13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 10,280 holding rows worth $84,361,624,000.
- Accession
- 0000950123-13-006580
- Filer
- CIK 1114446
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 14,961 entries on the cover page, a total value of $84,361,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,361,578,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMUCKER J M CO | 832696405 | COM NEW | 2,100 | $217,000 | thousands by filing date | call |
| FOREST LABS INC | 345838106 | COM | 5,300 | $217,000 | thousands by filing date | call |
| BMC SOFTWARE INC | 055921100 | COM | 4,800 | $217,000 | thousands by filing date | put |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 37,919 | $217,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 21,722 | $217,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 3,680 | $217,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 18,973 | $216,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 10,500 | $216,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 10,632 | $216,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 48,110 | $216,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,000 | $215,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 5,781 | $215,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 30,536 | $215,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 180,500 | $215,000 | thousands by filing date | call |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 54,424 | $215,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 52,100 | $215,000 | thousands by filing date | call |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 27,300 | $215,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 7,977 | $215,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 279,595 | $215,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,700 | $214,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 6,700 | $214,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916107 | COM | 71,200 | $214,000 | thousands by filing date | call |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 26,412 | $214,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 5,200 | $214,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,100 | $213,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 94,866 | $213,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 46,300 | $213,000 | thousands by filing date | call |
| RLI CORP COM | 749607107 | Stock | 2,777 | $212,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 19,200 | $212,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 4,300 | $212,000 | thousands by filing date | put |
| VELTI PLC ST HELIER | G93285107 | SHS | 151,569 | $212,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,628 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,844 | $211,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,300 | $211,000 | thousands by filing date | call |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 26,000 | $211,000 | thousands by filing date | put |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 18,257 | $211,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,838 | $210,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 14,600 | $210,000 | thousands by filing date | call |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 9,773 | $210,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 42,600 | $210,000 | thousands by filing date | call |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 12,342 | $210,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,800 | $209,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,600 | $209,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 3,417 | $209,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,000 | $209,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,407 | $209,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 10,000 | $209,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 19,387 | $209,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 4,900 | $209,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,200 | $208,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 7,230 | $208,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 26,162 | $208,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 35,900 | $208,000 | thousands by filing date | call |
| WELLTOWER INC | 42217K106 | COM | 3,100 | $208,000 | thousands by filing date | put |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 10,011 | $208,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 10,000 | $208,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 7,300 | $207,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 3,246 | $206,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 11,800 | $206,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 13,821 | $206,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 17,600 | $206,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 22,600 | $206,000 | thousands by filing date | put |
| SAKS INC | 79377W108 | COM | 15,143 | $206,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,000 | $205,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 2,900 | $205,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,600 | $205,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 1,100 | $205,000 | thousands by filing date | put |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 32,500 | $205,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,100 | $205,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 9,000 | $205,000 | thousands by filing date | put |
| OFFICEMAX INC DEL | 67622P101 | COM | 20,000 | $205,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 9,900 | $205,000 | thousands by filing date | put |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 29,383 | $205,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 68,600 | $204,000 | thousands by filing date | put |
| GENCORP INC | 368682100 | COM | 12,562 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 16,052 | $204,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,200 | $203,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,585 | $203,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 17,193 | $203,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 70,600 | $203,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 5,200 | $203,000 | thousands by filing date | put |
| MET-PRO CORP | 590876306 | COM | 15,081 | $203,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 14,413 | $203,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,684 | $202,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 9,986 | $202,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 5,490 | $202,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 10,785 | $202,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 11,100 | $202,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 44,500 | $202,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,400 | $201,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 3,100 | $201,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 5,400 | $201,000 | thousands by filing date | put |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 49,417 | $200,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,400 | $200,000 | thousands by filing date | call |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 4,600 | $200,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 9,500 | $200,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,000 | $200,000 | thousands by filing date | call |
| COINSTAR INC | 19259P300 | COM | 3,400 | $200,000 | thousands by filing date | call |
| SCIQUEST INC NEW | 80908T101 | COM | 8,000 | $200,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 16,142 | $200,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,900 | $199,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 7,960 | $199,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 6,901 | $199,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 13,200 | $198,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 12,976 | $198,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2,700 | $198,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 22,300 | $198,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 10,753 | $198,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 23,763 | $198,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 21,700 | $197,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,000 | $197,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 4,100 | $197,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 13,800 | $197,000 | thousands by filing date | put |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 8,200 | $197,000 | thousands by filing date | put |
