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Disclosery

XFFCX FLAHERTY & CRUMRIN PFD & INM

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COM (fund)

115 managers (115 13F filers) reported a position in XFFCX shares at 2025-09-30, 10,964,870 shares in all. 12 filers opened a position and 9 filers sold out during the quarter.

Managers
115
13F filers
115
New
12
Added
37
Reduced
32
Sold out
9
Shares held by filers
10,964,870

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN935,588$15.8M<0.01%+27,12213F-HRTimelineGroup
BARD ASSOCIATES INC854,839$14.4M3.83%+409,19913F-HRTimeline
Invesco Ltd.in group Invesco Ltd.740,068$12.5M<0.01%-22,98813F-HRTimelineGroup
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC587,918$9.93M0.2%+169,87113F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY575,997$9.73M<0.01%+1,82313F-HR/ATimelineGroup
COHEN & STEERS, INC.in group COHEN & STEERS, INC.572,296$9.67M0.02%013F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC519,977$8.78M<0.01%+30,69713F-HRTimelineGroup
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/401,105$6.77M<0.01%+53613F-HR/ATimelineGroup
Thomas J. Herzfeld Advisors, Inc.382,783$6.47M2.22%-3,39813F-HRTimeline
1607 Capital Partners, LLC375,350$6.34M0.48%013F-HRTimeline
Hennion & Walsh Asset Management, Inc.339,284$5.73M0.21%+46,86313F-HRTimeline
Csenge Advisory Group317,717$5.37M0.26%-19,94613F-HRTimeline
LPL Financial LLC301,320$5.09M<0.01%+12,53413F-HRTimeline
AMERIPRISE FINANCIAL INCin group AMERIPRISE FINANCIAL INC266,764$4.51M<0.01%-18,61913F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC247,095$4.17M0.01%+7,05413F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC229,997$3.88M<0.01%+22,53213F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.160,976$2.72M<0.01%+2,26113F-HRTimelineGroup
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA157,895$2.67M<0.01%-1,44113F-HRTimelineGroup
Gridiron Partners, LLC486,870$2.54M1.45%+338,93913F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP139,934$2.36M<0.01%+14,53513F-HRTimelineGroup
Sowell Financial Services LLC124,332$2.1M0.08%+14613F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.123,735$2.02M<0.01%+1,00313F-HRTimelineGroup
Cetera Investment Advisers119,491$2.02M<0.01%-1113F-HRTimeline
Elevated Capital Advisors, LLC116,501$1.97M0.49%-5,74113F-HRTimeline
Fiera Capital Corpin group Fiera Capital Corp99,033$1.67M0.01%new13F-HRTimelineGroup
UBS Group AGin group UBS Group AG94,006$1.59M<0.01%-9,33213F-HRTimelineGroup
Focus Partners Wealthin group Focus Partners Wealth91,357$1.54M<0.01%-2,19013F-HRTimelineGroup
PARK AVENUE SECURITIES LLCin group PARK AVENUE SECURITIES LLC83,871$1.42M0.01%-2,06113F-HRTimelineGroup
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC77,259$1.3M0.01%-3,95713F-HRTimelineGroup
Smith Asset Management Co., LLC72,977$1.23M1.05%+1,61313F-HRTimeline
Compound Planning, Inc.64,275$1.09M0.04%-1,25013F-HRTimeline
Mountain Capital Investment Advisors In…63,392$1.07M0.19%+46813F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…59,032$997K<0.01%013F-HRTimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…52,081$875K<0.01%+1,84013F-HRTimeline
HighTower Advisors, LLC48,396$817K<0.01%+32,83413F-HRTimeline
Everstar Asset Management, LLC47,900$809K0.46%013F-HRTimeline
Noble Wealth Management PBC44,262$748K0.4%13F-HRTimeline
Lido Advisors, LLCin group Lido Advisors, LLC36,895$623K<0.01%-10,00013F-HRTimelineGroup
&PARTNERS35,592$601K<0.01%+2,58113F-HRTimeline
Western Wealth Management, LLC34,964$591K0.03%-61513F-HRTimeline
Consolidated Portfolio Review Corp34,104$576K0.07%-5,49313F-HRTimeline
Stolper Co32,320$546K0.17%new13F-HR/ATimeline
CEERA INVESTMENTS, LLC31,280$528K0.16%+7,11013F-HRTimeline
SEAMOUNT FINANCIAL GROUP INC30,331$512K0.24%-3,62413F-HRTimeline
Federation des caisses Desjardins du Qu…30,138$509K<0.01%-11,74813F-HRTimeline
CHOREO, LLC29,459$498K0.01%-20313F-HRTimeline
Jacobi Capital Management LLC27,565$466K0.03%+1,15513F-HRTimeline
WEDBUSH SECURITIES INC26,744$452K0.01%+9113F-HRTimeline
Pines Wealth Management, LLC26,464$447K0.15%+8,58013F-HRTimeline
Calamos Advisors LLCin group Calamos Advisors LLC25,506$431K<0.01%+4,55513F-HRTimelineGroup
TITLEIST ASSET MANAGEMENT, LLC25,277$427K0.04%013F-HRTimeline
Curi Capital, LLC25,168$425K0.01%new13F-HRTimeline
SMITH, MOORE & CO.24,289$410K0.03%013F-HRTimeline
Whitener Capital Management, Inc.23,785$402K0.1%013F-HRTimeline
Stratos Wealth Partners, LTD.in group Stratos Wealth Partners, LTD.23,296$393K<0.01%-6,05713F-HRTimelineGroup
Cambridge Investment Research Advisors,…22,465$379K<0.01%+34213F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management19,881$336K0.01%-51113F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…19,363$327K<0.01%-1,88913F-HRTimelineGroup
INTEGRATED CAPITAL MANAGEMENT, INC.19,178$324K0.23%+59613F-HRTimeline
Sage Capital Advisors,llc18,672$315K0.08%-57213F-HRTimeline
Alpha Cubed Investments, LLC18,076$305K0.01%013F-HRTimeline
AQR Arbitrage LLCin group AQR CAPITAL MANAGEMENT LLC17,311$292K0.01%-122,73213F-HRTimelineGroup
NewEdge Advisors, LLC16,255$275K<0.01%-56013F-HRTimeline
KESTRA PRIVATE WEALTH SERVICES, LLCin group Kestra Advisory Services, LLC15,751$266K<0.01%-78313F-HRTimelineGroup
First Heartland Consultants, Inc.15,452$261K0.02%+3,83213F-HRTimeline
TIEMANN INVESTMENT ADVISORS, LLC15,388$260K0.1%013F-HRTimeline
EVERGREEN CAPITAL MANAGEMENT LLC15,350$259K0.01%+2,80013F-HRTimeline
Janney Montgomery Scott LLC14,995$253K<0.01%-1,02613F-HRTimeline
INTERNATIONAL ASSETS INVESTMENT MANAGEM…14,567$238K0.02%013F-HRTimeline
SILVER OAK SECURITIES, INCORPORATED14,088$238K0.02%+1,64713F-HRTimeline
MILLENNIUM MANAGEMENT LLCin group MILLENNIUM MANAGEMENT LLC13,723$232K<0.01%new13F-HRTimelineGroup
Private Advisor Group, LLC13,184$223K<0.01%013F-HRTimeline
Prairie Wealth Advisors, Inc.13,050$220K0.09%+20013F-HRTimeline
MML INVESTORS SERVICES, LLC12,689$214K<0.01%+1,02313F-HRTimeline
DF DENT & CO INC12,298$208K<0.01%013F-HRTimeline
CARY STREET PARTNERS FINANCIAL LLCin group CARY STREET PARTNERS ASSET MA…11,773$199K0.01%013F-HRTimelineGroup
Summit Trail Advisors, LLC10,711$181K<0.01%013F-HRTimeline
Walleye Capital LLCin group Walleye Capital LLC10,245$173K<0.01%new13F-HRTimelineGroup
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…10,068$170K<0.01%new13F-HRTimelineGroup
US BANCORP \DE\in group US BANCORP \DE\8,456$143K<0.01%013F-HRTimelineGroup
COMERICA BANK7,536$127K<0.01%-213F-HRTimeline
Advisory Services Network, LLC7,077$120K<0.01%new13F-HRTimeline
Steward Partners Investment Advisory, L…6,605$112K<0.01%+6,10513F-HRTimeline
FINANCIAL CONSULATE, INC6,146$104K0.01%new13F-HRTimeline
MARYLAND CAPITAL ADVISORS INC.5,600$94.6K0.03%013F-HRTimeline
Larson Financial Group LLC5,500$92.9K<0.01%new13F-HRTimeline
GPS Wealth Strategies Group, LLC5,439$91.9K0.01%+3413F-HRTimeline
Future Financial Wealth Managment LLC5,000$84.5K0.05%013F-HRTimelineThe filing omitted confidential holdings, a later amendment may add them.
MATHER GROUP, LLC.4,684$79.1K<0.01%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.4,000$67.6K<0.01%013F-HRTimeline
MassMutual Private Wealth & Trust, FSB3,548$59.9K<0.01%013F-HRTimeline
Geneos Wealth Management Inc.3,545$59.9K<0.01%-26513F-HRTimeline
IFP Advisors, Inc3,500$59.1K<0.01%013F-HR/ATimeline
Allworth Financial LP3,218$54.4K<0.01%013F-HRTimeline
Capital Analysts, LLCin group Capital Analysts, LLC2,531$43K<0.01%013F-HRTimelineGroup
MAI Capital Management2,400$40.5K<0.01%013F-HRTimeline
PRIVATE TRUST CO NA2,100$35.5K<0.01%013F-HRTimeline
North Star Investment Management Corp.2,098$35.4K<0.01%013F-HRTimeline
Sound Income Strategies, LLC1,723$29.2K<0.01%+1913F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…1,627$27.5K<0.01%-5513F-HRTimelineGroup
CHILTON CAPITAL MANAGEMENT LLC1,550$26.2K<0.01%013F-HRTimeline
CWM, LLCin group CWM, LLC1,313$22K<0.01%-19713F-HRTimelineGroup
HOLLENCREST CAPITAL MANAGEMENT1,110$18.7K<0.01%013F-HRTimeline
Washington Trust Advisors, Inc.970$16.4K<0.01%013F-HRTimeline
SOA Wealth Advisors, LLC.950$16.1K<0.01%+1613F-HRTimeline
CoreCap Advisors, LLC800$13.5K<0.01%-50013F-HRTimeline
Kilter Group LLC778$13.1K0.01%new13F-HRTimeline
Sunbelt Securities, Inc.350$5.91K<0.01%013F-HRTimeline
LANARK FINANCIAL, INC.315$5.32K<0.01%013F-HRTimeline
CHELSEA COUNSEL CO310$5.24K<0.01%-2,70013F-HRTimeline
Bernard Wealth Management Corp.225$3.81K<0.01%+313F-HRTimeline
ASSETMARK, INCin group ASSETMARK, INC220$3.72K<0.01%013F-HRTimelineGroup
Koesten, Hirschmann & Crabtree, INC.186$3.14K<0.01%013F-HRTimeline
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COin group NORTHWESTERN MUTUAL INVESTMEN…75$1.27K<0.01%013F-HRTimelineGroup
Tower Research Capital LLC (TRC)in group Tower Research Capital LLC (T…2$34<0.01%new13F-HRTimelineGroup