103 | COM | 93,660 | $3,756,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 59,510 | $3,754,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 381,813 | $3,749,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 92,812 | $3,744,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 297,100 | $3,735,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 47,100 | $3,732,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 295,100 | $3,709,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 196,957 | $3,705,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 250,887 | $3,703,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 62,018 | $3,697,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 141,001 | $3,687,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 72,797 | $3,678,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 146,642 | $3,670,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 65,000 | $3,660,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 81,000 | $3,648,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 57,300 | $3,647,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 445,082 | $3,641,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 156,053 | $3,638,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 103,915 | $3,635,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 63,000 | $3,633,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 117,858 | $3,630,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 97,100 | $3,627,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 130,845 | $3,618,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 201,157 | $3,616,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 128,500 | $3,604,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 205,397 | $3,598,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 19,863 | $3,596,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 84,300 | $3,595,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 189,400 | $3,593,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 66,665 | $3,586,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 59,800 | $3,584,000 | thousands by filing date | call |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 52,872 | $3,577,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 162,015 | $3,576,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 164,600 | $3,573,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 73,100 | $3,572,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 66,746 | $3,571,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 90,784 | $3,566,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 78,488 | $3,566,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 278,300 | $3,562,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 169,150 | $3,561,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 220,741 | $3,550,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 65,100 | $3,548,000 | thousands by filing date | put |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 144,873 | $3,548,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 58,249 | $3,547,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,885,901 | $3,545,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 57,888 | $3,538,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 205,090 | $3,534,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 69,539 | $3,532,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 65,318 | $3,526,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 58,303 | $3,519,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 62,495 | $3,518,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 158,790 | $3,517,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 140,577 | $3,515,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 668,707 | $3,511,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 264,771 | $3,509,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 67,700 | $3,504,000 | thousands by filing date | call |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 348,344 | $3,504,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 40,813 | $3,500,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 138,459 | $3,491,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 65,600 | $3,489,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 80,500 | $3,487,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 86,976 | $3,487,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 34,492 | $3,485,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 72,500 | $3,467,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 54,000 | $3,458,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 42,082 | $3,457,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 170,502 | $3,450,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 96,000 | $3,450,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 122,700 | $3,442,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 72,700 | $3,439,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 47,100 | $3,435,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 123,986 | $3,431,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 132,632 | $3,429,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 119,705 | $3,428,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 47,000 | $3,427,000 | thousands by filing date | put |
| CROSSTEX ENERGY L P | 22765U102 | COM | 166,074 | $3,425,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 33,242 | $3,424,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 172,891 | $3,422,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 56,100 | $3,416,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 104,564 | $3,408,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 63,000 | $3,403,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 18,600 | $3,399,000 | thousands by filing date | put |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 56,000 | $3,386,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 108,494 | $3,382,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 38,584 | $3,381,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 70,309 | $3,378,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 160,330 | $3,375,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 353,386 | $3,375,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 183,180 | $3,372,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 129,900 | $3,368,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 52,474 | $3,366,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 349,902 | $3,366,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 196,451 | $3,363,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 331,000 | $3,363,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 53,755 | $3,357,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 147,430 | $3,351,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 670,800 | $3,351,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 576,366 | $3,343,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |