13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEETME INC | 585141104 | COM | 2,200 | $4,000 | thousands by filing date | call |
| Newbridge Bancorp | 65080T102 | Com | 726 | $4,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 3,400 | $4,000 | thousands by filing date | call |
| IGI LABORATORIES INC | 449575109 | COM | 2,913 | $4,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 244 | $4,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 2,100 | $4,000 | thousands by filing date | call |
| AVG TECHNOLOGIES | N07831105 | SHS | 200 | $4,000 | thousands by filing date | put |
| DEX MEDIA INC | 25213A107 | COM | 200 | $4,000 | thousands by filing date | call |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 490 | $4,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 200 | $4,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 1,907 | $4,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 500 | $4,000 | thousands by filing date | put |
| NUPATHE INC | 67059M100 | COM | 1,300 | $4,000 | thousands by filing date | put |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 228 | $4,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,600 | $4,000 | thousands by filing date | call |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 466 | $4,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | put |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 1,044 | $4,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 656 | $4,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 300 | $4,000 | thousands by filing date | call |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 13,783 | $4,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 1,707 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 161 | $4,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 3,835 | $4,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 200 | $4,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 2,000 | $4,000 | thousands by filing date | principal |
| KEATING CAPITAL INC | 48722R106 | COM | 635 | $4,000 | thousands by filing date | |
| POWERSHARES DYN MAGNIQUANT | 73935X468 | COM | 129 | $4,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 580 | $4,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 1,003 | $4,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 3,000 | $4,000 | thousands by filing date | principal |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 1,905 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W106 | ULT DJ UBS COMM | 215 | $4,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P881 | IDX FUTRS NT30 | 250 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 226 | $4,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751103 | SHS | 2,196 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 81 | $4,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 1,824 | $4,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,600 | $4,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 1,121 | $4,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 1,250 | $4,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 286 | $4,000 | thousands by filing date | |
| ASIA ENTERTAINMENT AND RESO | G0539K124 | EQUITY | 8,565 | $4,000 | thousands by filing date | |
| UNIVERSAL POWER GROUP INC | 913788105 | COM | 2,906 | $4,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 1,534 | $4,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 893 | $4,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 2,004 | $4,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 1,585 | $4,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 896 | $4,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,000 | $4,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q759 | CMN | 175 | $4,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 1,250 | $4,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 3,231 | $4,000 | thousands by filing date | |
| CROSSHAIR ENERGY CORP | 22765F105 | COM | 195,425 | $4,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 1,400 | $4,000 | thousands by filing date | |
| NOAH ED HLDGS LTD | 65487R303 | ADR | 2,576 | $4,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 490 | $4,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 2,688 | $4,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 255 | $4,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 919 | $4,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 3,320 | $4,000 | thousands by filing date | |
| Paulson Capital Corp | 703797100 | COM | 5,448 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461878 | UTILITIES GEMS | 283 | $4,000 | thousands by filing date | |
| S&W SEED CO | 785135120 | *W EXP 05/03/201 | 4,043 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 297 | $4,000 | thousands by filing date | |
| TIANLI AGRITECH INC | G8883T104 | SHS | 6,883 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D597 | VS 3XLNG BRENT | 115 | $4,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 126 | $4,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 2,692 | $4,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 86 | $3,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100 | $3,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $3,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $3,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 600 | $3,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $3,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 100 | $3,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 200 | $3,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 100 | $3,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 500 | $3,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 500 | $3,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 414 | $3,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 500 | $3,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 100 | $3,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 100 | $3,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 300 | $3,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 100 | $3,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 100 | $3,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 100 | $3,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 100 | $3,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 300 | $3,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 100 | $3,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 100 | $3,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 200 | $3,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 100 | $3,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 400 | $3,000 | thousands by filing date | put |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 350 | $3,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 196 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 903 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200 | $3,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 2,241 | $3,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 417 | $3,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 100 | $3,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 100 | $3,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,300 | $3,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 204 | $3,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,000 | $3,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,000 | $3,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 100 | $3,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 209 | $3,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 718 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 700 | $3,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 2,935 | $3,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 1,131 | $3,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,420 | $3,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 1,809 | $3,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 793 | $3,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 431 | $3,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 2,804 | $3,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 400 | $3,000 | thousands by filing date | call |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 500 | $3,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 200 | $3,000 | thousands by filing date | call |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 400 | $3,000 | thousands by filing date | put |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 200 | $3,000 | thousands by filing date | put |
| NETSPEND HOLDINGS INC | 64118V106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 400 | $3,000 | thousands by filing date | call |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | put |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 1,406 | $3,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 100 | $3,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 100 | $3,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,000 | $3,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 100 | $3,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 224 | $3,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,100 | $3,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 100 | $3,000 | thousands by filing date | put |
| CITIZENS HLDG CO MISS | 174715102 | COM | 147 | $3,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 185 | $3,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 723 | $3,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,200 | $3,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 200 | $3,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 200 | $3,000 | thousands by filing date | put |
| TEARLAB CORP | 878193101 | COM | 300 | $3,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 2,000 | $3,000 | thousands by filing date | principal |
| CEPHEID | 15670R107 | COM | 100 | $3,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 4,212 | $3,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 100 | $3,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 124 | $3,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 200 | $3,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 300 | $3,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 1,000 | $3,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 900 | $3,000 | thousands by filing date | put |
| ORAGENICS INC | 684023203 | COM NEW | 926 | $3,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,500 | $3,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 200 | $3,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 200 | $3,000 | thousands by filing date | call |
| KNIGHT TRANSN INC | 499064103 | COM | 200 | $3,000 | thousands by filing date | call |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 200 | $3,000 | thousands by filing date | call |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 100 | $3,000 | thousands by filing date | put |
| RENREN INC | 759892102 | SPONSORED ADR | 1,050 | $3,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 900 | $3,000 | thousands by filing date | put |
| VOCUS INC | 92858J108 | COM | 300 | $3,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 3,000 | $3,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 1,200 | $3,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 300 | $3,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 900 | $3,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 100 | $3,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 500 | $3,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP | 65105M108 | COM | 500 | $3,000 | thousands by filing date | call |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 400 | $3,000 | thousands by filing date | call |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 500 | $3,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 100 | $3,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 100 | $3,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | call |
| Delcath Systems Inc | 24661p104 | COM | 9,200 | $3,000 | thousands by filing date | put |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 3,000 | $3,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 300 | $3,000 | thousands by filing date | call |
| SENOMYX INC | 81724Q107 | COM | 1,160 | $3,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 982 | $3,000 | thousands by filing date | |
| STRATEGIC DIAGNOSTICS INC | 862700101 | COM | 3,648 | $3,000 | thousands by filing date | |
| NEOSTEM INC | 640650305 | COM NEW | 6,000 | $3,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 409 | $3,000 | thousands by filing date | |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 2,000 | $3,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 124 | $3,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 2,268 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 1,000 | $3,000 | thousands by filing date | put |
| ZAZA ENERGY CORP | 98919T100 | COM | 2,500 | $3,000 | thousands by filing date | put |
| TAMINCO CORP | 87509U106 | COM | 150 | $3,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 400 | $3,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 500 | $3,000 | thousands by filing date | call |
| BOOKS-A-MILLION INC | 098570104 | COM | 970 | $3,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 500 | $3,000 | thousands by filing date | put |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 200 | $3,000 | thousands by filing date | call |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 400 | $3,000 | thousands by filing date | call |
| SYNTROLEUM CORP | 871630208 | COM | 410 | $3,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 400 | $3,000 | thousands by filing date | call |
| NAVISTAR INTL CORP | 638901306 | PFD | 361 | $3,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 94 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 380 | $3,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 200 | $3,000 | thousands by filing date | put |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 100 | $3,000 | thousands by filing date | |
| ECOTALITY INC | 27922Y202 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 713 | $3,000 | thousands by filing date | |
| TW TELECOM INC | 887319AC5 | CNV | 2,000 | $3,000 | thousands by filing date | principal |
| BIOAMBER INC | 09072Q106 | COM | 442 | $3,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 4,000 | $3,000 | thousands by filing date | principal |
| REVETT MINERALS INC | 761505205 | COM NEW | 3,930 | $3,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 1,094 | $3,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 2,210 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 100 | $3,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q841 | VELOCSHS EMKTS | 82 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H541 | PSHS AGRI SHR38 | 167 | $3,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 191 | $3,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,922 | $3,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 2,313 | $3,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 2,300 | $3,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 1,848 | $3,000 | thousands by filing date | |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 2,311 | $3,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 834 | $3,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 405 | $3,000 | thousands by filing date | |
| POINT 360 | 730507100 | COM | 3,293 | $3,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 751 | $3,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 2,241 | $3,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 175 | $3,000 | thousands by filing date | |
| AETRIUM INC | 00817R103 | COM | 5,440 | $3,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 246 | $3,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 651 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 127 | $3,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 2,203 | $3,000 | thousands by filing date | |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 2,817 | $3,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 1,305 | $3,000 | thousands by filing date | |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 3,000 | $3,000 | thousands by filing date | principal |
| OTELCO INC | 688823301 | CL A NEW | 391 | $3,000 | thousands by filing date | |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 2,849 | $3,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y123 | SHS | 2,273 | $3,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 1,300 | $3,000 | thousands by filing date | |
| CARROLLTON BANCORP | 145282109 | COM | 552 | $3,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605108 | ORD SHS | 1,328 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 295 | $3,000 | thousands by filing date | |
| ALTO PALERMO S A | 02151P107 | SPONSORED ADR | 168 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 78 | $3,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 585 | $3,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 2,796 | $3,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP | G0440W118 | UNIT 03/16/2016 | 300 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 70 | $3,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 2,246 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,500 | $2,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 733 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 426 | $2,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 200 | $2,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 400 | $2,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 100 | $2,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 100 | $2,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 100 | $2,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 800 | $2,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 200 | $2,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 100 | $2,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 50 | $2,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 100 | $2,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 98 | $2,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 100 | $2,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 36 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 400 | $2,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 300 | $2,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 100 | $2,000 | thousands by filing date | call |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 100 | $2,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 100 | $2,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 100 | $2,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 100 | $2,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 43 | $2,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 278 | $2,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 100 | $2,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 200 | $2,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 100 | $2,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 100 | $2,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 100 | $2,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 300 | $2,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 100 | $2,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 100 | $2,000 | thousands by filing date | put |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 114 | $2,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,582 | $2,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,341 | $2,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 417 | $2,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 442 | $2,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 233 | $2,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| ESCALADE INC | 296056104 | COMMON STOCK | 273 | $2,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 400 | $2,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 39 | $2,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 132 | $2,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 100 | $2,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,000 | $2,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 100 | $2,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 160 | $2,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 524 | $2,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 2,230 | $2,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 210 | $2,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 94 | $2,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,061 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 291 | $2,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 427 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,081 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 100 | $2,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 982 | $2,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 422 | $2,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 370 | $2,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 137 | $2,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 9 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | put |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 250 | $2,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 1,006 | $2,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | put |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 235 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 587 | $2,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 500 | $2,000 | thousands by filing date | put |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 600 | $2,000 | thousands by filing date | call |
| Tandy Brands Accessories Inc | 875378101 | COM | 3,996 | $2,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 1,807 | $2,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 100 | $2,000 | thousands by filing date | call |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 333 | $2,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,000 | $2,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 100 | $2,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,878 | $2,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 89 | $2,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 100 | $2,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 100 | $2,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 100 | $2,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 100 | $2,000 | thousands by filing date | call |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 1,000 | $2,000 | thousands by filing date | principal |
| CRAY INC | 225223304 | COM NEW | 100 | $2,000 | thousands by filing date | put |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 100 | $2,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738101 | COM | 200 | $2,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 200 | $2,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 566 | $2,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 166 | $2,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 200 | $2,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 1,365 | $2,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 1,000 | $2,000 | thousands by filing date | principal |
| CASH STORE FINL SVCS INC | 14756F103 | COM | 793 | $2,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 63 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 86 | $2,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 1,000 | $2,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 200 | $2,000 | thousands by filing date | call |
| QUALITY DISTR INC FLA | 74756M102 | COM | 229 | $2,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 600 | $2,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 200 | $2,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 100 | $2,000 | thousands by filing date | call |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 732 | $2,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 1,600 | $2,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 500 | $2,000 | thousands by filing date | call |
| MARKETO INC | 57063L107 | COM | 80 | $2,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 100 | $2,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 500 | $2,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 103 | $2,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 200 | $2,000 | thousands by filing date | put |
| AIXTRON SE | 009606104 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 100 | $2,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 100 | $2,000 | thousands by filing date | call |
| HARBINGER GROUP INC | 41146A106 | COM | 200 | $2,000 | thousands by filing date | put |
| MAIDENFORM BRANDS INC | 560305104 | COM | 91 | $2,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 100 | $2,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 67 | $2,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 200 | $2,000 | thousands by filing date | call |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 145 | $2,000 | thousands by filing date | |
| ZHONGPIN INC | 98952K107 | COM | 134 | $2,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 100 | $2,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 500 | $2,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 500 | $2,000 | thousands by filing date | call |
| QUANTUM FUEL SYS TECH WORLDW | 74765E208 | COM NEW | 4,813 | $2,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 591 | $2,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 299 | $2,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 799 | $2,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 1,754 | $2,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 1,566 | $2,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,980 | $2,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 343 | $2,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 100 | $2,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 500 | $2,000 | thousands by filing date | put |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 5,000 | $2,000 | thousands by filing date | call |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 2,938 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,019 | $2,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 393 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,564 | $2,000 | thousands by filing date | |
| NEUTRAL TANDEM INC | 64128B108 | COM | 400 | $2,000 | thousands by filing date | call |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 200 | $2,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 1,300 | $2,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 100 | $2,000 | thousands by filing date | |
| ZOOM TECHNOLOGIES INC | 98976E301 | COM | 5,502 | $2,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 700 | $2,000 | thousands by filing date | call |
| FROZEN FOOD EXPRESS INDUSTRI | 359360104 | COM | 1,020 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 500 | $2,000 | thousands by filing date | call |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 700 | $2,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K106 | COM | 1,000 | $2,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 200 | $2,000 | thousands by filing date | put |
| GEOPETRO RESOURCES CO | 37248H304 | COM | 34,000 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 477 | $2,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 500 | $2,000 | thousands by filing date | put |
| BEBE STORES INC | 075571109 | COM | 400 | $2,000 | thousands by filing date | call |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 502 | $2,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 200 | $2,000 | thousands by filing date | call |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 1,770 | $2,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 212 | $2,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 400 | $2,000 | thousands by filing date | call |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 566 | $2,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 260 | $2,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 857 | $2,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 69 | $2,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 300 | $2,000 | thousands by filing date | call |
| NORDION INC | 65563c105 | COM | 293 | $2,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 2,721 | $2,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 53 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,312 | $2,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 600 | $2,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | put |
| M B T FINANCIAL CORP | 578877102 | Stock | 543 | $2,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 134 | $2,000 | thousands by filing date | |
| ORBITAL CORP LTD ADS REPSTG 160 ORD SHRS | 685563504 | COM | 943 | $2,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 1,126 | $2,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 1,212 | $2,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,000 | $2,000 | thousands by filing date | principal |
| BLONDER TONGUE LABS INC | 093698108 | COM | 1,434 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 38 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W128 | DLY SCOND 3XBR | 100 | $2,000 | thousands by filing date | call |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 2,200 | $2,000 | thousands by filing date | call |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 350 | $2,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 201 | $2,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 40 | $2,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 500 | $2,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 200 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 100 | $2,000 | thousands by filing date | call |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 118 | $2,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 421 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 100 | $2,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 59 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q825 | VELOSH EMASIA | 45 | $2,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 7,744 | $2,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 100 | $2,000 | thousands by filing date | put |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 835 | $2,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,250 | $2,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 740 | $2,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 651 | $2,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 1,418 | $2,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 2,239 | $2,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 65 | $2,000 | thousands by filing date | |
| INNOTRAC CORP | 45767M109 | COM | 526 | $2,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 400 | $2,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 776 | $2,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 114 | $2,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 651 | $2,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 1,186 | $2,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 10,294 | $2,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 193 | $2,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 1,173 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 148 | $2,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 1,061 | $2,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 2,202 | $2,000 | thousands by filing date | |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 520 | $2,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 661 | $2,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 2,387 | $2,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 5,437 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 1,187 | $2,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 1,522 | $2,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,448 | $2,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 350 | $2,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 8,585 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P882 | MSCI EAFE SH ETN | 80 | $2,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 684 | $2,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 3,065 | $2,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 2,720 | $2,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 420 | $2,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 2,086 | $2,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 1,427 | $2,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 24 | $1,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 100 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 100 | $1,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 200 | $1,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 100 | $1,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 100 | $1,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 544 | $1,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 200 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |