13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1,300 | $12,000 | thousands by filing date | call |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 2,280 | $12,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G128 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 1,870 | $12,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 927 | $12,000 | thousands by filing date | |
| LSB FINL CORP | 501925101 | COM | 525 | $12,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 813 | $12,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 969 | $12,000 | thousands by filing date | |
| NTS RLTY HLDGS LTD PARTNERSH | 629422106 | PARTSHIP UNITS | 1,706 | $12,000 | thousands by filing date | |
| THAI CAP FD INC | 882905201 | COM NEW | 1,034 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A483 | UL RUS1000VA NEW | 220 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X252 | PSHS ULSHRT TELE | 516 | $12,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 300 | $11,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 250 | $11,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 200 | $11,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 200 | $11,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 400 | $11,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 500 | $11,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 300 | $11,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 800 | $11,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 300 | $11,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 600 | $11,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 100 | $11,000 | thousands by filing date | call |
| PINNACLE WEST CAP CORP | 723484101 | COM | 200 | $11,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 300 | $11,000 | thousands by filing date | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 771 | $11,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,565 | $11,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,500 | $11,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,700 | $11,000 | thousands by filing date | call |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 967 | $11,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 600 | $11,000 | thousands by filing date | call |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,602 | $11,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 423 | $11,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,000 | $11,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 3,301 | $11,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 500 | $11,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 500 | $11,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 568 | $11,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,038 | $11,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 500 | $11,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 5,000 | $11,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 1,915 | $11,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 600 | $11,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 5,423 | $11,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 200 | $11,000 | thousands by filing date | put |
| IF BANCORP INC | 44951J105 | COM | 698 | $11,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 900 | $11,000 | thousands by filing date | put |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 882 | $11,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,300 | $11,000 | thousands by filing date | call |
| SYMMETRICOM INC | 871543104 | COM | 2,442 | $11,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 666 | $11,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 1,000 | $11,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 400 | $11,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565100 | COM | 600 | $11,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 2,000 | $11,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 5,761 | $11,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 593 | $11,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 200 | $11,000 | thousands by filing date | call |
| PMFG INC | 69345P103 | COM | 1,569 | $11,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,500 | $11,000 | thousands by filing date | put |
| TENGASCO INC | 88033R205 | COM NEW | 22,263 | $11,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 1,900 | $11,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 500 | $11,000 | thousands by filing date | call |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 4,303 | $11,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954107 | COM | 22,500 | $11,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 2,348 | $11,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 1,943 | $11,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 2,837 | $11,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 1,348 | $11,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 490 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X211 | PSHS ULSHT MD400 | 612 | $11,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 500 | $11,000 | thousands by filing date | call |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 26,269 | $11,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 7,232 | $11,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 976 | $11,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 10,000 | $11,000 | thousands by filing date | principal |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 300 | $11,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 517 | $11,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 25,501 | $11,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 1,082 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 861 | $11,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 2,150 | $11,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 5,000 | $11,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 910 | $11,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 2,574 | $11,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 1,302 | $11,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 2,055 | $11,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 1,474 | $11,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 9,223 | $11,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X201 | COM NEW | 6,354 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289701 | S&P TARGET 35 | 294 | $11,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,013 | $11,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 4,124 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 100 | $10,000 | thousands by filing date | put |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 100 | $10,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 200 | $10,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 1,063 | $10,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 289 | $10,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 100 | $10,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 200 | $10,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 100 | $10,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 100 | $10,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 200 | $10,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 200 | $10,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 300 | $10,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,500 | $10,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 400 | $10,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 400 | $10,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 234 | $10,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,000 | $10,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 400 | $10,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 100 | $10,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 200 | $10,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 200 | $10,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 300 | $10,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 709 | $10,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 300 | $10,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $10,000 | thousands by filing date | put |
| MADDEN STEVEN LTD | 556269108 | COM | 200 | $10,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 500 | $10,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 300 | $10,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 500 | $10,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 300 | $10,000 | thousands by filing date | put |
| THOMSON REUTERS CORP | 884903105 | COM | 300 | $10,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 500 | $10,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,280 | $10,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 598 | $10,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 283 | $10,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 3,657 | $10,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 484 | $10,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 600 | $10,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 350 | $10,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 229 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 349 | $10,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,650 | $10,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2,664 | $10,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 130 | $10,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 622 | $10,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,694 | $10,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 5,217 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 300 | $10,000 | thousands by filing date | put |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 300 | $10,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 700 | $10,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 200 | $10,000 | thousands by filing date | call |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | call |
| LUCENT TECHNOLOGIES INC | 549463AH0 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,381 | $10,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 700 | $10,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 7,000 | $10,000 | thousands by filing date | principal |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,100 | $10,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 854 | $10,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 316 | $10,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 10,000 | $10,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,500 | $10,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 1,080 | $10,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 400 | $10,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 200 | $10,000 | thousands by filing date | call |
| Targa Resources Partners, LP | 87611X105 | LTD | 200 | $10,000 | thousands by filing date | put |
| HOMEAWAY INC | 43739Q100 | COM | 300 | $10,000 | thousands by filing date | call |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 2,100 | $10,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,000 | $10,000 | thousands by filing date | call |
| PACER INTL INC TENN | 69373H106 | COM | 1,600 | $10,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,000 | $10,000 | thousands by filing date | put |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 914 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 600 | $10,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 6,485 | $10,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,800 | $10,000 | thousands by filing date | put |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 17,300 | $10,000 | thousands by filing date | call |
| COMVERSE INC | 20585P105 | COM | 317 | $10,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 200 | $10,000 | thousands by filing date | call |
| SELECT COMFORT CORP | 81616X103 | COM | 400 | $10,000 | thousands by filing date | call |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 651 | $10,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 400 | $10,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 2,200 | $10,000 | thousands by filing date | call |
| STEMCELLS INC | 85857R204 | COM NEW | 5,904 | $10,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 9,500 | $10,000 | thousands by filing date | |
| VIRTUAL SCOPICS INC. | 928269109 | COM | 26,800 | $10,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 1,576 | $10,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 1,032 | $10,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 580 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 601 | $10,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 5,201 | $10,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 2,817 | $10,000 | thousands by filing date | |
| AQUASITION CORP | Y0192H129 | CMN | 950 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 155 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 174 | $10,000 | thousands by filing date | |
| PROSHARES ULTRA MID CAP VAL | 74347R495 | COM | 175 | $10,000 | thousands by filing date | |
| TELULAR CORP | 87970T208 | COM NEW | 800 | $10,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 23,305 | $10,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461209 | BSC MATLS GEM | 1,100 | $10,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 529 | $10,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 545 | $10,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 2,754 | $10,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 2,949 | $10,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 11,204 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289560 | TELECM SVCS FD | 185 | $10,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 2,106 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 257 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 667 | $10,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461407 | CONSMR SVC GEM | 460 | $10,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 3,414 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 375 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D639 | 2X INVER PLATI | 180 | $10,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 600 | $9,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 100 | $9,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 200 | $9,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,000 | $9,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 100 | $9,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 100 | $9,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,600 | $9,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 600 | $9,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 856 | $9,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,200 | $9,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 100 | $9,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 500 | $9,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 100 | $9,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 500 | $9,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 1,700 | $9,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 100 | $9,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 500 | $9,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 400 | $9,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 257 | $9,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 200 | $9,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,000 | $9,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,000 | $9,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 400 | $9,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 200 | $9,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 300 | $9,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 300 | $9,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 145 | $9,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 526 | $9,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 500 | $9,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 230 | $9,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 947 | $9,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 862 | $9,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1,007 | $9,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 100 | $9,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 760 | $9,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 100 | $9,000 | thousands by filing date | call |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,859 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 127 | $9,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 631 | $9,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 580 | $9,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 400 | $9,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,007 | $9,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 219 | $9,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 580 | $9,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 2,300 | $9,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 2,812 | $9,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 624 | $9,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,000 | $9,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 200 | $9,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 200 | $9,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 200 | $9,000 | thousands by filing date | put |
| JARDEN CORP | 471109108 | COM | 200 | $9,000 | thousands by filing date | put |
| ACE LTD | H0023R105 | SHS | 100 | $9,000 | thousands by filing date | put |
| FIFTH & PAC COS INC | 316645100 | COM | 400 | $9,000 | thousands by filing date | put |
| URS CORP NEW | 903236107 | COM | 200 | $9,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 2,500 | $9,000 | thousands by filing date | put |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 2,500 | $9,000 | thousands by filing date | call |
| PACER INTL INC TENN | 69373H106 | COM | 1,500 | $9,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 472 | $9,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 74,220 | $9,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 500 | $9,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 1,000 | $9,000 | thousands by filing date | call |
| IXIA | 45071R109 | COM | 500 | $9,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,006 | $9,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 500 | $9,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 1,700 | $9,000 | thousands by filing date | call |
| SYMMETRY MEDICAL INC | 871546206 | COM | 1,086 | $9,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 300 | $9,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 627 | $9,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 5,880 | $9,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 7,000 | $9,000 | thousands by filing date | principal |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 3,000 | $9,000 | thousands by filing date | call |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,000 | $9,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 3,500 | $9,000 | thousands by filing date | put |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 4,400 | $9,000 | thousands by filing date | put |
| HYPERDYNAMICS CORP | 448954107 | COM | 18,900 | $9,000 | thousands by filing date | put |
| OMTHERA PHARMACEUTICALS INC | 68217A103 | COM | 693 | $9,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 1,943 | $9,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 1,951 | $9,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 664 | $9,000 | thousands by filing date | |
| CRESCENT FINANCIAL BANCSHARE | 225743103 | COM | 1,905 | $9,000 | thousands by filing date | |
| VERENIUM CORP | 92340P209 | COM | 4,218 | $9,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 2,122 | $9,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 5,300 | $9,000 | thousands by filing date | call |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 2,973 | $9,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 5,988 | $9,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 354 | $9,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,000 | $9,000 | thousands by filing date | call |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 410 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 339 | $9,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 348 | $9,000 | thousands by filing date | |
| PROSHARES ULTSHRT RUS 2000 G | 74347X195 | COM | 570 | $9,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 2,131 | $9,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 3,032 | $9,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 690 | $9,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,007 | $9,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 7,100 | $9,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 578 | $9,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 609 | $9,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 723 | $9,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818AB7 | CNV | 3,000 | $9,000 | thousands by filing date | principal |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 5,425 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 400 | $9,000 | thousands by filing date | |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 5,862 | $9,000 | thousands by filing date | |
| BIRKS & MAYORS INC | 090881103 | CL A VTG | 7,072 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 319 | $9,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 960 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D647 | 2X LONG PLATIN | 276 | $9,000 | thousands by filing date | |
| MEADE INSTRUMENTS CORP | 583062203 | COM NEW | 2,458 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 300 | $8,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 200 | $8,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 200 | $8,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 300 | $8,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $8,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 831 | $8,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 500 | $8,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 200 | $8,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 300 | $8,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,500 | $8,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 300 | $8,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 500 | $8,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 5,000 | $8,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 5,400 | $8,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,600 | $8,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 200 | $8,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 400 | $8,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 200 | $8,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 500 | $8,000 | thousands by filing date | put |
| CHAMPION HOMES INC | 830830105 | COM | 2,150 | $8,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $8,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 600 | $8,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 100 | $8,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 159 | $8,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,106 | $8,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 287 | $8,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 200 | $8,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 497 | $8,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 200 | $8,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 300 | $8,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 100 | $8,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 200 | $8,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 378 | $8,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 900 | $8,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 1,215 | $8,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 951 | $8,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 556 | $8,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 470 | $8,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 593 | $8,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,300 | $8,000 | thousands by filing date | call |
| PRO DEX INC | 74265M205 | COMMON STOCK | 4,470 | $8,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,589 | $8,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 291 | $8,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 471 | $8,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 522 | $8,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 100 | $8,000 | thousands by filing date | put |
| COFFEE HLDG CO INC | 192176105 | COM | 1,390 | $8,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,800 | $8,000 | thousands by filing date | call |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,035 | $8,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 814 | $8,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 300 | $8,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,000 | $8,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 300 | $8,000 | thousands by filing date | call |
| DATALINK CORP | 237934104 | COMMON STOCK | 783 | $8,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 519 | $8,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,337 | $8,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 1,949 | $8,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,400 | $8,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 500 | $8,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,500 | $8,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 200 | $8,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 457 | $8,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 2,598 | $8,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 200 | $8,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 968 | $8,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 4,000 | $8,000 | thousands by filing date | put |
| Gevo Inc | 374396109 | COMMON | 4,000 | $8,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 500 | $8,000 | thousands by filing date | put |
| Concur Technologies, Inc. | 206708109 | COM | 100 | $8,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 200 | $8,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 7,000 | $8,000 | thousands by filing date | principal |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 2,946 | $8,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 666 | $8,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 2,373 | $8,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $8,000 | thousands by filing date | put |
| XOOM CORP | 98419Q101 | COM | 340 | $8,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 900 | $8,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 800 | $8,000 | thousands by filing date | call |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 100 | $8,000 | thousands by filing date | put |
| NOVACOPPER INC | 66988K102 | COM | 4,700 | $8,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,750 | $8,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 333 | $8,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 600 | $8,000 | thousands by filing date | call |
| UNITED ONLINE INC | 911268100 | COM | 1,000 | $8,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 1,800 | $8,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 700 | $8,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 400 | $8,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 721 | $8,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 3,620 | $8,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,464 | $8,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 15,000 | $8,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 400 | $8,000 | thousands by filing date | call |
| DYNAMIC MATLS CORP | 267888105 | COM | 500 | $8,000 | thousands by filing date | call |
| CARDICA INC | 14141R101 | COM | 7,220 | $8,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 3,500 | $8,000 | thousands by filing date | call |
| WHITING USA TR II | 966388100 | TR UNIT | 650 | $8,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 900 | $8,000 | thousands by filing date | put |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,203 | $8,000 | thousands by filing date | |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 1,944 | $8,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,000 | $8,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,000 | $8,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 7,000 | $8,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 292 | $8,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 2,841 | $8,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,347 | $8,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $8,000 | thousands by filing date | call |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 654 | $8,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 819 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 317 | $8,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 1,540 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 501 | $8,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 1,800 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H566 | PS AGRI DS ETN | 556 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 418 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 122 | $8,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 3,980 | $8,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 1,224 | $8,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 584 | $8,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 5,000 | $8,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 306 | $8,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 310 | $8,000 | thousands by filing date | |
| PUREFUNDS ISE DIAMOND/GE-ETF | 30304R100 | CMN | 473 | $8,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 21,466 | $8,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 5,392 | $8,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526104 | COM | 7,896 | $8,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895101 | CLB | 683 | $8,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 311 | $8,000 | thousands by filing date | |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 1,311 | $8,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 8,345 | $8,000 | thousands by filing date | |
| PRINCIPLED EQUITY MARKET FD | 742959109 | SH BEN INT | 438 | $8,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 2,527 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A863 | ULSHRT UTILS FD | 347 | $8,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 1,452 | $8,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 2,328 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 200 | $8,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 1,338 | $8,000 | thousands by filing date | |
| PHAZAR CORP | 71722R108 | COM | 6,581 | $8,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,422 | $7,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 500 | $7,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 100 | $7,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 200 | $7,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 100 | $7,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 100 | $7,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 100 | $7,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 400 | $7,000 | thousands by filing date | call |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 100 | $7,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 800 | $7,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 500 | $7,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 500 | $7,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 100 | $7,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 500 | $7,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 5,800 | $7,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1,295 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 182 | $7,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 400 | $7,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 200 | $7,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 200 | $7,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 200 | $7,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 100 | $7,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 232 | $7,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 100 | $7,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 144 | $7,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 181 | $7,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 435 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 100 | $7,000 | thousands by filing date | call |
| FIRST INTERNET BANCORP | 320557101 | COM | 339 | $7,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 400 | $7,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 200 | $7,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 260 | $7,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 200 | $7,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 200 | $7,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 500 | $7,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 300 | $7,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 300 | $7,000 | thousands by filing date | call |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 153 | $7,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 658 | $7,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 900 | $7,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 503 | $7,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 500 | $7,000 | thousands by filing date | call |
| IMMUCELL CORP | 452525306 | COM PAR | 1,870 | $7,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 400 | $7,000 | thousands by filing date | call |
| SPAR GROUP INC | 784933103 | COM | 2,613 | $7,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 100 | $7,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 300 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |