13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICARE | 68214L201 | PFD | 709 | $41,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 2,060 | $41,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,000 | $40,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,000 | $40,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,265 | $40,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 800 | $40,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 400 | $40,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 400 | $40,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 800 | $40,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 1,679 | $40,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,367 | $40,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,900 | $40,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 36,323 | $40,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 600 | $40,000 | thousands by filing date | call |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 700 | $40,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 833 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,645 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 900 | $40,000 | thousands by filing date | put |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 4,994 | $40,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 5,003 | $40,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 10,157 | $40,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,870 | $40,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 838 | $40,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 10,200 | $40,000 | thousands by filing date | put |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 4,735 | $40,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 1,511 | $40,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 16,109 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 1,528 | $40,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 14,604 | $40,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 4,200 | $40,000 | thousands by filing date | call |
| ALCO STORES INC | 001600105 | COM | 3,637 | $40,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 2,116 | $40,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740H666 | LNGC S&P500 14 | 197 | $40,000 | thousands by filing date | |
| RUSSELL EXCHANGE TRADED FDS | 782474522 | EQUITY ETF | 1,290 | $40,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,700 | $39,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,550 | $39,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 610 | $39,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 600 | $39,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 2,647 | $39,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 1,000 | $39,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 900 | $39,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 22,500 | $39,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 734 | $39,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 2,100 | $39,000 | thousands by filing date | put |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,904 | $39,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 500 | $39,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 6,231 | $39,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 7,559 | $39,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,200 | $39,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 2,616 | $39,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 900 | $39,000 | thousands by filing date | call |
| SL INDS INC | 784413106 | COMMON STOCK | 1,557 | $39,000 | thousands by filing date | |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 1,521 | $39,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 850 | $39,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,799 | $39,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 2,000 | $39,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 7,280 | $39,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 3,819 | $39,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 2,661 | $39,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 5,400 | $39,000 | thousands by filing date | put |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 10,702 | $39,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 500 | $39,000 | thousands by filing date | put |
| Delcath Systems Inc | 24661p104 | COM | 106,584 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 1,571 | $39,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 20,450 | $39,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 1,989 | $39,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 24,762 | $39,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 10,700 | $39,000 | thousands by filing date | put |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 7,651 | $39,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 21,000 | $39,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A640 | COM | 1,971 | $39,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 1,213 | $39,000 | thousands by filing date | |
| UNITED STS COMMODITY IDX FDT | 911718302 | COM UNIT US ML | 1,903 | $39,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 800 | $38,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 900 | $38,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 800 | $38,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,558 | $38,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 500 | $38,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 1,100 | $38,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 2,700 | $38,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 900 | $38,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,826 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 525 | $38,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,600 | $38,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 800 | $38,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 7,050 | $38,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,228 | $38,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 3,500 | $38,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,700 | $38,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,300 | $38,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 17,632 | $38,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 10,751 | $38,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,263 | $38,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,600 | $38,000 | thousands by filing date | call |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 50,000 | $38,000 | thousands by filing date | principal |
| CROSS (A.T.) COMPANY | 227478104 | COMMON STOCK | 2,261 | $38,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 3,371 | $38,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 22,600 | $38,000 | thousands by filing date | put |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 1,500 | $38,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,104 | $38,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,300 | $38,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 6,400 | $38,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 500 | $38,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 15,300 | $38,000 | thousands by filing date | put |
| INFORMATICA CORP | 45666Q102 | COM | 1,100 | $38,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 5,900 | $38,000 | thousands by filing date | call |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 5,704 | $38,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 8,800 | $38,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 4,000 | $38,000 | thousands by filing date | call |
| SPANSION INC | 84649R200 | COM CL A NEW | 3,045 | $38,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 2,737 | $38,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 27,600 | $38,000 | thousands by filing date | put |
| CORPBANCA | 21987A209 | SPONSORED ADR | 2,252 | $38,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 11,011 | $38,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 7,500 | $38,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT | 74348A400 | PSHS ULSH SC 600 | 2,078 | $38,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,500 | $38,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 1,368 | $38,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K858 | PS MTL DDL ETN | 2,414 | $38,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,200 | $37,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 1,600 | $37,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 300 | $37,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 900 | $37,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1,248 | $37,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,100 | $37,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 3,653 | $37,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,900 | $37,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 900 | $37,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 2,900 | $37,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 16,000 | $37,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,200 | $37,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 4,300 | $37,000 | thousands by filing date | put |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 3,400 | $37,000 | thousands by filing date | put |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,814 | $37,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 7,500 | $37,000 | thousands by filing date | call |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 2,500 | $37,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,100 | $37,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 3,260 | $37,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,900 | $37,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,331 | $37,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,100 | $37,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 752 | $37,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,453 | $37,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,500 | $37,000 | thousands by filing date | call |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 13,305 | $37,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 28,700 | $37,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 3,400 | $37,000 | thousands by filing date | put |
| PROSHARES TR | 74347B409 | ULTSH NASD BIOT | 986 | $37,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 15,280 | $37,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 2,130 | $37,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 23,856 | $37,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 1,143 | $37,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,758 | $36,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,000 | $36,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,200 | $36,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 5,600 | $36,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,700 | $36,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 1,102 | $36,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 200 | $36,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 800 | $36,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,172 | $36,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 900 | $36,000 | thousands by filing date | call |
| SCANSOURCE INC | 806037107 | COM | 1,118 | $36,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,000 | $36,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 3,000 | $36,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 16,000 | $36,000 | thousands by filing date | principal |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 4,500 | $36,000 | thousands by filing date | call |
| Intrcontinentalexchange | 45865V100 | COM | 200 | $36,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 2,396 | $36,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 65,100 | $36,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,800 | $36,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 2,600 | $36,000 | thousands by filing date | call |
| CELSION CORPORATION | 15117N305 | COM NEW | 35,000 | $36,000 | thousands by filing date | call |
| FLOW INTL CORP | 343468104 | COM | 9,584 | $36,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,250 | $36,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,137 | $36,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q767 | CMN | 1,500 | $36,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 631 | $35,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,200 | $35,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,500 | $35,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 800 | $35,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,416 | $35,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 900 | $35,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,100 | $35,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 1,000 | $35,000 | thousands by filing date | put |
| CSG SYSTEMS | 126349109 | COM | 1,614 | $35,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,200 | $35,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,200 | $35,000 | thousands by filing date | call |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 1,059 | $35,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 4,453 | $35,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,000 | $35,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 30,944 | $35,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 400 | $35,000 | thousands by filing date | put |
| HORIZON PHARMA INC | 44047T109 | COM | 14,245 | $35,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,500 | $35,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 2,429 | $35,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 1,200 | $35,000 | thousands by filing date | call |
| ORBITAL SCIENCES CORP | 685564106 | COM | 2,026 | $35,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 2,606 | $35,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,800 | $35,000 | thousands by filing date | call |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 15,200 | $35,000 | thousands by filing date | call |
| NORTHEAST BANCORP | 663904209 | COM | 3,656 | $35,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,446 | $35,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 7,452 | $35,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,791 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 1,531 | $35,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,500 | $35,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 1,251 | $35,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 2,862 | $35,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P218 | ROGR ENH INMET | 1,535 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 706 | $35,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 13,000 | $35,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 2,836 | $35,000 | thousands by filing date | |
| CHINA ARMCO METALS INC | 16936C108 | Cmn | 112,316 | $35,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W217 | US DEFLATION | 700 | $35,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 300 | $34,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 22,500 | $34,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 2,540 | $34,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,600 | $34,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 1,400 | $34,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 4,000 | $34,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 15,567 | $34,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 9,869 | $34,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,100 | $34,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 3,292 | $34,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,700 | $34,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,915 | $34,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 700 | $34,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 4,400 | $34,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 500 | $34,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 300 | $34,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,382 | $34,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 4,000 | $34,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 8,600 | $34,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 1,000 | $34,000 | thousands by filing date | put |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 500 | $34,000 | thousands by filing date | put |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 4,200 | $34,000 | thousands by filing date | call |
| MENS WEARHOUSE INC | 587118100 | COM | 900 | $34,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 1,950 | $34,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 600 | $34,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,588 | $34,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 800 | $34,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,000 | $34,000 | thousands by filing date | call |
| Almaden Minerals Ltd | 020283107 | COM | 24,196 | $34,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 3,540 | $34,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 5,000 | $34,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 1,033 | $34,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 4,634 | $33,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 997 | $33,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 900 | $33,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,200 | $33,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,373 | $33,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 440 | $33,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,900 | $33,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,184 | $33,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,500 | $33,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 837 | $33,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 300 | $33,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 600 | $33,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 5,012 | $33,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 700 | $33,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 500 | $33,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 543 | $33,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,200 | $33,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,120 | $33,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,805 | $33,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,400 | $33,000 | thousands by filing date | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,092 | $33,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 8,857 | $33,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,518 | $33,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,200 | $33,000 | thousands by filing date | call |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,685 | $33,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,662 | $33,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 600 | $33,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,986 | $33,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,154 | $33,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,543 | $33,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 7,100 | $33,000 | thousands by filing date | call |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 3,283 | $33,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,000 | $33,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 6,200 | $33,000 | thousands by filing date | call |
| TCF FINL CORP | 872275102 | COM | 2,300 | $33,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 2,399 | $33,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 2,700 | $33,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 10,100 | $33,000 | thousands by filing date | put |
| CNH GLOBAL N V | N20935206 | SHS NEW | 800 | $33,000 | thousands by filing date | put |
| USEC INC | 90333E108 | COM | 113,808 | $33,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 4,023 | $33,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,838 | $33,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 12,000 | $33,000 | thousands by filing date | principal |
| VENAXIS INC | 92262A107 | COM | 27,827 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y512 | S KOREA BEAR3X | 667 | $33,000 | thousands by filing date | |
| DB-X FUNDS | 233052109 | XTRAK 2010TGT DT | 1,326 | $33,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 1,168 | $33,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,458 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 1,251 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y504 | BAS MAT BULL3X | 1,035 | $33,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 300 | $32,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 500 | $32,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 1,984 | $32,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 900 | $32,000 | thousands by filing date | put |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,000 | $32,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,200 | $32,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,200 | $32,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 800 | $32,000 | thousands by filing date | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 200 | $32,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 790 | $32,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,100 | $32,000 | thousands by filing date | call |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,166 | $32,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,000 | $32,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240M108 | COM | 2,000 | $32,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,100 | $32,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 2,021 | $32,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 4,587 | $32,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,960 | $32,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,842 | $32,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 400 | $32,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 5,200 | $32,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 700 | $32,000 | thousands by filing date | call |
| AMSURG CORP | 03232P405 | COM | 925 | $32,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 11,000 | $32,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 2,500 | $32,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,017 | $32,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 7,696 | $32,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,200 | $32,000 | thousands by filing date | call |
| AUGUSTA RES CORP | 050912203 | COM NEW | 15,107 | $32,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 1,056 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y660 | DLY R/E BEAR3X | 2,000 | $32,000 | thousands by filing date | call |
| REVETT MINERALS INC | 761505205 | COM NEW | 49,000 | $32,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90267B799 | DLY LNGSHT GAS | 1,143 | $32,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W605 | PWSH 3X ITL TR | 1,058 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 976 | $32,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,600 | $31,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 600 | $31,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 600 | $31,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 7,600 | $31,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 4,432 | $31,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,310 | $31,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 807 | $31,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,100 | $31,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 565 | $31,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,200 | $31,000 | thousands by filing date | call |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 2,135 | $31,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 1,400 | $31,000 | thousands by filing date | call |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 2,599 | $31,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 3,487 | $31,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,399 | $31,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 2,712 | $31,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,600 | $31,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 1,100 | $31,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 8,616 | $31,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 2,500 | $31,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 10,800 | $31,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 2,319 | $31,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,000 | $31,000 | thousands by filing date | call |
| PROTECTIVE LIFE CORP | 743674103 | COM | 800 | $31,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 1,116 | $31,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 526 | $31,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 13,900 | $31,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 7,385 | $31,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 2,991 | $31,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 3,284 | $31,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 10,272 | $31,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 22,591 | $31,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 8,500 | $31,000 | thousands by filing date | call |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 2,444 | $31,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 16,500 | $31,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 30,200 | $31,000 | thousands by filing date | put |
| HELIOS HIGH | 42327X204 | COM NEW | 3,859 | $31,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 6,841 | $31,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,647 | $30,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 400 | $30,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 700 | $30,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 600 | $30,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 2,000 | $30,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 3,200 | $30,000 | thousands by filing date | call |
| CARTERS INC | 146229109 | COM | 400 | $30,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 638 | $30,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 400 | $30,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,400 | $30,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 800 | $30,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 2,584 | $30,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,200 | $30,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 3,200 | $30,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,265 | $30,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,704 | $30,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,131 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 915 | $30,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 875 | $30,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 6,000 | $30,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 3,467 | $30,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 14,400 | $30,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 4,621 | $30,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 1,783 | $30,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 700 | $30,000 | thousands by filing date | call |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 7,600 | $30,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2,100 | $30,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 4,724 | $30,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 16,910 | $30,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,900 | $30,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 1,900 | $30,000 | thousands by filing date | call |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 10,740 | $30,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,419 | $30,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 3,473 | $30,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 404 | $30,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 4,500 | $30,000 | thousands by filing date | put |
| CYAN INC | 23247W104 | COM | 2,850 | $30,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 6,127 | $30,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,035 | $30,000 | thousands by filing date | |
| POWERSHARES DB ITALIAN TREAS | 25154W704 | CMN | 1,238 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A103 | PSHS ULTSHT INDL | 1,472 | $30,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 348 | $30,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,141 | $29,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 594 | $29,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 526 | $29,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,599 | $29,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,664 | $29,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,800 | $29,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,000 | $29,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 1,801 | $29,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,500 | $29,000 | thousands by filing date | put |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 400 | $29,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 529 | $29,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 789 | $29,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,016 | $29,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 400 | $29,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,600 | $29,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 3,400 | $29,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,600 | $29,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,400 | $29,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 18,107 | $29,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 800 | $29,000 | thousands by filing date | call |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 5,600 | $29,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 1,650 | $29,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 1,200 | $29,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 600 | $29,000 | thousands by filing date | call |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 2,900 | $29,000 | thousands by filing date | call |
| RUE21 INC | 781295100 | COM | 700 | $29,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 505 | $29,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 13,938 | $29,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 23,000 | $29,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,800 | $29,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,300 | $29,000 | thousands by filing date | call |
| BNC Bancorp | 05566T101 | Com | 2,546 | $29,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,500 | $29,000 | thousands by filing date | call |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 767 | $29,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 2,213 | $29,000 | thousands by filing date | |
| SPROTT RESOURCE LENDING | 85207J100 | CORP COM | 23,365 | $29,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 373 | $29,000 | thousands by filing date | |
| MAYFLOWER BANCORP INC | 578321101 | COM | 1,553 | $29,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 4,446 | $29,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 8,342 | $29,000 | thousands by filing date | |
| ISHARES TR | 464289586 | CMN | 510 | $29,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 686 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 1,020 | $29,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 2,987 | $29,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 800 | $28,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 800 | $28,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,438 | $28,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 939 | $28,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 872 | $28,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3,400 | $28,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,400 | $28,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 1,400 | $28,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 3,270 | $28,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,543 | $28,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,600 | $28,000 | thousands by filing date | put |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,526 | $28,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 896 | $28,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 398 | $28,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,900 | $28,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,200 | $28,000 | thousands by filing date | put |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 9,300 | $28,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 948 | $28,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,006 | $28,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 8,000 | $28,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,500 | $28,000 | thousands by filing date | put |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 3,342 | $28,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,980 | $28,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,500 | $28,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 20,600 | $28,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 500 | $28,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 300 | $28,000 | thousands by filing date | call |
| COLUMBIA LABS INC | 197779101 | COM | 43,612 | $28,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 13,303 | $28,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,600 | $28,000 | thousands by filing date | put |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 2,300 | $28,000 | thousands by filing date | call |
| WARREN RESOURCES INC | 93564A100 | COM | 10,900 | $28,000 | thousands by filing date | call |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 8,988 | $28,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 2,600 | $28,000 | thousands by filing date | call |
| BEBE STORES INC | 075571109 | COM | 5,000 | $28,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 4,250 | $28,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 797 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 1,015 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,438 | $28,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H761 | ETN 130/30 23 | 806 | $28,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 1,072 | $28,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 1,995 | $28,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 2,981 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |