13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAKO SURGICAL CORP | 560879108 | COM | 7,700 | $93,000 | thousands by filing date | put |
| The Jones Group Inc | 48020T101 | COM | 6,826 | $93,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 6,400 | $93,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 25,800 | $93,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 2,040 | $93,000 | thousands by filing date | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 6,182 | $93,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,000 | $92,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,261 | $92,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,400 | $92,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,900 | $92,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 3,000 | $92,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 44,842 | $92,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 5,853 | $92,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 4,000 | $92,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 220,222 | $92,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 11,049 | $92,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 11,828 | $92,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 3,678 | $92,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 15,800 | $92,000 | thousands by filing date | put |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,649 | $92,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 21,300 | $92,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 3,425 | $91,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 5,132 | $91,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 6,800 | $91,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,500 | $91,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 11,702 | $91,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,600 | $91,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 2,111 | $91,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,800 | $91,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,800 | $91,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,600 | $91,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 31,300 | $91,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 5,800 | $91,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 6,415 | $91,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,347 | $91,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 19,800 | $90,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 800 | $90,000 | thousands by filing date | call |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,657 | $90,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 4,288 | $90,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,300 | $90,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 1,400 | $90,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,900 | $90,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 14,671 | $90,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 5,655 | $90,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 7,400 | $90,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 5,900 | $90,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 7,400 | $90,000 | thousands by filing date | put |
| CAPE BANCORP INC | 139209100 | COM | 9,454 | $90,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 2,469 | $90,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 14,000 | $89,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,200 | $89,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 8,400 | $89,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 3,638 | $89,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 6,658 | $89,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 6,370 | $89,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 2,828 | $89,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 1,498 | $89,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 5,368 | $89,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 653 | $88,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,300 | $88,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 6,194 | $88,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,000 | $88,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 2,100 | $88,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 17,888 | $88,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 6,119 | $88,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 4,500 | $88,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 30,700 | $88,000 | thousands by filing date | call |
| ENGILITY HLDGS INC | 29285W104 | COM | 3,084 | $88,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 5,690 | $88,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 4,442 | $87,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,900 | $87,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 4,248 | $87,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,200 | $87,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 26,100 | $87,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 12,296 | $87,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 5,624 | $87,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 2,400 | $87,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 2,879 | $86,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 2,163 | $86,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,000 | $86,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 12,100 | $86,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 900 | $86,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 2,184 | $86,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,900 | $86,000 | thousands by filing date | put |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 3,035 | $86,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 24,000 | $86,000 | thousands by filing date | put |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 86,600 | $86,000 | thousands by filing date | put |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 4,317 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 917 | $86,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,000 | $85,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 2,600 | $85,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 900 | $85,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,900 | $85,000 | thousands by filing date | call |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 4,808 | $85,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 4,200 | $85,000 | thousands by filing date | call |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 4,112 | $85,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 5,946 | $85,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 10,478 | $85,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 23,600 | $85,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 27,624 | $85,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 4,621 | $85,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,300 | $84,000 | thousands by filing date | put |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 800 | $84,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 886 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,700 | $84,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 2,500 | $84,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 9,000 | $84,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,863 | $84,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $84,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 12,193 | $84,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 9,578 | $84,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 5,159 | $84,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 27,369 | $84,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,500 | $83,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,562 | $83,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 4,825 | $83,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 7,700 | $83,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 8,800 | $83,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 542 | $83,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 81,000 | $83,000 | thousands by filing date | principal |
| ADVENT SOFTWARE INC | 007974108 | COM | 2,368 | $83,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 9,615 | $83,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,548 | $83,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1,945 | $83,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,700 | $82,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,700 | $82,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,674 | $82,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 600 | $82,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,321 | $82,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,200 | $82,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 3,581 | $82,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,366 | $82,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 7,260 | $82,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 8,754 | $82,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 3,559 | $82,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,000 | $82,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,823 | $82,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 6,238 | $82,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 7,236 | $82,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 8,000 | $82,000 | thousands by filing date | call |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 11,003 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347R537 | PSHS ULT1000 GRW | 1,040 | $82,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D662 | 3X LONG SILVER | 14,400 | $82,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 7,476 | $82,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 3,801 | $82,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,400 | $81,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 7,800 | $81,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 3,114 | $81,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,600 | $81,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,300 | $81,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 7,808 | $81,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,658 | $81,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,100 | $81,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,500 | $81,000 | thousands by filing date | call |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 27,700 | $81,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 9,900 | $81,000 | thousands by filing date | call |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 6,300 | $81,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 20,248 | $81,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 540 | $81,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 2,045 | $81,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,521 | $80,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 156,626 | $80,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 3,224 | $80,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 3,231 | $80,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 813 | $80,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 1,100 | $80,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 844 | $80,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 1,600 | $80,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 4,300 | $80,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 13,400 | $80,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,700 | $80,000 | thousands by filing date | put |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 5,708 | $80,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 7,000 | $80,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH ETN INITIAL ISSUANCE LKDTO S&P 500 | 22542D811 | ETF | 7,184 | $80,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 668 | $80,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,099 | $80,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 5,777 | $80,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 300 | $79,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,700 | $79,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 500 | $79,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,826 | $79,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,620 | $79,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 8,835 | $79,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 4,900 | $79,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 1,600 | $79,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,500 | $79,000 | thousands by filing date | put |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 8,420 | $79,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 4,392 | $79,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 12,000 | $79,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 20,104 | $79,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,900 | $78,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 1,700 | $78,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 3,500 | $78,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 3,000 | $78,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,175 | $78,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 6,700 | $78,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 1,800 | $78,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 2,490 | $78,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 3,938 | $78,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,798 | $78,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,108 | $78,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 16,400 | $78,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 4,243 | $78,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 1,702 | $78,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 22,946 | $78,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 5,651 | $78,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490506 | UNIT 99/99/9999 | 7,700 | $78,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,400 | $77,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 1,200 | $77,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 16,057 | $77,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,000 | $77,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 7,000 | $77,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,800 | $77,000 | thousands by filing date | put |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 700 | $77,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,675 | $77,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 919 | $77,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,500 | $77,000 | thousands by filing date | call |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 5,748 | $77,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 1,500 | $77,000 | thousands by filing date | put |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 3,966 | $77,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 2,100 | $77,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18,900 | $77,000 | thousands by filing date | call |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 13,909 | $77,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 2,900 | $77,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 5,100 | $77,000 | thousands by filing date | put |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 168,927 | $77,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,700 | $76,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,900 | $76,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,100 | $76,000 | thousands by filing date | put |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 9,258 | $76,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 1,200 | $76,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 4,660 | $76,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 3,300 | $76,000 | thousands by filing date | call |
| BBCN BANCORP INC | 073295107 | COM | 5,336 | $76,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 1,200 | $76,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 9,185 | $76,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 26,300 | $76,000 | thousands by filing date | call |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 7,801 | $76,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 3,237 | $76,000 | thousands by filing date | |
| CARDIONET INC | 14159L103 | COM | 12,800 | $76,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 2,073 | $76,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 51,993 | $76,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A691 | FISH GR RK OFF | 3,710 | $76,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 1,716 | $76,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,200 | $75,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 900 | $75,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 12,000 | $75,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,600 | $75,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 2,000 | $75,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 2,995 | $75,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 3,100 | $75,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 19,808 | $75,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 49,433 | $75,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 4,600 | $75,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 17,862 | $75,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,894 | $75,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 4,413 | $75,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,200 | $74,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,000 | $74,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 2,827 | $74,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,200 | $74,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 3,010 | $74,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 3,509 | $74,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,600 | $74,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 2,400 | $74,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 2,200 | $74,000 | thousands by filing date | call |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 9,450 | $74,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 1,500 | $74,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,700 | $74,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 2,000 | $74,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 7,492 | $74,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 23,000 | $74,000 | thousands by filing date | call |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 11,023 | $74,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,000 | $73,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 2,300 | $73,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 4,400 | $73,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 3,000 | $73,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 600 | $73,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,600 | $73,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,987 | $73,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 9,517 | $73,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 1,222 | $73,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 22,127 | $73,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 177 | $73,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 600 | $73,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 43,200 | $73,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP | 65105M108 | COM | 14,000 | $73,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 4,173 | $73,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 32,000 | $73,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 14,172 | $73,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,975 | $72,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,200 | $72,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 500 | $72,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 38,100 | $72,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 6,400 | $72,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 2,949 | $72,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,400 | $72,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,630 | $72,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 4,249 | $72,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,408 | $72,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,000 | $72,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,100 | $72,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 17,700 | $72,000 | thousands by filing date | put |
| SCBT FINANCIAL CORP | 78401V102 | COM | 1,438 | $72,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 12,669 | $72,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 34,800 | $72,000 | thousands by filing date | call |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 2,489 | $72,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 700 | $71,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,854 | $71,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 600 | $71,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 1,800 | $71,000 | thousands by filing date | put |
| JBT MAREL CORPORATION | 477839104 | COM | 3,363 | $71,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,500 | $71,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 25,326 | $71,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 13,872 | $71,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,000 | $71,000 | thousands by filing date | put |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 4,503 | $71,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,901 | $71,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 22,800 | $71,000 | thousands by filing date | put |
| SHFL ENTMT INC | 78423R105 | COM | 4,000 | $71,000 | thousands by filing date | call |
| DEVRY INC DEL | 251893103 | COM | 2,300 | $71,000 | thousands by filing date | call |
| HFF INC | 40418F108 | CL A | 4,000 | $71,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 23,000 | $71,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 553 | $71,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 30,900 | $71,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 700 | $71,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 1,100 | $70,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 847 | $70,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,400 | $70,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,622 | $70,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 3,580 | $70,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,300 | $70,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 900 | $70,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 4,300 | $70,000 | thousands by filing date | put |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 30,605 | $70,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 22,300 | $70,000 | thousands by filing date | call |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 1,700 | $70,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,100 | $70,000 | thousands by filing date | call |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 3,023 | $70,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,800 | $69,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 4,839 | $69,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,500 | $69,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 11,000 | $69,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 8,743 | $69,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 2,792 | $69,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,506 | $69,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 3,992 | $69,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 5,647 | $69,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 6,000 | $69,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 20,000 | $69,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 5,000 | $69,000 | thousands by filing date | call |
| SNYDERS LANCE INC | 833551104 | COM | 2,436 | $69,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 3,800 | $69,000 | thousands by filing date | call |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 877 | $68,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,000 | $68,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 2,866 | $68,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,098 | $68,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,590 | $68,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 3,400 | $68,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 2,000 | $68,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 2,000 | $68,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 4,119 | $68,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 3,600 | $68,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 3,140 | $68,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 5,300 | $68,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 9,533 | $68,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 3,411 | $68,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 11,699 | $68,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 11,146 | $68,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 4,100 | $68,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W227 | COM | 3,500 | $68,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,900 | $67,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 2,128 | $67,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,600 | $67,000 | thousands by filing date | put |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,550 | $67,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,800 | $67,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,400 | $67,000 | thousands by filing date | call |
| AIRGAS INC | 009363102 | COM | 700 | $67,000 | thousands by filing date | put |
| JIVE SOFTWARE INC | 47760A108 | COM | 3,700 | $67,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 3,700 | $67,000 | thousands by filing date | call |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 2,800 | $67,000 | thousands by filing date | call |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 64,000 | $67,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 11,725 | $67,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 2,575 | $67,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 1,978 | $67,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,100 | $66,000 | thousands by filing date | call |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,000 | $66,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 900 | $66,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,300 | $66,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 11,200 | $66,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 17,000 | $66,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,893 | $66,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,785 | $66,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 772 | $66,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 4,798 | $66,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 4,000 | $66,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 9,400 | $66,000 | thousands by filing date | call |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 3,800 | $66,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 594 | $66,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,979 | $65,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 5,097 | $65,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,857 | $65,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 3,590 | $65,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,636 | $65,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 34,515 | $65,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 4,776 | $65,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,956 | $65,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 3,600 | $65,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 3,846 | $65,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 9,700 | $65,000 | thousands by filing date | call |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 8,130 | $65,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 59,200 | $65,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 4,715 | $65,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,040 | $65,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 69,910 | $65,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 4,516 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 2,720 | $65,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,000 | $64,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 8,100 | $64,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,200 | $64,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 1,400 | $64,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,700 | $64,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 1,700 | $64,000 | thousands by filing date | call |
| POZEN INC | 73941U102 | COMMON STOCK | 12,668 | $64,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,528 | $64,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,700 | $64,000 | thousands by filing date | put |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 1,100 | $64,000 | thousands by filing date | call |
| ICG GROUP INC | 44928D108 | COM | 5,601 | $64,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 6,722 | $64,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 9,800 | $64,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 2,310 | $64,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,500 | $64,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 1,712 | $64,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 3,300 | $64,000 | thousands by filing date | put |
| CROSSTEX ENERGY L P | 22765U102 | COM | 3,100 | $64,000 | thousands by filing date | call |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 5,800 | $64,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 39,000 | $64,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 9,217 | $64,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 26,656 | $64,000 | thousands by filing date | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 4,104 | $64,000 | thousands by filing date | |
| FRESENIUS MED CARE AG&CO KGA | 358029205 | SPON ADR PREF | 1,868 | $64,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,700 | $63,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,567 | $63,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 6,012 | $63,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 400 | $63,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,300 | $63,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 2,769 | $63,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 20,224 | $63,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,800 | $63,000 | thousands by filing date | call |
| BEAM INC | 073730103 | COMMON STOCK | 1,000 | $63,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 3,000 | $63,000 | thousands by filing date | put |
| QUIKSILVER INC | 74838C106 | COM | 9,855 | $63,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 4,602 | $63,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,078 | $63,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 4,731 | $63,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,482 | $63,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 4,596 | $63,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R809 | 15YR US TRS FD | 621 | $63,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 800 | $62,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,834 | $62,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 16,400 | $62,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 4,200 | $62,000 | thousands by filing date | put |
| DAILY JOURNAL CORP | 233912104 | COM | 552 | $62,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,500 | $62,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 7,039 | $62,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,434 | $62,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,000 | $62,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 5,341 | $62,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,690 | $62,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,139 | $62,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,764 | $62,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,157 | $62,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 22,000 | $62,000 | thousands by filing date | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 4,000 | $62,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 5,775 | $62,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 1,900 | $62,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,759 | $62,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 8,000 | $62,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,500 | $62,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 4,700 | $62,000 | thousands by filing date | call |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 8,200 | $62,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,300 | $62,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 31,500 | $62,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 2,600 | $62,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 7,600 | $62,000 | thousands by filing date | put |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 6,150 | $62,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 694 | $62,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 4,400 | $62,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 52,450 | $62,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 4,640 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 616 | $62,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 2,079 | $62,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,300 | $61,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 1,812 | $61,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,000 | $61,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 9,543 | $61,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 4,333 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,063 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 668 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,781 | $61,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |