13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 1,692 | $28,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 1,616 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 400 | $27,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 800 | $27,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 500 | $27,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 400 | $27,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,000 | $27,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 600 | $27,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,400 | $27,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,163 | $27,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,000 | $27,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 300 | $27,000 | thousands by filing date | put |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 804 | $27,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 369 | $27,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 700 | $27,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,568 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 2,057 | $27,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2,918 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 399 | $27,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 3,528 | $27,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,174 | $27,000 | thousands by filing date | |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 2,000 | $27,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 15,980 | $27,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,430 | $27,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 300 | $27,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,562 | $27,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 3,410 | $27,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 900 | $27,000 | thousands by filing date | call |
| PALL CORP | 696429307 | COM | 400 | $27,000 | thousands by filing date | put |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 1,895 | $27,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,200 | $27,000 | thousands by filing date | put |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 2,100 | $27,000 | thousands by filing date | put |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 6,262 | $27,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 5,100 | $27,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,000 | $27,000 | thousands by filing date | call |
| VELTI PLC ST HELIER | G93285107 | SHS | 19,100 | $27,000 | thousands by filing date | call |
| WALTER INVT MGMT CORP | 93317W102 | COM | 800 | $27,000 | thousands by filing date | put |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 30,000 | $27,000 | thousands by filing date | principal |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,424 | $27,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 1,130 | $27,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,257 | $27,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 1,000 | $27,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,200 | $27,000 | thousands by filing date | put |
| HYPERDYNAMICS CORP | 448954107 | COM | 55,411 | $27,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 2,543 | $27,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 2,263 | $27,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 3,200 | $27,000 | thousands by filing date | put |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 4,000 | $27,000 | thousands by filing date | |
| Standard Financial Corp. | 853393106 | Common Stock | 1,441 | $27,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 2,134 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 850 | $27,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 577 | $26,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 400 | $26,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,000 | $26,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,500 | $26,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 900 | $26,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,000 | $26,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,725 | $26,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 4,063 | $26,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 500 | $26,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 500 | $26,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,351 | $26,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,600 | $26,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,259 | $26,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 900 | $26,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,500 | $26,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572108 | CL B | 237 | $26,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 501 | $26,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,627 | $26,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,000 | $26,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,400 | $26,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 9,025 | $26,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,200 | $26,000 | thousands by filing date | call |
| STERIS CORP | 859152100 | COMMON STOCK | 600 | $26,000 | thousands by filing date | call |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 29,574 | $26,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 400 | $26,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 5,800 | $26,000 | thousands by filing date | call |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 8,937 | $26,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,700 | $26,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,300 | $26,000 | thousands by filing date | call |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,500 | $26,000 | thousands by filing date | call |
| RESPONSYS INC | 761248103 | COM | 1,815 | $26,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 600 | $26,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 4,100 | $26,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 600 | $26,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,000 | $26,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,500 | $26,000 | thousands by filing date | put |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 2,121 | $26,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 9,900 | $26,000 | thousands by filing date | call |
| LOCAL CORP | 53954W104 | COM | 15,377 | $26,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 15,655 | $26,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,000 | $26,000 | thousands by filing date | put |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 700 | $26,000 | thousands by filing date | call |
| SKULLCANDY INC | 83083J104 | COM | 4,700 | $26,000 | thousands by filing date | put |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,473 | $26,000 | thousands by filing date | |
| FACTORSHARES 2X: SP500-USD | 303048102 | COM | 1,152 | $26,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 2,594 | $26,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 1,989 | $26,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,192 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 332 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y750 | QAM EQTY HEDGE | 999 | $26,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P135 | BIG PHARMA ETN | 784 | $26,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 300 | $25,000 | thousands by filing date | call |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,500 | $25,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 500 | $25,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,400 | $25,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,100 | $25,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 300 | $25,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 400 | $25,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 700 | $25,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,635 | $25,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 2,000 | $25,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 590 | $25,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,400 | $25,000 | thousands by filing date | put |
