13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIANGLE CAP CORP | 895848109 | COM | 5,000 | $138,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,400 | $138,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 52,300 | $138,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 8,900 | $138,000 | thousands by filing date | put |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 4,800 | $138,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 8,000 | $137,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,800 | $137,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 7,500 | $137,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 16,303 | $137,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 8,885 | $137,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 5,300 | $137,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 8,200 | $137,000 | thousands by filing date | put |
| TEXAS INDUSTRIES INC | 882491103 | COM | 2,100 | $137,000 | thousands by filing date | call |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 3,600 | $137,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 25,208 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 5,800 | $137,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,769 | $136,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,800 | $136,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 3,874 | $136,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 5,829 | $136,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 3,579 | $136,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,600 | $136,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 6,458 | $136,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 4,300 | $136,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 3,752 | $136,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,900 | $135,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 23,463 | $135,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,161 | $135,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,100 | $135,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 10,200 | $135,000 | thousands by filing date | put |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 12,038 | $135,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 3,200 | $135,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 22,764 | $135,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 17,270 | $135,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,900 | $134,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,000 | $134,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 1,200 | $134,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 4,366 | $134,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 2,387 | $134,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,100 | $134,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 73,800 | $134,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 50,300 | $134,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 9,794 | $134,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,400 | $134,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,200 | $133,000 | thousands by filing date | put |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 7,419 | $133,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 6,892 | $133,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 4,200 | $133,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,300 | $133,000 | thousands by filing date | call |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 7,800 | $133,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 2,369 | $133,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,200 | $132,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 4,000 | $132,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,261 | $132,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,107 | $132,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 8,000 | $132,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 9,200 | $132,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,200 | $132,000 | thousands by filing date | call |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 14,103 | $132,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 8,500 | $132,000 | thousands by filing date | call |
| ROSETTA RESOURCES INC | 777779307 | COM | 3,100 | $132,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 2,000 | $131,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 1,800 | $131,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,700 | $131,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,500 | $131,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 7,628 | $131,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 6,430 | $131,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,892 | $131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 3,279 | $131,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 43,319 | $131,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 4,129 | $131,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,600 | $131,000 | thousands by filing date | call |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 30,184 | $131,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,900 | $130,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 700 | $130,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 9,550 | $130,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 2,752 | $130,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 39,284 | $130,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 20,400 | $130,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 9,120 | $129,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 16,282 | $129,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 8,599 | $129,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 2,800 | $129,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 45,087 | $129,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 7,400 | $129,000 | thousands by filing date | call |
| NASDAQ OMX GROUP INC 2.500 | 631103AA6 | NOTE 2.500% 8/1 | 129,000 | $129,000 | thousands by filing date | principal |
| SPARTON CORP | 847235108 | COM | 7,500 | $129,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 1,447 | $129,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 3,817 | $129,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 7,300 | $128,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,600 | $128,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 2,700 | $128,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,400 | $128,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 39,781 | $128,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,900 | $128,000 | thousands by filing date | put |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 19,000 | $128,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 30,525 | $128,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 17,600 | $128,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 48,500 | $128,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 6,500 | $128,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 3,809 | $128,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 6,812 | $127,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,100 | $127,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,600 | $127,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,600 | $127,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 18,000 | $127,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,700 | $127,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,800 | $127,000 | thousands by filing date | call |
| NETSPEND HOLDINGS INC | 64118V106 | COMMON STOCK | 7,956 | $127,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 6,268 | $127,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 90,700 | $127,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 5,993 | $126,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 9,500 | $126,000 | thousands by filing date | call |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 3,123 | $126,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 3,205 | $126,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 139,000 | $126,000 | thousands by filing date | principal |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 5,500 | $126,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 2,900 | $126,000 | thousands by filing date | put |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 7,764 | $126,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 8,351 | $126,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,246 | $125,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 9,617 | $125,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,600 | $125,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 4,169 | $125,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 19,702 | $125,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,600 | $125,000 | thousands by filing date | put |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 18,800 | $125,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 4,100 | $125,000 | thousands by filing date | put |
| GYRODYNE CO AMER INC | 403820103 | COM | 1,745 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 1,664 | $125,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,700 | $124,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 2,700 | $124,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 800 | $124,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,500 | $124,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 6,201 | $124,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 4,773 | $124,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,200 | $124,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,300 | $124,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 5,101 | $124,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,700 | $124,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,700 | $124,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 13,400 | $124,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 3,649 | $124,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 8,200 | $124,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 46,487 | $124,000 | thousands by filing date | |
| OVERHILL FARMS INC | 690212105 | COM | 25,097 | $124,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 31,888 | $124,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,437 | $123,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,793 | $123,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,800 | $123,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 3,300 | $123,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 4,792 | $123,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,753 | $123,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 9,125 | $123,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 21,000 | $123,000 | thousands by filing date | call |
| FIFTH & PAC COS INC | 316645100 | COM | 5,501 | $123,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 7,301 | $123,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 12,900 | $123,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 6,600 | $123,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 4,700 | $123,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 2,138 | $123,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,400 | $122,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,000 | $122,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 213 | $122,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 7,000 | $122,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,600 | $122,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 9,037 | $122,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 8,720 | $122,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 6,513 | $122,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,900 | $122,000 | thousands by filing date | put |
| PMC-SIERRA INC | 69344F106 | COM | 19,219 | $122,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 38,000 | $122,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 5,761 | $122,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 17,524 | $122,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 8,527 | $122,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 2,586 | $122,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,200 | $121,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 4,235 | $121,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,000 | $121,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 2,400 | $121,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,400 | $121,000 | thousands by filing date | put |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 8,182 | $121,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,800 | $121,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 7,000 | $121,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 800 | $121,000 | thousands by filing date | put |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 16,100 | $121,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,200 | $121,000 | thousands by filing date | call |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 4,200 | $121,000 | thousands by filing date | call |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,500 | $120,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 3,896 | $120,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,600 | $120,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 26,464 | $120,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 10,224 | $120,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 4,100 | $120,000 | thousands by filing date | call |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 6,237 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 4,057 | $120,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,800 | $119,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,947 | $119,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 8,839 | $119,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 8,370 | $119,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 8,300 | $119,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 5,000 | $119,000 | thousands by filing date | put |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 102,000 | $119,000 | thousands by filing date | principal |
| PHOTOMEDEX INC | 719358301 | COM | 7,445 | $119,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,900 | $119,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,800 | $118,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,054 | $118,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 4,600 | $118,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 69,600 | $118,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 3,749 | $118,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,700 | $117,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,300 | $117,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 11,568 | $117,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,118 | $117,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 8,300 | $117,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 15,000 | $117,000 | thousands by filing date | call |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 71,600 | $117,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W151 | DRX S&P500BEAR | 10,700 | $117,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,400 | $116,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 4,924 | $116,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,900 | $116,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 2,207 | $116,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,900 | $116,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,600 | $116,000 | thousands by filing date | put |
| FIFTH & PAC COS INC | 316645100 | COM | 5,200 | $116,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 4,600 | $116,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,630 | $115,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 4,000 | $115,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 2,500 | $115,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 8,300 | $115,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 3,000 | $115,000 | thousands by filing date | put |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 10,000 | $115,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 10,000 | $115,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 7,000 | $115,000 | thousands by filing date | call |
| GASTAR EXPL LTD | 367299203 | COM NEW | 43,043 | $115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 3,854 | $115,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 5,600 | $114,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,600 | $114,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,500 | $114,000 | thousands by filing date | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,400 | $114,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,200 | $114,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,600 | $114,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 23,028 | $114,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 3,387 | $114,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 8,700 | $114,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,100 | $113,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,438 | $113,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,400 | $113,000 | thousands by filing date | put |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 6,688 | $113,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 2,344 | $113,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,733 | $113,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 12,200 | $113,000 | thousands by filing date | call |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 1,984 | $113,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 2,991 | $113,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 15,300 | $113,000 | thousands by filing date | put |
| MILLER ENERGY RES INC | 600527105 | COM | 28,131 | $113,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,971 | $113,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 1,886 | $113,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 8,620 | $113,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 8,735 | $113,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,700 | $112,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 6,800 | $112,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 19,500 | $112,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 18,493 | $112,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5,588 | $112,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 6,120 | $112,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 9,737 | $112,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 3,579 | $112,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 59,678 | $112,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 5,658 | $112,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 50,400 | $112,000 | thousands by filing date | put |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 24,900 | $112,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 5,408 | $112,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 9,860 | $111,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,800 | $111,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 3,700 | $111,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 4,644 | $111,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,848 | $111,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,300 | $111,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,432 | $111,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 11,910 | $111,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 12,700 | $111,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 13,700 | $111,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 86,100 | $111,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTICALS INC | 03674U102 | COM | 239,722 | $111,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,800 | $110,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,900 | $110,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 6,400 | $110,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 10,000 | $110,000 | thousands by filing date | put |
| SILICOM LTD | M84116108 | ORD | 3,202 | $110,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,200 | $110,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 18,600 | $110,000 | thousands by filing date | call |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 8,230 | $110,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 12,445 | $110,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,100 | $109,000 | thousands by filing date | put |
| ZALECORPNEW | 988858106 | COM | 12,025 | $109,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 9,700 | $109,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 3,500 | $109,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 6,000 | $109,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,100 | $109,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 5,055 | $109,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,500 | $109,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 8,600 | $109,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,633 | $109,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 4,545 | $109,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,800 | $109,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 19,400 | $109,000 | thousands by filing date | put |
| DEMAND MEDIA INC | 24802N109 | COM | 18,200 | $109,000 | thousands by filing date | put |
| OPENTABLE INC | 68372A104 | COM | 1,700 | $109,000 | thousands by filing date | put |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 120,600 | $109,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,277 | $108,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,400 | $108,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 51,202 | $108,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 5,400 | $108,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,058 | $108,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,500 | $108,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,600 | $108,000 | thousands by filing date | call |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 13,780 | $108,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 16,800 | $108,000 | thousands by filing date | call |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 17,500 | $108,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 7,309 | $108,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 12,861 | $108,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,200 | $107,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,500 | $107,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 10,987 | $107,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 5,100 | $107,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 7,691 | $107,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 7,800 | $107,000 | thousands by filing date | call |
| B/E AEROSPACE INC | 073302101 | COM | 1,700 | $107,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 40,000 | $107,000 | thousands by filing date | call |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 8,166 | $107,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 59,007 | $107,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 8,387 | $107,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 34,591 | $107,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 1,970 | $107,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 2,083 | $107,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 8,800 | $106,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,900 | $106,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 3,500 | $106,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 5,280 | $106,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 7,096 | $106,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 2,800 | $106,000 | thousands by filing date | put |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 1,900 | $106,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 20,309 | $106,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 4,200 | $106,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,800 | $106,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 5,900 | $106,000 | thousands by filing date | put |
| ROYCE FOCUS TR | 78080N108 | COM | 15,275 | $106,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 23,158 | $106,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 22,500 | $106,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 3,717 | $106,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 13,200 | $105,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 9,100 | $105,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,200 | $105,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 12,800 | $105,000 | thousands by filing date | put |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 5,100 | $105,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 5,300 | $105,000 | thousands by filing date | call |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 7,190 | $105,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 12,175 | $105,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,900 | $104,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 2,500 | $104,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,600 | $104,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,200 | $104,000 | thousands by filing date | call |
| STEINER LEISURE LTD | P8744Y102 | ORD | 1,977 | $104,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 7,221 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 4,500 | $104,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 4,155 | $104,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,237 | $103,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 6,861 | $103,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 16,700 | $103,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,300 | $103,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 7,400 | $103,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 2,700 | $103,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 3,400 | $103,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738101 | COM | 8,600 | $103,000 | thousands by filing date | call |
| BROWN SHOE COMPANY INC | 115736100 | COM | 4,800 | $103,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 58,200 | $103,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 9,914 | $103,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 2,320 | $103,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,200 | $102,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 2,000 | $102,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,100 | $102,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,002 | $102,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,479 | $102,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 3,800 | $102,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 6,376 | $102,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 5,700 | $102,000 | thousands by filing date | call |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 5,600 | $102,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 10,676 | $102,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 3,128 | $102,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 7,020 | $102,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,500 | $101,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 25,700 | $101,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 8,400 | $101,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 6,295 | $101,000 | thousands by filing date | |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 3,000 | $101,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 7,700 | $101,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,300 | $101,000 | thousands by filing date | put |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 2,800 | $101,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 11,800 | $101,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 12,373 | $101,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 7,878 | $101,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2,500 | $100,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 4,980 | $100,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 3,200 | $100,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,356 | $100,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,000 | $100,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 17,724 | $100,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 27,507 | $100,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 23,800 | $100,000 | thousands by filing date | call |
| RENTRAK CORP | 760174102 | COM | 5,000 | $100,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 1,265 | $100,000 | thousands by filing date | |
| STEPAN CO | 858586209 | CONV | 790 | $100,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 3,558 | $99,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,500 | $99,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,500 | $99,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 6,900 | $99,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 6,923 | $99,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,206 | $99,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 2,900 | $99,000 | thousands by filing date | put |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 2,114 | $99,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 2,759 | $99,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 13,922 | $99,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 3,100 | $99,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 2,732 | $99,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 22,912 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 2,690 | $99,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,200 | $98,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,400 | $98,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,900 | $98,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 3,976 | $98,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 925 | $98,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 22,100 | $98,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 15,598 | $98,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,100 | $98,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,642 | $98,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 7,100 | $98,000 | thousands by filing date | put |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 8,672 | $98,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 4,700 | $98,000 | thousands by filing date | call |
| ANALOGIC CORP | 032657207 | COM | 1,349 | $98,000 | thousands by filing date | |
| NEUTRAL TANDEM INC | 64128B108 | COM | 17,029 | $98,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 5,345 | $98,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,700 | $97,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,500 | $97,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,000 | $97,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 2,667 | $97,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,775 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,644 | $97,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,067 | $97,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,500 | $97,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,700 | $97,000 | thousands by filing date | put |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 23,700 | $97,000 | thousands by filing date | call |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,380 | $97,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 14,800 | $97,000 | thousands by filing date | put |
| AMERIS BANCORP | 03076K108 | COM | 5,685 | $96,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 8,745 | $96,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,307 | $96,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 6,500 | $96,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,362 | $96,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 32,000 | $96,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 72,000 | $96,000 | thousands by filing date | principal |
| DOLE PLC ORD SHS | 256603101 | COM | 7,559 | $96,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 1,937 | $96,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 16,400 | $96,000 | thousands by filing date | call |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 15,636 | $96,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 41,712 | $96,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 25,174 | $96,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,200 | $95,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,100 | $95,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,000 | $95,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 8,600 | $95,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,500 | $95,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,062 | $95,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 16,300 | $95,000 | thousands by filing date | put |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 4,100 | $95,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 16,000 | $95,000 | thousands by filing date | put |
| OMNICARE INC | 681904108 | COM | 2,000 | $95,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 40,526 | $95,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 52,200 | $95,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 6,065 | $95,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,568 | $94,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,200 | $94,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 3,500 | $94,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 6,400 | $94,000 | thousands by filing date | put |
| SIMPSON MFG INC | 829073105 | COM | 3,186 | $94,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,400 | $94,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,400 | $94,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,700 | $94,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 10,800 | $94,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 44,261 | $94,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 30,800 | $94,000 | thousands by filing date | call |
| DICE HOLDINGS INC | 253017107 | COM | 10,211 | $94,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 2,255 | $94,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,600 | $93,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,400 | $93,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 1,300 | $93,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,500 | $93,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 1,000 | $93,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 3,300 | $93,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 5,500 | $93,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |