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Disclosery

UOCT INNOVATOR ETFS TRUST

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US EQTY ULTRA B (fund)

80 managers (80 13F filers) reported a position in UOCT shares at 2025-03-31, 5,271,894 shares in all. 7 filers opened a position and 8 filers sold out during the quarter.

Managers
80
13F filers
80
New
7
Added
21
Reduced
27
Sold out
8
Shares held by filers
5,271,894

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Brookstone Capital Managementin group Brookstone Capital Management1,585,729$54.8M0.79%+714,61713F-HRTimelineGroup
Talon Private Wealth, LLC947,916$32.8M4.39%+672,23713F-HRTimeline
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC356,296$12.3M<0.01%-16,27513F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC326,989$11.3M0.02%-2,70713F-HRTimeline
C2P Capital Advisory Group, LLC d.b.a. …189,358$6.56M0.52%+14,91213F-HRTimeline
Encompass More Asset Management167,849$5.8M1.73%+2,85713F-HRTimeline
IHT Wealth Management, LLC109,770$3.82M0.12%+96,08513F-HRTimeline
CWM, LLCin group CWM, LLC87,161$3.01M0.01%+43,32913F-HRTimelineGroup
Advisory Services Network, LLC86,884$3M0.06%-1,65013F-HRTimeline
KFG WEALTH MANAGEMENT, LLC83,894$2.9M0.53%-7,97313F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC79,688$2.75M0.01%-5,15213F-HRTimelineGroup
ASHTON THOMAS SECURITIES, LLC63,458$2.19M0.61%new13F-HRTimeline
IMG Wealth Management, Inc.61,081$2.11M1.9%+43713F-HRTimeline
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC54,973$1.9M<0.01%-2,08913F-HRTimelineGroup
Donald L. Hagan, LLC54,317$1.88M0.98%-46,68213F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.53,982$1.87M<0.01%-56913F-HRTimelineGroup
Allworth Financial LP51,557$1.76M0.01%+19,14413F-HRTimeline
CENTRAL VALLEY ADVISORS, LLC48,846$1.69M0.64%-2413F-HRTimeline
TRUIST FINANCIAL CORPin group TRUIST FINANCIAL CORP45,041$1.56M<0.01%+1713F-HRTimelineGroup
LPL Financial LLC44,967$1.55M<0.01%+45613F-HRTimeline
SageView Advisory Group, LLC40,455$1.4M0.06%013F-HRTimeline
Bedel Financial Consulting, Inc.37,545$1.3M0.19%013F-HRTimeline
Cetera Investment Advisers36,266$1.25M<0.01%+25,80613F-HRTimeline
Fermata Advisors, LLC32,144$1.11M0.2%-14,16413F-HRTimeline
MML INVESTORS SERVICES, LLC30,979$1.07M<0.01%013F-HRTimeline
AE Wealth Management LLC28,580$987K0.01%-5,70713F-HRTimeline
Berger Financial Group, Inc28,084$970K0.07%013F-HRTimeline
Kellett Wealth Advisors, LLC27,530$951K0.66%-913F-HRTimeline
HARBOUR INVESTMENTS, INC.25,357$876K0.03%-70513F-HRTimeline
Compass Advisory Group LLC25,276$873K0.3%-81113F-HRTimeline
Betterment LLC22,429$775K<0.01%-1,83513F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management21,760$752K0.02%-3,98413F-HRTimelineGroup
OLD MISSION CAPITAL LLC20,344$703K0.01%new13F-HRTimeline
WEDBUSH SECURITIES INC19,570$676K0.02%+10,57013F-HRTimeline
CENTAURUS FINANCIAL, INC.19,419$671K0.04%-7013F-HRTimeline
Vantage Point Financial LLC17,903$619K0.31%+25913F-HRTimeline
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…17,677$611K<0.01%+6,66213F-HRTimelineGroup
MTM FINANCIAL GROUP, LLC17,628$609K0.36%013F-HRTimeline
Long Island Wealth Management, Inc.17,596$608K0.37%013F-HRTimeline
Orion Porfolio Solutions, LLC17,467$603K0.01%new13F-HRTimeline
Orion Portfolio Solutions, LLC17,467$603K0.01%new13F-HR/ATimeline
WorthPointe, LLC15,898$549K0.25%+3613F-HRTimeline
City Center Advisors, LLC15,357$531K0.62%+83113F-HRTimeline
RFG Advisory, LLC14,848$513K0.01%+8,08713F-HRTimeline
Sovran Advisors, LLC14,219$477K0.06%013F-HRTimeline
MONEY CONCEPTS CAPITAL CORP12,422$429K0.03%-6,83313F-HRTimeline
Trek Financial, LLC11,888$411K0.03%-10,99113F-HRTimeline
Arkadios Wealth Advisors10,034$347K0.01%new13F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY10,000$345K<0.01%013F-HRTimelineGroup
Janney Montgomery Scott LLC9,785$338K<0.01%-1,00013F-HRTimeline
NOVUS ADVISORS, LLC9,582$331K0.33%013F-HRTimeline
Strategic Blueprint, LLC9,423$326K0.02%+11813F-HRTimeline
Capital Investment Advisory Services, L…9,350$323K0.03%013F-HRTimeline
Wood Tarver Financial Group, LLC9,219$319K0.1%+4,44313F-HRTimeline
Arete Wealth Advisors, LLC8,755$302K0.02%-2,01313F-HRTimeline
TOWNSQUARE CAPITAL LLC8,725$301K<0.01%-25013F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC8,713$301K<0.01%-5,89513F-HRTimelineGroup
Atlantic Private Wealth, LLC8,578$296K0.22%013F-HRTimeline
Continuum Advisory, LLC7,529$260K0.03%+2,95313F-HRTimeline
WEALTH ENHANCEMENT ADVISORY SERVICES, L…7,519$260K<0.01%-2,15213F-HRTimeline
Beacon Financial Advisory LLC7,387$255K0.08%013F-HRTimeline
CREATIVE FINANCIAL DESIGNS INC /ADV6,100$211K0.02%013F-HRTimeline
ROTHSCHILD INVESTMENT LLC6,055$209K0.01%013F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…6,029$208K0.01%-28213F-HRTimelineGroup
Accurate Wealth Management, LLC6,070$204K0.04%new13F-HRTimeline
Financial Network Wealth Advisors LLC3,457$119K0.16%+14013F-HRTimeline
CoreCap Advisors, LLC3,127$108K<0.01%013F-HRTimeline
JPMORGAN CHASE & COin group JPMORGAN CHASE & CO2,847$98.4K<0.01%013F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC2,630$92.8K<0.01%013F-HRTimelineGroup
WealthShield Partners, LLC1,782$61.6K0.01%-24513F-HRTimeline
Steward Partners Investment Advisory, L…1,116$38.6K<0.01%013F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC600$20.7K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA500$17K<0.01%013F-HR/ATimelineGroup
Arax Advisory Partners430$14.9K<0.01%013F-HRTimeline
O'SHAUGHNESSY ASSET MANAGEMENT, LLC362$12.5K<0.01%013F-HRTimeline
Bullock Wealth Management Group173$5.99K<0.01%013F-HRTimeline
BARCLAYS PLCin group BARCLAYS PLC115$3.97K<0.01%new13F-HR/ATimelineGroup
Larson Financial Group LLC37$1.28K<0.01%013F-HRTimeline
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN1$23<0.01%013F-HRTimelineGroup
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0-67013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.