| POLYONE CORP | 73179P106 | COM | 1,000 | $25,000 | thousands by filing date | put |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 7,797 | $25,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,230 | $25,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,000 | $25,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,100 | $25,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 800 | $25,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,876 | $25,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,000 | $25,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 4,929 | $25,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,300 | $25,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 33,400 | $25,000 | thousands by filing date | call |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 600 | $25,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 500 | $25,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 900 | $25,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,440 | $25,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 10,155 | $25,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 16,700 | $25,000 | thousands by filing date | put |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 1,768 | $25,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 300 | $25,000 | thousands by filing date | call |
| AFFYMETRIX INC | 00826T108 | COM | 5,700 | $25,000 | thousands by filing date | put |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,025 | $25,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 6,794 | $25,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 2,000 | $25,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 6,800 | $25,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 807 | $25,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 832 | $25,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159127 | UNIT 99/99/9999 | 6,545 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B102 | PSHS HLTH CARE | 688 | $25,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,000 | $24,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,641 | $24,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,000 | $24,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,700 | $24,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,200 | $24,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 700 | $24,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 774 | $24,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,704 | $24,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 773 | $24,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 800 | $24,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 866 | $24,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 600 | $24,000 | thousands by filing date | call |
| MATERION CORP | 576690101 | COM | 900 | $24,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 1,100 | $24,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 1,000 | $24,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 2,175 | $24,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,642 | $24,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 2,080 | $24,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,135 | $24,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 832 | $24,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,050 | $24,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 1,865 | $24,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 1,637 | $24,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,308 | $24,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $24,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $24,000 | thousands by filing date | call |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 5,743 | $24,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,100 | $24,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 2,900 | $24,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738101 | COM | 2,030 | $24,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 4,945 | $24,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,026 | $24,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 1,500 | $24,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 9,600 | $24,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 34,848 | $24,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,493 | $24,000 | thousands by filing date | |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 24,000 | $24,000 | thousands by filing date | principal |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 286,533 | $24,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,600 | $24,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 3,100 | $24,000 | thousands by filing date | put |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 1,400 | $24,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,000 | $24,000 | thousands by filing date | call |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 23,825 | $24,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 5,900 | $24,000 | thousands by filing date | call |
| OI S.A. | 670851104 | SPONSORED ADR | 12,423 | $24,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 1,607 | $24,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,800 | $24,000 | thousands by filing date | call |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 1,370 | $24,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 651 | $24,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 1,411 | $24,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 7,814 | $24,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 6,470 | $24,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 300 | $24,000 | thousands by filing date | call |
| FACTORSHARES 2X: SP500-TBD | 303046106 | COM | 1,915 | $24,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,000 | $24,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,384 | $24,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 5,238 | $24,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 1,803 | $24,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 1,083 | $24,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q501 | UNIT 99/99/9999 | 1,134 | $24,000 | thousands by filing date | |
| MASSACHUSETTS HEALTH & ED TX | 575672100 | SH BEN INT | 1,842 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 830 | $24,000 | thousands by filing date | |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 1,096 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P866 | FUND | 440 | $24,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 900 | $23,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 900 | $23,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 700 | $23,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 300 | $23,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 600 | $23,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 500 | $23,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 2,103 | $23,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,200 | $23,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 2,079 | $23,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,263 | $23,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,700 | $23,000 | thousands by filing date | call |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 700 | $23,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 2,453 | $23,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 8,464 | $23,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | call |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 400 | $23,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,000 | $23,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 600 | $23,000 | thousands by filing date | call |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 900 | $23,000 | thousands by filing date | put |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 3,483 | $23,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,300 | $23,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 6,900 | $23,000 | thousands by filing date | call |
| PRECISION CASTPARTS CORP | 740189105 | COM | 100 | $23,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 1,115 | $23,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 16,408 | $23,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 850 | $23,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 2,777 | $23,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 2,000 | $23,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 1,000 | $23,000 | thousands by filing date | put |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,597 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 1,000 | $23,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 4,800 | $23,000 | thousands by filing date | put |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 11,100 | $23,000 | thousands by filing date | put |
| STEC INC | 784774101 | COM | 3,400 | $23,000 | thousands by filing date | call |