| RF MICRODEVICES INC | 749941100 | COM | 36,900 | $197,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 43,200 | $196,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 31,200 | $196,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,300 | $196,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 192,000 | $196,000 | thousands by filing date | principal |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,874 | $196,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,400 | $195,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,800 | $195,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,038 | $195,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,016 | $195,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 15,458 | $195,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,364 | $195,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 104,300 | $195,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 14,700 | $195,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 7,212 | $195,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 18,300 | $194,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,476 | $194,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 7,373 | $194,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 22,651 | $194,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 9,700 | $194,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,400 | $193,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,000 | $193,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,000 | $193,000 | thousands by filing date | put |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 224,070 | $193,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,424 | $192,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,356 | $192,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 72,751 | $192,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 20,200 | $192,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 3,200 | $192,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 6,200 | $192,000 | thousands by filing date | call |
| LIN TV CORP | 532774106 | CL A | 12,516 | $192,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 14,404 | $192,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 7,815 | $192,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 55,800 | $191,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 5,796 | $191,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,300 | $191,000 | thousands by filing date | put |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,600 | $191,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 20,700 | $191,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,400 | $190,000 | thousands by filing date | call |
| KAMADA LTD | M6240T109 | SHS | 17,060 | $190,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 5,214 | $190,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 6,300 | $190,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,300 | $189,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,373 | $189,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 9,353 | $189,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 12,100 | $189,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 42,000 | $189,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,400 | $188,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,571 | $188,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 29,015 | $188,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 45,655 | $188,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,824 | $187,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 3,939 | $187,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,447 | $187,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 4,000 | $187,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,000 | $187,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 7,478 | $187,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 55,721 | $187,000 | thousands by filing date | |
| FIFTH THIRD BANCORP CONV P | 316773209 | CNV PFD DEP1/250 | 1,198 | $187,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,300 | $186,000 | thousands by filing date | call |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 5,700 | $186,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 17,902 | $186,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 95,139 | $186,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 23,200 | $186,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,900 | $185,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,800 | $185,000 | thousands by filing date | put |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,007 | $185,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 48,300 | $184,000 | thousands by filing date | put |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 8,706 | $184,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 13,034 | $184,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 6,262 | $184,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 12,862 | $184,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 3,356 | $183,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,500 | $183,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291102 | COM | 9,100 | $183,000 | thousands by filing date | put |
| EMULEX CORP | 292475209 | COM NEW | 28,099 | $183,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 5,450 | $183,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 28,400 | $183,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,500 | $182,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 9,400 | $182,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 37,697 | $182,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,800 | $182,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 6,063 | $182,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 3,600 | $182,000 | thousands by filing date | call |
| THORATEC CORP | 885175307 | COM | 5,800 | $182,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,796 | $181,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 16,396 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 4,310 | $181,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 5,000 | $181,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 1,700 | $181,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 9,700 | $181,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 84,695 | $181,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,761 | $180,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 26,615 | $180,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 7,715 | $180,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,546 | $180,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,800 | $180,000 | thousands by filing date | call |
| GARDNER DENVER INC | 365558105 | COM | 2,400 | $180,000 | thousands by filing date | call |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 12,587 | $180,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 12,106 | $180,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 12,552 | $180,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,997 | $179,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,700 | $179,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,798 | $179,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 4,100 | $179,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 3,300 | $179,000 | thousands by filing date | call |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,800 | $179,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,900 | $179,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 4,200 | $179,000 | thousands by filing date | put |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 2,700 | $179,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,300 | $179,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,945 | $178,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,400 | $178,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 11,894 | $178,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,900 | $178,000 | thousands by filing date | put |
| WINDSTREAM CORP | 97381W104 | COM | 23,100 | $178,000 | thousands by filing date | call |
| Lowes Companies Inc | 42222G108 | LOW | 5,600 | $178,000 | thousands by filing date | put |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 35,677 | $178,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 43,200 | $178,000 | thousands by filing date | put |
| NYSE EURONEXT | 629491101 | COM | 4,300 | $178,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,278 | $177,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 11,432 | $177,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,000 | $177,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,667 | $177,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 7,100 | $177,000 | thousands by filing date | call |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 4,060 | $177,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 10,500 | $177,000 | thousands by filing date | call |
| CROSSTEX ENERGY L P | 22765U102 | COM | 8,600 | $177,000 | thousands by filing date | put |
| AVALON RARE METALS INC | 053470100 | COM | 333,056 | $177,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,856 | $177,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,000 | $176,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,400 | $176,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 6,500 | $176,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 4,700 | $176,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 10,100 | $176,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 7,610 | $175,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 8,500 | $175,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,600 | $174,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 12,547 | $174,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 25,100 | $174,000 | thousands by filing date | call |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 2,000 | $174,000 | thousands by filing date | call |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 13,044 | $174,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 14,294 | $174,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 8,068 | $174,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,700 | $173,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,200 | $173,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,804 | $173,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 9,900 | $173,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 90,921 | $173,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,850 | $173,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,124 | $173,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 6,891 | $173,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,600 | $172,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 99,400 | $172,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 7,500 | $172,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 19,800 | $172,000 | thousands by filing date | call |
| BOISE INC | 09746Y105 | COMMON STOCK | 20,100 | $172,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 6,100 | $172,000 | thousands by filing date | call |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 9,800 | $172,000 | thousands by filing date | put |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 2,600 | $172,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694305 | COM | 13,425 | $172,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 27,900 | $172,000 | thousands by filing date | put |
| OWENS CORNING WARRANT | 690742127 | COMMON | 178,245 | $172,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,557 | $172,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,800 | $171,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,411 | $171,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 9,801 | $171,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 22,700 | $171,000 | thousands by filing date | put |
| PVF CAPITAL CORP | 693654105 | COM | 42,836 | $171,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461506 | EGSHARE FINL GEM | 8,989 | $171,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,500 | $170,000 | thousands by filing date | call |
| ELIZABETH ARDEN INC | 28660G106 | COM | 3,768 | $170,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 6,100 | $170,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,100 | $169,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 138 | $169,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 39,500 | $169,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 41,375 | $169,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 28,793 | $169,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 25,600 | $169,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 7,900 | $168,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,000 | $168,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,900 | $168,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 4,500 | $168,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 20,200 | $168,000 | thousands by filing date | put |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 4,035 | $168,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 5,950 | $168,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,861 | $167,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 2,900 | $167,000 | thousands by filing date | put |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 117,000 | $167,000 | thousands by filing date | principal |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 6,271 | $167,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,190 | $166,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 2,543 | $166,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,000 | $166,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 9,796 | $166,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 23,783 | $166,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 5,559 | $166,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 7,712 | $166,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 15,700 | $166,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 3,493 | $166,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,700 | $165,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 5,300 | $165,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 3,259 | $165,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 23,052 | $165,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 20,858 | $165,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,406 | $165,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 758 | $165,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 3,206 | $165,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 7,000 | $165,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 2,300 | $165,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y496 | DLY GLMNRBU3XNEW | 28,100 | $165,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 11,100 | $164,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 10,519 | $164,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,594 | $163,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 18,400 | $163,000 | thousands by filing date | call |
| AIXTRON SE | 009606104 | SPONSORED ADR | 9,711 | $163,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 117,000 | $163,000 | thousands by filing date | call |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 7,407 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 5,100 | $162,000 | thousands by filing date | put |
| Pentair Inc | H6169Q108 | PNR | 2,800 | $162,000 | thousands by filing date | call |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 19,154 | $162,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,300 | $161,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 3,100 | $161,000 | thousands by filing date | put |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 10,824 | $161,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,658 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,100 | $160,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,605 | $160,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 36,774 | $160,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 7,430 | $160,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 31,404 | $160,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 12,500 | $160,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 52,200 | $159,000 | thousands by filing date | put |
| UNITED ONLINE INC | 911268100 | COM | 21,000 | $159,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 3,953 | $159,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,000 | $158,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 20,400 | $158,000 | thousands by filing date | put |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,739 | $158,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 12,000 | $158,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 4,300 | $158,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 5,700 | $158,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 14,584 | $158,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 11,811 | $158,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 54,826 | $158,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,700 | $157,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,566 | $157,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,900 | $157,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 7,500 | $157,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 3,200 | $157,000 | thousands by filing date | put |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 8,583 | $157,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 14,311 | $157,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 16,800 | $156,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,400 | $156,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,857 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,600 | $156,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,396 | $156,000 | thousands by filing date | |
| ENCORE ENERGY CORP F | 97717W174 | COM | 7,404 | $156,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 4,274 | $156,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 37,987 | $156,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 7,833 | $156,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,700 | $156,000 | thousands by filing date | put |
| ARRIS GROUP INC | 04270V106 | COM | 10,900 | $156,000 | thousands by filing date | put |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 10,294 | $156,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 87,028 | $156,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,759 | $155,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,500 | $155,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,880 | $155,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 20,700 | $155,000 | thousands by filing date | call |
| MYLAN INC | 628530107 | COM | 5,000 | $155,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,870 | $155,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 6,770 | $155,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 92,000 | $155,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 3,900 | $154,000 | thousands by filing date | call |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 68,900 | $154,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 15,700 | $154,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,400 | $154,000 | thousands by filing date | call |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 16,300 | $154,000 | thousands by filing date | put |
| MAXYGEN INC | 577776107 | COM | 62,066 | $154,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 23,182 | $154,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 9,472 | $154,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,250 | $153,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,319 | $153,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,544 | $153,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 2,400 | $153,000 | thousands by filing date | call |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 52,900 | $153,000 | thousands by filing date | put |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 10,935 | $153,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 11,729 | $153,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,600 | $152,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 3,147 | $152,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 7,300 | $152,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 7,842 | $152,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 9,000 | $152,000 | thousands by filing date | call |
| Mexico Fund Inc/The | 592835102 | COM | 4,934 | $152,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,900 | $152,000 | thousands by filing date | call |
| CELSION CORPORATION | 15117N305 | COM NEW | 149,300 | $152,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 21,900 | $152,000 | thousands by filing date | put |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 15,095 | $152,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 6,866 | $152,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 4,700 | $151,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 13,407 | $151,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 3,040 | $151,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,354 | $151,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 28,200 | $151,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 7,100 | $151,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $150,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 10,293 | $150,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,900 | $150,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,400 | $150,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 14,301 | $149,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 26,250 | $149,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,500 | $148,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 3,878 | $148,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 22,179 | $148,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 8,500 | $148,000 | thousands by filing date | call |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 5,622 | $148,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 15,423 | $148,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,200 | $147,000 | thousands by filing date | put |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 4,300 | $147,000 | thousands by filing date | call |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 8,210 | $147,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 5,300 | $147,000 | thousands by filing date | call |
| JARDEN CORP | 471109108 | COM | 3,350 | $147,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 3,900 | $147,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 32,300 | $147,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,400 | $146,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 5,100 | $146,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 2,900 | $146,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 14,200 | $146,000 | thousands by filing date | call |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 10,900 | $146,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 7,200 | $146,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 24,296 | $146,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 15,523 | $145,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,200 | $145,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 6,700 | $145,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3,100 | $145,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 3,000 | $145,000 | thousands by filing date | call |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 10,000 | $145,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 35,400 | $145,000 | thousands by filing date | call |
| Acquity Group Ltd | 00489C103 | COM | 11,161 | $145,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 14,889 | $145,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,600 | $144,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,400 | $144,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 3,927 | $144,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,800 | $144,000 | thousands by filing date | put |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,455 | $144,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 7,700 | $144,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 42,061 | $144,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 167,000 | $144,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 19,200 | $144,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 15,800 | $144,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 64,917 | $144,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 54,000 | $144,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 8,400 | $143,000 | thousands by filing date | call |
| DIGITAL RIV INC | 25388B104 | COM | 7,600 | $143,000 | thousands by filing date | call |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 65,024 | $143,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,900 | $143,000 | thousands by filing date | put |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 102,999 | $143,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,400 | $142,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 6,351 | $142,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 32,600 | $142,000 | thousands by filing date | put |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,568 | $142,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 15,091 | $142,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,100 | $141,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 19,900 | $141,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 7,300 | $141,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 7,800 | $141,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 6,140 | $141,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 8,563 | $141,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 72,946 | $141,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 11,600 | $141,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 1,800 | $140,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 5,527 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,305 | $140,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 3,512 | $140,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 96,567 | $140,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 3,937 | $140,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 2,900 | $140,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 38,356 | $140,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,131 | $140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 8,530 | $140,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 6,169 | $139,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,159 | $139,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 9,492 | $139,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 9,000 | $139,000 | thousands by filing date | put |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 31,900 | $139,000 | thousands by filing date | call |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 10,804 | $139,000 | thousands by filing date | |
| PPL CORP | 69351T601 | PREF CONV | 2,657 | $139,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,200 | $138,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 6,000 | $138,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-006580 | this filing | 2013-08-14 | acceptance time not in the bulk data set |