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Disclosery

UOCT INNOVATOR ETFS TRUST

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US EQTY ULTRA B (fund)

95 managers (95 13F filers) reported a position in UOCT shares at 2026-03-31, 5,238,051 shares in all. 7 filers opened a position and 10 filers sold out during the quarter.

Managers
95
13F filers
95
New
7
Added
18
Reduced
35
Sold out
10
Shares held by filers
5,238,051

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Brookstone Capital Managementin group Brookstone Capital Management1,681,168$64.3M0.73%+12,01313F-HRTimelineGroup
Talon Private Wealth, LLC943,203$36.1M4.79%13F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC383,727$14.7M0.02%-3,90813F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …149,978$5.74M0.33%+9,93113F-HRTimeline
CWM, LLCin group CWM, LLC125,368$4.79M0.01%+2,94913F-HRTimelineGroup
KFG WEALTH MANAGEMENT, LLC124,403$4.76M0.62%-12,72113F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC104,299$3.99M0.02%+13,26013F-HRTimelineGroup
Advisory Services Network, LLC90,285$3.45M0.05%-39913F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.84,906$3.25M<0.01%+13,58213F-HRTimelineGroup
Spire Wealth Managementin group Spire Wealth Management82,198$3.14M0.11%-4,67013F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC75,972$2.91M<0.01%+2,59613F-HRTimelineGroup
IMG Wealth Management, Inc.65,876$2.52M1.61%-80513F-HRTimeline
CENTRAL VALLEY ADVISORS, LLC60,918$2.33M0.64%-1,22813F-HRTimeline
Orion Porfolio Solutions, LLC59,576$2.28M0.02%+5,52013F-HRTimeline
Foundations Investment Advisors, LLC56,222$2.15M0.03%+3,22113F-HRTimeline
MERCER GLOBAL ADVISORS INC /ADV55,621$2.13M<0.01%-51,75413F-HRTimeline
LPL Financial LLC53,840$2.06M<0.01%-8213F-HRTimeline
Creative Planningin group Creative Planning49,328$1.89M<0.01%new13F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC48,824$1.87M<0.01%-1,42013F-HRTimelineGroup
SageView Advisory Group, LLC48,460$1.85M0.07%013F-HRTimeline
Cetera Investment Advisers46,740$1.79M<0.01%-14413F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP43,624$1.67M<0.01%-22713F-HRTimelineGroup
Wood Tarver Financial Group, LLC40,576$1.55M0.43%-75113F-HRTimeline
Sonoma Allocations LLC38,374$1.48M0.51%-72913F-HRTimeline
Bedel Financial Consulting, Inc.36,171$1.38M0.16%013F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…35,264$1.35M<0.01%+14,77113F-HRTimelineGroup
Berger Financial Group, Inc34,116$1.3M0.07%013F-HRTimeline
Trek Financial, LLC30,076$1.15M0.06%-1,30313F-HRTimeline
OLD MISSION CAPITAL LLC29,906$1.14M0.03%+20,66113F-HRTimeline
AE Wealth Management LLC25,022$957K0.01%-2,04013F-HRTimeline
Allworth Financial LP23,438$896K<0.01%013F-HRTimeline
Triad Wealth Partners, LLC22,733$869K0.07%+7,54113F-HRTimeline
Compass Advisory Group LLC20,885$799K0.21%-44113F-HRTimeline
WEDBUSH SECURITIES INC19,570$748K0.02%013F-HRTimeline
MML INVESTORS SERVICES, LLC17,265$660K<0.01%-21,01113F-HRTimeline
CENTAURUS FINANCIAL, INC.17,253$660K0.03%-1,14813F-HRTimeline
Vantage Point Financial LLC16,273$622K0.22%013F-HRTimeline
MTM FINANCIAL GROUP, LLC15,383$588K0.28%-2,16013F-HRTimeline
GTS SECURITIES LLC14,353$549K0.02%+40013F-HRTimeline
Arkadios Wealth Advisors14,148$541K0.01%+1,35813F-HRTimeline
IHT Wealth Management, LLC13,731$525K0.01%013F-HRTimeline
Cornerstone Wealth Group, LLC12,844$513K0.03%013F-HRTimeline
Meridian Wealth Management, LLC12,478$477K0.02%013F-HRTimeline
WEALTHGARDEN F.S. LLC12,383$474K0.32%013F-HRTimeline
Long Island Wealth Management, Inc.12,046$461K0.21%013F-HRTimeline
RFG Advisory, LLC12,020$460K0.01%-17813F-HRTimeline
Atria Investments, Inc11,779$450K0.01%+56813F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC11,643$445K<0.01%new13F-HRTimelineGroup
AssuredPartners Investment Advisors, LLC11,423$440K0.05%-3,76113F-HRTimeline
Kellett Wealth Advisors, LLC11,459$438K0.24%-10,83313F-HRTimeline
WorthPointe, LLC11,238$430K0.12%-1,41613F-HRTimeline
NewCorp Financial Services, Inc.10,922$418K0.36%013F-HRTimeline
Janney Montgomery Scott LLC10,785$412K<0.01%013F-HRTimeline
Cambridge Investment Research Advisors,…10,614$406K<0.01%-4513F-HRTimeline
Simplicity Wealth,LLC10,614$406K0.02%-78613F-HRTimeline
Todd Wealth Management, LLC10,326$395K0.36%013F-HRTimeline
Strategic Blueprint, LLC9,189$351K0.02%013F-HRTimeline
Concurrent Investment Advisors, LLCin group Concurrent Investment Advisor…8,760$335K<0.01%+42913F-HRTimelineGroup
Chris Bulman Inc8,559$327K0.14%-44313F-HRTimeline
Encompass More Asset Management8,498$325K0.05%+77513F-HRTimeline
MONEY CONCEPTS CAPITAL CORP8,102$310K0.02%-4,61913F-HRTimeline
Capital Investment Advisory Services, L…7,873$301K0.02%-45513F-HRTimeline
Integrity Advisory Solutions, LLC7,709$295K0.04%013F-HRTimeline
BFI Wealth Solutions, LLC7,375$284K0.27%013F-HRTimeline
Madison Wealth Partners, Inc7,261$278K0.04%new13F-HRTimeline
HighTower Advisors, LLC6,909$264K<0.01%013F-HRTimeline
Beacon Financial Advisory LLC6,736$258K0.06%013F-HRTimeline
DHJJ Financial Advisors, Ltd.6,293$241K0.08%013F-HRTimeline
HARBOUR INVESTMENTS, INC.6,174$236K<0.01%-17,75013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV6,100$233K0.01%013F-HRTimeline
ATX Financial Planning, LLC5,903$226K0.17%-4,87813F-HRTimeline
Lantz Financial LLC5,740$219K0.05%-16413F-HRTimeline
Retirement Planning Group, LLC5,587$214K0.01%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC5,500$210K0.01%013F-HRTimeline
Tradition Wealth Management, LLC5,377$206K0.01%013F-HRTimeline
Financial Network Wealth Advisors LLC5,364$205K0.21%+15513F-HRTimeline
Ausdal Financial Partners, Inc.5,323$204K0.01%-18813F-HRTimeline
CoreCap Advisors, LLC3,666$140K<0.01%-2513F-HRTimeline
Aptus Capital Advisors, LLC3,250$124K<0.01%013F-HRTimeline
GUARDIAN WEALTH ADVISORS, LLC / NC3,250$124K0.01%new13F-HRTimeline
Farther Finance Advisors, LLC2,189$84.3K<0.01%013F-HRTimeline
TopTier Wealth Management, LLC1,423$54.4K0.03%new13F-HRTimeline
WealthShield Partners, LLC1,284$49.1K0.01%-1913F-HRTimeline
Keating Financial Advisory Services, In…1,200$45.9K0.01%013F-HRTimeline
Ashton Thomas Private Wealth, LLC1,020$39K<0.01%new13F-HRTimeline
Steward Partners Investment Advisory, L…982$37.6K<0.01%013F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY962$36.8K<0.01%013F-HRTimelineGroup
Archer Investment Corp955$36.5K0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA500$19K<0.01%013F-HRTimelineGroup
ASSETMARK, INCin group ASSETMARK, INC445$17K<0.01%+5113F-HRTimelineGroup
Triumph Capital Management330$12.6K<0.01%-70013F-HRTimeline
UBS Group AGin group UBS Group AG299$11.4K<0.01%new13F-HRTimelineGroup
Bullock Wealth Management Group173$6.66K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO144$5.48K<0.01%013F-HR/ATimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN0$13<0.01%013F-HR/ATimelineGroupAmount filed as zero, left out of ratios.