| REALNETWORKS INC | 75605L708 | COM | 3,043 | $23,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 9,733 | $23,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 6,000 | $23,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,717 | $23,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 2,208 | $23,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 23,000 | $23,000 | thousands by filing date | call |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,184 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 612 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 1,150 | $23,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 1,401 | $23,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K113 | *W EXP 09/13/201 | 31,059 | $23,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 428 | $22,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 300 | $22,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 300 | $22,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 500 | $22,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 3,200 | $22,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 400 | $22,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 500 | $22,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 400 | $22,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 500 | $22,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,600 | $22,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,500 | $22,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 600 | $22,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 300 | $22,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 700 | $22,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,100 | $22,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 500 | $22,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,265 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 200 | $22,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 600 | $22,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,900 | $22,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,400 | $22,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 3,268 | $22,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 6,500 | $22,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 1,067 | $22,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 559 | $22,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 800 | $22,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 300 | $22,000 | thousands by filing date | call |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 400 | $22,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,120 | $22,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,000 | $22,000 | thousands by filing date | put |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 200 | $22,000 | thousands by filing date | put |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 5,055 | $22,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 912 | $22,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 600 | $22,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 1,594 | $22,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 200 | $22,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 22,000 | $22,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 500 | $22,000 | thousands by filing date | call |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 2,700 | $22,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 2,168 | $22,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,400 | $22,000 | thousands by filing date | put |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 97 | $22,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 3,700 | $22,000 | thousands by filing date | call |
| ANALOGIC CORP | 032657207 | COM | 300 | $22,000 | thousands by filing date | call |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 2,304 | $22,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 6,700 | $22,000 | thousands by filing date | call |
| Delcath Systems Inc | 24661p104 | COM | 58,400 | $22,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 14,680 | $22,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 1,218 | $22,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 2,000 | $22,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 5,138 | $22,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 7,002 | $22,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 4,396 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 335 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 1,360 | $22,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 1,587 | $22,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 1,284 | $22,000 | thousands by filing date | |
| Newport Bancorp, Inc. | 651754103 | Common Stock | 1,295 | $22,000 | thousands by filing date | |
| PROSHARES ULT MSCI PAC X-JPN | 74347X534 | CMN | 689 | $22,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 1,656 | $22,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 4,782 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347X161 | PSHS ULSHT MC VA | 958 | $22,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,304 | $21,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 500 | $21,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,500 | $21,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 400 | $21,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 400 | $21,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 800 | $21,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,000 | $21,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,100 | $21,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $21,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $21,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 1,373 | $21,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 950 | $21,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 200 | $21,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 400 | $21,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 300 | $21,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 200 | $21,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 1,405 | $21,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,500 | $21,000 | thousands by filing date | call |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 9,771 | $21,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,357 | $21,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 994 | $21,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,500 | $21,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 600 | $21,000 | thousands by filing date | put |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,838 | $21,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,200 | $21,000 | thousands by filing date | put |
| PENNS WOODS BANCORP INC | 708430103 | COM | 500 | $21,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 826 | $21,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,800 | $21,000 | thousands by filing date | put |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 800 | $21,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 517 | $21,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 900 | $21,000 | thousands by filing date | put |
| COLEMAN CABLE INC | 193459302 | COM | 1,166 | $21,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 3,155 | $21,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,000 | $21,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370104 | COM | 2,100 | $21,000 | thousands by filing date | call |
| SAIC INC | 78390X101 | COM | 1,500 | $21,000 | thousands by filing date | call |
| BANCORPSOUTH INC | 059692103 | COM | 1,200 | $21,000 | thousands by filing date | call |
| CLEVELAND BIOLABS INC | 185860103 | COM | 12,975 | $21,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,130 | $21,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 9,900 | $21,000 | thousands by filing date | call |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 33,024 | $21,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,900 | $21,000 | thousands by filing date | call |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 500 | $21,000 | thousands by filing date | call |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 3,709 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 400 | $21,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 759 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U407 | GBL ALTER ENRG | 1,375 | $21,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,400 | $21,000 | thousands by filing date | put |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 900 | $21,000 | thousands by filing date | put |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 2,397 | $21,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 5,569 | $21,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 1,287 | $21,000 | thousands by filing date | |
| PROSHARES ULTRA RUS 1000 VAL | 74347R529 | COM | 443 | $21,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 1,000 | $21,000 | thousands by filing date | put |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 8,146 | $21,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 415 | $21,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 1,019 | $21,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 828 | $21,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 1,524 | $21,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 600 | $20,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 500 | $20,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 300 | $20,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 2,156 | $20,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 300 | $20,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 100 | $20,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 800 | $20,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 400 | $20,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 3,000 | $20,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 3,322 | $20,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 300 | $20,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 300 | $20,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 600 | $20,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 500 | $20,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,000 | $20,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,116 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 477 | $20,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 500 | $20,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 7,300 | $20,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 500 | $20,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 900 | $20,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,442 | $20,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 652 | $20,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 350 | $20,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 500 | $20,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 800 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 315 | $20,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 13,600 | $20,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070105 | CL B | 675 | $20,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 800 | $20,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 5,200 | $20,000 | thousands by filing date | call |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 600 | $20,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 5,473 | $20,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 6,250 | $20,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,200 | $20,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 500 | $20,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 500 | $20,000 | thousands by filing date | put |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 844 | $20,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 200 | $20,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,300 | $20,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 6,746 | $20,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,000 | $20,000 | thousands by filing date | put |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 10,932 | $20,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 941 | $20,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 4,015 | $20,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 1,194 | $20,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 700 | $20,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 300 | $20,000 | thousands by filing date | put |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 5,600 | $20,000 | thousands by filing date | call |
| CAMAC ENERGY INC | 131745101 | COM | 35,314 | $20,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 8,366 | $20,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 5,000 | $20,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 4,449 | $20,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 3,000 | $20,000 | thousands by filing date | put |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 1,101 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 14,000 | $20,000 | thousands by filing date | principal |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 800 | $20,000 | thousands by filing date | put |
| MATTERSIGHT CORP | 577097108 | COM | 6,996 | $20,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641661 | S&P500 GLD ETN | 498 | $20,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 677 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 568 | $20,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 718 | $20,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R127 | UNIT 99/99/9999 | 2,400 | $20,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387201 | PERP PFD CONV | 97 | $20,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 400 | $19,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 300 | $19,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 500 | $19,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 500 | $19,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 800 | $19,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 500 | $19,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 15,900 | $19,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,809 | $19,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 8,797 | $19,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 200 | $19,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 3,439 | $19,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,500 | $19,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,600 | $19,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 900 | $19,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,850 | $19,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 3,277 | $19,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,652 | $19,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 817 | $19,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,438 | $19,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,100 | $19,000 | thousands by filing date | put |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 1,711 | $19,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 2,500 | $19,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 6,100 | $19,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 8,700 | $19,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,280 | $19,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 2,600 | $19,000 | thousands by filing date | put |
| TEXTURA CORP | 883211104 | COM | 726 | $19,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 2,400 | $19,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 1,062 | $19,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 746 | $19,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 600 | $19,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 6,846 | $19,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 1,400 | $19,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 1,635 | $19,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 744 | $19,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 18,829 | $19,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 18,000 | $19,000 | thousands by filing date | principal |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 68,642 | $19,000 | thousands by filing date | |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 611 | $19,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 12,307 | $19,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,512 | $19,000 | thousands by filing date | |
| EGShares Health Care Gems ETF | 268461605 | COM | 822 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 827 | $19,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 1,030 | $19,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 973 | $19,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 1,000 | $19,000 | thousands by filing date | |
| MARKET VECTORS | 57060U704 | URAN NUCLR ENRGY | 1,386 | $19,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 949 | $19,000 | thousands by filing date | |
| DB-X FUNDS | 233052505 | XTRAK INDEP TRGT | 682 | $19,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 1,767 | $19,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 1,049 | $19,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,867 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A830 | CMN | 429 | $19,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 350 | $19,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 1,053 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 413 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 774 | $19,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B815 | DLY LNGSHT OIL | 774 | $19,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $18,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 12,312 | $18,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,100 | $18,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 600 | $18,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 300 | $18,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |