13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,223 | $18,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 500 | $18,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 500 | $18,000 | thousands by filing date | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 500 | $18,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 500 | $18,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 800 | $18,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 200 | $18,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 8,700 | $18,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 641 | $18,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,200 | $18,000 | thousands by filing date | call |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 1,024 | $18,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 400 | $18,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 578 | $18,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 249 | $18,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,600 | $18,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152307 | CL B | 1,002 | $18,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 900 | $18,000 | thousands by filing date | call |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,970 | $18,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,400 | $18,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 4,117 | $18,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 7,851 | $18,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 600 | $18,000 | thousands by filing date | put |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 5,571 | $18,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 800 | $18,000 | thousands by filing date | put |
| LONE PINE RES INC | 54222A106 | COM | 53,909 | $18,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 2,178 | $18,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 2,400 | $18,000 | thousands by filing date | call |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,000 | $18,000 | thousands by filing date | put |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 1,021 | $18,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,151 | $18,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,100 | $18,000 | thousands by filing date | call |
| ZALICUS INC | 98887C105 | COM | 31,384 | $18,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 8,200 | $18,000 | thousands by filing date | put |
| WHITING USA TR II | 966388100 | TR UNIT | 1,400 | $18,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 8,000 | $18,000 | thousands by filing date | principal |
| URANIUM RESOURCES INC | 916901606 | COM | 6,900 | $18,000 | thousands by filing date | put |
| ENTREE GOLD INC | 29383G100 | COM | 51,700 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 500 | $18,000 | thousands by filing date | put |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 592 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 771 | $18,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,956 | $18,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 1,035 | $18,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 42,631 | $18,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,375 | $18,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 1,900 | $18,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 863 | $18,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 4,323 | $18,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 660 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 1,803 | $18,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U282 | RENMINBI BOND | 700 | $18,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 775 | $18,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 189,730 | $18,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 606 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R767 | GERM BD IDX FD | 184 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289578 | MATRLS IDX FD | 404 | $18,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 685 | $18,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,062 | $17,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 300 | $17,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 800 | $17,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 500 | $17,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 300 | $17,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,100 | $17,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 400 | $17,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 500 | $17,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 1,300 | $17,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 485 | $17,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 200 | $17,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 1,000 | $17,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 800 | $17,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 100 | $17,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 300 | $17,000 | thousands by filing date | put |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,796 | $17,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 890 | $17,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,446 | $17,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 575 | $17,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 800 | $17,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 492 | $17,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1,837 | $17,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,001 | $17,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 811 | $17,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 600 | $17,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 200 | $17,000 | thousands by filing date | put |
| LENDINGTREE INC NEW | 894675107 | COM | 982 | $17,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 284 | $17,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 4,000 | $17,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 1,433 | $17,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 1,400 | $17,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 3,500 | $17,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,265 | $17,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 500 | $17,000 | thousands by filing date | call |
| UTI WORLDWIDE INC | G87210103 | ORD | 1,067 | $17,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,000 | $17,000 | thousands by filing date | put |
| S&W SEED COMPANY COM | 785135104 | COM | 2,000 | $17,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 400 | $17,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 4,152 | $17,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 1,280 | $17,000 | thousands by filing date | |
| COBRA ELECTRONICS CORP | 191042100 | COM | 5,562 | $17,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 2,298 | $17,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 5,600 | $17,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 4,500 | $17,000 | thousands by filing date | put |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,100 | $17,000 | thousands by filing date | call |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 1,500 | $17,000 | thousands by filing date | put |
| LAPORTE BANCORP INC MD | 516651106 | COM | 1,714 | $17,000 | thousands by filing date | |
| FACTORSHARES 2X: TBD-SP500 | 303047104 | COM | 1,536 | $17,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 610 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 739 | $17,000 | thousands by filing date | |
| MATERIAL SCIENCES CORP | 576674105 | COM | 1,739 | $17,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 1,056 | $17,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,584 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 617 | $17,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 800 | $17,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A300 | WTI CRUDE OIL | 426 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289610 | INDSTRLS IX FD | 300 | $17,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 1,601 | $17,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 200 | $16,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 400 | $16,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,200 | $16,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 600 | $16,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 600 | $16,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 400 | $16,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 400 | $16,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 600 | $16,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $16,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 18,138 | $16,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,100 | $16,000 | thousands by filing date | call |
| CENTRAL SECURITIES CORP | 155123102 | COM | 736 | $16,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 700 | $16,000 | thousands by filing date | put |
| CALAVO GROWERS INC | 128246105 | COM | 600 | $16,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 500 | $16,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 4,090 | $16,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 600 | $16,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 1,000 | $16,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,327 | $16,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 472 | $16,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,500 | $16,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 600 | $16,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 1,200 | $16,000 | thousands by filing date | put |
| UNITED GUARDIAN INC | 910571108 | COM | 675 | $16,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,400 | $16,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 944 | $16,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 200 | $16,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 272 | $16,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 400 | $16,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,000 | $16,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 7,900 | $16,000 | thousands by filing date | put |
| Western Midstream Partners | 95825r103 | COM | 395 | $16,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 730 | $16,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 6,538 | $16,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 274 | $16,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 4,900 | $16,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 1,000 | $16,000 | thousands by filing date | put |
| TRULIA INC | 897888103 | COM | 500 | $16,000 | thousands by filing date | put |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 8,304 | $16,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 700 | $16,000 | thousands by filing date | call |
| TOWERS WATSON & CO | 891894107 | CL A | 200 | $16,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 6,800 | $16,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,000 | $16,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 1,500 | $16,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 3,238 | $16,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 761 | $16,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 800 | $16,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 900 | $16,000 | thousands by filing date | call |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 15,000 | $16,000 | thousands by filing date | principal |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 6,800 | $16,000 | thousands by filing date | call |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 3,600 | $16,000 | thousands by filing date | put |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,700 | $16,000 | thousands by filing date | call |
| TRANZYME INC | 89413J102 | COM | 33,727 | $16,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 16,829 | $16,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 3,515 | $16,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 16,000 | $16,000 | thousands by filing date | principal |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 7,000 | $16,000 | thousands by filing date | put |
| TRAVELZOO INC | 89421Q106 | COM | 600 | $16,000 | thousands by filing date | call |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 646 | $16,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 4,884 | $16,000 | thousands by filing date | |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 408 | $16,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 300 | $16,000 | thousands by filing date | put |
| ROYAL BK OF SCOTLAND PLC | 78009P127 | RBS OIL TRNDPL | 830 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X883 | GLB RL RETURN | 367 | $16,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461852 | EGSHARE EM METLS | 1,828 | $16,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 1,077 | $16,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 1,206 | $16,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 933 | $16,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 5,513 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 330 | $16,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 643 | $16,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 462 | $16,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 500 | $15,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 621 | $15,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 100 | $15,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 470 | $15,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 300 | $15,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 400 | $15,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 1,004 | $15,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,533 | $15,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 590 | $15,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 400 | $15,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,200 | $15,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 1,532 | $15,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 779 | $15,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 818 | $15,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 834 | $15,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,268 | $15,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,801 | $15,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 998 | $15,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,100 | $15,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 800 | $15,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,077 | $15,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,103 | $15,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 386 | $15,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 561 | $15,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,600 | $15,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,100 | $15,000 | thousands by filing date | call |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 1,925 | $15,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 759 | $15,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,700 | $15,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,000 | $15,000 | thousands by filing date | call |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 300 | $15,000 | thousands by filing date | call |
| SANTARUS INC | 802817304 | COM | 700 | $15,000 | thousands by filing date | put |
| BODY CENTRAL CORP | 09689U102 | COM | 1,100 | $15,000 | thousands by filing date | call |
| COVANCE INC | 222816100 | COM | 200 | $15,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,200 | $15,000 | thousands by filing date | call |
| MOVE INC | 62458M207 | COM NEW | 1,165 | $15,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 700 | $15,000 | thousands by filing date | call |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,403 | $15,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 200 | $15,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,400 | $15,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 200 | $15,000 | thousands by filing date | call |
| JINPAN INTL LTD | G5138L100 | ORD | 3,107 | $15,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 298 | $15,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 400 | $15,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 2,701 | $15,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 300 | $15,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,651 | $15,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 11,105 | $15,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 4,600 | $15,000 | thousands by filing date | put |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 1,822 | $15,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 721 | $15,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 1,183 | $15,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 758 | $15,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,861 | $15,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 51,639 | $15,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 671 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 215 | $15,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 1,015 | $15,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 1,555 | $15,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 2,397 | $15,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 2,014 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 640 | $15,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 5,800 | $15,000 | thousands by filing date | call |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 547 | $15,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 782 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 231 | $15,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 619 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 278 | $15,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E390 | S&P500 CRD OIL | 485 | $15,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 200 | $14,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 100 | $14,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 735 | $14,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,200 | $14,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,000 | $14,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 200 | $14,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,000 | $14,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $14,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 500 | $14,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 1,498 | $14,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 394 | $14,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 364 | $14,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,000 | $14,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 200 | $14,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 2,000 | $14,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 891 | $14,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 500 | $14,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 1,600 | $14,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 2,463 | $14,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 500 | $14,000 | thousands by filing date | call |
| FAB UNVL CORP COM | 302771100 | COM | 3,757 | $14,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 1,786 | $14,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 500 | $14,000 | thousands by filing date | call |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 1,721 | $14,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 2,300 | $14,000 | thousands by filing date | call |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 1,887 | $14,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 310 | $14,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 700 | $14,000 | thousands by filing date | call |
| United Bancshares | 909458101 | COM | 1,121 | $14,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 500 | $14,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,194 | $14,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,273 | $14,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 800 | $14,000 | thousands by filing date | call |
| MEADWESTVACO CORP | 583334107 | COM | 400 | $14,000 | thousands by filing date | call |
| ROVI CORP | 779376102 | COM | 600 | $14,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 12,000 | $14,000 | thousands by filing date | principal |
| CEPHEID | 15670R107 | COM | 400 | $14,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 10,000 | $14,000 | thousands by filing date | principal |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 500 | $14,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,500 | $14,000 | thousands by filing date | put |
| SHFL ENTMT INC | 78423R105 | COM | 812 | $14,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 1,000 | $14,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,125 | $14,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,000 | $14,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 900 | $14,000 | thousands by filing date | call |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 1,101 | $14,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 12,000 | $14,000 | thousands by filing date | principal |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 2,226 | $14,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 980 | $14,000 | thousands by filing date | |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 2,003 | $14,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 3,000 | $14,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,573 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 602 | $14,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 769 | $14,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 6,580 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 200 | $14,000 | thousands by filing date | call |
| FQF TR | 351680103 | QUANTSHARE MOM | 634 | $14,000 | thousands by filing date | |
| MARKET VECTORS RUSSIA SMALL | 57060U399 | CMN | 1,076 | $14,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 1,210 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 281 | $14,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 3,183 | $14,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 3,252 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 857 | $14,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461886 | TELECOM GEMS | 719 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X229 | ULTRSH MSCI PAC | 446 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A681 | PSHS ULSHRUS NEW | 400 | $14,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 300 | $13,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 1,866 | $13,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $13,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,500 | $13,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 300 | $13,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 738 | $13,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 200 | $13,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 800 | $13,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,156 | $13,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 200 | $13,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 300 | $13,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 400 | $13,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,000 | $13,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,400 | $13,000 | thousands by filing date | put |
| BALCHEM CORP | 057665200 | COM | 300 | $13,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 2,000 | $13,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 700 | $13,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 2,200 | $13,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 600 | $13,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 33,136 | $13,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 600 | $13,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 200 | $13,000 | thousands by filing date | put |
| REVVITY INC | 714046109 | COM | 400 | $13,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 200 | $13,000 | thousands by filing date | put |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,920 | $13,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 540 | $13,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,200 | $13,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,500 | $13,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 200 | $13,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 228 | $13,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,500 | $13,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,100 | $13,000 | thousands by filing date | call |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,580 | $13,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | put |
| LAKELAND INDS INC | 511795106 | COM | 2,658 | $13,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 300 | $13,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,600 | $13,000 | thousands by filing date | put |
| SIFCO INDS INC | 826546103 | COM | 797 | $13,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2,999 | $13,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,033 | $13,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,600 | $13,000 | thousands by filing date | call |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 250 | $13,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,500 | $13,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,571 | $13,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 12,000 | $13,000 | thousands by filing date | principal |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | put |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 1,006 | $13,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 2,457 | $13,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 1,631 | $13,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 14,631 | $13,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,007 | $13,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 926 | $13,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 400 | $13,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 300 | $13,000 | thousands by filing date | call |
| NIELSEN HOLDINGS N V | N63218106 | COM | 400 | $13,000 | thousands by filing date | call |
| PALL CORP | 696429307 | COM | 200 | $13,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 17,100 | $13,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 500 | $13,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916107 | COM | 4,200 | $13,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,900 | $13,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 13,000 | $13,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 4,000 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 100 | $13,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 500 | $13,000 | thousands by filing date | put |
| ROCKWOOD HLDGS INC | 774415103 | COM | 200 | $13,000 | thousands by filing date | put |
| VOCUS INC | 92858J108 | COM | 1,200 | $13,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 737 | $13,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 3,057 | $13,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 400 | $13,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 200 | $13,000 | thousands by filing date | put |
| INTERMEC INC | 458786100 | COM | 1,347 | $13,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 803 | $13,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 1,000 | $13,000 | thousands by filing date | call |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 1,250 | $13,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 600 | $13,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 3,000 | $13,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X106 | COM | 1,219 | $13,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 715 | $13,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 9,300 | $13,000 | thousands by filing date | call |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 1,810 | $13,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 9,800 | $13,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 3,300 | $13,000 | thousands by filing date | call |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 3,100 | $13,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 4,100 | $13,000 | thousands by filing date | call |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 1,811 | $13,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 995 | $13,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 986 | $13,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 6,819 | $13,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 925 | $13,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 3,486 | $13,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 7,468 | $13,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 9,857 | $13,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,838 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W383 | COM | 989 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 397 | $13,000 | thousands by filing date | |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 8,074 | $13,000 | thousands by filing date | |
| VSB BANCORP INC N Y | 917927105 | COM | 1,285 | $13,000 | thousands by filing date | |
| BGS ACQUISITION CORP | G1082J126 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,350 | $12,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 300 | $12,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 300 | $12,000 | thousands by filing date | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 100 | $12,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 300 | $12,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 1,600 | $12,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 4,200 | $12,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 200 | $12,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 18,500 | $12,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 831 | $12,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,200 | $12,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 500 | $12,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 500 | $12,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 595 | $12,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 500 | $12,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 200 | $12,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,038 | $12,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 200 | $12,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,340 | $12,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,829 | $12,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 500 | $12,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 300 | $12,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 400 | $12,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 789 | $12,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,451 | $12,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,900 | $12,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 272 | $12,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 2,949 | $12,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,511 | $12,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,393 | $12,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 900 | $12,000 | thousands by filing date | call |
| EMERITUS CORP | 291005106 | COMMON STOCK | 500 | $12,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 1,100 | $12,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 500 | $12,000 | thousands by filing date | call |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 500 | $12,000 | thousands by filing date | call |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 500 | $12,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,752 | $12,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 1,797 | $12,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,093 | $12,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 818 | $12,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,700 | $12,000 | thousands by filing date | put |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 6,074 | $12,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 4,914 | $12,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 4,800 | $12,000 | thousands by filing date | put |
| HORIZON PHARMA INC | 44047T109 | COM | 5,000 | $12,000 | thousands by filing date | call |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 4,960 | $12,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 300 | $12,000 | thousands by filing date | call |
| TRULIA INC | 897888103 | COM | 400 | $12,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 500 | $12,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 473 | $12,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 9,800 | $12,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 2,579 | $12,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 300 | $12,000 | thousands by filing date | put |
| HARVEST CAP CR CORP | 41753F109 | COM | 778 | $12,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 2,050 | $12,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 787 | $12,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 700 | $12,000 | thousands by filing date | call |
| WEBSENSE INC | 947684106 | COM | 484 | $12,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 32,141 | $12,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 60,180 | $12,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 3,834 | $12,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 2,085 | $12,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 2,100 | $12,000 | thousands by filing date | call |
| U S GEOTHERMAL INC | 90338S102 | COM | 31,622 | $12,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 4,000 | $12,000 | thousands by filing date | call |
| TYSON FOODS INC | 902494AP8 | NOTE | 8,000 | $12,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 481 | $12,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 786 | $12,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 3,900 | $12,000 | thousands by filing date | put |
| RCS CAP CORP | 74937W102 | COM CL A | 680 | $12,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 500 | $12,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 11,183 | $12,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 9,500 | $12,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 100 | $12,000 | thousands by filing date | call |
| OXIGENE INC | 691828404 | COM PAR$.001 | 4,684 | $12,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 929 | $12,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 600 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 251 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |