13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $7,000 | thousands by filing date | principal |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 700 | $7,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 5,187 | $7,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 431 | $7,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 621 | $7,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 500 | $7,000 | thousands by filing date | call |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 369 | $7,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 300 | $7,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 100 | $7,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,400 | $7,000 | thousands by filing date | call |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 660 | $7,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 200 | $7,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,024 | $7,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,200 | $7,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 1,900 | $7,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 200 | $7,000 | thousands by filing date | put |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,000 | $7,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,000 | $7,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 100 | $7,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $7,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 7,000 | $7,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 2,800 | $7,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 1,963 | $7,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 1,000 | $7,000 | thousands by filing date | call |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 250 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 300 | $7,000 | thousands by filing date | put |
| QUESTAR CORP | 748356102 | COM | 300 | $7,000 | thousands by filing date | call |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 300 | $7,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 3,000 | $7,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 200 | $7,000 | thousands by filing date | call |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 2,088 | $7,000 | thousands by filing date | |
| RIMAGE CORP | 766721104 | COM | 816 | $7,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 1,663 | $7,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 6,000 | $7,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 17,690 | $7,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 200 | $7,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 400 | $7,000 | thousands by filing date | call |
| INTERMOLECULAR INC | 45882D109 | COM | 1,000 | $7,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 300 | $7,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 300 | $7,000 | thousands by filing date | put |
| ARKANSAS BEST CORP | 040790107 | COM | 300 | $7,000 | thousands by filing date | call |
| DOLAN CO/THE | 25659P402 | COM | 4,199 | $7,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 500 | $7,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 400 | $7,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 4,200 | $7,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 160 | $7,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 4,600 | $7,000 | thousands by filing date | call |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 3,451 | $7,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 2,918 | $7,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 1,559 | $7,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 4,000 | $7,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 2,000 | $7,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 727 | $7,000 | thousands by filing date | |
| PUREFUNDS ISE JUNIOR SILV | 30304R308 | COM | 744 | $7,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 900 | $7,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 300 | $7,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 1,000 | $7,000 | thousands by filing date | call |
| AMERIANA BANCORP | 023613102 | COM | 700 | $7,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 1,898 | $7,000 | thousands by filing date | |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 1,302 | $7,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 3,000 | $7,000 | thousands by filing date | principal |
| Misonix Inc | 604871103 | COM | 1,400 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 224 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 300 | $7,000 | thousands by filing date | call |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 600 | $7,000 | thousands by filing date | |
| FACTORSHARES 2X: OIL-SP500 | 30304P104 | COM | 1,102 | $7,000 | thousands by filing date | |
| PROSHARES ULTRASHORT TECH | 74347X153 | COM | 213 | $7,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 400 | $7,000 | thousands by filing date | put |
| SINGAPORE FUND | 82929L109 | COM | 514 | $7,000 | thousands by filing date | |
| TORM A/S | 891072209 | SPONS ADR NEW | 3,055 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 300 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 142 | $7,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 2,562 | $7,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 13,105 | $7,000 | thousands by filing date | |
| SPORT CHALET INC | 849163308 | CLB | 5,273 | $7,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 974 | $7,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 852 | $7,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 3,214 | $7,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 3,158 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 622 | $7,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 904 | $7,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 2,000 | $7,000 | thousands by filing date | principal |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 3,494 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 253 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 180 | $7,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 2,825 | $7,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 722 | $7,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $6,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 130 | $6,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $6,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 200 | $6,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,000 | $6,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 100 | $6,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 100 | $6,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 100 | $6,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 100 | $6,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 200 | $6,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 500 | $6,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 200 | $6,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 100 | $6,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 400 | $6,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 360 | $6,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,000 | $6,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 200 | $6,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 662 | $6,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 200 | $6,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 400 | $6,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100 | $6,000 | thousands by filing date | put |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 518 | $6,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,237 | $6,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 400 | $6,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 1,317 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 700 | $6,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 586 | $6,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 1,560 | $6,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 500 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 100 | $6,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 3,747 | $6,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 377 | $6,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,766 | $6,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 814 | $6,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 330 | $6,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 200 | $6,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 1,168 | $6,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 2,055 | $6,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 1,290 | $6,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 603 | $6,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 383 | $6,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,230 | $6,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 470 | $6,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 300 | $6,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 249 | $6,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $6,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 400 | $6,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 700 | $6,000 | thousands by filing date | call |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,241 | $6,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 200 | $6,000 | thousands by filing date | call |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 100 | $6,000 | thousands by filing date | call |
| INUVO INC | 46122W204 | COM NEW | 6,691 | $6,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 100 | $6,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,000 | $6,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 500 | $6,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| Northeast Community Bancorp Inc | 664112109 | COM | 1,009 | $6,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 2,206 | $6,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 500 | $6,000 | thousands by filing date | call |
| EDGEN GROUP INC | 28014Q107 | CL A | 948 | $6,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 970 | $6,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 4,309 | $6,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 200 | $6,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 2,728 | $6,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 1,041 | $6,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 602 | $6,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 379 | $6,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 25,000 | $6,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 200 | $6,000 | thousands by filing date | put |
| LAKE SHORE GOLD CORP | 510728108 | COM | 20,722 | $6,000 | thousands by filing date | |
| LINKTONE LTD | 535925101 | ADR | 1,792 | $6,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 500 | $6,000 | thousands by filing date | put |
| REACHLOCAL INC | 75525F104 | COM | 500 | $6,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 300 | $6,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,200 | $6,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 100 | $6,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 2,500 | $6,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 1,119 | $6,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 2,600 | $6,000 | thousands by filing date | call |
| BIO REFERENCE LABS INC | 09057G602 | COM | 200 | $6,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 247 | $6,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 100 | $6,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 246 | $6,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 13,412 | $6,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,190 | $6,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,134 | $6,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 6,000 | $6,000 | thousands by filing date | principal |
| AUDIENCE INC | 05070J102 | COM | 484 | $6,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 3,042 | $6,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 2,000 | $6,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 1,423 | $6,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 3,072 | $6,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 1,720 | $6,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 2,219 | $6,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,200 | $6,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 434 | $6,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 246 | $6,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 1,000 | $6,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 100 | $6,000 | thousands by filing date | call |
| PSB HLDGS INC | 69360W108 | COM | 1,033 | $6,000 | thousands by filing date | |
| PROSHARES ULTRASHRT R2000 VA | 74348A509 | COM | 307 | $6,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 981 | $6,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 1,996 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 437 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 639 | $6,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 282 | $6,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,595 | $6,000 | thousands by filing date | |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 497 | $6,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 1,466 | $6,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 870 | $6,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 2,000 | $6,000 | thousands by filing date | put |
| TUFCO TECHNOLOGIES INC | 899040109 | COM | 976 | $6,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 732 | $6,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 2,184 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q775 | CMN | 300 | $6,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 2,741 | $6,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 1,456 | $6,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 3,400 | $6,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 529 | $6,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 3,000 | $6,000 | thousands by filing date | principal |
| UNIVERSAL BUSINESS PMT SOL A | 913384103 | COM | 2,000 | $6,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 439 | $6,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R209 | PF ISE MINING | 444 | $6,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461803 | TECHNOLOGY GEM | 336 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 161 | $6,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 4,405 | $6,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639209 | UNIT 12/06/20166 | 600 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X187 | PSHS ULSHT MC GR | 238 | $6,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 500 | $5,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 100 | $5,000 | thousands by filing date | put |
| BELDEN INC COM | 077454106 | Stock | 100 | $5,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 200 | $5,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 200 | $5,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $5,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 100 | $5,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 100 | $5,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 600 | $5,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,200 | $5,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 200 | $5,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,000 | $5,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 93 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 100 | $5,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 100 | $5,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 200 | $5,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 100 | $5,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 200 | $5,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 100 | $5,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 200 | $5,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 649 | $5,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $5,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 200 | $5,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 500 | $5,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X100 | COM | 135 | $5,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 200 | $5,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 100 | $5,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 200 | $5,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 500 | $5,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 849 | $5,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 139 | $5,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 800 | $5,000 | thousands by filing date | put |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 381 | $5,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,351 | $5,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 200 | $5,000 | thousands by filing date | call |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 669 | $5,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 1,071 | $5,000 | thousands by filing date | |
| SPIRE CORP | 848565107 | Equities | 8,318 | $5,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 212 | $5,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 200 | $5,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 2,845 | $5,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 100 | $5,000 | thousands by filing date | put |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 100 | $5,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 100 | $5,000 | thousands by filing date | call |
| BOISE INC | 09746Y105 | COMMON STOCK | 600 | $5,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 700 | $5,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 666 | $5,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 300 | $5,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 2,200 | $5,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 300 | $5,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,200 | $5,000 | thousands by filing date | put |
| CARVER BANCORP ORD | 146875604 | COM | 1,001 | $5,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 700 | $5,000 | thousands by filing date | call |
| PROPHASE LABS INC | 74345W108 | COM | 3,468 | $5,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 500 | $5,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 200 | $5,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 224 | $5,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 200 | $5,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 200 | $5,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 300 | $5,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 283 | $5,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 100 | $5,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 3,000 | $5,000 | thousands by filing date | call |
| IGATE CORP | 45169U105 | COM | 300 | $5,000 | thousands by filing date | call |
| IMAGE SENSING SYS INC | 45244C104 | COM | 646 | $5,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 100 | $5,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 500 | $5,000 | thousands by filing date | put |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 279 | $5,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 100 | $5,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,000 | $5,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 10,000 | $5,000 | thousands by filing date | principal |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 500 | $5,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 113 | $5,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 1,500 | $5,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 300 | $5,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,000 | $5,000 | thousands by filing date | call |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 4,017 | $5,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 1,000 | $5,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 200 | $5,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N109 | COM | 800 | $5,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,600 | $5,000 | thousands by filing date | put |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 200 | $5,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 3,400 | $5,000 | thousands by filing date | call |
| CON-WAY INC | 205944101 | COM | 118 | $5,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,000 | $5,000 | thousands by filing date | call |
| TELLABS INC | 879664100 | COM | 2,300 | $5,000 | thousands by filing date | put |
| Hologic | 436440AA9 | CONV | 5,000 | $5,000 | thousands by filing date | principal |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 300 | $5,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 629 | $5,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 100 | $5,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 100 | $5,000 | thousands by filing date | call |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 500 | $5,000 | thousands by filing date | call |
| WMS INDUSTRIES INC | 929297109 | COM | 200 | $5,000 | thousands by filing date | call |
| HOWARD BANCORP INC COM | 442496105 | COM | 620 | $5,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 400 | $5,000 | thousands by filing date | call |
| CARDIUM THERAPEUTICS INC | 141916106 | COM | 67,791 | $5,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 700 | $5,000 | thousands by filing date | put |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 13,103 | $5,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 2,300 | $5,000 | thousands by filing date | put |
| LIBBEY INC | 529898108 | COM | 200 | $5,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 2,299 | $5,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 243 | $5,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 2,000 | $5,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,390 | $5,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 194 | $5,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 3,555 | $5,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 618 | $5,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 247 | $5,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 2,080 | $5,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 1,500 | $5,000 | thousands by filing date | call |
| SPARK NETWORKS INC | 84651P100 | COM | 550 | $5,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 567 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 100 | $5,000 | thousands by filing date | call |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 2,000 | $5,000 | thousands by filing date | principal |
| MINCO GOLD CORPORATION | 60254D108 | COM | 31,000 | $5,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 237 | $5,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 3,000 | $5,000 | thousands by filing date | principal |
| FOOD TECHNOLOGY SERVICE INC | 344798202 | COM NEW | 1,049 | $5,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,414 | $5,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 200 | $5,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 3,000 | $5,000 | thousands by filing date | principal |
| CHART ACQUISITION CORP | 161151204 | UNIT | 500 | $5,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 243 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 200 | $5,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 100 | $5,000 | thousands by filing date | put |
| LJ INTL INC | G55312105 | ORD | 2,354 | $5,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 200 | $5,000 | thousands by filing date | call |
| PROSHARES TR | 74347R347 | PSHS ULTSHRT JAP | 240 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 206 | $5,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 1,437 | $5,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 432 | $5,000 | thousands by filing date | |
| New Century Bancorp, Inc. | 64353M100 | Common Stock | 900 | $5,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 443 | $5,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 500 | $5,000 | thousands by filing date | |
| Nv5 Holding Inc | 62945V208 | UNIT 99/99/99993 | 639 | $5,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 1,290 | $5,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 1,971 | $5,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 529 | $5,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 1,009 | $5,000 | thousands by filing date | |
| FACTORSHARES S&P GOLD PREM | 30304T106 | COM UNT BEN IT | 704 | $5,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 1,066 | $5,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 4,050 | $5,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 342 | $5,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 1,810 | $5,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 374 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 275 | $5,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S195 | *W EXP 12/31/201 | 6,675 | $5,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 935 | $5,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 3,916 | $5,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 2,000 | $5,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVTS COR | 76131N200 | UNIT 10/23/2014 | 286 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 146 | $5,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 295 | $5,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 2,578 | $5,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 531 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H164 | ETN GLB CARB38 | 840 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 99 | $4,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 797 | $4,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 500 | $4,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 100 | $4,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 100 | $4,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 400 | $4,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 100 | $4,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 100 | $4,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 100 | $4,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 100 | $4,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 100 | $4,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 100 | $4,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 200 | $4,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 100 | $4,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 100 | $4,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 100 | $4,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 100 | $4,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 500 | $4,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 400 | $4,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 183 | $4,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 300 | $4,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,300 | $4,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 300 | $4,000 | thousands by filing date | call |
| BALCHEM CORP | 057665200 | COM | 100 | $4,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 349 | $4,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 300 | $4,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 800 | $4,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 200 | $4,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 200 | $4,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 238 | $4,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100 | $4,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100 | $4,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 416 | $4,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 100 | $4,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 200 | $4,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 120 | $4,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 100 | $4,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 100 | $4,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 200 | $4,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 308 | $4,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 100 | $4,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 400 | $4,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 400 | $4,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 200 | $4,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | put |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 466 | $4,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 366 | $4,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 600 | $4,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 304 | $4,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 142 | $4,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 171 | $4,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 100 | $4,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 300 | $4,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 200 | $4,000 | thousands by filing date | put |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 2,099 | $4,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 695 | $4,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 100 | $4,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,800 | $4,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 200 | $4,000 | thousands by filing date | call |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,600 | $4,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 300 | $4,000 | thousands by filing date | call |
| MAGNETEK INC | 559424403 | COMMON STOCK | 208 | $4,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 800 | $4,000 | thousands by filing date | call |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 100 | $4,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 100 | $4,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 83 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,940 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,000 | $4,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 500 | $4,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 100 | $4,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,065 | $4,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 636 | $4,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 526 | $4,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 600 | $4,000 | thousands by filing date | call |
| FOREST LABS INC | 345838106 | COM | 100 | $4,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 195 | $4,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 542 | $4,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 600 | $4,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 200 | $4,000 | thousands by filing date | call |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 200 | $4,000 | thousands by filing date | call |
| SONDE RESOURCES CORP | 835426107 | COM | 4,826 | $4,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 1,360 | $4,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 100 | $4,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 180 | $4,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,000 | $4,000 | thousands by filing date | put |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 1,142 | $4,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 507 | $4,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 200 | $4,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 200 | $4,000 | thousands by filing date | put |
| GFI GROUP INC | 361652209 | COM | 1,001 | $4,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 498 | $4,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 90 | $4,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 200 | $4,000 | thousands by filing date | call |
| MICROS SYS INC | 594901100 | COM | 100 | $4,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,500 | $4,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 100 | $4,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 2,703 | $4,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 100 | $4,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 500 | $4,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 1,000 | $4,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 557 | $4,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 21,000 | $4,000 | thousands by filing date | principal |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 830 | $4,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 100 | $4,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 200 | $4,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 500 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 200 | $4,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 200 | $4,000 | thousands by filing date | call |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 400 | $4,000 | thousands by filing date | put |
| PROCERA NETWORKS INC | 74269U203 | COM | 300 | $4,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 100 | $4,000 | thousands by filing date | call |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 100 | $4,000 | thousands by filing date | call |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 72 | $4,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 346 | $4,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 1,517 | $4,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 300 | $4,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,800 | $4,000 | thousands by filing date | call |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 3,600 | $4,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 2,000 | $4,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 146 | $4,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 700 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |