13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,783 | $61,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,074 | $61,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 3,000 | $61,000 | thousands by filing date | put |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 1,900 | $61,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 14,700 | $61,000 | thousands by filing date | put |
| NAVARRE CORP | 639208107 | COM | 21,764 | $61,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,050 | $61,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,620 | $60,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 4,349 | $60,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,801 | $60,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,500 | $60,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 62,347 | $60,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,900 | $60,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,000 | $60,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,500 | $60,000 | thousands by filing date | call |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 2,139 | $60,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 5,100 | $60,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973W107 | COM | 2,188 | $60,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 5,936 | $60,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 4,000 | $60,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 9,200 | $60,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 1,800 | $60,000 | thousands by filing date | put |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 8,700 | $60,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 2,500 | $60,000 | thousands by filing date | put |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 2,109 | $60,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 2,099 | $60,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 1,457 | $60,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 4,343 | $60,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,300 | $59,000 | thousands by filing date | put |
| KFORCE INC COM | 493732101 | Stock | 4,032 | $59,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 2,300 | $59,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 2,100 | $59,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 592 | $59,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,300 | $59,000 | thousands by filing date | put |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,564 | $59,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,188 | $59,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,000 | $59,000 | thousands by filing date | call |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 700 | $59,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 6,000 | $59,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 6,866 | $59,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 3,700 | $59,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 25,815 | $59,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 577 | $59,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,100 | $58,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 2,800 | $58,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,700 | $58,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,000 | $58,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,400 | $58,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 3,644 | $58,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9,000 | $58,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 4,318 | $58,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,200 | $58,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 5,800 | $58,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 2,937 | $58,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,600 | $58,000 | thousands by filing date | put |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 1,923 | $58,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 5,457 | $58,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,700 | $58,000 | thousands by filing date | call |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 2,000 | $58,000 | thousands by filing date | put |
| HUBBELL INC -CL A | 443510102 | CL A | 650 | $58,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 3,400 | $58,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 6,696 | $58,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 44,722 | $58,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 1,170 | $58,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 775 | $57,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,000 | $57,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 1,400 | $57,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,400 | $57,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 2,200 | $57,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 700 | $57,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 3,364 | $57,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,408 | $57,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,300 | $57,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,379 | $57,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 8,600 | $57,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 30,500 | $57,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 3,608 | $57,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 3,710 | $57,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,400 | $57,000 | thousands by filing date | call |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 5,700 | $57,000 | thousands by filing date | put |
| VALUECLICK INC | 92046N102 | COM | 2,308 | $57,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,277 | $57,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 614 | $57,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 10,100 | $57,000 | thousands by filing date | put |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 5,638 | $57,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 16,159 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 1,930 | $57,000 | thousands by filing date | |
| HYDE PK ACQUISITION CORP II | 448640102 | COMMON | 5,596 | $57,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4,345 | $57,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 500 | $56,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,701 | $56,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 900 | $56,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,100 | $56,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 1,200 | $56,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 4,800 | $56,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,581 | $56,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 6,641 | $56,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 4,600 | $56,000 | thousands by filing date | call |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 2,900 | $56,000 | thousands by filing date | call |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 3,975 | $56,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 11,813 | $56,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,528 | $56,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 700 | $56,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,743 | $56,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 6,457 | $56,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 13,216 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,773 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 1,900 | $56,000 | thousands by filing date | call |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 5,350 | $56,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,000 | $56,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 4,000 | $56,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,800 | $55,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,000 | $55,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,600 | $55,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,000 | $55,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,060 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 942 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 660 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,312 | $55,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,200 | $55,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 2,300 | $55,000 | thousands by filing date | put |
| CHINA FD INC | 169373107 | COM | 2,721 | $55,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,000 | $55,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,200 | $54,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 1,729 | $54,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,597 | $54,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,500 | $54,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,905 | $54,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 300 | $54,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 1,200 | $54,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 3,716 | $54,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,050 | $54,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 19,839 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 851 | $54,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,400 | $54,000 | thousands by filing date | put |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 1,634 | $54,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,100 | $54,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 3,857 | $54,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 3,300 | $54,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 18,765 | $54,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 21,100 | $54,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 2,307 | $54,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461860 | EGSHARE ENGY GEM | 2,641 | $54,000 | thousands by filing date | |
| PRIME ACQUISITION CORP | G72436119 | UNIT 99/99/9999 | 5,370 | $54,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,000 | $53,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 2,000 | $53,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 600 | $53,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 1,000 | $53,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 2,059 | $53,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,200 | $53,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,100 | $53,000 | thousands by filing date | call |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,430 | $53,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 600 | $53,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,999 | $53,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,200 | $53,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,200 | $53,000 | thousands by filing date | call |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 5,435 | $53,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2,332 | $53,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,600 | $53,000 | thousands by filing date | call |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 1,835 | $53,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 5,367 | $53,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,200 | $53,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 14,551 | $53,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 30,725 | $53,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 1,100 | $53,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,599 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 1,082 | $53,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A717 | ETRACS FIS GART | 1,936 | $53,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 430 | $52,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 9,000 | $52,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,300 | $52,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,700 | $52,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,500 | $52,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 1,350 | $52,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 500 | $52,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,500 | $52,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 3,200 | $52,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 4,900 | $52,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,215 | $52,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 523 | $52,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 2,107 | $52,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 1,200 | $52,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,200 | $52,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 940 | $52,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 500 | $52,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 1,700 | $52,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,200 | $52,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 5,400 | $52,000 | thousands by filing date | put |
| MICREL INC | 594793101 | COM | 5,296 | $52,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 2,864 | $52,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 17,672 | $52,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 2,500 | $52,000 | thousands by filing date | call |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 3,753 | $52,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 2,678 | $52,000 | thousands by filing date | |
| NEUTRAL TANDEM INC | 64128B108 | COM | 9,000 | $52,000 | thousands by filing date | put |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 1,224 | $52,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,114 | $52,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 8,748 | $52,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 2,503 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 3,576 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500 | $51,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,240 | $51,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 700 | $51,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 1,000 | $51,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 2,200 | $51,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,018 | $51,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,429 | $51,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,100 | $51,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 600 | $51,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 1,500 | $51,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 800 | $51,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 900 | $51,000 | thousands by filing date | call |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 4,200 | $51,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,800 | $51,000 | thousands by filing date | put |
| TEARLAB CORP | 878193101 | COM | 4,800 | $51,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,700 | $51,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,300 | $51,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 5,192 | $51,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 2,400 | $51,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 900 | $51,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 16,400 | $51,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 2,000 | $51,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 2,000 | $51,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 6,250 | $51,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 400 | $51,000 | thousands by filing date | put |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 4,203 | $51,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 15,141 | $51,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 16,393 | $51,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 1,097 | $51,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 11,900 | $51,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,600 | $50,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 4,200 | $50,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,698 | $50,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 700 | $50,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,838 | $50,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 2,400 | $50,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 5,060 | $50,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 600 | $50,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 300 | $50,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,300 | $50,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,600 | $50,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 2,000 | $50,000 | thousands by filing date | put |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 2,306 | $50,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,400 | $50,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,400 | $50,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 800 | $50,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739H263 | FUND | 1,045 | $50,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 414 | $50,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 2,800 | $50,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 19,100 | $50,000 | thousands by filing date | put |
| HANSEN MEDICAL INC | 411307101 | COM | 35,026 | $50,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 3,178 | $50,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 2,492 | $50,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,233 | $50,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 800 | $50,000 | thousands by filing date | call |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1,748 | $50,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,837 | $49,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 800 | $49,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,025 | $49,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 700 | $49,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 3,000 | $49,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 15,334 | $49,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,372 | $49,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,300 | $49,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 70,000 | $49,000 | thousands by filing date | principal |
| Delta Apparel Inc | 247368103 | COM | 3,459 | $49,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 7,000 | $49,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 5,463 | $49,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,300 | $49,000 | thousands by filing date | put |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 2,000 | $49,000 | thousands by filing date | call |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 27,636 | $49,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 2,800 | $49,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 2,040 | $49,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 6,500 | $48,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,370 | $48,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 5,700 | $48,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 7,486 | $48,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 2,200 | $48,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 600 | $48,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 1,000 | $48,000 | thousands by filing date | put |
| FORWARD AIR CORP | 349853101 | COM | 1,243 | $48,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 4,166 | $48,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 3,500 | $48,000 | thousands by filing date | put |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,199 | $48,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,666 | $48,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 690 | $48,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,500 | $48,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 11,961 | $48,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 15,000 | $48,000 | thousands by filing date | call |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 7,000 | $48,000 | thousands by filing date | put |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 2,182 | $48,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 1,369 | $48,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 37,451 | $48,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 560 | $48,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 19,300 | $48,000 | thousands by filing date | call |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 2,300 | $48,000 | thousands by filing date | put |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 2,945 | $48,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 2,669 | $48,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 544 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 850 | $48,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 661 | $48,000 | thousands by filing date | |
| CARDERO RES CORP | 14140U105 | COM | 435,004 | $48,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 3,268 | $48,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,000 | $47,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 700 | $47,000 | thousands by filing date | put |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 7,924 | $47,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,700 | $47,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,600 | $47,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 2,800 | $47,000 | thousands by filing date | put |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 800 | $47,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 1,800 | $47,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 4,900 | $47,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 4,516 | $47,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 8,986 | $47,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 2,180 | $47,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,100 | $47,000 | thousands by filing date | call |
| ATMI INC | 00207R101 | COM | 2,015 | $47,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 3,381 | $47,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 4,159 | $47,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 2,453 | $47,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 685 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,400 | $47,000 | thousands by filing date | put |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 929 | $47,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 1,240 | $47,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1,286 | $47,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 999 | $47,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 3,500 | $46,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,200 | $46,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 600 | $46,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 1,200 | $46,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,400 | $46,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 1,800 | $46,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 800 | $46,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,200 | $46,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,969 | $46,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 1,400 | $46,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 2,800 | $46,000 | thousands by filing date | call |
| GREATBATCH INC | 39153L106 | COM | 1,415 | $46,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 7,900 | $46,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 4,300 | $46,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 3,176 | $46,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 33,761 | $46,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 50,000 | $46,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 15,849 | $46,000 | thousands by filing date | |
| IPATH PURE BETA GRAINS | 06740P270 | CMN | 978 | $46,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,710 | $46,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,700 | $45,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 500 | $45,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,200 | $45,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,000 | $45,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,000 | $45,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,600 | $45,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 8,700 | $45,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,200 | $45,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 6,800 | $45,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 4,500 | $45,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,178 | $45,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 5,520 | $45,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,000 | $45,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 1,900 | $45,000 | thousands by filing date | put |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,389 | $45,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 337 | $45,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 3,170 | $45,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 3,500 | $45,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,800 | $45,000 | thousands by filing date | put |
| PRECISION CASTPARTS CORP | 740189105 | COM | 200 | $45,000 | thousands by filing date | call |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 4,800 | $45,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 2,100 | $45,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,598 | $45,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 3,400 | $45,000 | thousands by filing date | put |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 3,726 | $45,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 63,875 | $45,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 4,098 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 822 | $45,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 7,703 | $45,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 25,336 | $45,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 16,828 | $45,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,500 | $45,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 500 | $44,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,100 | $44,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,450 | $44,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,500 | $44,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 1,200 | $44,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,810 | $44,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,300 | $44,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,600 | $44,000 | thousands by filing date | put |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,400 | $44,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,200 | $44,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 3,543 | $44,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,000 | $44,000 | thousands by filing date | call |
| SANTARUS INC | 802817304 | COM | 2,100 | $44,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 69,000 | $44,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 19,802 | $44,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,200 | $44,000 | thousands by filing date | call |
| AMYRIS INC | 03236M101 | COM | 15,479 | $44,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,900 | $44,000 | thousands by filing date | call |
| HARBINGER GROUP INC | 41146A106 | COM | 5,797 | $44,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 24,700 | $44,000 | thousands by filing date | call |
| EMERALD OIL INC | 29101U209 | COM NEW | 6,382 | $44,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,100 | $44,000 | thousands by filing date | call |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,018 | $44,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 566 | $44,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 4,000 | $44,000 | thousands by filing date | put |
| CHARLES + COLVARD LTD | 159765106 | COM | 10,805 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 636 | $44,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 7,684 | $44,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,881 | $44,000 | thousands by filing date | |
| MULTIBAND CORP | 62544X209 | Stock | 13,998 | $44,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 56,529 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 2,600 | $44,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461100 | EGSHARE GEM COMP | 2,121 | $44,000 | thousands by filing date | |
| PROSHARES TR II | 74347W866 | PSHS ULTRA YEN | 2,090 | $44,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 353 | $44,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,000 | $43,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,462 | $43,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,300 | $43,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 1,500 | $43,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 600 | $43,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 3,823 | $43,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,079 | $43,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 5,080 | $43,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,000 | $43,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 500 | $43,000 | thousands by filing date | put |
| AMERISAFE INC | 03071H100 | COM | 1,325 | $43,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,000 | $43,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 800 | $43,000 | thousands by filing date | put |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,500 | $43,000 | thousands by filing date | call |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,000 | $43,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,700 | $43,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 677 | $43,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 1,400 | $43,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 19,700 | $43,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 1,017 | $43,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 1,300 | $43,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 1,700 | $43,000 | thousands by filing date | put |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,981 | $43,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 1,940 | $43,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 9,100 | $43,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 18,400 | $43,000 | thousands by filing date | put |
| KEY TECHNOLOGY INC | 493143101 | COM | 3,000 | $43,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 3,561 | $43,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,245 | $43,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 18,669 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347X104 | UL RUS3000 ETF | 717 | $43,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 900 | $42,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 800 | $42,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 7,000 | $42,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,200 | $42,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,100 | $42,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 879 | $42,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,500 | $42,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 31,506 | $42,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,400 | $42,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,768 | $42,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,200 | $42,000 | thousands by filing date | call |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,215 | $42,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 700 | $42,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 1,804 | $42,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 2,812 | $42,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,515 | $42,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 5,640 | $42,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,765 | $42,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,361 | $42,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 2,000 | $42,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 4,700 | $42,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 800 | $42,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,100 | $42,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 7,100 | $42,000 | thousands by filing date | call |
| GENCORP INC | 368682100 | COM | 2,600 | $42,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 4,850 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 2,008 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 1,800 | $42,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 500 | $41,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 700 | $41,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,418 | $41,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,266 | $41,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 8,923 | $41,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 3,582 | $41,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,300 | $41,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,200 | $41,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 14,600 | $41,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8,800 | $41,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 900 | $41,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 900 | $41,000 | thousands by filing date | put |
| COURIER CORP | 222660102 | COMMON STOCK | 2,875 | $41,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 1,300 | $41,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 6,574 | $41,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 900 | $41,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 13,166 | $41,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 1,784 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,084 | $41,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 16,500 | $41,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,501 | $41,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 2,239 | $41,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 3,090 | $41,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 4,300 | $41,000 | thousands by filing date | put |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 10,221 | $41,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 327 | $41,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 2,953 | $41,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 935 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |