Skip to content
Disclosery

UOCT INNOVATOR ETFS TRUST

Follow

US EQTY ULTRA B (fund)

81 managers (81 13F filers) reported a position in UOCT shares at 2024-12-31, 3,745,239 shares in all. 19 filers opened a position and 4 filers sold out during the quarter.

Managers
81
13F filers
81
New
19
Added
29
Reduced
13
Sold out
4
Shares held by filers
3,745,239

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Brookstone Capital Managementin group Brookstone Capital Management871,112$30.7M0.45%+829,77413F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC372,571$13.1M<0.01%13F-HR/ATimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC329,696$11.6M0.02%+5,83113F-HRTimeline
Talon Private Wealth, LLC275,679$9.73M2.03%new13F-HR/ATimeline
C2P Capital Advisory Group, LLC d.b.a. …174,446$6.15M0.5%+14,07113F-HR/ATimeline
Encompass More Asset Management164,992$5.82M1.92%new13F-HRTimeline
Donald L. Hagan, LLC100,999$3.56M1.85%new13F-HRTimeline
KFG WEALTH MANAGEMENT, LLC91,867$3.24M0.61%+41,48613F-HRTimeline
Advisory Services Network, LLC88,534$3.12M0.06%new13F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC84,840$2.99M0.02%+23,52713F-HRTimelineGroup
IMG Wealth Management, Inc.60,644$2.14M1.98%13F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC57,062$2.01M<0.01%+38,89813F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.54,551$1.92M<0.01%+47,15813F-HR/ATimelineGroup
CENTRAL VALLEY ADVISORS, LLC48,870$1.72M0.78%+19,32013F-HRTimeline
Fermata Advisors, LLC46,308$1.63M0.31%+39,14613F-HRTimeline
Sigma Planning Corp45,545$1.61M0.05%new13F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP45,024$1.59M<0.01%+5,22413F-HRTimelineGroup
LPL Financial LLC44,511$1.57M<0.01%+30913F-HRTimeline
CWM, LLCin group CWM, LLC43,832$1.55M0.01%+13,06913F-HRTimelineGroup
SageView Advisory Group, LLC40,455$1.43M0.06%new13F-HRTimeline
Bedel Financial Consulting, Inc.37,545$1.35M0.19%-5213F-HRTimeline
AE Wealth Management LLC34,287$1.21M0.01%+6,24313F-HRTimeline
Allworth Financial LP32,413$1.16M0.01%+32,13013F-HRTimeline
MML INVESTORS SERVICES, LLC30,979$1.09M<0.01%new13F-HRTimeline
Berger Financial Group, Inc28,084$991K0.07%+20,72113F-HRTimeline
Kellett Wealth Advisors, LLC27,539$972K0.67%+13,73113F-HRTimeline
Compass Advisory Group LLC26,087$920K0.33%-9013F-HRTimeline
HARBOUR INVESTMENTS, INC.26,062$919K0.03%+11,50013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management25,744$908K0.03%+16,38913F-HRTimelineGroup
Betterment LLC24,264$856K<0.01%+3,89413F-HRTimeline
Trek Financial, LLC22,879$807K0.06%new13F-HRTimeline
CENTAURUS FINANCIAL, INC.19,489$688K0.04%-4,49113F-HRTimeline
MONEY CONCEPTS CAPITAL CORP19,255$679K0.05%-27213F-HRTimeline
Vantage Point Financial LLC17,644$622K0.34%13F-HRTimeline
MTM FINANCIAL GROUP, LLC17,628$622K0.37%013F-HRTimeline
Long Island Wealth Management, Inc.17,596$621K0.39%013F-HRTimeline
WorthPointe, LLC15,862$560K0.23%new13F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC14,608$515K<0.01%new13F-HRTimelineGroup
City Center Advisors, LLC14,526$512K0.58%+39713F-HRTimeline
Sovran Advisors, LLC14,219$500K0.07%13F-HRTimeline
IHT Wealth Management, LLC13,685$483K0.02%new13F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…11,015$389K<0.01%new13F-HRTimelineGroup
Janney Montgomery Scott LLC10,785$380K<0.01%+15013F-HRTimeline
Arete Wealth Advisors, LLC10,768$380K0.03%-44613F-HRTimeline
Cetera Investment Advisers10,460$369K<0.01%+3,34513F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY10,000$353K<0.01%013F-HR/ATimelineGroup
WEALTH ENHANCEMENT ADVISORY SERVICES, L…9,671$341K<0.01%013F-HR/ATimeline
NOVUS ADVISORS, LLC9,582$338K0.34%13F-HRTimeline
Capital Investment Advisory Services, L…9,350$330K0.03%+4,41513F-HRTimeline
Strategic Blueprint, LLC9,305$328K0.02%+2,13713F-HRTimeline
WEDBUSH SECURITIES INC9,000$318K0.01%new13F-HRTimeline
TOWNSQUARE CAPITAL LLC8,975$317K<0.01%-13,07413F-HRTimeline
Atlantic Private Wealth, LLC8,578$303K0.23%new13F-HRTimeline
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC8,252$291K<0.01%-4,32313F-HRTimelineGroup
FC Advisory LLC7,438$262K0.09%new13F-HRTimeline
Beacon Financial Advisory LLC7,387$261K0.08%+1,61113F-HRTimeline
RFG Advisory, LLC6,761$239K0.01%-1,31513F-HRTimeline
U.S. Capital Wealth Advisors, LLC6,610$233K0.01%-1,31113F-HRTimeline
Cambridge Investment Research Advisors,…6,405$226K<0.01%-2,43513F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…6,311$223K0.01%+41313F-HRTimelineGroup
CREATIVE FINANCIAL DESIGNS INC /ADV6,100$215K0.02%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC6,055$214K0.01%013F-HRTimeline
WOLVERINE TRADING, LLC5,870$208K<0.01%new13F-HRTimeline
CONTINUUM WEALTH ADVISORS, LLC5,747$203K0.1%013F-HRTimeline
AVANTAX ADVISORY SERVICES, INC.5,692$201K<0.01%new13F-HRTimeline
Wood Tarver Financial Group, LLC4,776$168K0.06%13F-HRTimeline
Continuum Advisory, LLC4,576$161K0.02%013F-HRTimeline
Financial Network Wealth Advisors LLC3,317$117K0.22%-2,35213F-HRTimeline
CoreCap Advisors, LLC3,127$110K0.01%+31213F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,847$100K<0.01%013F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC2,630$92.8K<0.01%013F-HRTimelineGroup
WealthShield Partners, LLC2,027$71.5K0.01%new13F-HRTimeline
Steward Partners Investment Advisory, L…1,116$39.4K<0.01%+71613F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…670$24K<0.01%+26313F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC600$21.2K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA500$18K<0.01%new13F-HRTimelineGroup
Arax Advisory Partners430$15.2K<0.01%-12113F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC362$12.8K<0.01%013F-HRTimeline
Bullock Wealth Management Group173$6.1K<0.01%013F-HRTimeline
Larson Financial Group LLC37$1.3K<0.01%-3113F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$24<0.01%013F-HRTimelineGroup