13F-HR filed by Smith Asset Management Co., LLC
Smith Asset Management Co., LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-03, with 67 holding rows worth $117,410,775.
- Accession
- 0001172661-25-004559
- Filer
- CIK 2068217
- Filed
- 2025-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 67 entries on the cover page, a total value of $117,410,775 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,410,775 with VALUE read as dollars as filed, 13F file number 028-25616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 944,134 | $7,741,891 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,976 | $7,053,418 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 296,523 | $6,051,575 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 410,637 | $4,603,314 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 227,982 | $4,397,833 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 421,102 | $4,215,282 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 336,211 | $4,068,245 | dollars as filed | |
| SPY | 78462F103 | SHS | 5,811 | $3,876,515 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 183,634 | $3,812,272 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 158,566 | $3,412,368 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 286,818 | $3,169,412 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 79,260 | $3,140,337 | dollars as filed | |
| VGT | 92204A702 | SHS | 4,140 | $3,091,048 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 518,992 | $2,984,240 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 134,523 | $2,795,400 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 138,217 | $2,736,720 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 192,064 | $2,569,845 | dollars as filed | |
| Apple Inc | 037833100 | COM | 9,931 | $2,544,187 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 98,699 | $2,447,742 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 118,930 | $2,402,618 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 130,618 | $2,327,639 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 160,326 | $2,315,116 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 101,043 | $2,186,571 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 117,345 | $2,166,232 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 183,186 | $1,945,443 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,581 | $1,652,703 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 71,949 | $1,557,704 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 101,871 | $1,526,032 | dollars as filed | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 126,475 | $1,502,542 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 73,598 | $1,483,011 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 62,073 | $1,311,596 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 48,811 | $1,277,393 | dollars as filed | |
| SOURCE CAPITAL | 836144303 | COM SHS OF BEN I | 28,112 | $1,265,610 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 72,977 | $1,232,592 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 106,993 | $1,213,831 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 90,341 | $1,110,297 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 4,844 | $1,063,599 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 42,320 | $789,280 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 18,053 | $762,227 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,938 | $753,438 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 4,026 | $750,793 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 53,491 | $748,874 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 9,371 | $741,952 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 30,865 | $693,844 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 65,269 | $620,062 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,007 | $589,638 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 15,850 | $559,822 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,215 | $531,620 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,792 | $527,735 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 27,443 | $525,551 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 872 | $523,522 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 67,556 | $497,886 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 4,425 | $456,041 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 10,584 | $394,047 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,067 | $386,011 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,858 | $353,687 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 33,035 | $340,597 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,069 | $273,066 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 3,921 | $259,024 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 42,263 | $234,559 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,171 | $220,405 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 18,203 | $197,502 | dollars as filed | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,537 | $152,021 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,651 | $118,253 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 22,593 | $99,638 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 18,377 | $49,808 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A117 | RIGHT 10/16/2025 | 98,699 | $7,699 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-25-004559 | this filing | 2025-11-03 | acceptance time not in the bulk data set |